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Lee Yau Tat

Disclosed activity across 1 company

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159129
SEC CIK
0001633925

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EQUINIX INCEQIX · Entity 2047President - Asia PacificMarch 13, 2019March 14, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EQUINIX INC

Report date March 13, 2019 · Filed March 14, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,407 Reported balance After 2019-03-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2019-03-13 · Grant · Acquired 2,407 · Balance 2,407

F1: 2,407 shares (100% of the total shares awarded) scheduled to vest on August 30, 2019, subject solely to continued service.

F2: Restricted stock unit award expires upon reporting person's termination of employment.

Filing footnotes · ownership attribution and instrument terms

F1: 2,407 shares (100% of the total shares awarded) scheduled to vest on August 30, 2019, subject solely to continued service.

F2: Restricted stock unit award expires upon reporting person's termination of employment.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2019 Filed Mar 14, 2019 23:56 UTC EQUINIX INC EQIX · Entity 2047 GrantRestricted Stock Units · Derivative 2,407 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000030 · edgar.xml · derivative · entry 1

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,407

Underlying: Common Stock · 2,407 shares

Expires not disclosed

F1 · derivative.exercise_date: 2,407 shares (100% of the total shares awarded) scheduled to vest on August 30, 2019, subject solely to continued service.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:04 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 1,785 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000018 · edgar.xml · derivative · entry 3

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,784

Underlying: Common Stock · 1,785 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On February 27, 2018, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2018. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 25, 2019, 25% will vest on February 15, 2020 and the remaining 25% will on February 15, 2021, subject solely to continued service.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 23:04 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 1,785 $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000018 · edgar.xml · nonDerivative · entry 1

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 23:04 UTC EQUINIX INC EQIX · Entity 2047 GrantRestricted Stock Units · Derivative 3,569 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000018 · edgar.xml · derivative · entry 2

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,569

Underlying: Common Stock · 3,569 shares

Expires not disclosed

F1 · derivative.exercise_date: On February 27, 2018, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2018. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 25, 2019, 25% will vest on February 15, 2020 and the remaining 25% will on February 15, 2021, subject solely to continued service.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:57 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 894 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000010 · edgar.xml · derivative · entry 4

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894

Underlying: Common Stock · 894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On February 16, 2017, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2017. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 28, 2018, 25% will vest on February 15, 2019 and the remaining 25% will on February 15, 2020, subject solely to continued service.

F3 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:57 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 1,002 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000010 · edgar.xml · derivative · entry 3

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On March 16, 2016, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2016. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 17, 2017, 25% will vest on February 15, 2018 and the remaining 25% will on February 15, 2019, subject solely to continued service.

F3 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:57 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 894 $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000010 · edgar.xml · nonDerivative · entry 2

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2019 Filed Feb 20, 2019 22:57 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 1,002 $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000010 · edgar.xml · nonDerivative · entry 1

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,277

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 57 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on February 14, 2019.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:21 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 662 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000002 · edgar.xml · derivative · entry 9

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321

Underlying: Common Stock · 662 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2019 and an additional 33.33% of the RSUs vesting on January 15, 2020 and January 15, 2021.

F3 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:21 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 621 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000002 · edgar.xml · derivative · entry 8

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620

Underlying: Common Stock · 621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the award is scheduled to vest on January 15, 2018, with an additional 33.33% units scheduled to vest on each of January 15, 2019 and January 15, 2020.

F3 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:21 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 688 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000002 · edgar.xml · derivative · entry 7

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2017 and an additional 33.33% of the RSUs vesting on January 15, 2018 and January 15, 2019.

F3 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:21 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 1,064 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000002 · edgar.xml · derivative · entry 6

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 11, 2016, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative Total Shareholder Return target was attained for the period January 1, 2016 to December 31, 2018. The Compensation Committee certified that the payout for this award would be 102.49% (out of a possible 200%) of the target to the reporting person based on the degree to which Equinix performed against the Russell 1000 Index.

F3 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:21 UTC EQUINIX INC EQIX · Entity 2047 GrantRestricted Stock Units · Derivative 1,064 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000002 · edgar.xml · derivative · entry 5

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064

Underlying: Common Stock · 1,064 shares

Expires not disclosed

F2 · derivative.exercise_date: On February 11, 2016, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative Total Shareholder Return target was attained for the period January 1, 2016 to December 31, 2018. The Compensation Committee certified that the payout for this award would be 102.49% (out of a possible 200%) of the target to the reporting person based on the degree to which Equinix performed against the Russell 1000 Index.

F3 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:21 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 662 $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000002 · edgar.xml · nonDerivative · entry 4

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,218

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:21 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 621 $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000002 · edgar.xml · nonDerivative · entry 3

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,556

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:21 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 688 $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000002 · edgar.xml · nonDerivative · entry 2

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:21 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0001645635-19-000002 · edgar.xml · nonDerivative · entry 1

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1 share not previously reported in prior Form 4.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 22:14 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 2,792 $382.86 $1,068,956.01
Disclosure

SEC source: 0001645635-18-000057 · edgar.xml · nonDerivative · entry 1

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,182

Read SEC document
May 11, 2018 Filed May 15, 2018 00:57 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 544 $404.25 $219,912.00
Disclosure

SEC source: 0001645635-18-000032 · edgar.xml · nonDerivative · entry 3

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,974

Read SEC document
May 11, 2018 Filed May 15, 2018 00:57 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 1,200 $403.19 $483,828.96
Disclosure

SEC source: 0001645635-18-000032 · edgar.xml · nonDerivative · entry 2

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,518

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $403.04 to $403.39 inclusive.

Read SEC document
May 11, 2018 Filed May 15, 2018 00:57 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 4,216 $402.35 $1,696,286.52
Disclosure

SEC source: 0001645635-18-000032 · edgar.xml · nonDerivative · entry 1

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,718

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $402.00 to $402.91, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 to this Form 4.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:17 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 1,790 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000019 · edgar.xml · derivative · entry 4

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,788

Underlying: Common Stock · 1,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On February 16, 2017, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2017. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 28, 2018, 25% will vest on February 15, 2019 and the remaining 25% will on February 15, 2020, subject solely to continued service.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 01:17 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 1,790 $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000019 · edgar.xml · nonDerivative · entry 1

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2018 Filed Mar 2, 2018 01:17 UTC EQUINIX INC EQIX · Entity 2047 GrantRestricted Stock Units · Derivative 3,578 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000019 · edgar.xml · derivative · entry 3

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,578

Underlying: Common Stock · 3,578 shares

Expires not disclosed

F3 · derivative.exercise_date: On February 16, 2017, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2017. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 28, 2018, 25% will vest on February 15, 2019 and the remaining 25% will on February 15, 2020, subject solely to continued service.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 27, 2018 Filed Mar 2, 2018 01:17 UTC EQUINIX INC EQIX · Entity 2047 GrantRestricted Stock Units · Derivative 1,983 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000019 · edgar.xml · derivative · entry 2

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,983

Underlying: Common Stock · 1,983 shares

Expires not disclosed

F1 · derivative.exercise_date: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2019 and an additional 33.33% of the RSUs vesting on January 15, 2020 and January 15, 2021.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:40 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 1,002 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000012 · edgar.xml · derivative · entry 4

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002

Underlying: Common Stock · 1,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On March 16, 2016, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2016. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 17, 2017, 25% will vest on February 15, 2018 and the remaining 25% will on February 15, 2019, subject solely to continued service.

F3 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:40 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 1,088 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000012 · edgar.xml · derivative · entry 3

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On February 12, 2015 the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain revenue and AFFO targets for 2015. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 12, 2016, with 25% additional units scheduled to vest on each of February 15, 2017 and February 15, 2018, subject solely to continued service.

F3 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:40 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 1,002 $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000012 · edgar.xml · nonDerivative · entry 2

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,144

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:40 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 1,088 $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000012 · edgar.xml · nonDerivative · entry 1

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 55 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on February 14, 2018.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:24 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 622 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000002 · edgar.xml · derivative · entry 9

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241

Underlying: Common Stock · 622 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the award is scheduled to vest on January 15, 2018, with an additional 33.33% units scheduled to vest on each of January 15, 2019 and January 15, 2020.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:24 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 689 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000002 · edgar.xml · derivative · entry 8

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688

Underlying: Common Stock · 689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2017 and an additional 33.33% of the RSUs vesting on January 15, 2018 and January 15, 2019.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:24 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 725 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000002 · edgar.xml · derivative · entry 7

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2016 and an additional 33.33% of the RSUs vesting on January 15, 2017 and January 15, 2018.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

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January 16, 2018 Filed Jan 18, 2018 22:24 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 2,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000002 · edgar.xml · derivative · entry 6

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On February 12, 2015, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative Total Shareholder Return target was attained for the period January 1, 2015 to December 31, 2017. The Compensation Committee certified that the payout for this award would be 200% (out of a possible 200%) of the target to the reporting person based on the degree to which Equinix performed against the Russell 1000 Index.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

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January 16, 2018 Filed Jan 18, 2018 22:24 UTC EQUINIX INC EQIX · Entity 2047 GrantRestricted Stock Units · Derivative 2,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000002 · edgar.xml · derivative · entry 5

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,177

Underlying: Common Stock · 2,177 shares

Expires not disclosed

F1 · derivative.exercise_date: On February 12, 2015, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative Total Shareholder Return target was attained for the period January 1, 2015 to December 31, 2017. The Compensation Committee certified that the payout for this award would be 200% (out of a possible 200%) of the target to the reporting person based on the degree to which Equinix performed against the Russell 1000 Index.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

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January 16, 2018 Filed Jan 18, 2018 22:24 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 622 $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000002 · edgar.xml · nonDerivative · entry 4

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:24 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 689 $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000002 · edgar.xml · nonDerivative · entry 3

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:24 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 725 $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000002 · edgar.xml · nonDerivative · entry 2

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,688

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 18, 2018 22:24 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 2,177 $0.00 $0.00
Disclosure

SEC source: 0001645635-18-000002 · edgar.xml · nonDerivative · entry 1

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 21:20 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 600 $439.95 $263,967.00
Disclosure

SEC source: 0001645635-17-000060 · edgar.xml · nonDerivative · entry 3

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,786

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.90 to $440.17 inclusive.

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June 07, 2017 Filed Jun 8, 2017 21:20 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 2,099 $439.23 $921,935.16
Disclosure

SEC source: 0001645635-17-000060 · edgar.xml · nonDerivative · entry 2

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,386

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $438.525 to $439.50 inclusive.

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June 07, 2017 Filed Jun 8, 2017 21:20 UTC EQUINIX INC EQIX · Entity 2047 SaleCommon Stock 3,176 $438.11 $1,391,446.25
Disclosure

SEC source: 0001645635-17-000060 · edgar.xml · nonDerivative · entry 1

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,485

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $437.51 to $438.50, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 3 to this Form 4.

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February 17, 2017 Filed Feb 22, 2017 21:44 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock units · Derivative 2,004 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-17-000025 · edgar.xml · derivative · entry 3

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,004

Underlying: Common Stock · 2,004 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On March 16, 2016, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2016. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 17, 2017, 25% will vest on February 15, 2018 and the remaining 25% will on February 15, 2019, subject solely to continued service.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

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February 17, 2017 Filed Feb 22, 2017 21:44 UTC EQUINIX INC EQIX · Entity 2047 GrantRestricted Stock Units · Derivative 4,008 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-17-000025 · edgar.xml · derivative · entry 2

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,008

Underlying: Common Stock · 4,008 shares

Expires not disclosed

F1 · derivative.exercise_date: On March 16, 2016, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2016. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 17, 2017, 25% will vest on February 15, 2018 and the remaining 25% will on February 15, 2019, subject solely to continued service.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 21:44 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 2,004 $0.00 $0.00
Disclosure

SEC source: 0001645635-17-000025 · edgar.xml · nonDerivative · entry 1

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 16, 2017 Filed Feb 17, 2017 22:05 UTC EQUINIX INC EQIX · Entity 2047 GrantRestricted Stock Units · Derivative 1,863 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-17-000018 · edgar.xml · derivative · entry 5

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,863

Underlying: Common Stock · 1,863 shares

Expires not disclosed

F5 · derivative.exercise_date: On February 16, 2017, the reporting person was granted restricted stock units, the vesting of which is subject solely to continued service through each vesting date. 33.33% of the award is scheduled to vest on January 15, 2018, with an additional 33.33% units scheduled to vest on each of January 15, 2019 and January 15, 2020.

F3 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 22:05 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 1,088 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-17-000018 · edgar.xml · derivative · entry 4

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088

Underlying: Common Stock · 1,088 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: On February 12, 2015 the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain revenue and AFFO targets for 2015. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 12, 2016, with 25% additional units scheduled to vest on each of February 15, 2017 and February 15, 2018, subject solely to continued service.

F3 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 22:05 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock units · Derivative 1,607 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-17-000018 · edgar.xml · derivative · entry 3

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,607 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On March 6, 2014, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain revenue and EBITDA targets for 2014. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 13, 2015, 25% vested on February 15, 2016 and the remaining 25% vested on February 15, 2017, subject solely to continued service.

F3 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 22:05 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 1,088 $0.00 $0.00
Disclosure

SEC source: 0001645635-17-000018 · edgar.xml · nonDerivative · entry 2

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 22:05 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionCommon Stock 1,607 $0.00 $0.00
Disclosure

SEC source: 0001645635-17-000018 · edgar.xml · nonDerivative · entry 1

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 91 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on February 14, 2017.

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January 17, 2017 Filed Jan 20, 2017 01:14 UTC EQUINIX INC EQIX · Entity 2047 Exercise / conversionRestricted Stock Units · Derivative 689 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645635-17-000004 · edgar.xml · derivative · entry 4

Lee Yau Tat · CIK 0001633925 · President - Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377

Underlying: Common Stock · 689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2017 and an additional 33.33% of the RSUs vesting on January 15, 2018 and January 15, 2019.

F2 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.