Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MGM Resorts InternationalMGM · Entity 3508 | EXECUTIVE VICE PRESIDENT & CFO | February 21, 2019 | February 26, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MGM Resorts International
Report date February 21, 2019 · Filed February 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-02-21 | Direct | 3,739 |
Reported balance
After 2019-02-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-21 · Grant · Acquired 3,739 · Balance 3,739 F1: Restricted Stock Units (RSUs) granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive one share of MGM Resorts International common stock. Any fractional shares will be paid in cash upon settlement. F2: The RSUs are fully vested. Delivery of shares will be made in four equal annual installments commencing on the first anniversary of the grant date. |
| Common Stock $.01 Par Value NDSEC Table I · non-derivative | Direct | 239,460 |
Reported balance
Holding disclosure · report date 2019-02-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 239,460 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive one share of MGM Resorts International common stock. Any fractional shares will be paid in cash upon settlement.
F2: The RSUs are fully vested. Delivery of shares will be made in four equal annual installments commencing on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2016 Filed Dec 15, 2016 00:07 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 23,951 | $30.09 | $720,685.59 |
DisclosureSEC source: 0001127602-16-070051 · form4.xml · nonDerivative · entry 3 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,771 Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 00:07 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070051 · form4.xml · nonDerivative · entry 2 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2016 Filed Dec 15, 2016 00:07 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 37,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070051 · form4.xml · nonDerivative · entry 1 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 23:03 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionRestricted Stock Units · Derivative | 4,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066435 · form4.xml · derivative · entry 3 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $.01 Par Value ND · 4,776 shares Expires 2016-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs vest in four equal annual installments beginning on the first anniversary of the grant date. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs vest in four equal annual installments beginning on the first anniversary of the grant date. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs vest in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 23:03 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 2,004 | $26.41 | $52,925.64 |
DisclosureSEC source: 0001127602-16-066435 · form4.xml · nonDerivative · entry 2 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,222 Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 23:03 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 4,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066435 · form4.xml · nonDerivative · entry 1 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 23:43 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionRestricted Stock Units · Derivative | 2,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064679 · form4.xml · derivative · entry 6 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,734 Underlying: Common Stock $.01 Par Value ND · 2,733 shares Expires 2017-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs are subject to meeting minimum performance criteria set by the Compensation Committee of the Board of Directors of MGM Resorts, during the six-month period ending on June 30, 2014 (the "Measurement Date"). Provided such criteria are met, the RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date. If such criteria are not met, then the RSUs will automatically expire on the Measurement Date without any shares being issued. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 23:43 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 1,147 | $26.42 | $30,303.74 |
DisclosureSEC source: 0001127602-16-064679 · form4.xml · nonDerivative · entry 4 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,792 Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 23:43 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 2,733 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064679 · form4.xml · nonDerivative · entry 3 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2016 Filed Oct 12, 2016 23:43 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionPerformance Share Units · Derivative | 31,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064749 · form4.xml · derivative · entry 3 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $.01 Par Value ND · 31,822 shares Expires 2016-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: PSUs granted under the MGM Resorts International ("MGM Resorts") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each PSU represents the right to receive between 0 and 1.6 shares of MGM Resorts common stock depending upon the performance of the common stock from the grant date to the date that is three years after the grant date (the "Vesting Date"), relative to a target price of $23.50 (the "Target Price"). The Target Price is equal to 125% of the average closing price of MGM Resorts common stock over the 60-calendar-day period ending on the grant date. If the ending average stock price is less than 60% of the Target Price (the "Minimum Price"), then no shares will be issued on the Vesting Date. If the ending average stock price is equal to or greater than 160% of the Target Price (the "Maximum Price"), then 1.6 shares will be issued on the Vesting Date per PSU. If the ending average stock price is between the Minimum Price and the Maximum Price, then a number of shares will be issued on the Vesting Date per PSU equal to the ending average stock price divided by the Target Price. For this purpose, the ending average stock price is the average closing price of MGM Resorts common stock over the 60-calendar-day period ending on the Vesting Date. Read SEC document |
| October 07, 2016 Filed Oct 12, 2016 23:43 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 14,206 | $26.42 | $375,322.52 |
DisclosureSEC source: 0001127602-16-064749 · form4.xml · nonDerivative · entry 2 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,450 Read SEC document |
| October 07, 2016 Filed Oct 12, 2016 23:43 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 33,864 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064749 · form4.xml · nonDerivative · entry 1 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Based on the average closing price of $25.01 over the 60-calendar-day period ending on the Vesting Date, approximately 1.064 shares were issued on the Vesting Date per Performance Share Unit ("PSU"). Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 23:43 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionRestricted Stock Units · Derivative | 2,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064679 · form4.xml · derivative · entry 5 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,072 Underlying: Common Stock $.01 Par Value ND · 2,536 shares Expires 2018-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs are subject to meeting minimum performance criteria set by the Compensation Committee of the Board of Directors of MGM Resorts, during the six-month period ending on June 30, 2015 (the "Measurement Date"). Provided such criteria are met, the RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date. If such criteria are not met, then the RSUs will automatically expire on the Measurement Date without any shares being issued. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 23:43 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 920 | $26.80 | $24,656.00 |
DisclosureSEC source: 0001127602-16-064679 · form4.xml · nonDerivative · entry 2 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,206 Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 23:43 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 2,536 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064679 · form4.xml · nonDerivative · entry 1 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 22:44 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionRestricted Stock Units · Derivative | 3,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064560 · form4.xml · derivative · entry 3 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,223 Underlying: Common Stock $.01 Par Value ND · 3,740 shares Expires 2019-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs are subject to meeting minimum performance criteria set by the Compensation Committee of the Board of Directors of MGM Resorts, during the six-month period ending on June 30, 2016 (the "Measurement Date"). Provided such criteria are met, the RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date. If such criteria are not met, then the RSUs will automatically expire on the Measurement Date without any shares being issued. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 22:44 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 1,023 | $26.64 | $27,252.72 |
DisclosureSEC source: 0001127602-16-064560 · form4.xml · nonDerivative · entry 2 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,590 Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 22:44 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 3,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064560 · form4.xml · nonDerivative · entry 1 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,613 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:18 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 11,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064404 · form4.xml · derivative · entry 3 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,598 Underlying: Common Stock $.01 Par Value ND · 11,598 shares Expires 2020-10-03 F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs are subject to meeting minimum performance criteria set by the Compensation Committee of the Board of Directors of MGM Resorts, during the six-month period ending on June 30, 2017 (the "Measurement Date"). Provided such criteria are met, the RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date. If such criteria are not met, then the RSUs will automatically expire on the Measurement Date without any shares being issued. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:18 UTC | MGM Resorts International MGM · Entity 3508 | GrantPerformance Share Units · Derivative | 36,537 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064404 · form4.xml · derivative · entry 2 D'ARRIGO DANIEL · CIK 0001184914 · EXECUTIVE VICE PRESIDENT & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,537 Underlying: Common Stock $.01 Par Value ND · 36,537 shares Expires 2019-10-03 F1 · derivative.exercise_price: Performance Share Units ("PSUs") granted under the MGM Resorts International ("MGM Resorts") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each PSU represents the right to receive between 0 and 1.6 shares of MGM Resorts common stock depending upon the performance of the common stock from the grant date to the date that is three years after the grant date (the "Vesting Date"), relative to a target price of $31.05 (the "Target Price"). The Target Price is equal to 125% of the average closing price of MGM Resorts common stock over the 60-calendar-day period ending on the grant date. If the ending average stock price is less than 60% of the Target Price (the "Minimum Price"), then no shares will be issued on the Vesting Date. If the ending average stock price is equal to or greater than 160% of the Target Price (the "Maximum Price"), then 1.6 shares will be issued on the Vesting Date per PSU. If the ending average stock price is between the Minimum Price and the Maximum Price, then a number of shares will be issued on the Vesting Date per PSU equal to the ending average stock price divided by the Target Price. For this purpose, the ending average stock price is the average closing price of MGM Resorts common stock over the 60-calendar-day period ending on the Vesting Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.