Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PINNACLE WEST CAPITAL CORPPNW · Entity 3465 | VP, Communications, APS | February 20, 2019 | February 22, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PINNACLE WEST CAPITAL CORP
Report date February 20, 2019 · Filed February 22, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,774 |
Ending reported balance
After 2019-02-20 transaction · row 16
16 source rows · reconciled sequenceRow 1 · 2019-02-20 · Exercise / conversion · Acquired 130 · Balance 2,680 F1: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Row 2 · 2019-02-20 · Disposition to issuer · Disposed 130 · Balance 2,550 Row 3 · 2019-02-20 · Exercise / conversion · Acquired 130 · Balance 2,680 F1: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Row 4 · 2019-02-20 · Tax withholding · Disposed 58 · Balance 2,622 F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Row 5 · 2019-02-20 · Exercise / conversion · Acquired 131 · Balance 2,753 F1: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Row 6 · 2019-02-20 · Disposition to issuer · Disposed 131 · Balance 2,622 Row 7 · 2019-02-20 · Exercise / conversion · Acquired 130 · Balance 2,752 F1: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. Row 8 · 2019-02-20 · Tax withholding · Disposed 58 · Balance 2,694 F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Row 9 · 2019-02-20 · Exercise / conversion · Acquired 220 · Balance 2,914 F3: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Row 10 · 2019-02-20 · Disposition to issuer · Disposed 220 · Balance 2,694 Row 11 · 2019-02-20 · Exercise / conversion · Acquired 114 · Balance 2,808 F3: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Row 12 · 2019-02-20 · Disposition to issuer · Disposed 114 · Balance 2,694 Row 13 · 2019-02-20 · Exercise / conversion · Acquired 113 · Balance 2,807 F3: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. Row 14 · 2019-02-20 · Tax withholding · Disposed 50 · Balance 2,757 F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Row 15 · 2019-02-20 · Grant · Acquired 33 · Balance 2,790 F4: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants. Row 16 · 2019-02-20 · Tax withholding · Disposed 16 · Balance 2,774 F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-02-20 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2019-02-20 · Exercise / conversion · Disposed 260 · Balance 0 F1: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F5: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 261 |
Reported balance
After 2019-02-20 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2019-02-20 · Exercise / conversion · Disposed 261 · Balance 261 F1: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash. F6: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 440 |
Reported balance
After 2019-02-20 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2019-02-20 · Exercise / conversion · Disposed 220 · Balance 440 F3: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F7: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 681 |
Reported balance
After 2019-02-20 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2019-02-20 · Exercise / conversion · Disposed 227 · Balance 681 F3: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash. F8: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock or 50% in common stock and 50% in cash.
F2: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares.
F3: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% in cash.
F4: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2015, 2016, 2017, and 2018 Restricted Stock Unit grants.
F5: The Restricted Stock Units award was granted and was effective in February 2015, and vest in four equal, annual installments beginning on February 20, 2016.
F6: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017.
F7: The Restricted Stock Units award was granted and was effective in February 2017, and vest in four equal, annual installments beginning on February 20, 2018.
F8: The Restricted Stock Units award was granted and was effective in February 2018, and vest in four equal, annual installments beginning on February 20, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2018 Filed Feb 22, 2018 22:31 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 3 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,280 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:31 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 399 | $77.20 | $30,802.80 |
DisclosureSEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 2 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,195 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:31 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012532 · doc4.xml · nonDerivative · entry 1 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,594 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2015. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2015. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:36 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 56 | $87.76 | $4,914.56 |
DisclosureSEC source: 0001209191-17-057503 · doc4.xml · nonDerivative · entry 4 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,793 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:36 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 119 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057503 · doc4.xml · nonDerivative · entry 3 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,849 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 17, 2017. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:36 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 520 | $87.76 | $45,635.20 |
DisclosureSEC source: 0001209191-17-057503 · doc4.xml · nonDerivative · entry 2 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,730 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 17, 2017 Filed Oct 19, 2017 21:36 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 1,105 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-057503 · doc4.xml · nonDerivative · entry 1 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2014. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2014. Read SEC document |
| May 05, 2017 Filed May 9, 2017 22:24 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 2,265 | $84.63 | $191,686.95 |
DisclosureSEC source: 0001209191-17-031066 · doc4.xml · nonDerivative · entry 1 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,145 Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:39 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantRestricted Stock Units · Derivative | 880 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013808 · doc4.xml · derivative · entry 5 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880 Underlying: Common Stock · 880 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash. F4 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in 100% shares of common stock, 50% in common stock and 50% in cash, or 100% cash. F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018. F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective on February 21, 2017, and vests in four equal, annual installments beginning on February 20, 2018, and will be settled in four equal, annual installments beginning February 20, 2018. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:39 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 63 | $79.77 | $5,025.51 |
DisclosureSEC source: 0001209191-17-013808 · doc4.xml · nonDerivative · entry 4 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,410 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:39 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 133 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013808 · doc4.xml · nonDerivative · entry 3 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,473 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on February 21, 2017. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:39 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 633 | $79.77 | $50,494.41 |
DisclosureSEC source: 0001209191-17-013808 · doc4.xml · nonDerivative · entry 2 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,340 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:39 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 1,358 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013808 · doc4.xml · nonDerivative · entry 1 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,973 F1 · shares: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric. F1 · price: Shares acquired upon the vesting of the portion of the performance shares granted in 2014 that were tied to the total shareholder return performance metric. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 261 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · derivative · entry 18 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783 Underlying: Common Stock · 261 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F7 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F7 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2016, and vests in four equal, annual installments beginning on February 20, 2017. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 260 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · derivative · entry 17 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520 Underlying: Common Stock · 260 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F6 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F6 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2015, and vests in four equal, annual installments beginning on February 20, 2016. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · derivative · entry 16 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308 Underlying: Common Stock · 308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F5 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F5 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2014, and vests in four equal, annual installments beginning on February 20, 2015. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionRestricted Stock Units · Derivative | 308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · derivative · entry 15 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 308 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. F4 · derivative.exercise_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. F4 · derivative.expiration_date: The Restricted Stock Units award was granted and was effective in February 2013, and vests in four equal, annual installments beginning on February 20, 2014. Since February 20, 2017 was a Federal holiday, the Restricted Stock Units vested and were released on February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 41 | $78.70 | $3,226.70 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 14 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,615 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 85 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 13 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,656 F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights granted in connection with the 2013, 2014, 2015 and 2016 Restricted Stock Unit grants. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 68 | $78.70 | $5,351.60 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 12 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,571 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 11 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 131 | $78.70 | $10,309.70 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 10 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,509 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 131 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 9 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 68 | $78.70 | $5,351.60 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 8 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,509 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 7 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Disposition to issuerCommon Stock | 130 | $78.70 | $10,231.00 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 6 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,447 Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 5 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 160 | $78.70 | $12,592.00 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 4 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,447 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 3 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 160 | $78.70 | $12,592.00 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 2 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,299 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 22:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Exercise / conversionCommon Stock | 308 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013438 · doc4.xml · nonDerivative · entry 1 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit represents a contingent right to receive the economic equivalent of one share of the Company's common stock. The Restricted Stock Units will be settled, at the reporting person's election, in shares of common stock or 50% in common stock and 50% in cash. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 23:34 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 46 | $74.96 | $3,448.16 |
DisclosureSEC source: 0001209191-16-146663 · doc4.xml · nonDerivative · entry 4 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,151 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 23:34 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146663 · doc4.xml · nonDerivative · entry 3 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,197 F3 · shares: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016. F3 · price: Represents shares of common stock received by the individual in settlement of dividend rights that vested in connection with the performance shares that vested on October 19, 2016. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 23:34 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | Tax withholdingCommon Stock | 380 | $74.96 | $28,484.80 |
DisclosureSEC source: 0001209191-16-146663 · doc4.xml · nonDerivative · entry 2 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,056 F2 · kind: Shares retained by the Company for the purpose of meeting tax withholding requirements. The recipient retained all other shares. Read SEC document |
| October 19, 2016 Filed Oct 21, 2016 23:34 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | GrantCommon Stock | 1,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-146663 · doc4.xml · nonDerivative · entry 1 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,436 F1 · shares: Shares acquired upon the vesting of a portion of the performance shares granted in 2013. F1 · price: Shares acquired upon the vesting of a portion of the performance shares granted in 2013. Read SEC document |
| September 12, 2016 Filed Sep 14, 2016 18:30 UTC | PINNACLE WEST CAPITAL CORP PNW · Entity 3465 | SaleCommon Stock | 4,523 | $75.27 | $340,446.21 |
DisclosureSEC source: 0001209191-16-141364 · doc4.xml · nonDerivative · entry 1 HATFIELD JOHN S. · CIK 0001504683 · VP, Communications, APS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,265 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.