Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Happen, Inc.
Report date December 31, 2018 · Filed February 26, 2019
Section 16 reporting ended · disclosed 2019-02-26. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 25, 2018 Filed Dec 27, 2018 17:06 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-037462 · form4.xml · derivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,333 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| December 25, 2018 Filed Dec 27, 2018 17:06 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,797 | $2.56 | $19,960.32 |
DisclosureSEC source: 0001127602-18-037462 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,353 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| December 25, 2018 Filed Dec 27, 2018 17:06 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-037462 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 32,649 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034547 · form4.xml · derivative · entry 7 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,442 Underlying: Common Stock · 32,649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,202 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034547 · form4.xml · derivative · entry 6 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,817 Underlying: Common Stock · 17,202 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034547 · form4.xml · derivative · entry 5 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,058 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:31 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 32,514 | $3.47 | $112,823.58 |
DisclosureSEC source: 0001127602-18-034547 · form4.xml · nonDerivative · entry 4 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,425 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 32,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034547 · form4.xml · nonDerivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 17,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034547 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 20:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-034547 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · balance_after: Includes 5,000 shares acquired on each of May 10, 2018 and November 10, 2018 under the LendingClub Corporation 2014 Employee Stock Purchase Plan. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 16:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031210 · form4.xml · derivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,783 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 16:56 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,797 | $3.24 | $25,262.28 |
DisclosureSEC source: 0001127602-18-031210 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,363 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 16:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031210 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 456,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 18:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,724 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028464 · form4.xml · derivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,508 Underlying: Common Stock · 15,724 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 18:43 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,796 | $3.67 | $28,611.32 |
DisclosureSEC source: 0001127602-18-028464 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,435 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| September 25, 2018 Filed Sep 27, 2018 18:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 15,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-028464 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,231 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 32,649 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · derivative · entry 7 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,091 Underlying: Common Stock · 32,649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,202 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · derivative · entry 6 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,019 Underlying: Common Stock · 17,202 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · derivative · entry 5 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,232 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 32,514 | $3.84 | $124,853.76 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · nonDerivative · entry 4 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,507 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 32,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · nonDerivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 17,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2018 Filed Aug 28, 2018 18:08 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026423 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 17:51 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023970 · form4.xml · derivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,957 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 17:51 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,797 | $4.27 | $33,293.19 |
DisclosureSEC source: 0001127602-18-023970 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,445 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| July 25, 2018 Filed Jul 27, 2018 17:51 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-023970 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 16:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021910 · form4.xml · derivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,682 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 16:56 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,797 | $3.85 | $30,018.45 |
DisclosureSEC source: 0001127602-18-021910 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,517 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 16:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-021910 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 32,649 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019265 · form4.xml · derivative · entry 8 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 489,740 Underlying: Common Stock · 32,649 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,202 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019265 · form4.xml · derivative · entry 7 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,221 Underlying: Common Stock · 17,202 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,724 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019265 · form4.xml · derivative · entry 6 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,407 Underlying: Common Stock · 15,724 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:22 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 16,188 | $3.26 | $52,772.88 |
DisclosureSEC source: 0001127602-18-019265 · form4.xml · nonDerivative · entry 5 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,589 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:22 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 16,325 | $3.37 | $55,015.25 |
DisclosureSEC source: 0001127602-18-019265 · form4.xml · nonDerivative · entry 4 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,777 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 32,649 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019265 · form4.xml · nonDerivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 17,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019265 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 383,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2018 Filed May 30, 2018 19:22 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 15,724 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019265 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 17:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015432 · form4.xml · derivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,131 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vests as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 17:31 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,797 | $2.77 | $21,597.69 |
DisclosureSEC source: 0001127602-18-015432 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,527 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 17:31 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-015432 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 25, 2018 Filed Mar 27, 2018 17:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012846 · form4.xml · derivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,856 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vests as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| March 25, 2018 Filed Mar 27, 2018 17:10 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 7,797 | $3.56 | $27,757.32 |
DisclosureSEC source: 0001127602-18-012846 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,599 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| March 25, 2018 Filed Mar 27, 2018 17:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012846 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 17,202 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008830 · form4.xml · derivative · entry 6 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,423 Underlying: Common Stock · 17,202 shares Expires 2027-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs will vest as to 6.25% of the total shares on May 25, 2017, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,725 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008830 · form4.xml · derivative · entry 5 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,581 Underlying: Common Stock · 15,725 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:43 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 16,326 | $3.35 | $54,692.10 |
DisclosureSEC source: 0001127602-18-008830 · form4.xml · nonDerivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,671 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 17,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008830 · form4.xml · nonDerivative · entry 2 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 18:43 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 15,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008830 · form4.xml · nonDerivative · entry 1 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,795 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 24, 2018 Filed Feb 27, 2018 18:43 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 522,389 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008830 · form4.xml · derivative · entry 4 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 522,389 Underlying: Common Stock · 522,389 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F3 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| January 25, 2018 Filed Jan 29, 2018 16:56 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 15,724 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002799 · form4.xml · derivative · entry 3 Gulati Sameer · CIK 0001675009 · Chief Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,306 Underlying: Common Stock · 15,724 shares Expires 2026-05-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 2.08% of the total shares monthly over a four-year period, beginning on May 25, 2016, subject to continued service through each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.