Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LOWES COMPANIES INCLOW · Entity 2896 | SVP Chief Accounting Officer | September 17, 2019 | September 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LOWES COMPANIES INC
Report date September 17, 2019 · Filed September 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,555 |
Ending reported balance
After 2019-09-18 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2019-09-17 · Sale · Disposed 1,356 · Balance 28,017 Row 2 · 2019-09-17 · Exercise / conversion · Acquired 2,613 · Balance 30,630 Row 3 · 2019-09-17 · Exercise / conversion · Acquired 5,933 · Balance 36,563 Row 4 · 2019-09-17 · Exercise / conversion · Acquired 2,234 · Balance 38,797 Row 5 · 2019-09-17 · Sale · Disposed 10,780 · Balance 28,017 F1: This transaction was executed in multiple trades at prices ranging from $112.32 to $112.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Row 6 · 2019-09-18 · Gift · Disposed 462 · Balance 27,555 |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.44 · Expires 2025-09-15 | Direct | 0 |
Reported balance
After 2019-09-17 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-09-17 · Exercise / conversion · Disposed 2,613 · Balance 0 F2: The option vests in three annual installments beginning on September 15, 2016. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $71.31 · Expires 2026-09-15 | Direct | 0 |
Reported balance
After 2019-09-17 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-09-17 · Exercise / conversion · Disposed 5,933 · Balance 0 F3: The option vests in three annual installments beginning on September 15, 2017. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.21 · Expires 2027-04-01 | Direct | 1,116 |
Reported balance
After 2019-09-17 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-09-17 · Exercise / conversion · Disposed 2,234 · Balance 1,116 F4: The option vests in three annual installments beginning on April 1, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $112.32 to $112.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: The option vests in three annual installments beginning on September 15, 2016.
F3: The option vests in three annual installments beginning on September 15, 2017.
F4: The option vests in three annual installments beginning on April 1, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 24, 2009 Filed Nov 25, 2009 15:27 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 10,456 | $19.65 | $205,460.40 |
DisclosureSEC source: 0000060667-09-000151 · edgardoc.xml · nonDerivative · entry 3 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 15:27 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 5,244 | $22.01 | $115,420.44 |
DisclosureSEC source: 0000060667-09-000151 · edgardoc.xml · nonDerivative · entry 2 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,605 Read SEC document |
| November 24, 2009 Filed Nov 25, 2009 15:27 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 5,244 | $19.65 | $103,044.60 |
DisclosureSEC source: 0000060667-09-000151 · edgardoc.xml · nonDerivative · entry 1 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2009 Filed Sep 3, 2009 14:23 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 2,272 | $20.86 | $47,393.92 |
DisclosureSEC source: 0000060667-09-000099 · edgardoc.xml · nonDerivative · entry 1 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,605 F1 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on September 1, 2006. Read SEC document |
| June 02, 2009 Filed Jun 3, 2009 17:43 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 8,000 | $0.00 Strike: $17.72 | $0.00 |
DisclosureSEC source: 0000060667-09-000070 · edgardoc.xml · derivative · entry 3 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2009-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2009 Filed Jun 3, 2009 17:43 UTC | LOWES COMPANIES INC LOW · Entity 2896 | SaleCommon Stock | 8,000 | $20.32 | $162,542.40 |
DisclosureSEC source: 0000060667-09-000070 · edgardoc.xml · nonDerivative · entry 2 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,877 F2 · price: This transaction was executed in multiple trades at prices ranging from $20.30 to $20.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 02, 2009 Filed Jun 3, 2009 17:43 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Exercise / conversionCommon Stock | 8,000 | $17.72 | $141,720.00 |
DisclosureSEC source: 0000060667-09-000070 · edgardoc.xml · nonDerivative · entry 1 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Direct Holdings include 657 shares acquired under the Lowe's Employee Stock Purchase Plan. Read SEC document |
| March 01, 2009 Filed Mar 3, 2009 16:35 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 38,000 | $0.00 Strike: $15.84 | $0.00 |
DisclosureSEC source: 0000060667-09-000028 · edgardoc.xml · derivative · entry 2 Hollifield Matthew V · CIK 0001344950 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,000 Underlying: Common Stock · 38,000 shares Expires 2016-03-01 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2010. Read SEC document |
| March 01, 2009 Filed Mar 3, 2009 16:35 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-09-000028 · edgardoc.xml · nonDerivative · entry 1 Hollifield Matthew V · CIK 0001344950 · SVP & Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,220 F1 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on March 1, 2012. Read SEC document |
| September 01, 2008 Filed Sep 3, 2008 19:28 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 2,596 | $24.64 | $63,965.44 |
DisclosureSEC source: 0000060667-08-000134 · edgardoc.xml · nonDerivative · entry 1 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,615 F1 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on September 1, 2005. F2 · balance_after: Direct Holdings include 519 shares acquired under the Lowe's Employee Stock Purchase Plan. Read SEC document |
| March 01, 2008 Filed Mar 4, 2008 17:50 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 23,000 | $0.00 Strike: $23.97 | $0.00 |
DisclosureSEC source: 0000060667-08-000032 · edgardoc.xml · derivative · entry 3 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Common Stock · 23,000 shares Expires 2015-03-01 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2009. Read SEC document |
| March 01, 2008 Filed Mar 4, 2008 17:50 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 539 | $23.97 | $12,919.83 |
DisclosureSEC source: 0000060667-08-000032 · edgardoc.xml · nonDerivative · entry 2 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,692 F2 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on March 1, 2005. Read SEC document |
| March 01, 2008 Filed Mar 4, 2008 17:50 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-08-000032 · edgardoc.xml · nonDerivative · entry 1 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,231 F1 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares are subject to forfeiture if performance standard for fiscal years 2008 through 2010 is not achieved. Read SEC document |
| December 14, 2007 Filed Dec 18, 2007 16:28 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-07-000138 · edgardoc.xml · nonDerivative · entry 1 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,231 F1 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares will fully vest on December 14, 2010. F2 · balance_after: Includes 512 shares acquired under the Lowe's Employee Stock Purchase Plan. Read SEC document |
| March 01, 2007 Filed Mar 5, 2007 18:59 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $32.21 | $0.00 |
DisclosureSEC source: 0000060667-07-000021 · edgardoc.xml · derivative · entry 3 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 14,000 shares Expires 2014-03-01 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2008. Read SEC document |
| March 01, 2007 Filed Mar 5, 2007 18:59 UTC | LOWES COMPANIES INC LOW · Entity 2896 | Tax withholdingCommon Stock | 1,013 | $32.21 | $32,628.73 |
DisclosureSEC source: 0000060667-07-000021 · edgardoc.xml · nonDerivative · entry 2 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,339 F3 · shares: Reflects shares delivered by reporting person to satisfy withholding taxes due upon vesting of restricted shares granted on 3/1/04. Read SEC document |
| March 01, 2007 Filed Mar 5, 2007 18:59 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-07-000021 · edgardoc.xml · nonDerivative · entry 1 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,352 F1 · shares: Restricted stock granted pursuant to 2006 Long-Term Incentive Plan. The shares are subject to forfeiture if performance standard for fiscal years 2007 through 2009 is not achieved. F2 · balance_after: Includes 414 shares acquired under the Lowe's Employee Stock Purchase Plan. Read SEC document |
| September 01, 2006 Filed Sep 5, 2006 18:40 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-06-000137 · edgardoc.xml · nonDerivative · entry 1 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,938 F1 · shares: These restricted shares of common stock will vest on September 1, 2009. Read SEC document |
| March 01, 2006 Filed Mar 3, 2006 14:41 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 11,000 | $0.00 Strike: $68.32 | $0.00 |
DisclosureSEC source: 0000060667-06-000013 · edgardoc.xml · derivative · entry 2 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires 2013-03-01 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on March 1, 2007. Read SEC document |
| March 01, 2006 Filed Mar 3, 2006 14:41 UTC | LOWES COMPANIES INC LOW · Entity 2896 | GrantCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000060667-06-000013 · edgardoc.xml · nonDerivative · entry 1 Hollifield Matthew V · CIK 0001344950 · SVP Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,269 F1 · security: These restricted shares of common stock will vest on the earlier to occur of March 1, 2011 or at the end of the third or fourth fiscal years after the date of grant, if certain performance criteria are met on either of those dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.