Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Patheon N.V.PTHN · Entity 173467 | Director | August 29, 2017 | August 29, 2017 |
| THERMO FISHER SCIENTIFIC INC.TMO · Entity 2836 | Senior Vice President | August 27, 2019 | August 29, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Patheon N.V.
Report date August 29, 2017 · Filed August 29, 2017
This filing explicitly reported no securities owned.
THERMO FISHER SCIENTIFIC INC.
Report date August 27, 2019 · Filed August 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 38,868 |
Ending reported balance
After 2019-08-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-08-27 · Tax withholding · Disposed 489 · Balance 39,481 Row 2 · 2019-08-28 · Tax withholding · Disposed 613 · Balance 38,868 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 04, 2016 Filed Apr 6, 2016 20:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | SaleCommon Stock | 16,250 | $142.18 | $2,310,425.00 |
DisclosureSEC source: 0001127602-16-048937 · form4.xml · nonDerivative · entry 3 Durbin Patrick M · CIK 0001656287 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,098 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 17, 2016. Read SEC document |
| April 04, 2016 Filed Apr 6, 2016 20:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 5,800 | $73.24 | $424,792.00 |
DisclosureSEC source: 0001127602-16-048937 · form4.xml · nonDerivative · entry 2 Durbin Patrick M · CIK 0001656287 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2016 Filed Apr 6, 2016 20:21 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Exercise / conversionCommon Stock | 5,450 | $54.97 | $299,586.50 |
DisclosureSEC source: 0001127602-16-048937 · form4.xml · nonDerivative · entry 1 Durbin Patrick M · CIK 0001656287 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2016 Filed Mar 1, 2016 22:22 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 250 | $130.71 | $32,677.50 |
DisclosureSEC source: 0001127602-16-044233 · form4.xml · nonDerivative · entry 1 Durbin Patrick M · CIK 0001656287 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,098 Read SEC document |
| February 25, 2016 Filed Feb 29, 2016 21:36 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 435 | $130.57 | $56,797.95 |
DisclosureSEC source: 0001127602-16-043883 · form4.xml · nonDerivative · entry 1 Durbin Patrick M · CIK 0001656287 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,348 Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:14 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $129.77 | $0.00 |
DisclosureSEC source: 0001127602-16-043618 · form4.xml · derivative · entry 4 Durbin Patrick M · CIK 0001656287 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-02-24 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 24, 2017. Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:14 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | Tax withholdingCommon Stock | 481 | $129.77 | $62,419.37 |
DisclosureSEC source: 0001127602-16-043618 · form4.xml · nonDerivative · entry 3 Durbin Patrick M · CIK 0001656287 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,783 Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:14 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 4,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-043618 · form4.xml · nonDerivative · entry 2 Durbin Patrick M · CIK 0001656287 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,264 Read SEC document |
| February 24, 2016 Filed Feb 26, 2016 22:14 UTC | THERMO FISHER SCIENTIFIC INC. TMO · Entity 2836 | GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-043618 · form4.xml · nonDerivative · entry 1 Durbin Patrick M · CIK 0001656287 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,564 F1 · shares: Shares represent a performance-based restricted stock unit award granted on February 25, 2015. The Company's Compensation Committee determined on February 24, 2016, that the performance criteria related to this award was satisfied. One-third of the shares vested on February 24, 2016, one-third of the shares vest on February 24, 2017, and the remaining one-third vest on February 24, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.