Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WATERS CORP /DE/WAT · Entity 3080 | SVP, President TA Instruments | March 11, 2019 | March 12, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WATERS CORP /DE/
Report date March 11, 2019 · Filed March 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-03-11 transaction · row 1
1 source rowRow 1 · 2019-03-11 · Sale · Disposed 1,946 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby ESPP | 100 |
Reported balance
After 2019-03-11 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-03-11 · Sale · Disposed 60 · Balance 100 |
| Common StockSEC Table I · non-derivative | Indirectby ESPP | 0 |
Reported balance
After 2019-03-11 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-03-11 · Gift · Disposed 100 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 13, 2017 Filed Dec 15, 2017 15:50 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GiftCommon Stock | 254 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034747 · form4.xml · nonDerivative · entry 1 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,155 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 18:06 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 989 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034114 · form4.xml · nonDerivative · entry 1 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,409 Read SEC document |
| December 06, 2017 Filed Jan 11, 2018 16:50 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 989 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-001594 · form4a.xml · nonDerivative · entry 1 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,409 Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 18:06 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 14,711 | $0.00 Strike: $194.25 | $0.00 |
DisclosureSEC source: 0001127602-17-034114 · form4.xml · derivative · entry 3 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,711 Underlying: Common Stock · 14,711 shares Expires 2027-12-05 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on December 5, 2018. Read SEC document |
| December 05, 2017 Filed Jan 11, 2018 16:50 UTC Amendment | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 14,711 | $0.00 Strike: $194.26 | $0.00 |
DisclosureSEC source: 0001127602-18-001594 · form4a.xml · derivative · entry 3 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,711 Underlying: Common Stock · 14,711 shares Expires 2027-12-05 F1 · derivative.exercise_price: To report the correct grant price of $194.26 for the grant of stock options on December 5, 2017 which, due to a clerical error, was previously reported as a grant price of $194.25. F2 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on December 5, 2018. Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 700 | $0.00 Strike: $98.21 | $0.00 |
DisclosureSEC source: 0001127602-17-017204 · form4.xml · derivative · entry 10 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 700 shares Expires 2023-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,231 | $0.00 Strike: $113.36 | $0.00 |
DisclosureSEC source: 0001127602-17-017204 · form4.xml · derivative · entry 9 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,200 Underlying: Common Stock · 3,231 shares Expires 2024-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,066 | $0.00 Strike: $128.93 | $0.00 |
DisclosureSEC source: 0001127602-17-017204 · form4.xml · derivative · entry 8 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,264 Underlying: Common Stock · 5,066 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 700 | $173.94 | $121,758.00 |
DisclosureSEC source: 0001127602-17-017204 · form4.xml · nonDerivative · entry 6 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398 Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 700 | $98.21 | $68,747.00 |
DisclosureSEC source: 0001127602-17-017204 · form4.xml · nonDerivative · entry 5 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 3,231 | $173.82 | $561,612.42 |
DisclosureSEC source: 0001127602-17-017204 · form4.xml · nonDerivative · entry 4 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398 Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 3,231 | $113.36 | $366,266.16 |
DisclosureSEC source: 0001127602-17-017204 · form4.xml · nonDerivative · entry 3 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 5,066 | $173.40 | $878,444.40 |
DisclosureSEC source: 0001127602-17-017204 · form4.xml · nonDerivative · entry 2 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398 Read SEC document |
| May 05, 2017 Filed May 8, 2017 16:51 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 5,066 | $128.93 | $653,159.38 |
DisclosureSEC source: 0001127602-17-017204 · form4.xml · nonDerivative · entry 1 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,464 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,311 | $0.00 Strike: $117.68 | $0.00 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · derivative · entry 17 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,248 Underlying: Common Stock · 1,311 shares Expires 2026-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,400 | $0.00 Strike: $87.06 | $0.00 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · derivative · entry 16 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,400 Underlying: Common Stock · 6,400 shares Expires 2022-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,300 | $0.00 Strike: $98.21 | $0.00 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · derivative · entry 15 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,700 Underlying: Common Stock · 3,300 shares Expires 2023-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,169 | $0.00 Strike: $113.36 | $0.00 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · derivative · entry 14 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,431 Underlying: Common Stock · 2,169 shares Expires 2024-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,400 | $0.00 Strike: $79.15 | $0.00 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · derivative · entry 13 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,400 shares Expires 2021-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 1,311 | $173.70 | $227,720.70 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · nonDerivative · entry 11 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398 Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 1,311 | $117.68 | $154,278.48 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · nonDerivative · entry 10 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 6,400 | $173.74 | $1,111,936.00 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · nonDerivative · entry 9 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398 Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 6,400 | $87.06 | $557,184.00 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · nonDerivative · entry 8 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 3,300 | $173.72 | $573,276.00 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · nonDerivative · entry 7 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398 Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 3,300 | $98.21 | $324,093.00 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · nonDerivative · entry 6 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 2,169 | $173.70 | $376,755.30 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · nonDerivative · entry 5 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398 Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 2,169 | $113.36 | $245,877.84 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · nonDerivative · entry 4 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | SaleCommon Stock | 6,400 | $173.57 | $1,110,848.00 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · nonDerivative · entry 3 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398 Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Exercise / conversionCommon Stock | 6,400 | $79.15 | $506,560.00 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · nonDerivative · entry 2 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2017 Filed May 5, 2017 15:28 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GiftCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017001 · form4.xml · nonDerivative · entry 1 Kelly Terrence P · CIK 0001666020 · SVP, President TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398 Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 19:29 UTC | WATERS CORP /DE/ WAT · Entity 3080 | GrantStock Option (Right to Buy) · Derivative | 20,666 | $0.00 Strike: $139.51 | $0.00 |
DisclosureSEC source: 0001127602-16-069879 · form4.xml · derivative · entry 3 Kelly Terrence P · CIK 0001666020 · President, TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,666 Underlying: Common Stock · 20,666 shares Expires 2026-12-09 F1 · derivative.exercise_date: These options vest 20% per annum for a 5 year period beginning on December 9, 2017. Read SEC document |
| December 06, 2016 Filed Dec 7, 2016 21:53 UTC | WATERS CORP /DE/ WAT · Entity 3080 | Tax withholdingCommon Stock | 989 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069437 · form4.xml · nonDerivative · entry 1 Kelly Terrence P · CIK 0001666020 · President, TA Instruments 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,698 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.