Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ICU MEDICAL INC/DEICUI · Entity 2385 | Vice President and Gen'l Mgr. | March 27, 2019 | March 28, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ICU MEDICAL INC/DE
Report date March 27, 2019 · Filed March 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,794 |
Ending reported balance
After 2019-03-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-03-27 · Exercise / conversion · Acquired 512 · Balance 7,048 Row 2 · 2019-03-27 · Tax withholding · Disposed 254 · Balance 6,794 |
| Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-03-27 | Direct | 512 |
Reported balance
After 2019-03-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-03-27 · Exercise / conversion · Disposed 512 · Balance 512 F1: These securities are Restricted Stock Units. F2: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are Restricted Stock Units.
F2: There is neither a purchase price nor an exercise price for the Restricted Stock Units.
F3: One third of the units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2017 Filed May 18, 2017 17:44 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherNon-Qualified Stock Option (right to buy) · Derivative | 1,042 | $43.62 Strike: $43.62 | $45,452.04 |
DisclosureSEC source: 0001189727-17-000005 · edgardoc.xml · derivative · entry 9 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,042 shares Expires 2021-07-20 F6 · price: Transaction is the exercise of a derivative security; see Column 2. F5 · derivative.exercise_date: Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years. Read SEC document |
| May 17, 2017 Filed May 18, 2017 17:44 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 2,160 | $46.53 | $100,504.80 |
DisclosureSEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 8 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,246 Read SEC document |
| May 17, 2017 Filed May 18, 2017 17:44 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 7 | $162.35 | $1,136.45 |
DisclosureSEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 7 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86 F3 · security: Shares were previously acquired through the Registrant's Employee Stock Purchase Plan. Read SEC document |
| May 17, 2017 Filed May 18, 2017 17:44 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 432 | $160.90 | $69,507.20 |
DisclosureSEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 6 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93 F3 · security: Shares were previously acquired through the Registrant's Employee Stock Purchase Plan. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.70 to $161.10, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 17, 2017 Filed May 18, 2017 17:44 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 141 | $162.35 | $22,891.35 |
DisclosureSEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 5 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525 Read SEC document |
| May 17, 2017 Filed May 18, 2017 17:44 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 200 | $161.40 | $32,280.00 |
DisclosureSEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 4 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.30 to $161.50, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 17, 2017 Filed May 18, 2017 17:44 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | SaleCommon Stock | 17,510 | $160.70 | $2,813,779.96 |
DisclosureSEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 3 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.175 to $161.150, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 17, 2017 Filed May 18, 2017 17:44 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 14,649 | $61.76 | $904,722.24 |
DisclosureSEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 2 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,376 Read SEC document |
| May 17, 2017 Filed May 18, 2017 17:44 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | OtherCommon Stock | 1,042 | $43.62 | $45,452.04 |
DisclosureSEC source: 0001189727-17-000005 · edgardoc.xml · nonDerivative · entry 1 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,727 Read SEC document |
| March 27, 2017 Filed Apr 4, 2017 00:32 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | GrantCommon Stock · Derivative | 1,535 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001189727-17-000004 · edgardoc.xml · derivative · entry 2 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,535 Underlying: Common Stock · 1,535 shares Expires 2020-03-27 F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · date: The executive officers were notified of their awards by the Registrant on March 30, 2017. F2 · price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F5 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| March 27, 2017 Filed Apr 4, 2017 00:32 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | GrantCommon Stock · Derivative | 1,535 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001189727-17-000004 · edgardoc.xml · derivative · entry 1 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,535 Underlying: Common Stock · 1,535 shares Expires 2019-12-31 F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · date: The executive officers were notified of their awards by the Registrant on March 30, 2017. F2 · price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F4 · derivative.exercise_date: The vesting for this performance-based restricted stock unit ("PRSU") award is dependent upon the reporting person's earning PRSUs based on the achievement of performance criteria related to the Company's fiscal year 2019 Cumulative Adjusted EBITDA in comparison to the fiscal year 2016 Adjusted EBITDA. The number of shares reported is the target award amount. The reporting person may potentially earn PRSUs ranging from 100% to 300% of the target award amount. Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 17:03 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 1,183 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001189727-17-000003 · edgardoc.xml · derivative · entry 3 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183 Underlying: Common Stock · 1,183 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 17:03 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 445 | $145.70 | $64,836.50 |
DisclosureSEC source: 0001189727-17-000003 · edgardoc.xml · nonDerivative · entry 2 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,288 Read SEC document |
| February 11, 2017 Filed Feb 13, 2017 17:03 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 1,183 | $0.00 | $0.00 |
DisclosureSEC source: 0001189727-17-000003 · edgardoc.xml · nonDerivative · entry 1 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,733 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. Read SEC document |
| February 05, 2017 Filed Feb 6, 2017 17:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock · Derivative | 1,214 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001189727-17-000002 · edgardoc.xml · derivative · entry 3 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,429 Underlying: Common Stock · 1,214 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. F2 · derivative.exercise_price: There is neither a purchase price nor an exercise price for the Restricted Stock Units. F3 · derivative.exercise_date: One third of the Units subject to the award shall vest on each of the first, second, and third anniversaries of the grant date. Read SEC document |
| February 05, 2017 Filed Feb 6, 2017 17:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Tax withholdingCommon Stock | 496 | $0.00 | $0.00 |
DisclosureSEC source: 0001189727-17-000002 · edgardoc.xml · nonDerivative · entry 2 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550 Read SEC document |
| February 05, 2017 Filed Feb 6, 2017 17:12 UTC | ICU MEDICAL INC/DE ICUI · Entity 2385 | Exercise / conversionCommon Stock | 1,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001189727-17-000002 · edgardoc.xml · nonDerivative · entry 1 BURCAR ALISON D · CIK 0001189727 · Vice President and Gen'l Mgr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These securities are Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.