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ALEXANDER STILES BARBARA

Disclosed activity across 3 companies

Tapewire entity
15852
SEC CIK
0001091619

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Allied World Assurance Co Holdings, GmbHAWH · Entity 131428DirectorJuly 06, 2017July 10, 2017
CHOICE HOTELS INTERNATIONAL INC /DECHH · Entity 3980DirectorMay 01, 2020May 04, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Allied World Assurance Co Holdings, GmbH

Report date July 06, 2017 · Filed July 10, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect0 Ending reported balance After 2017-07-06 transaction · row 3
2 source rows · reconciled sequence

Row 1 · 2017-03-09 · Gift · Disposed 2,189 · Balance 6,000

Row 3 · 2017-07-06 · Other · Disposed 6,000 · Balance 0

F2: Disposed of in an exchange offer by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer.

F3: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock of Fairfax.

Common SharesSEC Table I · non-derivativeIndirectBy trust19,547 Reported balance After 2017-03-09 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2017-03-09 · Gift · Acquired 2,189 · Balance 19,547

F1: Represents shares held by the reporting person as co-trustee for the Stiles Family Trust dated November 20, 2007.

Common SharesSEC Table I · non-derivativeIndirectBy trust0 Reported balance After 2017-07-06 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2017-07-06 · Other · Disposed 19,547 · Balance 0

F2: Disposed of in an exchange offer by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer.

F3: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock of Fairfax.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares held by the reporting person as co-trustee for the Stiles Family Trust dated November 20, 2007.

F2: Disposed of in an exchange offer by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer.

F3: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock of Fairfax.

CHOICE HOTELS INTERNATIONAL INC /DE

Report date May 01, 2020 · Filed May 04, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,845 Reported balance After 2020-05-01 transaction · row 1
1 source row

Row 1 · 2020-05-01 · Grant · Acquired 1,189 · Balance 26,845

F1: Restricted stock will vest in three annual installments beginning on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock will vest in three annual installments beginning on the first anniversary of the grant date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

QUALCOMM INC/DE

Report date March 10, 2020 · Filed March 12, 2020

Section 16 reporting ended · disclosed 2020-03-12. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Trust49,212 Last balance in matching sequence After 2020-03-10 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2020-03-10 · Exercise / conversion · Acquired 4,644 · Balance 49,042

F1: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Row 2 · 2020-03-10 · Grant · Acquired 170 · Balance 49,212

F1: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Deferred Stock UnitSEC Table II · derivative / convertible securityDirect8,347.0584 Reported balance After 2020-03-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-03-10 · Exercise / conversion · Disposed 4,644.6165 · Balance 8,347.0584

F2: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Filing footnotes · ownership attribution and instrument terms

F1: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

F2: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 01, 2020 Filed May 4, 2020 17:14 UTC CHOICE HOTELS INTERNATIONAL INC /DE CHH · Entity 3980 GrantCommon Stock 1,189 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026863 · doc4.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,845

F1 · kind: Restricted stock will vest in three annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:17 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionDeferred Stock Unit · Derivative 4,644.6165 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000015 · edgardoc.xml · derivative · entry 3

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,347.0584

Underlying: Common Stock · 4,644.6165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:17 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 170 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000015 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 49,212

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:17 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,644 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000015 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 49,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
December 31, 2019 Filed Jan 2, 2020 21:06 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 141 $0.00 $0.00
Disclosure

SEC source: 0001205233-20-000001 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,533.0685

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 20:23 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 163 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000082 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,587.7986

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:01 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 161 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000063 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,607.8759

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
April 19, 2019 Filed Apr 22, 2019 12:28 UTC CHOICE HOTELS INTERNATIONAL INC /DE CHH · Entity 3980 GrantCommon Stock 1,715 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-025426 · doc4.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,656

F1 · kind: Restricted stock will vest in three annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 31, 2019 Filed Apr 2, 2019 20:57 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 216 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000035 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,686.0219

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 22:58 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantDeferred Stock Unit · Derivative 4,241 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000022 · edgardoc.xml · derivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567.6725

Underlying: Common Stock · 4,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionDeferred Stock Unit · Derivative 5,099.4055 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000014 · edgardoc.xml · derivative · entry 3

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,326.6725

Underlying: Common Stock · 5,099.4055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 08, 2019 Filed Mar 12, 2019 20:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 5,099 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000014 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 40,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
December 31, 2018 Filed Jan 2, 2019 22:22 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 219 $0.00 $0.00
Disclosure

SEC source: 0001205233-19-000001 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,714.2503

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
September 30, 2018 Filed Oct 1, 2018 23:49 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 172 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000075 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,004.3487

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
June 30, 2018 Filed Jul 3, 2018 20:15 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 222 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000055 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,808.9658

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 14:01 UTC CHOICE HOTELS INTERNATIONAL INC /DE CHH · Entity 3980 GrantCommon Stock 1,608 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-025801 · doc4.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,941

F1 · kind: Restricted stock will vest in three annual installments beginning on the first anniversary of the grant date.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 20:46 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantDeferred Stock Unit · Derivative 3,758 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000019 · edgardoc.xml · derivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,972.716

Underlying: Common Stock · 3,758 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 21:15 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 232 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000016 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,780.6319

F1 · shares: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:06 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionDeferred Stock Unit · Derivative 3,072.8908 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000006 · edgardoc.xml · derivative · entry 3

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,214.716

Underlying: Common Stock · 3,072.8908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 22, 2018 Filed Mar 26, 2018 21:06 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 3,072 $0.00 $0.00
Disclosure

SEC source: 0001205233-18-000006 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 34,839

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
December 31, 2017 Filed Jan 3, 2018 21:28 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 191 $0.00 $0.00
Disclosure

SEC source: 0001234452-18-000003 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,722.3789

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
September 30, 2017 Filed Oct 3, 2017 22:48 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000171 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,694.6159

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 16:46 UTC Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 OtherCommon Shares 19,547 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-044608 · doc4.xml · nonDerivative · entry 4

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

F2 · kind: Disposed of in an exchange offer by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer.

F3 · price: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock of Fairfax.

Read SEC document
July 06, 2017 Filed Jul 10, 2017 16:46 UTC Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 OtherCommon Shares 6,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-044608 · doc4.xml · nonDerivative · entry 3

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Disposed of in an exchange offer by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer.

F3 · price: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock of Fairfax.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:05 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 226 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000123 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,611.2563

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
April 21, 2017 Filed Apr 24, 2017 12:56 UTC CHOICE HOTELS INTERNATIONAL INC /DE CHH · Entity 3980 GrantCommon Stock 2,066 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027940 · doc4.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,333

Read SEC document
March 31, 2017 Filed Apr 4, 2017 17:57 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 217 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000059 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,532.8671

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

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March 23, 2017 Filed Mar 24, 2017 19:28 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionDeferred Stock Unit · Derivative 2,899.143 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000053 · edgardoc.xml · derivative · entry 3

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,809.0992

Underlying: Common Stock · 2,899.143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

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March 23, 2017 Filed Mar 24, 2017 19:28 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 2,899 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000053 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 31,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

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March 09, 2017 Filed Jul 10, 2017 16:46 UTC Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 GiftCommon Shares 2,189 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044608 · doc4.xml · nonDerivative · entry 2

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 19,547

F1 · balance_after: Represents shares held by the reporting person as co-trustee for the Stiles Family Trust dated November 20, 2007.

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March 09, 2017 Filed Jul 10, 2017 16:46 UTC Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 GiftCommon Shares 2,189 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044608 · doc4.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
March 07, 2017 Filed Mar 9, 2017 21:21 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantDeferred Stock Unit · Derivative 4,154 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000038 · edgardoc.xml · derivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,611.078

Underlying: Common Stock · 4,154 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

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February 22, 2017 Filed Feb 24, 2017 16:34 UTC Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 Tax withholdingCommon Shares 548 $53.12 $29,109.76
Disclosure

SEC source: 0001209191-17-014355 · doc4.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,189

F1 · shares: Exclusively represents shares withheld by the Company with respect to the payment of Swiss withholding tax liability incurred upon the vesting of Restricted Stock Units.

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December 31, 2016 Filed Jan 4, 2017 17:40 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 191 $0.00 $0.00
Disclosure

SEC source: 0001234452-17-000006 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,466.4753

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 21:34 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,000 $0.00 Strike: $41.83 $0.00
Disclosure

SEC source: 0001234452-16-000556 · edgardoc.xml · derivative · entry 7

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2017-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 100% one year from the date of grant.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 21:34 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $39.42 $0.00
Disclosure

SEC source: 0001234452-16-000556 · edgardoc.xml · derivative · entry 6

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,000 shares

Expires 2018-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 100% one year from the date of grant.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 21:34 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 8,000 $68.52 $548,196.00
Disclosure

SEC source: 0001234452-16-000556 · edgardoc.xml · nonDerivative · entry 4

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,968

F2 · price: The sale prices for this transaction ranged from $68.51 to $68.57. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 21:34 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 8,000 $41.83 $334,640.00
Disclosure

SEC source: 0001234452-16-000556 · edgardoc.xml · nonDerivative · entry 3

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 35,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 21:34 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 14,000 $68.52 $959,343.00
Disclosure

SEC source: 0001234452-16-000556 · edgardoc.xml · nonDerivative · entry 2

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,968

F2 · price: The sale prices for this transaction ranged from $68.51 to $68.57. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
November 08, 2016 Filed Nov 9, 2016 21:34 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 14,000 $39.42 $551,917.80
Disclosure

SEC source: 0001234452-16-000556 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 41,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
September 30, 2016 Filed Oct 3, 2016 19:32 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 182 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000518 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,439.6471

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
June 30, 2016 Filed Jul 1, 2016 16:12 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 233 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000466 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438.8913

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
March 31, 2016 Filed Apr 4, 2016 22:20 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 244 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000412 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,404.9562

F1 · shares: Represents Deferred Stock Units (DSUs) issued in lieu of payment of cash retainer fees. DSUs are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
March 24, 2016 Filed Mar 25, 2016 17:37 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionDeferred Stock Unit · Derivative 3,195.3739 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000404 · edgardoc.xml · derivative · entry 3

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,188.6412

Underlying: Common Stock · 3,195.3739 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F3 · derivative.exercise_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

F3 · derivative.expiration_date: Deferred Stock Units are 100% vested on the earlier of (1) the one-year anniversary of the grant date, (2) the date of the next annual meeting of stockholders of the Company that occurs after the grant date, (3) death, (4) disability, or (5) a change in control. The units will be settled in shares of the Company's common stock or cash in accordance with the grant agreement on the earlier of (1) three years from the date of grant, (2) separation from service, (3) death, (4) disability, or (5) a change in control.

Read SEC document
March 24, 2016 Filed Mar 25, 2016 17:37 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 3,195 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000404 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 27,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Barbara Alexander Stiles Trustee for the Barbara Alexander Stiles Family Trust dtd. 8/12/99.

Read SEC document
March 08, 2016 Filed Mar 10, 2016 18:28 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantDeferred Stock Unit · Derivative 4,539 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000379 · edgardoc.xml · derivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,301.5279

Underlying: Common Stock · 4,539 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Deferred Stock Unit represents a right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

F2 · derivative.expiration_date: Deferred Stock Units are 100% vested on the grant date. The units will be settled in shares of the Company's common stock (and partially in cash if election is made within 60 days of the date of grant) in accordance with the grant agreement on the earlier of (1) third anniversary of the date of grant, (2) death, (3) disability, or (4) a change in control.

Read SEC document
December 31, 2015 Filed Jan 5, 2016 21:38 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001234452-16-000326 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,343.3375

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

Read SEC document
September 30, 2015 Filed Oct 1, 2015 22:57 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 232 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000254 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,287.5391

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
June 30, 2015 Filed Jul 1, 2015 22:24 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 199 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000196 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,251.236

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document
March 31, 2015 Filed Apr 1, 2015 20:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001234452-15-000113 · edgardoc.xml · nonDerivative · entry 1

ALEXANDER STILES BARBARA · CIK 0001091619 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,274.4421

F1 · shares: Deferred Stock Units are 100% vested on grant date. The units will be settled in shares of the Company's common stock three years from the date of grant.

F2 · balance_after: The total shares beneficially owned include dividend equivalent shares and are subject to the same vesting requirements as the Deferred Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.