Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NEWMONT Corp /DE/NEM · Entity 1894 | EVP, Human Resources | September 03, 2019 | September 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NEWMONT Corp /DE/
Report date September 03, 2019 · Filed September 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1.60 par valueSEC Table I · non-derivative | Direct | 200,351 |
Reported balance
After 2019-09-03 transaction · row 1
1 source rowRow 1 · 2019-09-03 · Sale · Disposed 3,000 · Balance 200,351 F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2014 Filed Mar 1, 2014 01:00 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,144 | $23.93 | $27,376.03 |
DisclosureSEC source: 0001164727-14-000007 · edgar.xml · nonDerivative · entry 2 MacGowan William N · CIK 0001361677 · EVP, HR & Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,560 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| February 26, 2014 Filed Mar 1, 2014 01:00 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 9,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-14-000007 · edgar.xml · nonDerivative · entry 1 MacGowan William N · CIK 0001361677 · EVP, HR & Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,704 Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 21:53 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 225 | $27.05 | $6,085.13 |
DisclosureSEC source: 0001164727-13-000068 · edgar.xml · nonDerivative · entry 2 MacGowan William N · CIK 0001361677 · EVP, HR & Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,766 F1 · shares: Represents shares reacquired to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on November 8, 2013. Read SEC document |
| November 08, 2013 Filed Nov 12, 2013 21:53 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 482 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000068 · edgar.xml · nonDerivative · entry 1 MacGowan William N · CIK 0001361677 · EVP, HR & Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,991 Read SEC document |
| March 04, 2013 Filed Mar 6, 2013 01:01 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 717 | $39.28 | $28,163.83 |
DisclosureSEC source: 0001164727-13-000021 · edgar.xml · nonDerivative · entry 4 MacGowan William N · CIK 0001361677 · EVP, HR & Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,509 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:01 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 441 | $39.14 | $17,260.78 |
DisclosureSEC source: 0001164727-13-000021 · edgar.xml · nonDerivative · entry 3 MacGowan William N · CIK 0001361677 · EVP, HR & Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,226 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:01 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 3,645 | $40.08 | $146,073.38 |
DisclosureSEC source: 0001164727-13-000021 · edgar.xml · nonDerivative · entry 2 MacGowan William N · CIK 0001361677 · EVP, HR & Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,667 F1 · shares: Represents shares reacquired to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on March 1, 2013. Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:01 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 11,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000021 · edgar.xml · nonDerivative · entry 1 MacGowan William N · CIK 0001361677 · EVP, HR & Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,312 Read SEC document |
| February 28, 2013 Filed Mar 2, 2013 00:56 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 938 | $39.97 | $37,492.70 |
DisclosureSEC source: 0001164727-13-000005 · edgar.xml · nonDerivative · entry 3 MacGowan William N · CIK 0001361677 · EVP, HR & Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,917 F2 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| February 27, 2013 Filed Mar 2, 2013 00:56 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | Tax withholdingCommon Stock, $1.60 par value | 954 | $40.92 | $39,032.91 |
DisclosureSEC source: 0001164727-13-000005 · edgar.xml · nonDerivative · entry 2 MacGowan William N · CIK 0001361677 · EVP, HR & Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,855 F1 · shares: Represents shares reacquired to sastisfy tax withholding obligations in connection with shares of common stock issued to the reporting person on February 27, 2013. Read SEC document |
| February 27, 2013 Filed Mar 2, 2013 00:56 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 8,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-13-000005 · edgar.xml · nonDerivative · entry 1 MacGowan William N · CIK 0001361677 · EVP, HR & Communications 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,809 Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 01:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 703 | $58.31 | $40,991.09 |
DisclosureSEC source: 0001164727-12-000038 · edgar.xml · nonDerivative · entry 5 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,859 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F4 · price: This transaction was executed in multiple trades at prices of $57.88 to $58.3101. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 02, 2012 Filed Mar 6, 2012 01:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 6,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000038 · edgar.xml · nonDerivative · entry 4 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,562 Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 3,474 | $58.23 | $202,294.15 |
DisclosureSEC source: 0001164727-12-000038 · edgar.xml · nonDerivative · entry 3 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,863 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F3 · price: This transaction was executed in multiple trades at prices of $57.8025 to $58.28. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 570 | $58.22 | $33,187.34 |
DisclosureSEC source: 0001164727-12-000038 · edgar.xml · nonDerivative · entry 2 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,337 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $57.87 to $58.32. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:45 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 9,643 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-12-000038 · edgar.xml · nonDerivative · entry 1 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,907 Read SEC document |
| February 28, 2012 Filed Mar 1, 2012 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 915 | $61.56 | $56,327.03 |
DisclosureSEC source: 0001164727-12-000023 · edgar.xml · nonDerivative · entry 2 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,264 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $61.5301 to $61.80. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| February 28, 2012 Filed Mar 1, 2012 22:59 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 9 | $60.29 | $542.61 |
DisclosureSEC source: 0001164727-12-000023 · edgar.xml · nonDerivative · entry 1 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,179 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees. Read SEC document |
| April 25, 2011 Filed Apr 27, 2011 20:15 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantStock Option (right to buy) · Derivative | 24,000 | $0.00 Strike: $58.69 | $0.00 |
DisclosureSEC source: 0001164727-11-000074 · edgar.xml · derivative · entry 1 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 24,000 shares Expires 2021-04-25 F1 · derivative.exercise_date: the option vests in three equal annual installments beginning April 25, 2012. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 424 | $55.33 | $23,459.92 |
DisclosureSEC source: 0001164727-11-000049 · edgar.xml · nonDerivative · entry 3 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,188 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011 solely to cover taxes and fees. F3 · balance_after: As of February 28, 2011 the reporting person held 301 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 1,295 | $55.39 | $71,733.03 |
DisclosureSEC source: 0001164727-11-000049 · edgar.xml · nonDerivative · entry 2 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,612 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011 solely to cover taxes and fees. F2 · price: This transaction was executed in multiple trades at prices of $55.39 and $55.40. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 00:37 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000049 · edgar.xml · nonDerivative · entry 1 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,907 Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | SaleCommon Stock, $1.60 par value | 903 | $56.00 | $50,567.73 |
DisclosureSEC source: 0001164727-11-000034 · edgar.xml · nonDerivative · entry 2 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,796 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 25, 2011. F2 · price: This transaction was executed in multiple trades at prices of $55.99 and $56.00. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price). F3 · balance_after: As of February 28, 2011 the reporting person held 301 shares of Newmont Mining common stock in his 401(k) Plan. Read SEC document |
| February 28, 2011 Filed Mar 2, 2011 23:36 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 8,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-11-000034 · edgar.xml · nonDerivative · entry 1 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,699 Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 23:17 UTC | NEWMONT Corp /DE/ NEM · Entity 1894 | GrantCommon Stock, $1.60 par value | 4,029 | $0.00 | $0.00 |
DisclosureSEC source: 0001164727-10-000051 · edgar.xml · nonDerivative · entry 1 MacGowan William N · CIK 0001361677 · EVP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,029 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.