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Insight Venture Partners (Cayman) VIII, L.P.

Disclosed activity across 3 companies

Tapewire entity
159090
SEC CIK
0001574465

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2019-03-15. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes985,090 Reported balance After 2019-03-13 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2019-03-13 · Conversion · Acquired 775,661 · Balance 985,090

F1: See Exhibit 99.1

F3: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes254,813 Reported balance After 2019-03-13 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2019-03-13 · Conversion · Acquired 200,640 · Balance 254,813

F1: See Exhibit 99.1

F4: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes312,440 Reported balance After 2019-03-13 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2019-03-13 · Conversion · Acquired 246,016 · Balance 312,440

F1: See Exhibit 99.1

F5: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes35,157 Reported balance After 2019-03-13 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2019-03-13 · Conversion · Acquired 27,683 · Balance 35,157

F1: See Exhibit 99.1

F6: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes209,429 Reported balance After 2019-03-13 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2019-03-13 · Other · Disposed 775,661 · Balance 209,429

F2: See Exhibit 99.1

F3: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes54,173 Reported balance After 2019-03-13 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2019-03-13 · Other · Disposed 200,640 · Balance 54,173

F2: See Exhibit 99.1

F4: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes66,424 Reported balance After 2019-03-13 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2019-03-13 · Other · Disposed 246,016 · Balance 66,424

F2: See Exhibit 99.1

F5: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes7,474 Reported balance After 2019-03-13 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2019-03-13 · Other · Disposed 27,683 · Balance 7,474

F2: See Exhibit 99.1

F6: See Exhibit 99.1

Class A Common StockSEC Table I · non-derivativeIndirectSee Footnotes99,107 Reported balance After 2019-03-13 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2019-03-13 · Other · Acquired 31,083 · Balance 99,107

F2: See Exhibit 99.1

F7: See Exhibit 99.1

Class B Common StockSEC Table II · derivative / convertible securityDirect735,495 Reported balance After 2019-03-13 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-03-13 · Conversion · Disposed 775,661 · Balance 735,495

F1: See Exhibit 99.1

Class B Common StockSEC Table II · derivative / convertible securityDirect190,251 Reported balance After 2019-03-13 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-03-13 · Conversion · Disposed 200,640 · Balance 190,251

F1: See Exhibit 99.1

Class B Common StockSEC Table II · derivative / convertible securityDirect233,276 Reported balance After 2019-03-13 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2019-03-13 · Conversion · Disposed 246,016 · Balance 233,276

F1: See Exhibit 99.1

Class B Common StockSEC Table II · derivative / convertible securityDirect26,249 Reported balance After 2019-03-13 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2019-03-13 · Conversion · Disposed 27,683 · Balance 26,249

F1: See Exhibit 99.1

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

F7: See Exhibit 99.1

Section 16 reporting ended · disclosed 2018-06-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote570,089 Reported balance After 2018-03-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-03-12 · Sale · Disposed 61,833 · Balance 570,089

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $5.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (7) and (8).

F2: Shares held directly by Insight Venture Partners (Delaware) VIII, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,797,435 Reported balance After 2018-03-12 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-03-12 · Sale · Disposed 194,955 · Balance 1,797,435

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $5.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (7) and (8).

F3: Shares held directly by Insight Venture Partners VIII, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote64,146 Reported balance After 2018-03-12 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2018-03-12 · Sale · Disposed 6,957 · Balance 64,146

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $5.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (7) and (8).

F4: Shares held directly by Insight Venture Partners VIII (Co-Investors), L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote464,945 Reported balance After 2018-03-12 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2018-03-12 · Sale · Disposed 50,429 · Balance 464,945

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $5.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (7) and (8).

F5: Shares held directly by Insight Venture Partners (Cayman) VIII, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,256,234 Reported balance After 2018-03-12 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2018-03-12 · Sale · Disposed 136,255 · Balance 1,256,234

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $5.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (7) and (8).

F6: Shares held directly by Star Trinity, LP.

Common StockSEC Table I · non-derivativeIndirectSee footnote426,694 Reported balance After 2018-03-12 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2018-03-12 · Sale · Disposed 143,395 · Balance 426,694

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.71 to $6.56, inclusive.

F2: Shares held directly by Insight Venture Partners (Delaware) VIII, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,345,324 Reported balance After 2018-03-12 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2018-03-12 · Sale · Disposed 452,111 · Balance 1,345,324

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.71 to $6.56, inclusive.

F3: Shares held directly by Insight Venture Partners VIII, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote48,011 Reported balance After 2018-03-12 transaction · row 8 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 8 · 2018-03-12 · Sale · Disposed 16,135 · Balance 48,011

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.71 to $6.56, inclusive.

F4: Shares held directly by Insight Venture Partners VIII (Co-Investors), L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote347,997 Reported balance After 2018-03-12 transaction · row 9 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 9 · 2018-03-12 · Sale · Disposed 116,948 · Balance 347,997

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.71 to $6.56, inclusive.

F5: Shares held directly by Insight Venture Partners (Cayman) VIII, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote940,252 Reported balance After 2018-03-12 transaction · row 10 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 10 · 2018-03-12 · Sale · Disposed 315,982 · Balance 940,252

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.71 to $6.56, inclusive.

F6: Shares held directly by Star Trinity, LP.

Common StockSEC Table I · non-derivativeIndirectSee footnote419,144 Reported balance After 2018-03-12 transaction · row 11 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 11 · 2018-03-12 · Sale · Disposed 7,550 · Balance 419,144

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.72 to $6.75, inclusive.

F2: Shares held directly by Insight Venture Partners (Delaware) VIII, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote1,321,519 Reported balance After 2018-03-12 transaction · row 12 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 12 · 2018-03-12 · Sale · Disposed 23,805 · Balance 1,321,519

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.72 to $6.75, inclusive.

F3: Shares held directly by Insight Venture Partners VIII, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote47,161 Reported balance After 2018-03-12 transaction · row 13 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 13 · 2018-03-12 · Sale · Disposed 850 · Balance 47,161

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.72 to $6.75, inclusive.

F4: Shares held directly by Insight Venture Partners VIII (Co-Investors), L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote341,839 Reported balance After 2018-03-12 transaction · row 14 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 14 · 2018-03-12 · Sale · Disposed 6,158 · Balance 341,839

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.72 to $6.75, inclusive.

F5: Shares held directly by Insight Venture Partners (Cayman) VIII, L.P.

Common StockSEC Table I · non-derivativeIndirectSee footnote923,615 Reported balance After 2018-03-12 transaction · row 15 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 15 · 2018-03-12 · Sale · Disposed 16,637 · Balance 923,615

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.72 to $6.75, inclusive.

F6: Shares held directly by Star Trinity, LP.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.70 to $5.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (7) and (8).

F2: Shares held directly by Insight Venture Partners (Delaware) VIII, L.P.

F3: Shares held directly by Insight Venture Partners VIII, L.P.

F4: Shares held directly by Insight Venture Partners VIII (Co-Investors), L.P.

F5: Shares held directly by Insight Venture Partners (Cayman) VIII, L.P.

F6: Shares held directly by Star Trinity, LP.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.71 to $6.56, inclusive.

F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.72 to $6.75, inclusive.

Section 16 reporting ended · disclosed 2017-04-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,784,654 Reported balance After 2017-04-19 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2017-04-19 · Conversion · Acquired 2,694,792 · Balance 4,784,654

F2: See Exhibit 99.1.

Common StockSEC Table I · non-derivativeDirect1,237,656 Reported balance After 2017-04-19 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2017-04-19 · Conversion · Acquired 697,066 · Balance 1,237,656

F2: See Exhibit 99.1.

Common StockSEC Table I · non-derivativeDirect1,517,551 Reported balance After 2017-04-19 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2017-04-19 · Conversion · Acquired 854,708 · Balance 1,517,551

F2: See Exhibit 99.1.

Common StockSEC Table I · non-derivativeDirect170,760 Reported balance After 2017-04-19 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2017-04-19 · Conversion · Acquired 96,174 · Balance 170,760

F2: See Exhibit 99.1.

Common StockSEC Table I · non-derivativeIndirectSee footnote7,710,621 Reported balance After 2017-04-19 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2017-04-19 · Conversion · Acquired 4,342,740 · Balance 7,710,621

F2: See Exhibit 99.1.

F1: See Exhibit 99.1.

Common StockSEC Table I · non-derivativeIndirectSee footnote7,710,621 Reported balance After 2017-04-19 transaction · row 6 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 6 · 2017-04-19 · Conversion · Acquired 4,342,740 · Balance 7,710,621

F2: See Exhibit 99.1.

F1: See Exhibit 99.1.

Common StockSEC Table I · non-derivativeIndirectSee footnote7,710,621 Reported balance After 2017-04-19 transaction · row 7 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 7 · 2017-04-19 · Conversion · Acquired 4,342,740 · Balance 7,710,621

F2: See Exhibit 99.1.

F1: See Exhibit 99.1.

Series F Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-04-19 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-04-19 · Conversion · Disposed 2,694,792 · Balance 0

F2: See Exhibit 99.1.

Series F Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-04-19 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-04-19 · Conversion · Disposed 697,066 · Balance 0

F2: See Exhibit 99.1.

Series F Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-04-19 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-04-19 · Conversion · Disposed 854,708 · Balance 0

F2: See Exhibit 99.1.

Series F Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-04-19 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-04-19 · Conversion · Disposed 96,174 · Balance 0

F2: See Exhibit 99.1.

Series F Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2017-04-19 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-04-19 · Conversion · Disposed 4,342,740 · Balance 0

F2: See Exhibit 99.1.

F3: See Exhibit 99.1.

Series F Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2017-04-19 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-04-19 · Conversion · Disposed 4,342,740 · Balance 0

F2: See Exhibit 99.1.

F3: See Exhibit 99.1.

Series F Preferred StockSEC Table II · derivative / convertible securityIndirectSee footnote0 Reported balance After 2017-04-19 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-04-19 · Conversion · Disposed 4,342,740 · Balance 0

F2: See Exhibit 99.1.

F3: See Exhibit 99.1.

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1.

F2: See Exhibit 99.1.

F3: See Exhibit 99.1.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 06, 2017 Filed Jul 10, 2017 21:54 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 1,702,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-044338 · a4.xml · nonDerivative · entry 10

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Star Trinity, L.P. · CIK 0001709874 · 10% owner

Star Trinity GP, LLC · CIK 0001709871 · 10% owner

Insight Venture Management, LLC · CIK 0001498545 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,503,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series F Preferred Stock converted into the Issuer's common stock ("Common Stock") on a 2.9999959-for-1 basis and had no expiration date.

F4 · ownership.nature: The amount listed as owned by each of IVP VIII, Insight Venture Partners (Cayman) VIII, L.P. ("IVP Cayman VIII"), Insight Venture Partners VIII (Co-Investors), L.P. ("IVP VIII Co-Investors") and Insight Venture Partners (Delaware) VIII, L.P. ("IVP Delaware VIII" together with IVP VIII, IVP Cayman VIII and IVP VIII Co-Investors, the "IVP VIII Funds") may be deemed to be attributable to Insight Venture Associates VIII, L.P. ("IVPA VIII, L.P."), Insight Venture Associates VIII, Ltd. ("IVPA VIII, Ltd.") and Insight Holdings Group, LLC ("Holdings") because the general partner of the IVP VIII Funds is IVPA VIII, L.P., the general partner of which is IVPA VIII, Ltd., the sole shareholder of which is Holdings.

F5 · ownership.nature: Each of Jeffrey Horing, Deven Parekh, Peter Sobiloff, Michael Triplett and Jeffrey Lieberman is a member of the board of managers of Holdings and as such shares voting and dispositive power over the shares held by the IVP VIII Funds. The foregoing is not an admission by any of Holdings, IVPA VIII, L.P. or IVPA VIII, Ltd., that it is the beneficial owner of any of the shares held by the IVP VIII Funds. Each of Messrs. Horing, Parekh, Sobiloff, Triplett and Lieberman disclaims beneficial ownership of the shares held by the IVP VIII Funds except to the extent of his pecuniary interest therein.

F10 · ownership.nature: The amount listed as owned by ST LP may be deemed attributable to Star Trinity GP, LLC ("ST GP"), Insight Venture Management, LLC ("IVM") and Holdings because the general partner of ST LP is ST GP, the sole member of which is IVM, the sole member of which is Holdings. Each of Jeffrey Horing, Deven Parekh, Peter Sobiloff, Michael Triplett and Jeffrey Lieberman is a member of the board of managers of Holdings and as such shares voting and dispositive power over the shares held by ST LP. The foregoing is not an admission by any of Holdings, ST GP or IVM that it is the beneficial owner of any of the shares held by ST LP. Each of Messrs. Horing, Parekh, Sobiloff, Triplett and Lieberman disclaims beneficial ownership of the shares held by ST LP except to the extent of his pecuniary interest therein.

F15 · ownership.nature: These shares are owned indirectly by Holdings. See footnotes (4) and (5) above for a description of the relationship among the IVP VIII Funds, IVPA VIII L.P., IVPA VIII, Ltd. and Holdings and footnote (10) above for a description of the relationship among ST LP, ST GP, IVM and Holdings.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:54 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 1,362,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-044338 · a4.xml · nonDerivative · entry 9

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Star Trinity, L.P. · CIK 0001709874 · 10% owner

Star Trinity GP, LLC · CIK 0001709871 · 10% owner

Insight Venture Management, LLC · CIK 0001498545 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,362,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series F Preferred Stock converted into the Issuer's common stock ("Common Stock") on a 2.9999959-for-1 basis and had no expiration date.

F10 · ownership.nature: The amount listed as owned by ST LP may be deemed attributable to Star Trinity GP, LLC ("ST GP"), Insight Venture Management, LLC ("IVM") and Holdings because the general partner of ST LP is ST GP, the sole member of which is IVM, the sole member of which is Holdings. Each of Jeffrey Horing, Deven Parekh, Peter Sobiloff, Michael Triplett and Jeffrey Lieberman is a member of the board of managers of Holdings and as such shares voting and dispositive power over the shares held by ST LP. The foregoing is not an admission by any of Holdings, ST GP or IVM that it is the beneficial owner of any of the shares held by ST LP. Each of Messrs. Horing, Parekh, Sobiloff, Triplett and Lieberman disclaims beneficial ownership of the shares held by ST LP except to the extent of his pecuniary interest therein.

F14 · ownership.nature: These shares are owned indirectly by IVM. See footnote (10) above for a description of the relationship among ST LP, ST GP, IVM and Holdings.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:54 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 1,362,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-044338 · a4.xml · nonDerivative · entry 8

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Star Trinity, L.P. · CIK 0001709874 · 10% owner

Star Trinity GP, LLC · CIK 0001709871 · 10% owner

Insight Venture Management, LLC · CIK 0001498545 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,362,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series F Preferred Stock converted into the Issuer's common stock ("Common Stock") on a 2.9999959-for-1 basis and had no expiration date.

F10 · ownership.nature: The amount listed as owned by ST LP may be deemed attributable to Star Trinity GP, LLC ("ST GP"), Insight Venture Management, LLC ("IVM") and Holdings because the general partner of ST LP is ST GP, the sole member of which is IVM, the sole member of which is Holdings. Each of Jeffrey Horing, Deven Parekh, Peter Sobiloff, Michael Triplett and Jeffrey Lieberman is a member of the board of managers of Holdings and as such shares voting and dispositive power over the shares held by ST LP. The foregoing is not an admission by any of Holdings, ST GP or IVM that it is the beneficial owner of any of the shares held by ST LP. Each of Messrs. Horing, Parekh, Sobiloff, Triplett and Lieberman disclaims beneficial ownership of the shares held by ST LP except to the extent of his pecuniary interest therein.

F13 · ownership.nature: These shares are owned indirectly by ST GP. See footnote (10) above for a description of the relationship among ST LP, ST GP, IVM and Holdings.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:54 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 340,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-044338 · a4.xml · nonDerivative · entry 7

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Star Trinity, L.P. · CIK 0001709874 · 10% owner

Star Trinity GP, LLC · CIK 0001709871 · 10% owner

Insight Venture Management, LLC · CIK 0001498545 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,141,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series F Preferred Stock converted into the Issuer's common stock ("Common Stock") on a 2.9999959-for-1 basis and had no expiration date.

F3 · ownership.nature: Shares held of record by Insight Venture Partners VIII, L.P. ("IVP VIII").

F4 · ownership.nature: The amount listed as owned by each of IVP VIII, Insight Venture Partners (Cayman) VIII, L.P. ("IVP Cayman VIII"), Insight Venture Partners VIII (Co-Investors), L.P. ("IVP VIII Co-Investors") and Insight Venture Partners (Delaware) VIII, L.P. ("IVP Delaware VIII" together with IVP VIII, IVP Cayman VIII and IVP VIII Co-Investors, the "IVP VIII Funds") may be deemed to be attributable to Insight Venture Associates VIII, L.P. ("IVPA VIII, L.P."), Insight Venture Associates VIII, Ltd. ("IVPA VIII, Ltd.") and Insight Holdings Group, LLC ("Holdings") because the general partner of the IVP VIII Funds is IVPA VIII, L.P., the general partner of which is IVPA VIII, Ltd., the sole shareholder of which is Holdings.

F12 · ownership.nature: These shares are owned indirectly by IVPA VIII, Ltd. See footnotes (3) and (4) above for a description of the relationship among the IVP VIII Funds, IVPA VIII L.P., IVPA VIII, Ltd. and Holdings.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:54 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 340,589 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-044338 · a4.xml · nonDerivative · entry 6

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Star Trinity, L.P. · CIK 0001709874 · 10% owner

Star Trinity GP, LLC · CIK 0001709871 · 10% owner

Insight Venture Management, LLC · CIK 0001498545 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 3,141,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series F Preferred Stock converted into the Issuer's common stock ("Common Stock") on a 2.9999959-for-1 basis and had no expiration date.

F3 · ownership.nature: Shares held of record by Insight Venture Partners VIII, L.P. ("IVP VIII").

F4 · ownership.nature: The amount listed as owned by each of IVP VIII, Insight Venture Partners (Cayman) VIII, L.P. ("IVP Cayman VIII"), Insight Venture Partners VIII (Co-Investors), L.P. ("IVP VIII Co-Investors") and Insight Venture Partners (Delaware) VIII, L.P. ("IVP Delaware VIII" together with IVP VIII, IVP Cayman VIII and IVP VIII Co-Investors, the "IVP VIII Funds") may be deemed to be attributable to Insight Venture Associates VIII, L.P. ("IVPA VIII, L.P."), Insight Venture Associates VIII, Ltd. ("IVPA VIII, Ltd.") and Insight Holdings Group, LLC ("Holdings") because the general partner of the IVP VIII Funds is IVPA VIII, L.P., the general partner of which is IVPA VIII, Ltd., the sole shareholder of which is Holdings.

F11 · ownership.nature: These shares are owned indirectly by IVPA VIII, L.P. See footnotes (3) and (4) above for a description of the relationship among the IVP VIII Funds, IVPA VIII L.P., IVPA VIII, Ltd. and Holdings.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:54 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 1,362,394 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-044338 · a4.xml · nonDerivative · entry 5

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Star Trinity, L.P. · CIK 0001709874 · 10% owner

Star Trinity GP, LLC · CIK 0001709871 · 10% owner

Insight Venture Management, LLC · CIK 0001498545 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,362,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series F Preferred Stock converted into the Issuer's common stock ("Common Stock") on a 2.9999959-for-1 basis and had no expiration date.

F9 · ownership.direct: Shares held of record by Star Trinity, LP ("ST LP").

F10 · ownership.direct: The amount listed as owned by ST LP may be deemed attributable to Star Trinity GP, LLC ("ST GP"), Insight Venture Management, LLC ("IVM") and Holdings because the general partner of ST LP is ST GP, the sole member of which is IVM, the sole member of which is Holdings. Each of Jeffrey Horing, Deven Parekh, Peter Sobiloff, Michael Triplett and Jeffrey Lieberman is a member of the board of managers of Holdings and as such shares voting and dispositive power over the shares held by ST LP. The foregoing is not an admission by any of Holdings, ST GP or IVM that it is the beneficial owner of any of the shares held by ST LP. Each of Messrs. Horing, Parekh, Sobiloff, Triplett and Lieberman disclaims beneficial ownership of the shares held by ST LP except to the extent of his pecuniary interest therein.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:54 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 67,031 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-044338 · a4.xml · nonDerivative · entry 4

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Star Trinity, L.P. · CIK 0001709874 · 10% owner

Star Trinity GP, LLC · CIK 0001709871 · 10% owner

Insight Venture Management, LLC · CIK 0001498545 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series F Preferred Stock converted into the Issuer's common stock ("Common Stock") on a 2.9999959-for-1 basis and had no expiration date.

F3 · ownership.direct: Shares held of record by Insight Venture Partners VIII, L.P. ("IVP VIII").

F4 · ownership.direct: The amount listed as owned by each of IVP VIII, Insight Venture Partners (Cayman) VIII, L.P. ("IVP Cayman VIII"), Insight Venture Partners VIII (Co-Investors), L.P. ("IVP VIII Co-Investors") and Insight Venture Partners (Delaware) VIII, L.P. ("IVP Delaware VIII" together with IVP VIII, IVP Cayman VIII and IVP VIII Co-Investors, the "IVP VIII Funds") may be deemed to be attributable to Insight Venture Associates VIII, L.P. ("IVPA VIII, L.P."), Insight Venture Associates VIII, Ltd. ("IVPA VIII, Ltd.") and Insight Holdings Group, LLC ("Holdings") because the general partner of the IVP VIII Funds is IVPA VIII, L.P., the general partner of which is IVPA VIII, Ltd., the sole shareholder of which is Holdings.

F8 · ownership.direct: Shares held of record by IVP Delaware VIII.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:54 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 7,541 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-044338 · a4.xml · nonDerivative · entry 3

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Star Trinity, L.P. · CIK 0001709874 · 10% owner

Star Trinity GP, LLC · CIK 0001709871 · 10% owner

Insight Venture Management, LLC · CIK 0001498545 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series F Preferred Stock converted into the Issuer's common stock ("Common Stock") on a 2.9999959-for-1 basis and had no expiration date.

F3 · ownership.direct: Shares held of record by Insight Venture Partners VIII, L.P. ("IVP VIII").

F4 · ownership.direct: The amount listed as owned by each of IVP VIII, Insight Venture Partners (Cayman) VIII, L.P. ("IVP Cayman VIII"), Insight Venture Partners VIII (Co-Investors), L.P. ("IVP VIII Co-Investors") and Insight Venture Partners (Delaware) VIII, L.P. ("IVP Delaware VIII" together with IVP VIII, IVP Cayman VIII and IVP VIII Co-Investors, the "IVP VIII Funds") may be deemed to be attributable to Insight Venture Associates VIII, L.P. ("IVPA VIII, L.P."), Insight Venture Associates VIII, Ltd. ("IVPA VIII, Ltd.") and Insight Holdings Group, LLC ("Holdings") because the general partner of the IVP VIII Funds is IVPA VIII, L.P., the general partner of which is IVPA VIII, Ltd., the sole shareholder of which is Holdings.

F7 · ownership.direct: Shares held of record by IVP VIII Co-Investors.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:54 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 54,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-044338 · a4.xml · nonDerivative · entry 2

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Star Trinity, L.P. · CIK 0001709874 · 10% owner

Star Trinity GP, LLC · CIK 0001709871 · 10% owner

Insight Venture Management, LLC · CIK 0001498545 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,235

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The Series F Preferred Stock converted into the Issuer's common stock ("Common Stock") on a 2.9999959-for-1 basis and had no expiration date.

F3 · ownership.direct: Shares held of record by Insight Venture Partners VIII, L.P. ("IVP VIII").

F4 · ownership.direct: The amount listed as owned by each of IVP VIII, Insight Venture Partners (Cayman) VIII, L.P. ("IVP Cayman VIII"), Insight Venture Partners VIII (Co-Investors), L.P. ("IVP VIII Co-Investors") and Insight Venture Partners (Delaware) VIII, L.P. ("IVP Delaware VIII" together with IVP VIII, IVP Cayman VIII and IVP VIII Co-Investors, the "IVP VIII Funds") may be deemed to be attributable to Insight Venture Associates VIII, L.P. ("IVPA VIII, L.P."), Insight Venture Associates VIII, Ltd. ("IVPA VIII, Ltd.") and Insight Holdings Group, LLC ("Holdings") because the general partner of the IVP VIII Funds is IVPA VIII, L.P., the general partner of which is IVPA VIII, Ltd., the sole shareholder of which is Holdings.

F6 · ownership.direct: Shares held of record by IVP Cayman VIII.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 21:54 UTC Tintri, Inc. TNTR · Entity 165007 ConversionCommon Stock 211,349 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-044338 · a4.xml · nonDerivative · entry 1

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Star Trinity, L.P. · CIK 0001709874 · 10% owner

Star Trinity GP, LLC · CIK 0001709871 · 10% owner

Insight Venture Management, LLC · CIK 0001498545 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,949,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: This report is the second of three filings made on this 10th day of July, 2017, to report transactions that occurred on July 6, 2017.

F2 · price: The Series F Preferred Stock converted into the Issuer's common stock ("Common Stock") on a 2.9999959-for-1 basis and had no expiration date.

F3 · ownership.direct: Shares held of record by Insight Venture Partners VIII, L.P. ("IVP VIII").

F4 · ownership.direct: The amount listed as owned by each of IVP VIII, Insight Venture Partners (Cayman) VIII, L.P. ("IVP Cayman VIII"), Insight Venture Partners VIII (Co-Investors), L.P. ("IVP VIII Co-Investors") and Insight Venture Partners (Delaware) VIII, L.P. ("IVP Delaware VIII" together with IVP VIII, IVP Cayman VIII and IVP VIII Co-Investors, the "IVP VIII Funds") may be deemed to be attributable to Insight Venture Associates VIII, L.P. ("IVPA VIII, L.P."), Insight Venture Associates VIII, Ltd. ("IVPA VIII, Ltd.") and Insight Holdings Group, LLC ("Holdings") because the general partner of the IVP VIII Funds is IVPA VIII, L.P., the general partner of which is IVPA VIII, Ltd., the sole shareholder of which is Holdings.

F5 · ownership.direct: Each of Jeffrey Horing, Deven Parekh, Peter Sobiloff, Michael Triplett and Jeffrey Lieberman is a member of the board of managers of Holdings and as such shares voting and dispositive power over the shares held by the IVP VIII Funds. The foregoing is not an admission by any of Holdings, IVPA VIII, L.P. or IVPA VIII, Ltd., that it is the beneficial owner of any of the shares held by the IVP VIII Funds. Each of Messrs. Horing, Parekh, Sobiloff, Triplett and Lieberman disclaims beneficial ownership of the shares held by the IVP VIII Funds except to the extent of his pecuniary interest therein.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionSeries F Preferred Stock · Derivative 4,342,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · derivative · entry 14

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 4,342,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1.

F2 · price: See Exhibit 99.1.

F2 · derivative.exercise_date: See Exhibit 99.1.

F2 · derivative.expiration_date: See Exhibit 99.1.

F3 · ownership.nature: See Exhibit 99.1.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionSeries F Preferred Stock · Derivative 4,342,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · derivative · entry 13

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 4,342,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1.

F2 · price: See Exhibit 99.1.

F2 · derivative.exercise_date: See Exhibit 99.1.

F2 · derivative.expiration_date: See Exhibit 99.1.

F3 · ownership.nature: See Exhibit 99.1.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionSeries F Preferred Stock · Derivative 4,342,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · derivative · entry 12

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock · 4,342,740 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1.

F2 · price: See Exhibit 99.1.

F2 · derivative.exercise_date: See Exhibit 99.1.

F2 · derivative.expiration_date: See Exhibit 99.1.

F3 · ownership.nature: See Exhibit 99.1.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionSeries F Preferred Stock · Derivative 96,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · derivative · entry 11

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 96,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1.

F2 · price: See Exhibit 99.1.

F2 · derivative.exercise_date: See Exhibit 99.1.

F2 · derivative.expiration_date: See Exhibit 99.1.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionSeries F Preferred Stock · Derivative 854,708 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · derivative · entry 10

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 854,708 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1.

F2 · price: See Exhibit 99.1.

F2 · derivative.exercise_date: See Exhibit 99.1.

F2 · derivative.expiration_date: See Exhibit 99.1.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionSeries F Preferred Stock · Derivative 697,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · derivative · entry 9

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 697,066 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1.

F2 · price: See Exhibit 99.1.

F2 · derivative.exercise_date: See Exhibit 99.1.

F2 · derivative.expiration_date: See Exhibit 99.1.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionSeries F Preferred Stock · Derivative 2,694,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · derivative · entry 8

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,694,792 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1.

F2 · price: See Exhibit 99.1.

F2 · derivative.exercise_date: See Exhibit 99.1.

F2 · derivative.expiration_date: See Exhibit 99.1.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionCommon Stock 4,342,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · nonDerivative · entry 7

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,710,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionCommon Stock 4,342,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · nonDerivative · entry 6

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,710,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionCommon Stock 4,342,740 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · nonDerivative · entry 5

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,710,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionCommon Stock 96,174 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · nonDerivative · entry 4

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: See Exhibit 99.1.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionCommon Stock 854,708 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · nonDerivative · entry 3

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,517,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: See Exhibit 99.1.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionCommon Stock 697,066 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · nonDerivative · entry 2

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,237,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: See Exhibit 99.1.

Read SEC document
April 19, 2017 Filed Apr 20, 2017 20:20 UTC Yext, Inc. YEXT · Entity 5265 ConversionCommon Stock 2,694,792 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-016320 · doc1.xml · nonDerivative · entry 1

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,784,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: See Exhibit 99.1.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionClass B Common Stock · Derivative 4,048,821 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 36

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,870,545

Underlying: Class A Common Stock · 4,048,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_price: See Exhibit 99.1 for footnote 4.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F3 · derivative.exercise_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_date: See Exhibit 99.1 for footnote 4.

F3 · derivative.expiration_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.expiration_date: See Exhibit 99.1 for footnote 4.

F7 · ownership.nature: See Exhibit 99.1 for footnote 7.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionClass B Common Stock · Derivative 2,024,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 35

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,435,270

Underlying: Class A Common Stock · 2,024,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_price: See Exhibit 99.1 for footnote 4.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F3 · derivative.exercise_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_date: See Exhibit 99.1 for footnote 4.

F3 · derivative.expiration_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.expiration_date: See Exhibit 99.1 for footnote 4.

F7 · ownership.nature: See Exhibit 99.1 for footnote 7.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionClass B Common Stock · Derivative 2,024,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 34

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 6,435,270

Underlying: Class A Common Stock · 2,024,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_price: See Exhibit 99.1 for footnote 4.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F3 · derivative.exercise_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_date: See Exhibit 99.1 for footnote 4.

F3 · derivative.expiration_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.expiration_date: See Exhibit 99.1 for footnote 4.

F7 · ownership.nature: See Exhibit 99.1 for footnote 7.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionClass B Common Stock · Derivative 849,974 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 33

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,701,933

Underlying: Class A Common Stock · 849,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_price: See Exhibit 99.1 for footnote 4.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F3 · derivative.exercise_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_date: See Exhibit 99.1 for footnote 4.

F3 · derivative.expiration_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.expiration_date: See Exhibit 99.1 for footnote 4.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionClass B Common Stock · Derivative 1,174,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 32

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,733,342

Underlying: Class A Common Stock · 1,174,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_price: See Exhibit 99.1 for footnote 4.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F3 · derivative.exercise_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_date: See Exhibit 99.1 for footnote 4.

F3 · derivative.expiration_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.expiration_date: See Exhibit 99.1 for footnote 4.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionClass B Common Stock · Derivative 44,833 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 31

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,515

Underlying: Class A Common Stock · 44,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_price: See Exhibit 99.1 for footnote 4.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F3 · derivative.exercise_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_date: See Exhibit 99.1 for footnote 4.

F3 · derivative.expiration_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.expiration_date: See Exhibit 99.1 for footnote 4.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionClass B Common Stock · Derivative 398,429 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 30

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,266,543

Underlying: Class A Common Stock · 398,429 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_price: See Exhibit 99.1 for footnote 4.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F3 · derivative.exercise_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_date: See Exhibit 99.1 for footnote 4.

F3 · derivative.expiration_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.expiration_date: See Exhibit 99.1 for footnote 4.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionClass B Common Stock · Derivative 324,944 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 29

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,032,943

Underlying: Class A Common Stock · 324,944 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_price: See Exhibit 99.1 for footnote 4.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F3 · derivative.exercise_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_date: See Exhibit 99.1 for footnote 4.

F3 · derivative.expiration_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.expiration_date: See Exhibit 99.1 for footnote 4.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionClass B Common Stock · Derivative 1,256,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 28

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,993,269

Underlying: Class A Common Stock · 1,256,204 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_price: See Exhibit 99.1 for footnote 4.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F3 · derivative.exercise_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.exercise_date: See Exhibit 99.1 for footnote 4.

F3 · derivative.expiration_date: See Exhibit 99.1 for footnote 3.

F4 · derivative.expiration_date: See Exhibit 99.1 for footnote 4.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries C Preferred Stock · Derivative 1,829,732 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 27

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,829,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

F6 · ownership.nature: See Exhibit 99.1 for footnote 6.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries C Preferred Stock · Derivative 914,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 26

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 914,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

F6 · ownership.nature: See Exhibit 99.1 for footnote 6.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries C Preferred Stock · Derivative 914,866 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 25

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 914,866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

F6 · ownership.nature: See Exhibit 99.1 for footnote 6.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries C Preferred Stock · Derivative 384,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 24

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 384,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries C Preferred Stock · Derivative 530,748 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 23

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 530,748 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries C Preferred Stock · Derivative 20,261 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 22

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 20,261 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries C Preferred Stock · Derivative 180,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 21

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 180,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries C Preferred Stock · Derivative 146,848 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 20

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 146,848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries C Preferred Stock · Derivative 567,700 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 19

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 567,700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries B Preferred Stock · Derivative 2,219,089 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 18

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 2,219,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

F5 · ownership.nature: See Exhibit 99.1 for footnote 5.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries B Preferred Stock · Derivative 1,109,544 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 17

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,109,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

F5 · ownership.nature: See Exhibit 99.1 for footnote 5.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries B Preferred Stock · Derivative 1,109,544 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 16

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 1,109,544 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

F5 · ownership.nature: See Exhibit 99.1 for footnote 5.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries B Preferred Stock · Derivative 465,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 15

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 465,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries B Preferred Stock · Derivative 643,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 14

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 643,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries B Preferred Stock · Derivative 24,572 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 13

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 24,572 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

Read SEC document
March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries B Preferred Stock · Derivative 218,372 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 12

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 218,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

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March 29, 2017 Filed Mar 29, 2017 19:37 UTC Alteryx, Inc. AYX · Entity 92794 ConversionSeries B Preferred Stock · Derivative 178,096 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-013827 · form4.xml · derivative · entry 11

Insight Venture Partners VIII, L.P. · CIK 0001574478 · 10% owner

Insight Venture Partners (Cayman) VIII, L.P. · CIK 0001574465 · 10% owner

Insight Venture Partners(Delaware) VIII, L.P. · CIK 0001574477 · 10% owner

Insight Venture Partners Coinvestment Fund III, L.P. · CIK 0001607704 · 10% owner

Insight Venture Partners Coinvestment Fund (Delaware) III, L.P. · CIK 0001607705 · 10% owner

Insight Venture Associates VIII, L.P. · CIK 0001658471 · 10% owner

Insight Venture Associates VIII, Ltd. · CIK 0001658537 · 10% owner

Insight Holdings Group, LLC · CIK 0001305473 · 10% owner

Insight Venture Partners VIII (Co-Investors), L.P. · CIK 0001578044 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 178,096 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: See Exhibit 99.1 for footnote 2.

F3 · price: See Exhibit 99.1 for footnote 3.

F4 · price: See Exhibit 99.1 for footnote 4.

F2 · derivative.exercise_date: See Exhibit 99.1 for footnote 2.

F2 · derivative.expiration_date: See Exhibit 99.1 for footnote 2.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.