Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOEING COBA · Entity 2862 | EVP & General Counsel | March 01, 2019 | March 05, 2019 |
| FRANKLIN UNIVERSAL TRUSTFT · Entity 8825 | Trustee | February 07, 2022 | February 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOEING CO
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,305.77 |
Reported balance
After 2019-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-01 · Tax withholding · Disposed 47.73 · Balance 20,305.77 F1: Shares withheld for payment of taxes on vesting of restricted stock units and performance-based restricted stock units; not an open market transaction. F2: Includes adjustments for dividends accrued. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 503.01 |
Reported balance
Holding disclosure · report date 2019-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 503.01 F3: Ownership in the issuer's 401(k) plan is represented by units in the issuer's common stock fund in the plan rather than shares of common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 3,846 |
Reported balance
Holding disclosure · report date 2019-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,846 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld for payment of taxes on vesting of restricted stock units and performance-based restricted stock units; not an open market transaction.
F2: Includes adjustments for dividends accrued.
F3: Ownership in the issuer's 401(k) plan is represented by units in the issuer's common stock fund in the plan rather than shares of common stock.
FRANKLIN UNIVERSAL TRUST
Report date February 07, 2022 · Filed February 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of beneficial interestSEC Table I · non-derivative | Direct | 1,193 |
Reported balance
After 2022-02-07 transaction · row 1
1 source rowRow 1 · 2022-02-07 · Purchase · Acquired 1,193 · Balance 1,193 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 18, 2015 Filed Feb 19, 2015 22:50 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 38,000 | $0.00 Strike: $89.65 | $0.00 |
DisclosureSEC source: 0001225208-15-004799 · doc4.xml · derivative · entry 5 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,000 shares Expires 2017-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Represents an option grant for the purchase of 38,000 shares vesting over a period of three years from the date of grant (February 26, 2007), 34% on February 26, 2008, 33% on February 26, 2009 and 33% on February 26, 2010. Read SEC document |
| February 18, 2015 Filed Feb 19, 2015 22:50 UTC | BOEING CO BA · Entity 2862 | SaleCommon Stock | 85,050 | $150.77 | $12,822,988.50 |
DisclosureSEC source: 0001225208-15-004799 · doc4.xml · nonDerivative · entry 3 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,638.47 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $150.49 to $151.06 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| February 18, 2015 Filed Feb 19, 2015 22:50 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionCommon Stock | 38,000 | $89.65 | $3,406,510.00 |
DisclosureSEC source: 0001225208-15-004799 · doc4.xml · nonDerivative · entry 2 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,688.47 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2015 Filed Feb 19, 2015 22:50 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionCommon Stock | 47,050 | $88.73 | $4,174,511.25 |
DisclosureSEC source: 0001225208-15-004799 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,688.47 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2015 Filed Feb 4, 2015 23:09 UTC | BOEING CO BA · Entity 2862 | SaleCommon Stock | 18,637 | $147.37 | $2,746,571.96 |
DisclosureSEC source: 0001225208-15-003011 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,638.47 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $147.3602 to $147.3910 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| October 31, 2014 Filed Nov 3, 2014 22:37 UTC | BOEING CO BA · Entity 2862 | SaleCommon Stock | 19,500 | $125.02 | $2,437,950.45 |
DisclosureSEC source: 0001225208-14-022478 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,798.23 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $124.7615 to $125.44 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 07, 2014 Filed Mar 11, 2014 21:19 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 32.49 | $129.12 | $4,194.95 |
DisclosureSEC source: 0001225208-14-008069 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,446.86 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 24, 2014 Filed Feb 26, 2014 22:33 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 4,473.49 | $129.58 | $579,674.83 |
DisclosureSEC source: 0001225208-14-006458 · doc4.xml · nonDerivative · entry 2 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,049.34 F3 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. Read SEC document |
| February 24, 2014 Filed Feb 26, 2014 22:33 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 5,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-006458 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,522.83 F1 · shares: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on February 24, 2017. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 08, 2013 Filed Mar 12, 2013 22:03 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 34.52 | $81.21 | $2,803.37 |
DisclosureSEC source: 0001225208-13-007511 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,571.56 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 25, 2013 Filed Feb 26, 2013 23:30 UTC | BOEING CO BA · Entity 2862 | GrantStock Option (Right to Buy) · Derivative | 53,633 | $0.00 Strike: $75.97 | $0.00 |
DisclosureSEC source: 0001225208-13-005592 · doc4.xml · derivative · entry 4 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,633 Underlying: Common Stock · 53,633 shares Expires 2023-02-25 F4 · derivative.exercise_date: Represents an option grant for the purchase of 53,633 shares vesting over a period of three years from the date of grant (February 25, 2013), with 34% on February 25, 2014, 33% on February 25, 2015 and 33% on February 25, 2016. Read SEC document |
| February 25, 2013 Filed Feb 26, 2013 23:30 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 11,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-005592 · doc4.xml · nonDerivative · entry 2 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,300.3 F3 · shares: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on February 25, 2016. Read SEC document |
| February 22, 2013 Filed Feb 26, 2013 23:30 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 3,973.93 | $76.76 | $305,019.00 |
DisclosureSEC source: 0001225208-13-005592 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,110.3 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 22:47 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 86.77 | $74.96 | $6,503.85 |
DisclosureSEC source: 0001225208-12-006907 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,702.38 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 27, 2012 Filed Feb 29, 2012 19:17 UTC | BOEING CO BA · Entity 2862 | GrantStock Option (Right to Buy) · Derivative | 48,447 | $0.00 Strike: $75.40 | $0.00 |
DisclosureSEC source: 0001225208-12-005979 · doc4.xml · derivative · entry 3 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,447 Underlying: Common Stock · 48,447 shares Expires 2022-02-27 F2 · derivative.exercise_date: Represents an option grant for the purchase of 48,447 shares vesting over a period of three years from the date of grant (February 27, 2012), with 34% on February 27, 2013, 33% on February 27, 2014 and 33% on February 27, 2015. Read SEC document |
| February 27, 2012 Filed Feb 29, 2012 19:17 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 50,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-005979 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,442.73 F1 · shares: Represents restricted stock units of which 10,853 will vest on February 27, 2015 and 40,000 will vest on February 27, 2016; restricted stock units settle in shares of the Company's common stock on a one-for-one basis. Read SEC document |
| February 23, 2012 Filed Feb 27, 2012 21:59 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 13,424.1 | $75.85 | $1,018,150.86 |
DisclosureSEC source: 0001225208-12-005612 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,589.73 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 22, 2011 Filed Feb 25, 2011 00:44 UTC | BOEING CO BA · Entity 2862 | GrantStock Option (Right to Buy) · Derivative | 44,666 | $0.00 Strike: $71.44 | $0.00 |
DisclosureSEC source: 0001225208-11-007252 · doc4.xml · derivative · entry 3 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,666 Underlying: Common Stock · 44,666 shares Expires 2021-02-22 F3 · derivative.exercise_date: The options vest over a period of three years from the date of grant (February 22, 2011), with 34% vesting on February 22, 2012, 33% vesting on February 22, 2013, and 33% vesting on February 22, 2014. Read SEC document |
| February 22, 2011 Filed Feb 25, 2011 00:44 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 11,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-007252 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,688.01 F1 · shares: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on February 22, 2014. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 23:31 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 14,175 | $0.00 Strike: $35.57 | $0.00 |
DisclosureSEC source: 0001225208-10-011488 · doc4.xml · derivative · entry 3 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,517 Underlying: Common Stock · 14,175 shares Expires 2019-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest over a period of three years from the date of grant (February 23, 2009), with 34% vesting after the first year, on February 23, 2010, 33% vesting after the second year, on February 23, 2011, and 33% vesting after the third year, on February 23, 2012. Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 23:31 UTC | BOEING CO BA · Entity 2862 | SaleCommon Stock | 14,175 | $73.80 | $1,046,115.00 |
DisclosureSEC source: 0001225208-10-011488 · doc4.xml · nonDerivative · entry 2 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,560.34 Read SEC document |
| April 29, 2010 Filed Apr 30, 2010 23:31 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionCommon Stock | 14,175 | $35.57 | $504,204.75 |
DisclosureSEC source: 0001225208-10-011488 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,735.34 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 22, 2010 Filed Feb 24, 2010 21:53 UTC | BOEING CO BA · Entity 2862 | GrantStock Option (Right to Buy) · Derivative | 46,773 | $0.00 Strike: $63.83 | $0.00 |
DisclosureSEC source: 0001225208-10-005537 · doc4.xml · derivative · entry 2 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,773 Underlying: Common Stock · 46,773 shares Expires 2020-02-22 F3 · derivative.exercise_date: The options vest over a period of three years from the date of grant (February 22, 2010), with 34% vesting after the first year, on February 22, 2011, 33% vesting after the second year, on February 22, 2012, and 33% vesting after the third year, on February 22, 2013. Read SEC document |
| February 22, 2010 Filed Feb 24, 2010 21:53 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 11,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-005537 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,348.3 F1 · shares: Represents a restricted stock unit award that will vest and settle in shares of the Company's common stock on a one-for-one basis on February 22, 2013. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 23, 2009 Filed Feb 25, 2009 22:21 UTC | BOEING CO BA · Entity 2862 | GrantStock Option (Right to Buy) · Derivative | 41,692 | $0.00 Strike: $35.57 | $0.00 |
DisclosureSEC source: 0001225208-09-004860 · doc4.xml · derivative · entry 2 LUTTIG J MICHAEL · CIK 0001362661 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,692 Underlying: Common Stock · 41,692 shares Expires 2019-02-23 F2 · derivative.exercise_date: The options vest over a period of three years from the date of grant (February 23, 2009), with 34% vesting after the first year, on February 23, 2010, 33% vesting after the second year, on February 23, 2011, and 33% vesting after the third year, on February 23, 2012. Read SEC document |
| February 23, 2009 Filed Feb 25, 2009 22:21 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 33,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-004860 · doc4.xml · nonDerivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,034 F1 · shares: Represents a restricted stock unit award that will vest and settle in shares of the Company's common stock on a one-for-one basis on February 23, 2012. Read SEC document |
| April 28, 2008 Filed Apr 30, 2008 16:37 UTC | BOEING CO BA · Entity 2862 | GrantStock Option (Right to Buy) · Derivative | 18,150 | $0.00 Strike: $84.96 | $0.00 |
DisclosureSEC source: 0001137638-08-000056 · lut1862.xml · derivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,150 Underlying: Common · 18,150 shares Expires 2018-04-28 F1 · derivative.exercise_date: The options vest over a period of three years from the date of grant (April 28, 2008), with 34% vesting after the first year, on April 28, 2009, 33% vesting after the second year, on April 28, 2010, and 33% vesting after the third year, on April 28, 2011. Read SEC document |
| February 25, 2008 Filed Feb 27, 2008 21:11 UTC | BOEING CO BA · Entity 2862 | GrantStock Option (Right to Buy) · Derivative | 26,000 | $0.00 Strike: $83.93 | $0.00 |
DisclosureSEC source: 0001137638-08-000028 · lut1822.xml · derivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common · 26,000 shares Expires 2018-02-25 F1 · derivative.exercise_date: The options vest over a period of three years from the date of grant (February 25, 2008), with 34% vesting after the first year, on February 25, 2009, 33% vesting after the second year, on February 25, 2010, and 33% vesting after the third year, on February 25, 2011. Read SEC document |
| February 26, 2007 Filed Feb 28, 2007 22:51 UTC | BOEING CO BA · Entity 2862 | GrantStock Option (Right to Buy) · Derivative | 38,000 | $0.00 Strike: $89.65 | $0.00 |
DisclosureSEC source: 0001137638-07-000033 · lut1616.xml · derivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common · 38,000 shares Expires 2017-02-26 F1 · derivative.exercise_date: The options vest over a period of three years, with 34% vesting after the first year, on February 26, 2008, 33% vesting after the second year, on February 26, 2009, and 33% vesting after the third year, on February 26, 2010. Read SEC document |
| May 11, 2006 Filed May 15, 2006 21:15 UTC | BOEING CO BA · Entity 2862 | Exercise / conversionStock Option (Right to Buy) · Derivative | 47,050 | $0.00 Strike: $88.73 | $0.00 |
DisclosureSEC source: 0001137638-06-000407 · lut1449.xml · derivative · entry 1 LUTTIG J MICHAEL · CIK 0001362661 · Sr. VP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,050 Underlying: Common · 47,050 shares Expires 2016-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options become exercisable 34% on the first anniversary of the grant date and 33% on each of the second and third anniversaries of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.