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Docter Judith M

Disclosed activity across 1 company

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160042
SEC CIK
0001344171

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ASSOCIATED BANC-CORPASB · Entity 2747Executive Vice PresidentFebruary 19, 2019February 21, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ASSOCIATED BANC-CORP

Report date February 19, 2019 · Filed February 21, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock $0.01 Par ValueSEC Table I · non-derivativeDirect46,431.7939 Reported balance After 2019-02-19 transaction · row 1
1 source row

Row 1 · 2019-02-19 · Tax withholding · Disposed 1,960 · Balance 46,431.7939

F1: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.

Common Stock $0.01 Par ValueSEC Table I · non-derivativeIndirect401(k) Plan9,205 Reported balance Holding disclosure · report date 2019-02-19 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 9,205

Filing footnotes · ownership attribution and instrument terms

F1: Shares were surrendered to satisfy tax withholding obligations resulting from the vesting of awards.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 15, 2017 Filed Mar 17, 2017 17:32 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 9.017 $25.05 $225.90
Disclosure

SEC source: 0001127602-17-012119 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,161.4224

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:50 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,400 $26.08 $36,505.00
Disclosure

SEC source: 0001127602-17-008194 · form4.xml · nonDerivative · entry 4

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,152.4054

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:50 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,006 $26.05 $52,256.30
Disclosure

SEC source: 0001127602-17-008194 · form4.xml · nonDerivative · entry 3

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,552.4054

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:50 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 6,177 $26.03 $160,756.43
Disclosure

SEC source: 0001127602-17-008194 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,558.4054

Read SEC document
February 23, 2017 Filed Feb 24, 2017 20:50 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 6,541 $26.00 $170,066.00
Disclosure

SEC source: 0001127602-17-008194 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,735.4054

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:56 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $24.89 $0.00
Disclosure

SEC source: 0001127602-17-006812 · form4.xml · derivative · entry 5

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 20,000 shares

Expires 2018-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:56 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 20,000 $26.30 $526,000.00
Disclosure

SEC source: 0001127602-17-006812 · form4.xml · nonDerivative · entry 3

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,276.4054

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:56 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 20,000 $24.89 $497,800.00
Disclosure

SEC source: 0001127602-17-006812 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,276.4054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:56 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 8.6074 $26.25 $225.90
Disclosure

SEC source: 0001127602-17-006812 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,276.4054

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:53 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantNon-qualified Stock Option (Right to Buy) · Derivative 15,974 $25.20 Strike: $25.20 $402,544.80
Disclosure

SEC source: 0001127602-17-004563 · form4.xml · derivative · entry 4

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,974

Underlying: Common Stock $0.01 Par Value · 15,974 shares

Expires 2027-02-06

F3 · derivative.exercise_date: Option vests in four equal annual installments beginning on February 8, 2018.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:53 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Tax withholdingCommon Stock $0.01 Par Value 3,628 $25.20 $91,425.60
Disclosure

SEC source: 0001127602-17-004563 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,267.798

F2 · kind: Shares were surrendered to satisfy tax withholding obligations arising from the vesting of restricted stock.

Read SEC document
February 06, 2017 Filed Feb 8, 2017 20:53 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 GrantCommon Stock $0.01 Par Value 13,585 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-004563 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,895.798

F1 · kind: Includes 8,631 shares awarded pursuant to vesting of performance-based restricted stock units ("PRSUs") granted in 2014; 1,651 shares attributable to the time-based portion, of PRSUs granted in 2017, and 3,303 shares underlying time-based RSUs ("TRSUs") granted in 2017, which will vest in four equal annual installments beginning on February 8, 2018.

Read SEC document
January 17, 2017 Filed Jan 19, 2017 20:37 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 9.177 $24.62 $225.90
Disclosure

SEC source: 0001127602-17-002034 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,310.798

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 15, 2016 Filed Dec 20, 2016 21:51 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 8.982 $25.15 $225.90
Disclosure

SEC source: 0001127602-16-070582 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,301.621

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 14,500 $0.00 Strike: $12.97 $0.00
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · derivative · entry 15

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,767

Underlying: Common Stock $0.01 Par Value · 14,500 shares

Expires 2022-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $17.26 $0.00
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · derivative · entry 14

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock $0.01 Par Value · 10,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 100 $25.08 $2,507.50
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · nonDerivative · entry 12

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,292.639

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,800 $25.05 $45,090.00
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · nonDerivative · entry 11

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,392.639

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 600 $25.03 $15,015.00
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · nonDerivative · entry 10

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,192.639

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 5,076 $25.00 $126,900.00
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · nonDerivative · entry 9

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,792.639

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 100 $24.98 $2,497.50
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · nonDerivative · entry 8

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,868.639

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,476 $24.96 $36,833.58
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · nonDerivative · entry 7

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,968.639

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 5,348 $24.95 $133,432.60
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · nonDerivative · entry 6

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,444.639

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 14,500 $12.97 $188,065.00
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · nonDerivative · entry 5

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,792.639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 500 $25.08 $12,537.50
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · nonDerivative · entry 4

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,292.639

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,501 $25.05 $37,600.05
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · nonDerivative · entry 3

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,792.639

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 7,999 $25.01 $200,015.00
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,293.639

Read SEC document
December 09, 2016 Filed Dec 13, 2016 16:25 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 Exercise / conversionCommon Stock $0.01 Par Value 10,000 $17.26 $172,600.00
Disclosure

SEC source: 0001127602-16-069838 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,292.639

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2016 Filed Nov 16, 2016 19:32 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 9.881 $22.86 $225.91
Disclosure

SEC source: 0001127602-16-067374 · form4.xml · nonDerivative · entry 6

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,292.639

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:32 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 161 $23.26 $3,744.06
Disclosure

SEC source: 0001127602-16-067374 · form4.xml · nonDerivative · entry 5

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,282.758

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:32 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,704 $23.25 $39,618.00
Disclosure

SEC source: 0001127602-16-067374 · form4.xml · nonDerivative · entry 4

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,443.758

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:32 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 100 $23.23 $2,323.48
Disclosure

SEC source: 0001127602-16-067374 · form4.xml · nonDerivative · entry 3

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,147.758

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:32 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,100 $23.20 $25,520.00
Disclosure

SEC source: 0001127602-16-067374 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,247.758

Read SEC document
November 14, 2016 Filed Nov 16, 2016 19:32 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 1,295 $23.18 $30,024.32
Disclosure

SEC source: 0001127602-16-067374 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,347.758

Read SEC document
October 17, 2016 Filed Oct 18, 2016 19:22 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 11.782 $19.17 $225.91
Disclosure

SEC source: 0001127602-16-064910 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,642.758

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:00 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherDepositary Shrs Representing 8% Perpetual Pref Stk, Series B 200 $25.50 $5,100.00
Disclosure

SEC source: 0001127602-16-062718 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The reported securities were called for redemption by the issuer at a redemption price of $25 per Depositary Share, plus an amount equal to any declared and unpaid dividends to the redemption date.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 21:00 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 OtherCommon Stock $0.01 Par Value 11.629 $19.43 $225.89
Disclosure

SEC source: 0001127602-16-062718 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,630.976

F1 · kind: Shares were purchased within the Issuer's Employee Stock Purchase Plan.

Read SEC document
September 07, 2016 Filed Sep 8, 2016 19:59 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 6,000 $19.76 $118,530.00
Disclosure

SEC source: 0001127602-16-062228 · form4.xml · nonDerivative · entry 2

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,619.347

Read SEC document
September 07, 2016 Filed Sep 8, 2016 19:59 UTC ASSOCIATED BANC-CORP ASB · Entity 2747 SaleCommon Stock $0.01 Par Value 2,000 $19.75 $39,500.00
Disclosure

SEC source: 0001127602-16-062228 · form4.xml · nonDerivative · entry 1

Docter Judith M · CIK 0001344171 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,619.347

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.