Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Iridium Communications Inc.IRDM · Entity 833 | Director | March 01, 2019 | March 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Iridium Communications Inc.
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 235,445 |
Ending reported balance
After 2019-03-04 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2019-03-01 · Tax withholding · Disposed 2,942 · Balance 213,525 F1: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Row 2 · 2019-03-01 · Tax withholding · Disposed 3,518 · Balance 210,007 F2: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of a restricted stock unit award that previously vested with respect to one-half of the shares underlying the award on March 1, 2018. The amount being reported herein represents amounts withheld to satisfy tax withholding obligations in connection with the vesting and settlement of the remaining one-half on March 1, 2019. Row 3 · 2019-03-01 · Grant · Acquired 24,158 · Balance 234,165 F3: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock award, one-half vested on March 1, 2019 and the remainder will vest on March 1, 2020, subject to the reporting person's continuous service with the issuer as of the vesting date. Row 4 · 2019-03-01 · Tax withholding · Disposed 5,368 · Balance 228,797 F4: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (3) herein. Row 5 · 2019-03-04 · Grant · Acquired 11,967 · Balance 240,764 F5: Represents the vested portion of a performance-based restricted stock unit award based on the issuer's satisfaction of certain performance criteria. In light of the performance-based vesting conditions of the award, such award was not reportable under Section 16 until vesting was determined, which occurred on March 4, 2019. Row 6 · 2019-03-04 · Tax withholding · Disposed 5,319 · Balance 235,445 F6: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (5) herein. Row 7 · 2019-03-04 · Exercise / conversion · Acquired 2,500 · Balance 237,945 F7: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. Row 8 · 2019-03-04 · Sale · Disposed 2,500 · Balance 235,445 F7: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F8: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.61 to $23.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.31 · Expires 2021-02-21 | Direct | 0 |
Reported balance
After 2019-03-04 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-03-04 · Exercise / conversion · Disposed 2,500 · Balance 0 F7: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018. F9: Immediately exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units.
F2: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of a restricted stock unit award that previously vested with respect to one-half of the shares underlying the award on March 1, 2018. The amount being reported herein represents amounts withheld to satisfy tax withholding obligations in connection with the vesting and settlement of the remaining one-half on March 1, 2019.
F3: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock award, one-half vested on March 1, 2019 and the remainder will vest on March 1, 2020, subject to the reporting person's continuous service with the issuer as of the vesting date.
F4: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (3) herein.
F5: Represents the vested portion of a performance-based restricted stock unit award based on the issuer's satisfaction of certain performance criteria. In light of the performance-based vesting conditions of the award, such award was not reportable under Section 16 until vesting was determined, which occurred on March 4, 2019.
F6: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (5) herein.
F7: These exercises and sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2018.
F8: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $22.61 to $23.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9: Immediately exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2018 Filed Mar 5, 2018 18:19 UTC | Iridium Communications Inc. IRDM · Entity 833 | Tax withholdingCommon Stock | 4,107 | $11.85 | $48,667.95 |
DisclosureSEC source: 0001209191-18-016834 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,852 F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 17:07 UTC | Iridium Communications Inc. IRDM · Entity 833 | Tax withholdingCommon Stock | 943 | $11.80 | $11,127.40 |
DisclosureSEC source: 0001209191-18-001066 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,959 F1 · shares: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 15:59 UTC | Iridium Communications Inc. IRDM · Entity 833 | Tax withholdingCommon Stock | 461 | $12.55 | $5,785.55 |
DisclosureSEC source: 0001209191-17-063853 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,902 F1 · shares: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| October 01, 2017 Filed Oct 2, 2017 17:32 UTC | Iridium Communications Inc. IRDM · Entity 833 | Tax withholdingCommon Stock | 1,176 | $10.30 | $12,112.80 |
DisclosureSEC source: 0001209191-17-054698 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,363 F1 · shares: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| September 01, 2017 Filed Sep 6, 2017 18:57 UTC | Iridium Communications Inc. IRDM · Entity 833 | Tax withholdingCommon Stock | 461 | $11.25 | $5,186.25 |
DisclosureSEC source: 0001209191-17-051779 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,539 F1 · shares: The transaction reported represents the non-discretionary withholding of shares to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 17:22 UTC | Iridium Communications Inc. IRDM · Entity 833 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 135,000 | $0.00 Strike: $8.39 | $0.00 |
DisclosureSEC source: 0001209191-17-051067 · doc4.xml · derivative · entry 3 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 135,000 shares Expires 2020-04-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested on April 19, 2011 with respect to one-quarter of the shares underlying the option, with the remainder vesting in twelve equal quarterly installments through April 19, 2014. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 17:22 UTC | Iridium Communications Inc. IRDM · Entity 833 | SaleCommon Stock | 135,000 | $10.51 | $1,418,850.00 |
DisclosureSEC source: 0001209191-17-051067 · doc4.xml · nonDerivative · entry 2 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.425 to $10.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| August 30, 2017 Filed Sep 1, 2017 17:22 UTC | Iridium Communications Inc. IRDM · Entity 833 | Exercise / conversionCommon Stock | 135,000 | $8.39 | $1,132,650.00 |
DisclosureSEC source: 0001209191-17-051067 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:09 UTC | Iridium Communications Inc. IRDM · Entity 833 | Tax withholdingCommon Stock | 811 | $11.05 | $8,961.55 |
DisclosureSEC source: 0001209191-17-043610 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,000 F1 · shares: The transaction reported represents the non-discretionary sale of shares to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 17:53 UTC | Iridium Communications Inc. IRDM · Entity 833 | Tax withholdingCommon Stock | 318 | $10.25 | $3,259.50 |
DisclosureSEC source: 0001209191-17-037896 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,811 F1 · shares: The transaction reported represents the non-discretionary sale of shares to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 16:49 UTC | Iridium Communications Inc. IRDM · Entity 833 | Tax withholdingCommon Stock | 811 | $9.65 | $7,826.15 |
DisclosureSEC source: 0001209191-17-024936 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,129 F1 · shares: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 16:06 UTC | Iridium Communications Inc. IRDM · Entity 833 | Tax withholdingCommon Stock | 15,005 | $8.30 | $124,541.50 |
DisclosureSEC source: 0001209191-17-018702 · doc4.xml · nonDerivative · entry 2 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,940 F2 · shares: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (1) herein. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 16:06 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 46,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018702 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,945 F1 · shares: Represents the vested portion of a performance-based restricted stock unit award based on the issuer's satisfaction of certain performance criteria. In light of the performance-based vesting conditions of the award, such award was not reportable under Section 16 until vesting was determined, which occurred on March 5, 2017. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:18 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 22,727 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017483 · doc4.xml · nonDerivative · entry 4 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,703 F4 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock unit award, 25% shall vest on March 1, 2018 and the remainder shall vest in equal quarterly installments thereafter on each June 1, September 1, December 1 and March 1, so that all shares of common stock shall be vested as of March 1, 2021, subject to the reporting person's continuous service with the issuer as of each such vesting date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:18 UTC | Iridium Communications Inc. IRDM · Entity 833 | Tax withholdingCommon Stock | 2,310 | $8.80 | $20,328.00 |
DisclosureSEC source: 0001209191-17-017483 · doc4.xml · nonDerivative · entry 3 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,976 F3 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the vesting and settlement of the restricted stock unit award reported in footnote (2) herein. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:18 UTC | Iridium Communications Inc. IRDM · Entity 833 | GrantCommon Stock | 14,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-017483 · doc4.xml · nonDerivative · entry 2 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,286 F2 · shares: These shares are represented by restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Of the shares underlying this restricted stock award, one-half vested on March 1, 2017 and the remainder will vest on March 1, 2018, subject to the reporting person's continuous service with the issuer as of the vesting date. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 16:18 UTC | Iridium Communications Inc. IRDM · Entity 833 | Tax withholdingCommon Stock | 7,909 | $8.80 | $69,599.20 |
DisclosureSEC source: 0001209191-17-017483 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,043 F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 17:27 UTC | Iridium Communications Inc. IRDM · Entity 833 | Tax withholdingCommon Stock | 943 | $9.60 | $9,052.80 |
DisclosureSEC source: 0001209191-17-000375 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,952 F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 16:51 UTC | Iridium Communications Inc. IRDM · Entity 833 | Tax withholdingCommon Stock | 811 | $8.11 | $6,577.21 |
DisclosureSEC source: 0001209191-16-144372 · doc4.xml · nonDerivative · entry 1 Smith S. Scott · CIK 0001463487 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,895 F1 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the reporting person's tax withholding obligations in connection with the non-reportable vesting and settlement of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.