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Fussell Stephen R

Disclosed activity across 1 company

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15975
SEC CIK
0001327700

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABBOTT LABORATORIESABT · Entity 2314Executive Vice PresidentApril 23, 2019April 24, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABBOTT LABORATORIES

Report date April 23, 2019 · Filed April 24, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares without par valueSEC Table I · non-derivativeDirect169,935 Ending reported balance After 2019-04-23 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-04-23 · Exercise / conversion · Acquired 56,000 · Balance 225,935

Row 2 · 2019-04-23 · Sale · Disposed 56,000 · Balance 169,935

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.00 · Expires 2025-02-19Direct113,227 Reported balance After 2019-04-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-04-23 · Exercise / conversion · Disposed 56,000 · Balance 113,227

F3: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Common shares without par valueSEC Table I · non-derivativeIndirectProfit Sharing Trust1,698 Reported balance Holding disclosure · report date 2019-04-23 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,698

F1: Balance in the Abbott Laboratories Stock Retirement Trust as of April 23, 2019.

Common shares without par valueSEC Table I · non-derivativeIndirectBy Spouse53 Reported balance Holding disclosure · report date 2019-04-23 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 53

F2: The reporting person disclaims beneficial ownership of all securities held by his spouse.

Filing footnotes · ownership attribution and instrument terms

F1: Balance in the Abbott Laboratories Stock Retirement Trust as of April 23, 2019.

F2: The reporting person disclaims beneficial ownership of all securities held by his spouse.

F3: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2017 Filed Jun 9, 2017 21:04 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 50 $46.93 $2,346.55
Disclosure

SEC source: 0001179110-17-008829 · edgar.xml · nonDerivative · entry 6

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,638

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:04 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 44,000 $27.03 $1,189,478.40
Disclosure

SEC source: 0001179110-17-008829 · edgar.xml · nonDerivative · entry 5

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:04 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 45,800 $22.39 $1,025,549.02
Disclosure

SEC source: 0001179110-17-008829 · edgar.xml · nonDerivative · entry 4

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:04 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 28,700 $26.19 $751,592.73
Disclosure

SEC source: 0001179110-17-008829 · edgar.xml · nonDerivative · entry 3

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:04 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 38,700 $26.02 $1,006,780.50
Disclosure

SEC source: 0001179110-17-008829 · edgar.xml · nonDerivative · entry 2

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,188

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 21:04 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 39,350 $26.70 $1,050,538.76
Disclosure

SEC source: 0001179110-17-008829 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 22:09 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 11,380 $45.46 $517,334.80
Disclosure

SEC source: 0001179110-17-003670 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,138

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 182,242 $0.00 Strike: $44.40 $0.00
Disclosure

SEC source: 0001179110-17-002922 · edgar.xml · derivative · entry 4

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,242

Underlying: Common shares · 182,242 shares

Expires 2027-02-16

F4 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 60,748 on 02/17/2018, 60,747 on 02/17/2019, and 60,747 on 02/17/2020.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 22:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 26,351 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002922 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,518

F1 · shares: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document
January 31, 2017 Filed Feb 2, 2017 22:32 UTC ABBOTT LABORATORIES ABT · Entity 2314 PurchaseCommon shares without par value 12,200 $40.77 $497,394.00
Disclosure

SEC source: 0001179110-17-001518 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,167

Read SEC document
July 28, 2016 Filed Jul 29, 2016 21:03 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 41,500 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001179110-16-028020 · edgar.xml · derivative · entry 6

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 41,500 shares

Expires 2017-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
July 28, 2016 Filed Jul 29, 2016 21:03 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 7,000 $45.02 $315,140.00
Disclosure

SEC source: 0001179110-16-028020 · edgar.xml · nonDerivative · entry 3

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,967

Read SEC document
July 28, 2016 Filed Jul 29, 2016 21:03 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 34,500 $45.00 $1,552,500.00
Disclosure

SEC source: 0001179110-16-028020 · edgar.xml · nonDerivative · entry 2

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,967

Read SEC document
July 28, 2016 Filed Jul 29, 2016 21:03 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 41,500 $25.25 $1,047,713.15
Disclosure

SEC source: 0001179110-16-028020 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2016 Filed Mar 3, 2016 00:28 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 1,340 $39.26 $52,609.74
Disclosure

SEC source: 0001179110-16-020738 · edgar.xml · nonDerivative · entry 3

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,967

Read SEC document
February 29, 2016 Filed Mar 3, 2016 00:28 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 62 $39.27 $2,434.43
Disclosure

SEC source: 0001179110-16-020738 · edgar.xml · nonDerivative · entry 2

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,307

Read SEC document
February 29, 2016 Filed Mar 3, 2016 00:28 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 10,039 $39.52 $396,741.28
Disclosure

SEC source: 0001179110-16-020738 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,369

Read SEC document
February 19, 2016 Filed Feb 23, 2016 23:13 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 313,926 $0.00 Strike: $38.40 $0.00
Disclosure

SEC source: 0001179110-16-019931 · edgar.xml · derivative · entry 4

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,926

Underlying: Common shares · 313,926 shares

Expires 2026-02-18

F4 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 104,642 on 02/19/2017, 104,642 on 02/19/2018, and 104,642 on 02/19/2019.

Read SEC document
February 19, 2016 Filed Feb 23, 2016 23:13 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 35,807 $0.00 $0.00
Disclosure

SEC source: 0001179110-16-019931 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,408

F1 · shares: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document
August 18, 2015 Filed Aug 20, 2015 21:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 300 $50.48 $15,142.50
Disclosure

SEC source: 0001179110-15-012422 · edgar.xml · nonDerivative · entry 5

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,601

Read SEC document
August 18, 2015 Filed Aug 20, 2015 21:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 1,300 $50.47 $65,613.60
Disclosure

SEC source: 0001179110-15-012422 · edgar.xml · nonDerivative · entry 4

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,901

Read SEC document
August 18, 2015 Filed Aug 20, 2015 21:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 1,000 $50.47 $50,470.00
Disclosure

SEC source: 0001179110-15-012422 · edgar.xml · nonDerivative · entry 3

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,201

Read SEC document
August 18, 2015 Filed Aug 20, 2015 21:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 100 $50.46 $5,046.20
Disclosure

SEC source: 0001179110-15-012422 · edgar.xml · nonDerivative · entry 2

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,201

Read SEC document
August 18, 2015 Filed Aug 20, 2015 21:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 10,396 $50.46 $524,582.16
Disclosure

SEC source: 0001179110-15-012422 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,301

Read SEC document
August 11, 2015 Filed Aug 13, 2015 21:02 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 41,500 $0.00 Strike: $21.22 $0.00
Disclosure

SEC source: 0001179110-15-012082 · edgar.xml · derivative · entry 5

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 41,500 shares

Expires 2016-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
August 11, 2015 Filed Aug 13, 2015 21:02 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 28,404 $50.66 $1,438,946.64
Disclosure

SEC source: 0001179110-15-012082 · edgar.xml · nonDerivative · entry 2

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,697

Read SEC document
August 11, 2015 Filed Aug 13, 2015 21:02 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 41,500 $21.22 $880,605.10
Disclosure

SEC source: 0001179110-15-012082 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2015 Filed Mar 3, 2015 22:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 11,459 $47.61 $545,562.99
Disclosure

SEC source: 0001179110-15-004047 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,601

Read SEC document
February 20, 2015 Filed Feb 24, 2015 23:07 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 169,227 $0.00 Strike: $47.00 $0.00
Disclosure

SEC source: 0001179110-15-003339 · edgar.xml · derivative · entry 4

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,227

Underlying: Common shares · 169,227 shares

Expires 2025-02-19

F4 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 56,409 on 2/20/16, 56,409 on 2/20/17, and 56,409 on 2/20/18.

Read SEC document
February 20, 2015 Filed Feb 24, 2015 23:07 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 24,015 $0.00 $0.00
Disclosure

SEC source: 0001179110-15-003339 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,060

F1 · shares: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document
September 18, 2014 Filed Sep 19, 2014 21:10 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 17,400 $0.00 Strike: $23.22 $0.00
Disclosure

SEC source: 0001179110-14-014360 · edgar.xml · derivative · entry 7

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 17,400 shares

Expires 2015-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
September 18, 2014 Filed Sep 19, 2014 21:10 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 14,500 $0.00 Strike: $22.27 $0.00
Disclosure

SEC source: 0001179110-14-014360 · edgar.xml · derivative · entry 6

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 14,500 shares

Expires 2015-02-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
September 18, 2014 Filed Sep 19, 2014 21:10 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 23,619 $43.38 $1,024,592.22
Disclosure

SEC source: 0001179110-14-014360 · edgar.xml · nonDerivative · entry 3

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,045

Read SEC document
September 18, 2014 Filed Sep 19, 2014 21:10 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 17,400 $23.22 $404,000.16
Disclosure

SEC source: 0001179110-14-014360 · edgar.xml · nonDerivative · entry 2

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 18, 2014 Filed Sep 19, 2014 21:10 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 14,500 $22.27 $322,871.50
Disclosure

SEC source: 0001179110-14-014360 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2014 Filed Mar 4, 2014 22:06 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 13,414 $39.79 $533,743.06
Disclosure

SEC source: 0001179110-14-004306 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,764

Read SEC document
February 21, 2014 Filed Feb 25, 2014 22:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 134,741 $0.00 Strike: $39.12 $0.00
Disclosure

SEC source: 0001179110-14-003626 · edgar.xml · derivative · entry 4

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,741

Underlying: Common Shares · 134,741 shares

Expires 2024-02-20

F4 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 44,914 on 2/21/2015, 44,913 on 2/21/2016, and 44,914 on 2/21/2017.

Read SEC document
February 21, 2014 Filed Feb 25, 2014 22:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon Shares without par value 22,009 $0.00 $0.00
Disclosure

SEC source: 0001179110-14-003626 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,178

F1 · shares: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document
November 08, 2013 Filed Nov 8, 2013 22:08 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 1,227 $0.00 Strike: $19.72 $0.00
Disclosure

SEC source: 0001179110-13-016351 · edgar.xml · derivative · entry 10

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 1,227 shares

Expires 2014-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program, including a replacement option feature, in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
November 08, 2013 Filed Nov 8, 2013 22:08 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 642 $37.64 $24,164.88
Disclosure

SEC source: 0001179110-13-016351 · edgar.xml · nonDerivative · entry 5

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,169

Read SEC document
November 08, 2013 Filed Nov 8, 2013 22:08 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 1,227 $19.72 $24,191.90
Disclosure

SEC source: 0001179110-13-016351 · edgar.xml · nonDerivative · entry 4

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2013 Filed Nov 8, 2013 22:08 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 7,558 $0.00 Strike: $25.17 $0.00
Disclosure

SEC source: 0001179110-13-016351 · edgar.xml · derivative · entry 9

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 7,558 shares

Expires 2014-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

Read SEC document
November 07, 2013 Filed Nov 8, 2013 22:08 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionOption (right to buy) · Derivative 2,908 $0.00 Strike: $25.52 $0.00
Disclosure

SEC source: 0001179110-13-016351 · edgar.xml · derivative · entry 8

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common shares · 2,908 shares

Expires 2014-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Employee stock option granted pursuant to the Abbott Laboratories 1996 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.

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November 07, 2013 Filed Nov 8, 2013 22:08 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 10,466 $37.59 $393,416.94
Disclosure

SEC source: 0001179110-13-016351 · edgar.xml · nonDerivative · entry 3

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,584

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November 07, 2013 Filed Nov 8, 2013 22:08 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 7,558 $25.17 $190,265.85
Disclosure

SEC source: 0001179110-13-016351 · edgar.xml · nonDerivative · entry 2

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 07, 2013 Filed Nov 8, 2013 22:08 UTC ABBOTT LABORATORIES ABT · Entity 2314 Exercise / conversionCommon shares without par value 2,908 $25.52 $74,226.12
Disclosure

SEC source: 0001179110-13-016351 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 28, 2013 Filed Mar 2, 2013 00:40 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 11,974 $34.26 $410,229.24
Disclosure

SEC source: 0001179110-13-003899 · edgar.xml · nonDerivative · entry 1

Fussell Stephen R · CIK 0001327700 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,584

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February 19, 2013 Filed Feb 20, 2013 22:32 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 666 $34.80 $23,177.47
Disclosure

SEC source: 0001179110-13-003138 · edgar.xml · nonDerivative · entry 4

Fussell Stephen R · CIK 0001327700 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,558

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February 19, 2013 Filed Feb 20, 2013 22:32 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 2,400 $34.80 $83,524.80
Disclosure

SEC source: 0001179110-13-003138 · edgar.xml · nonDerivative · entry 3

Fussell Stephen R · CIK 0001327700 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,224

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February 19, 2013 Filed Feb 20, 2013 22:32 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 8,269 $35.08 $290,076.52
Disclosure

SEC source: 0001179110-13-003138 · edgar.xml · nonDerivative · entry 2

Fussell Stephen R · CIK 0001327700 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,624

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.