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READ IAN C

Disclosed activity across 6 companies

Tapewire entity
15999
SEC CIK
0001372915

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DXC Technology CoDXC · Entity 4594DirectorAugust 20, 2021August 24, 2021
Empery Digital Inc.VLCN · Entity 21DirectorJuly 17, 2025July 21, 2025
KIMBERLY CLARK CORPKMB · Entity 3103DirectorJanuary 03, 2022January 05, 2022
PFIZER INCPFE · Entity 2863Director · Executive ChairmanMarch 04, 2019March 06, 2019
Population Health Investment Co., Inc.PHIC · Entity 136038Director · Executive ChairmanNovember 17, 2020November 17, 2020
Viatris IncVTRS · Entity 3277DirectorMarch 21, 2022March 23, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DXC Technology Co

Report date August 20, 2021 · Filed August 24, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,800 Reported balance After 2021-08-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-08-20 · Grant · Acquired 12,700 · Balance 48,800

F1: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2: Amount reported includes unvested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2: Amount reported includes unvested RSUs.

Empery Digital Inc.

Report date July 17, 2025 · Filed July 21, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote30,000 Reported balance After 2025-07-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-07-21 · Grant · Acquired 30,000 · Balance 30,000

F1: The shares of common stock were purchased by the Reporting Person in the Issuer's recently announced private placement with certain accredited and institutional investors, which closed on July 21, 2025.

F2: The shares of common stock were purchased by the Ian Charles Read Revocable Trust the ("Trust"). The Reporting Person is the trustee of the trust and may be deemed to have sole voting and dispositive power over the shares held by the Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Stock options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2035-07-17Direct298,802 Reported balance After 2025-07-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-07-17 · Grant · Acquired 298,802 · Balance 298,802

F3: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of common stock were purchased by the Reporting Person in the Issuer's recently announced private placement with certain accredited and institutional investors, which closed on July 21, 2025.

F2: The shares of common stock were purchased by the Ian Charles Read Revocable Trust the ("Trust"). The Reporting Person is the trustee of the trust and may be deemed to have sole voting and dispositive power over the shares held by the Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F3: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan.

KIMBERLY CLARK CORP

Report date January 03, 2022 · Filed January 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Share UnitsSEC Table II · derivative / convertible securityDirect37,206 Reported balance After 2022-01-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-01-03 · Grant · Acquired 1,299 · Balance 37,206

F1: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F2: Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F2: Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

PFIZER INC

Report date March 04, 2019 · Filed March 06, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,109,202 Ending reported balance After 2019-03-04 transaction · row 26
26 source rows · reconciled sequence

Row 1 · 2019-03-04 · Sale · Disposed 3,722 · Balance 1,635,558

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 2 · 2019-03-04 · Sale · Disposed 4,258 · Balance 1,631,300

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 3 · 2019-03-04 · Sale · Disposed 4,392 · Balance 1,626,908

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 4 · 2019-03-04 · Sale · Disposed 4,489 · Balance 1,622,419

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 5 · 2019-03-04 · Sale · Disposed 5,812 · Balance 1,616,607

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 6 · 2019-03-04 · Sale · Disposed 6,284 · Balance 1,610,323

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 7 · 2019-03-04 · Sale · Disposed 6,960 · Balance 1,603,363

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 8 · 2019-03-04 · Sale · Disposed 7,584 · Balance 1,595,779

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 9 · 2019-03-04 · Sale · Disposed 8,427 · Balance 1,587,352

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 10 · 2019-03-04 · Sale · Disposed 10,725 · Balance 1,576,627

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 11 · 2019-03-04 · Sale · Disposed 11,804 · Balance 1,564,823

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 12 · 2019-03-04 · Sale · Disposed 11,908 · Balance 1,552,915

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 13 · 2019-03-04 · Sale · Disposed 12,457 · Balance 1,540,458

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 14 · 2019-03-04 · Sale · Disposed 12,623 · Balance 1,527,835

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 15 · 2019-03-04 · Sale · Disposed 12,787 · Balance 1,515,048

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 16 · 2019-03-04 · Sale · Disposed 12,971 · Balance 1,502,077

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 17 · 2019-03-04 · Sale · Disposed 13,275 · Balance 1,488,802

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 18 · 2019-03-04 · Sale · Disposed 14,739 · Balance 1,474,063

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 19 · 2019-03-04 · Sale · Disposed 16,537 · Balance 1,457,526

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 20 · 2019-03-04 · Sale · Disposed 21,624 · Balance 1,435,902

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 21 · 2019-03-04 · Sale · Disposed 28,599 · Balance 1,407,303

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 22 · 2019-03-04 · Sale · Disposed 34,216 · Balance 1,373,087

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 23 · 2019-03-04 · Sale · Disposed 52,878 · Balance 1,320,209

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 24 · 2019-03-04 · Sale · Disposed 69,362 · Balance 1,250,847

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 25 · 2019-03-04 · Sale · Disposed 69,433 · Balance 1,181,414

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 26 · 2019-03-04 · Sale · Disposed 72,212 · Balance 1,109,202

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Common StockSEC Table I · non-derivativeIndirectBy Rule 16b-3 Plan11,442 Reported balance Holding disclosure · report date 2019-03-04 · row 27 Holding and transaction disclosures are not merged.
1 source row

Row 27 · Balance 11,442

Filing footnotes · ownership attribution and instrument terms

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Population Health Investment Co., Inc.

Report date November 17, 2020 · Filed November 17, 2020

This filing explicitly reported no securities owned.

Viatris Inc

Report date March 21, 2022 · Filed March 23, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,497 Reported balance After 2022-03-21 transaction · row 1
1 source row

Row 1 · 2022-03-21 · Exercise / conversion · Acquired 166 · Balance 14,497

F1: Fractional shares have been rounded up in connection with the settlement described in footnote 2 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

Dividend Equivalent UnitsSEC Table II · derivative / convertible securityDirect165.5224 Reported balance After 2022-03-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-03-21 · Grant · Acquired 165.5224 · Balance 165.5224

F2: Represents dividend equivalent units (DEUs) that accrued with respect to RSUs previously granted on March 2, 2021. The DEUs vested upon accrual as the underlying RSUs had previously vested.

Dividend Equivalent UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-03-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-21 · Exercise / conversion · Disposed 165.5224 · Balance 0

F2: Represents dividend equivalent units (DEUs) that accrued with respect to RSUs previously granted on March 2, 2021. The DEUs vested upon accrual as the underlying RSUs had previously vested.

Filing footnotes · ownership attribution and instrument terms

F1: Fractional shares have been rounded up in connection with the settlement described in footnote 2 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

F2: Represents dividend equivalent units (DEUs) that accrued with respect to RSUs previously granted on March 2, 2021. The DEUs vested upon accrual as the underlying RSUs had previously vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2017 Filed Aug 8, 2017 21:02 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 68,834 $34.00 $2,340,356.00
Disclosure

SEC source: 0001225208-17-013378 · doc4.xml · nonDerivative · entry 2

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 221,955

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2017.

F2 · balance_after: In accordance with the provisions of his Grantor Retained Annuity Trust (GRAT), 119,973 shares were transferred from the GRAT to the reporting person's direct ownership on March 16, 2017.

Read SEC document
August 04, 2017 Filed Aug 8, 2017 21:02 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 28,116 $34.00 $955,944.00
Disclosure

SEC source: 0001225208-17-013378 · doc4.xml · nonDerivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,293

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 5, 2017.

F2 · balance_after: In accordance with the provisions of his Grantor Retained Annuity Trust (GRAT), 119,973 shares were transferred from the GRAT to the reporting person's direct ownership on March 16, 2017.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 16:00 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 187.6376 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-012428 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,075.7109

Underlying: Common Stock · 187.6376 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

Read SEC document
April 04, 2017 Filed Apr 7, 2017 01:19 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 181.2556 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-007770 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,888.0733

Underlying: Common Stock · 181.2556 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 55,609 $34.28 $1,906,276.52
Disclosure

SEC source: 0001225208-17-005110 · doc4.xml · nonDerivative · entry 3

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,531

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 53,609 $34.28 $1,837,716.52
Disclosure

SEC source: 0001225208-17-005110 · doc4.xml · nonDerivative · entry 2

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,140

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units (including dividend equivalents thereon).

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:10 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 110,011 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-005110 · doc4.xml · nonDerivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,749

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:55 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 438,005 $0.00 Strike: $34.06 $0.00
Disclosure

SEC source: 0001225208-17-004783 · doc4.xml · derivative · entry 8

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,005

Underlying: Common Stock · 438,005 shares

Expires 2024-02-23

F7 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F7 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:55 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 527,597 $0.00 Strike: $34.06 $0.00
Disclosure

SEC source: 0001225208-17-004783 · doc4.xml · derivative · entry 7

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,597

Underlying: Common Stock · 527,597 shares

Expires 2022-02-23

F6 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F6 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:55 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 788,835 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001225208-17-004783 · doc4.xml · derivative · entry 6

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 788,835 shares

Expires 2017-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:55 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 381,914 $32.49 $12,408,385.86
Disclosure

SEC source: 0001225208-17-004783 · doc4.xml · nonDerivative · entry 3

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,738

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:55 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 201,441 $34.06 $6,861,080.46
Disclosure

SEC source: 0001225208-17-004783 · doc4.xml · nonDerivative · entry 2

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 922,652

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 23:55 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 788,835 $21.03 $16,589,200.05
Disclosure

SEC source: 0001225208-17-004783 · doc4.xml · nonDerivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,124,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
January 04, 2017 Filed Jan 5, 2017 22:50 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 181.9462 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-000790 · doc4.xml · derivative · entry 2

READ IAN C · CIK 0001372915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,706.8177

Underlying: Common Stock · 181.9462 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

Read SEC document
January 03, 2017 Filed Jan 5, 2017 22:50 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 1,746 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-000790 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,524.8715

Underlying: Common Stock · 1,746 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

Read SEC document
October 04, 2016 Filed Oct 6, 2016 20:20 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 169.0727 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-16-040246 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,778.8715

Underlying: Common Stock · 169.0727 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

Read SEC document
August 03, 2016 Filed Aug 5, 2016 21:29 UTC PFIZER INC PFE · Entity 2863 OtherCommon Stock 954,993 $35.29 $33,701,702.97
Disclosure

SEC source: 0001225208-16-037551 · doc4.xml · nonDerivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,093

F1 · shares: The reporting person transferred shares held in the Pfizer Inc Deferred Compensation Plan ("DCP") into an alternative investment under the DCP in accordance with the DCP's investment alternatives pursuant to the Diversification and Sales Plan entered into on June 2, 2016 between the reporting person and the issuer, which plan was intended to comply with SEC Rule 10b5-1.

Read SEC document
May 09, 2016 Filed May 11, 2016 22:03 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $24.43 $0.00
Disclosure

SEC source: 0001225208-16-033171 · doc4.xml · derivative · entry 8

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2017-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2016 Filed May 11, 2016 22:03 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $25.87 $0.00
Disclosure

SEC source: 0001225208-16-033171 · doc4.xml · derivative · entry 7

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 250,000 shares

Expires 2017-02-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2016 Filed May 11, 2016 22:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 271,092 $33.80 $9,162,909.60
Disclosure

SEC source: 0001225208-16-033171 · doc4.xml · nonDerivative · entry 4

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,196,738

Read SEC document
May 09, 2016 Filed May 11, 2016 22:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 3,908 $33.81 $132,129.48
Disclosure

SEC source: 0001225208-16-033171 · doc4.xml · nonDerivative · entry 3

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,467,830

Read SEC document
May 09, 2016 Filed May 11, 2016 22:03 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 25,000 $24.43 $610,750.00
Disclosure

SEC source: 0001225208-16-033171 · doc4.xml · nonDerivative · entry 2

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,471,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2016 Filed May 11, 2016 22:03 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 250,000 $25.87 $6,467,500.00
Disclosure

SEC source: 0001225208-16-033171 · doc4.xml · nonDerivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446,738

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2016 Filed Mar 2, 2016 22:08 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 94 $29.67 $2,788.98
Disclosure

SEC source: 0001225208-16-028964 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,631

Underlying: Common Stock · 94 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
February 28, 2016 Filed Mar 2, 2016 00:32 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 30,702 $30.23 $928,121.46
Disclosure

SEC source: 0001225208-16-028816 · doc4.xml · nonDerivative · entry 2

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,633,375

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 28, 2016 Filed Mar 2, 2016 00:32 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 60,737 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-028816 · doc4.xml · nonDerivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,664,077

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

Read SEC document
February 25, 2016 Filed Feb 26, 2016 20:05 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 500,770 $0.00 Strike: $30.59 $0.00
Disclosure

SEC source: 0001225208-16-028385 · doc4.xml · derivative · entry 8

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,770

Underlying: Common Stock · 500,770 shares

Expires 2023-02-25

F6 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F6 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

Read SEC document
February 25, 2016 Filed Feb 26, 2016 20:05 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 560,345 $0.00 Strike: $30.59 $0.00
Disclosure

SEC source: 0001225208-16-028385 · doc4.xml · derivative · entry 7

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 560,345

Underlying: Common Stock · 560,345 shares

Expires 2021-02-25

F5 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F5 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

Read SEC document
February 24, 2016 Filed Feb 26, 2016 20:05 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 584,112 $0.00 Strike: $18.90 $0.00
Disclosure

SEC source: 0001225208-16-028385 · doc4.xml · derivative · entry 6

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 584,112 shares

Expires 2016-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2016 Filed Feb 26, 2016 20:05 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 275,619 $29.67 $8,177,615.73
Disclosure

SEC source: 0001225208-16-028385 · doc4.xml · nonDerivative · entry 3

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603,340

F3 · shares: The reported transaction constitutes the withholding of shares to cover payment of exercise price in connection with earn-out of stock appreciation rights (including dividend equivalents thereon).

F4 · price: Under the terms of the settlement of the stock appreciation rights the 20-day average of the closing prices of Pfizer common stock ending on the settlement date is used.

Read SEC document
February 24, 2016 Filed Feb 26, 2016 20:05 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 151,192 $30.02 $4,538,783.84
Disclosure

SEC source: 0001225208-16-028385 · doc4.xml · nonDerivative · entry 2

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,878,959

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations in connection with earn-out of stock appreciation rights.

Read SEC document
February 24, 2016 Filed Feb 26, 2016 20:05 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 584,112 $18.90 $11,039,716.80
Disclosure

SEC source: 0001225208-16-028385 · doc4.xml · nonDerivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,030,151

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reported transaction constitutes the earn-out of stock appreciation rights (including dividend equivalents thereon).

Read SEC document
January 13, 2016 Filed Jan 15, 2016 00:43 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 693 $30.37 $21,046.41
Disclosure

SEC source: 0001225208-16-024117 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,514

Underlying: Common Stock · 693 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 31, 2015 Filed Jan 4, 2016 17:49 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 145 $32.28 $4,680.60
Disclosure

SEC source: 0001225208-16-023054 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,749

Underlying: Common Stock · 145 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
December 15, 2015 Filed Dec 16, 2015 23:55 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 145 $32.26 $4,677.70
Disclosure

SEC source: 0001225208-15-022516 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,609

Underlying: Common Stock · 145 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 30, 2015 Filed Dec 2, 2015 17:15 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 143 $32.77 $4,686.11
Disclosure

SEC source: 0001225208-15-021593 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,486

Underlying: Common Stock · 143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
November 13, 2015 Filed Nov 16, 2015 22:48 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 141 $33.27 $4,691.07
Disclosure

SEC source: 0001225208-15-020945 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,284

Underlying: Common Stock · 141 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 30, 2015 Filed Nov 2, 2015 21:19 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 138 $33.82 $4,667.16
Disclosure

SEC source: 0001225208-15-020177 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,495

Underlying: Common Stock · 138 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 15, 2015 Filed Oct 16, 2015 22:39 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 137 $34.08 $4,668.96
Disclosure

SEC source: 0001225208-15-019678 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,328

Underlying: Common Stock · 137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
October 12, 2015 Filed Oct 14, 2015 20:09 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 633 $33.22 $21,028.26
Disclosure

SEC source: 0001225208-15-019537 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,224

Underlying: Common Stock · 633 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
September 30, 2015 Filed Oct 1, 2015 23:50 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 149 $31.41 $4,680.09
Disclosure

SEC source: 0001225208-15-018894 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,644

Underlying: Common Stock · 149 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
September 15, 2015 Filed Sep 17, 2015 00:39 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 141 $33.17 $4,676.97
Disclosure

SEC source: 0001225208-15-018462 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,436

Underlying: Common Stock · 141 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
August 31, 2015 Filed Sep 1, 2015 22:41 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 145 $32.22 $4,671.90
Disclosure

SEC source: 0001225208-15-017796 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,305

Underlying: Common Stock · 145 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
August 14, 2015 Filed Aug 18, 2015 12:03 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 132 $35.32 $4,662.24
Disclosure

SEC source: 0001225208-15-017135 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,902

Underlying: Common Stock · 132 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
July 31, 2015 Filed Aug 4, 2015 21:43 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 130 $36.06 $4,687.80
Disclosure

SEC source: 0001225208-15-016427 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,234

Underlying: Common Stock · 130 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
July 15, 2015 Filed Jul 17, 2015 13:27 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 134 $34.98 $4,687.32
Disclosure

SEC source: 0001225208-15-015575 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,130

Underlying: Common Stock · 134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
July 13, 2015 Filed Jul 14, 2015 22:54 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 604 $34.82 $21,031.28
Disclosure

SEC source: 0001225208-15-015458 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,002

Underlying: Common Stock · 604 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

Read SEC document
June 30, 2015 Filed Jul 2, 2015 18:09 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 139 $33.53 $4,660.67
Disclosure

SEC source: 0001225208-15-014906 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,428

Underlying: Common Stock · 139 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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June 15, 2015 Filed Jun 16, 2015 20:21 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 137 $34.04 $4,663.48
Disclosure

SEC source: 0001225208-15-013981 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,271

Underlying: Common Stock · 137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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May 29, 2015 Filed Jun 1, 2015 22:16 UTC PFIZER INC PFE · Entity 2863 GrantPhantom Stock Units SSP · Derivative 135 $34.75 $4,691.25
Disclosure

SEC source: 0001225208-15-013089 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,108

Underlying: Common Stock · 135 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents one phantom share of common stock.

F2 · derivative.exercise_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

F2 · derivative.expiration_date: These units, which were acquired pursuant to the Pfizer Inc. Nonfunded Deferred Compensation and Supplemental Savings Plan, are settled in cash following the reporting person's separation from service and may be transferred by the reporting person into an alternative investment account at any time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.