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person · Reporting owner

READ IAN C

Disclosed activity across 6 companies

Tapewire entity
15999
SEC CIK
0001372915

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DXC Technology CoDXC · Entity 4594DirectorAugust 20, 2021August 24, 2021
Empery Digital Inc.VLCN · Entity 21DirectorJuly 17, 2025July 21, 2025
KIMBERLY CLARK CORPKMB · Entity 3103DirectorJanuary 03, 2022January 05, 2022
PFIZER INCPFE · Entity 2863Director · Executive ChairmanMarch 04, 2019March 06, 2019
Population Health Investment Co., Inc.PHIC · Entity 136038Director · Executive ChairmanNovember 17, 2020November 17, 2020
Viatris IncVTRS · Entity 3277DirectorMarch 21, 2022March 23, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DXC Technology Co

Report date August 20, 2021 · Filed August 24, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect48,800 Reported balance After 2021-08-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-08-20 · Grant · Acquired 12,700 · Balance 48,800

F1: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2: Amount reported includes unvested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock. The RSUs will vest on the earlier of (i) one year from the grant date, or (ii) at the next annual meeting of stockholders. The RSUs will settle on the vesting date or, if the director has elected to defer settlement, on the date or event elected by the director.

F2: Amount reported includes unvested RSUs.

Empery Digital Inc.

Report date July 17, 2025 · Filed July 21, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote30,000 Reported balance After 2025-07-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-07-21 · Grant · Acquired 30,000 · Balance 30,000

F1: The shares of common stock were purchased by the Reporting Person in the Issuer's recently announced private placement with certain accredited and institutional investors, which closed on July 21, 2025.

F2: The shares of common stock were purchased by the Ian Charles Read Revocable Trust the ("Trust"). The Reporting Person is the trustee of the trust and may be deemed to have sole voting and dispositive power over the shares held by the Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

Stock options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.00 · Expires 2035-07-17Direct298,802 Reported balance After 2025-07-17 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-07-17 · Grant · Acquired 298,802 · Balance 298,802

F3: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan.

Filing footnotes · ownership attribution and instrument terms

F1: The shares of common stock were purchased by the Reporting Person in the Issuer's recently announced private placement with certain accredited and institutional investors, which closed on July 21, 2025.

F2: The shares of common stock were purchased by the Ian Charles Read Revocable Trust the ("Trust"). The Reporting Person is the trustee of the trust and may be deemed to have sole voting and dispositive power over the shares held by the Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

F3: The stock options vest based upon the daily volume weighted average price ("VWAP") of the Issuer's common stock, vesting as to 20% of the underlying shares of common stock upon the VWAP reaching $10 and then in incremental 20% installments until becoming fully vested upon a VWAP of $30. All vesting is subject to the approval by the Issuer's stockholder of a new stock option plan.

KIMBERLY CLARK CORP

Report date January 03, 2022 · Filed January 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Share UnitsSEC Table II · derivative / convertible securityDirect37,206 Reported balance After 2022-01-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-01-03 · Grant · Acquired 1,299 · Balance 37,206

F1: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F2: Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F2: Includes restricted share units which were accrued based on dividends paid on the Corporation's common stock.

PFIZER INC

Report date March 04, 2019 · Filed March 06, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,109,202 Ending reported balance After 2019-03-04 transaction · row 26
26 source rows · reconciled sequence

Row 1 · 2019-03-04 · Sale · Disposed 3,722 · Balance 1,635,558

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 2 · 2019-03-04 · Sale · Disposed 4,258 · Balance 1,631,300

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 3 · 2019-03-04 · Sale · Disposed 4,392 · Balance 1,626,908

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 4 · 2019-03-04 · Sale · Disposed 4,489 · Balance 1,622,419

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 5 · 2019-03-04 · Sale · Disposed 5,812 · Balance 1,616,607

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 6 · 2019-03-04 · Sale · Disposed 6,284 · Balance 1,610,323

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 7 · 2019-03-04 · Sale · Disposed 6,960 · Balance 1,603,363

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 8 · 2019-03-04 · Sale · Disposed 7,584 · Balance 1,595,779

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 9 · 2019-03-04 · Sale · Disposed 8,427 · Balance 1,587,352

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 10 · 2019-03-04 · Sale · Disposed 10,725 · Balance 1,576,627

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 11 · 2019-03-04 · Sale · Disposed 11,804 · Balance 1,564,823

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 12 · 2019-03-04 · Sale · Disposed 11,908 · Balance 1,552,915

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 13 · 2019-03-04 · Sale · Disposed 12,457 · Balance 1,540,458

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 14 · 2019-03-04 · Sale · Disposed 12,623 · Balance 1,527,835

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 15 · 2019-03-04 · Sale · Disposed 12,787 · Balance 1,515,048

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 16 · 2019-03-04 · Sale · Disposed 12,971 · Balance 1,502,077

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 17 · 2019-03-04 · Sale · Disposed 13,275 · Balance 1,488,802

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 18 · 2019-03-04 · Sale · Disposed 14,739 · Balance 1,474,063

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 19 · 2019-03-04 · Sale · Disposed 16,537 · Balance 1,457,526

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 20 · 2019-03-04 · Sale · Disposed 21,624 · Balance 1,435,902

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 21 · 2019-03-04 · Sale · Disposed 28,599 · Balance 1,407,303

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 22 · 2019-03-04 · Sale · Disposed 34,216 · Balance 1,373,087

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 23 · 2019-03-04 · Sale · Disposed 52,878 · Balance 1,320,209

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 24 · 2019-03-04 · Sale · Disposed 69,362 · Balance 1,250,847

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 25 · 2019-03-04 · Sale · Disposed 69,433 · Balance 1,181,414

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Row 26 · 2019-03-04 · Sale · Disposed 72,212 · Balance 1,109,202

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Common StockSEC Table I · non-derivativeIndirectBy Rule 16b-3 Plan11,442 Reported balance Holding disclosure · report date 2019-03-04 · row 27 Holding and transaction disclosures are not merged.
1 source row

Row 27 · Balance 11,442

Filing footnotes · ownership attribution and instrument terms

F1: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Population Health Investment Co., Inc.

Report date November 17, 2020 · Filed November 17, 2020

This filing explicitly reported no securities owned.

Viatris Inc

Report date March 21, 2022 · Filed March 23, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,497 Reported balance After 2022-03-21 transaction · row 1
1 source row

Row 1 · 2022-03-21 · Exercise / conversion · Acquired 166 · Balance 14,497

F1: Fractional shares have been rounded up in connection with the settlement described in footnote 2 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

Dividend Equivalent UnitsSEC Table II · derivative / convertible securityDirect165.5224 Reported balance After 2022-03-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-03-21 · Grant · Acquired 165.5224 · Balance 165.5224

F2: Represents dividend equivalent units (DEUs) that accrued with respect to RSUs previously granted on March 2, 2021. The DEUs vested upon accrual as the underlying RSUs had previously vested.

Dividend Equivalent UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2022-03-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-03-21 · Exercise / conversion · Disposed 165.5224 · Balance 0

F2: Represents dividend equivalent units (DEUs) that accrued with respect to RSUs previously granted on March 2, 2021. The DEUs vested upon accrual as the underlying RSUs had previously vested.

Filing footnotes · ownership attribution and instrument terms

F1: Fractional shares have been rounded up in connection with the settlement described in footnote 2 pursuant to the terms of the restricted stock unit (RSU) award agreement under the Viatris Inc. 2020 Stock Incentive Plan.

F2: Represents dividend equivalent units (DEUs) that accrued with respect to RSUs previously granted on March 2, 2021. The DEUs vested upon accrual as the underlying RSUs had previously vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 200 $43.23 $8,646.00
Disclosure

SEC source: 0001225208-19-004781 · doc4.xml · nonDerivative · entry 2

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,689,768

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 100 $43.11 $4,311.00
Disclosure

SEC source: 0001225208-19-004781 · doc4.xml · nonDerivative · entry 1

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,689,968

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 72,212 $43.00 $3,105,116.00
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 26

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,202

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 69,433 $43.02 $2,987,007.66
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 25

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,181,414

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 69,362 $43.03 $2,984,646.86
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 24

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,847

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 52,878 $43.01 $2,274,282.78
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 23

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320,209

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 34,216 $43.04 $1,472,656.64
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 22

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,373,087

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 28,599 $43.05 $1,231,186.95
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 21

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,407,303

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 21,624 $43.50 $940,644.00
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 20

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,435,902

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 16,537 $43.49 $719,194.13
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 19

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,457,526

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 14,739 $43.06 $634,661.34
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 18

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,474,063

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 13,275 $43.53 $577,860.75
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 17

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,488,802

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 12,971 $43.48 $563,979.08
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 16

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,502,077

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 12,787 $43.45 $555,595.15
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 15

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,515,048

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 12,623 $43.47 $548,721.81
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 14

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,527,835

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 12,457 $43.51 $542,004.07
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 13

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,540,458

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 11,908 $43.42 $517,045.36
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 12

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552,915

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 11,804 $43.07 $508,398.28
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 11

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,564,823

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 10,725 $43.52 $466,752.00
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 10

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,627

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 8,427 $43.37 $365,478.99
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 9

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,587,352

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 7,584 $43.36 $328,842.24
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 8

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595,779

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 6,960 $43.44 $302,342.40
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 7

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603,363

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 6,284 $43.54 $273,605.36
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 6

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,610,323

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 5,812 $43.24 $251,310.88
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 5

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,616,607

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 4,489 $43.34 $194,553.26
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 4

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,622,419

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 4,392 $43.43 $190,744.56
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 3

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,626,908

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 4,258 $43.40 $184,797.20
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 2

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,631,300

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

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March 04, 2019 Filed Mar 6, 2019 21:03 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 3,722 $43.33 $161,274.26
Disclosure

SEC source: 0001225208-19-004782 · doc4.xml · nonDerivative · entry 1

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,635,558

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 12, 2018.

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February 28, 2019 Filed Mar 2, 2019 00:47 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 202,819 $0.00 Strike: $43.35 $0.00
Disclosure

SEC source: 0001225208-19-004218 · doc4.xml · derivative · entry 6

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,819

Underlying: Common Stock · 202,819 shares

Expires 2026-02-28

F5 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

F5 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the seventh anniversary of the date of grant.

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February 28, 2019 Filed Mar 2, 2019 00:47 UTC PFIZER INC PFE · Entity 2863 GrantStock Appreciation Rights · Derivative 240,670 $0.00 Strike: $43.35 $0.00
Disclosure

SEC source: 0001225208-19-004218 · doc4.xml · derivative · entry 5

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,670

Underlying: Common Stock · 240,670 shares

Expires 2024-02-28

F4 · derivative.exercise_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

F4 · derivative.expiration_date: The stock appreciation rights, which are subject to certain vesting requirements, will be settled in shares of Pfizer common stock on the fifth anniversary of the date of grant.

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February 27, 2019 Filed Mar 2, 2019 00:47 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 153,644 $42.93 $6,595,936.92
Disclosure

SEC source: 0001225208-19-004218 · doc4.xml · nonDerivative · entry 3

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,690,068

F3 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the earn-out of Performance Share Awards (including dividend equivalents thereon).

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February 27, 2019 Filed Mar 2, 2019 00:47 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 90,352 $42.93 $3,878,811.36
Disclosure

SEC source: 0001225208-19-004218 · doc4.xml · nonDerivative · entry 2

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,843,712

F2 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

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February 27, 2019 Filed Mar 2, 2019 00:47 UTC PFIZER INC PFE · Entity 2863 GrantCommon Stock 347,327 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004218 · doc4.xml · nonDerivative · entry 1

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934,064

F1 · shares: The reported transaction constitutes the earn-out of Performance Share Awards (including dividend equivalents thereon).

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February 23, 2019 Filed Feb 27, 2019 01:17 UTC PFIZER INC PFE · Entity 2863 Tax withholdingCommon Stock 193,170 $42.96 $8,298,583.20
Disclosure

SEC source: 0001225208-19-003786 · doc4.xml · nonDerivative · entry 1

READ IAN C · CIK 0001372915 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,586,737

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the settlement of stock units from previously exercised stock appreciation rights (including dividend equivalents thereon).

F2 · price: Price is the closing price of Pfizer common stock on February 22, 2019

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January 02, 2019 Filed Jan 3, 2019 21:15 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 1,879 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-000363 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,896.7081

Underlying: Common Stock · 1,879 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

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November 02, 2018 Filed Nov 6, 2018 20:46 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 539,305 $27.37 Strike: $27.37 $14,760,777.85
Disclosure

SEC source: 0001225208-18-015222 · doc4.xml · derivative · entry 9

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 539,305 shares

Expires 2020-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 02, 2018 Filed Nov 6, 2018 20:46 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 668,724 $21.03 Strike: $21.03 $14,063,265.72
Disclosure

SEC source: 0001225208-18-015222 · doc4.xml · derivative · entry 8

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 668,724 shares

Expires 2019-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 20:46 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 548,885 $32.23 Strike: $32.23 $17,690,563.55
Disclosure

SEC source: 0001225208-18-015222 · doc4.xml · derivative · entry 7

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 548,885 shares

Expires 2019-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 20:46 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionStock Appreciation Rights · Derivative 483,092 $34.59 Strike: $34.59 $16,710,152.28
Disclosure

SEC source: 0001225208-18-015222 · doc4.xml · derivative · entry 6

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 483,092 shares

Expires 2020-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2018 Filed Nov 6, 2018 20:46 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 148,992 $34.59 $5,153,633.28
Disclosure

SEC source: 0001225208-18-015222 · doc4.xml · nonDerivative · entry 4

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,760,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in our common stock price (20 trading day average ending on the exercise date (Election Price of $43.74)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the fifth anniversary of grant.

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November 02, 2018 Filed Nov 6, 2018 20:46 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 212,200 $32.23 $6,839,206.00
Disclosure

SEC source: 0001225208-18-015222 · doc4.xml · nonDerivative · entry 3

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in our common stock price (20 trading day average ending on the exercise date (Election Price of $43.74)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the fifth anniversary of grant.

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November 02, 2018 Filed Nov 6, 2018 20:46 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 280,503 $27.37 $7,677,367.11
Disclosure

SEC source: 0001225208-18-015222 · doc4.xml · nonDerivative · entry 2

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,399,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in our common stock price (20 trading day average ending on the exercise date (Election Price of $43.74)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the seventh anniversary of grant.

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November 02, 2018 Filed Nov 6, 2018 20:46 UTC PFIZER INC PFE · Entity 2863 Exercise / conversionCommon Stock 458,506 $21.03 $9,642,381.18
Disclosure

SEC source: 0001225208-18-015222 · doc4.xml · nonDerivative · entry 1

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,119,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the number of stock units received upon the exercise and conversion of previously granted stock appreciation rights (SARs), calculated by taking the change in our common stock price (20 trading day average ending on the exercise date (Election Price of $43.74)) less the grant price of the SAR plus accumulated dividends from the grant date, times the number of SARs exercised. This value is divided by the Election Price to determine the number of stock units. The stock units and accumulated dividend units will be settled in Pfizer common stock on the SAR original settlement date, the seventh anniversary of grant.

Read SEC document
October 02, 2018 Filed Oct 4, 2018 16:07 UTC KIMBERLY CLARK CORP KMB · Entity 3103 GrantRestricted Share Units · Derivative 242.3468 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-18-014398 · doc4.xml · derivative · entry 1

READ IAN C · CIK 0001372915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,017.7081

Underlying: Common Stock · 242.3468 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · price: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.exercise_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

F1 · derivative.expiration_date: Represents restricted share units, payable on a 1-for-1 basis, granted under the Kimberly-Clark Corporation 2011 Outside Directors' Compensation Plan. Additional restricted share units are accrued based on dividends paid on the Corporation's Common Stock. The restricted share units may not be sold or transferred until the reporting person ceases to be a member of the Corporation's Board of Directors.

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July 16, 2018 Filed Jul 17, 2018 20:59 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 72,852 $37.35 $2,721,022.20
Disclosure

SEC source: 0001225208-18-011785 · doc4.xml · nonDerivative · entry 25

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,440

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2018.

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July 16, 2018 Filed Jul 17, 2018 20:59 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 61,325 $37.34 $2,289,875.50
Disclosure

SEC source: 0001225208-18-011785 · doc4.xml · nonDerivative · entry 24

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,292

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2018.

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July 16, 2018 Filed Jul 17, 2018 20:59 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 55,127 $37.36 $2,059,544.72
Disclosure

SEC source: 0001225208-18-011785 · doc4.xml · nonDerivative · entry 23

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,617

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2018.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:59 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 46,564 $37.37 $1,740,096.68
Disclosure

SEC source: 0001225208-18-011785 · doc4.xml · nonDerivative · entry 22

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848,744

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2018.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:59 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 42,558 $37.40 $1,591,669.20
Disclosure

SEC source: 0001225208-18-011785 · doc4.xml · nonDerivative · entry 21

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,308

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2018.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 20:59 UTC PFIZER INC PFE · Entity 2863 SaleCommon Stock 34,099 $37.30 $1,271,892.70
Disclosure

SEC source: 0001225208-18-011785 · doc4.xml · nonDerivative · entry 20

READ IAN C · CIK 0001372915 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937,866

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.