person · Reporting owner

Honig Barry C

Disclosed activity across 4 companies

Tapewire entity: 158372
SEC CIK: 0001373203

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Americas Gold & Silver CorpUSAS · Entity 4608	10% owner	April 03, 2019	April 12, 2019
POLARITYTE, INC.COOL · Entity 117561	10% owner	March 14, 2018	March 15, 2018
Riot Platforms, Inc.BIOP · Entity 3724	10% owner	January 04, 2017	January 04, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Americas Gold & Silver Corp

Report date April 03, 2019 · Filed April 12, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	2,343,746	Reported balance Holding disclosure · report date 2019-04-03 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,343,746 F1: This transaction reflects the acquisition of the securities of the Issuer by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer,Pershing Gold Corporation ("Pershing Gold") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Pershing Gold common stock held by the reporting person was canceled and extinguished and automatically converted into the right to receive 0.715 Common Shares at a market value of $1.53 per share as of the Closing Date. F2: The securities reported on this line represent 2,034,811 Common Shares held by Barry Honig ("Mr. Honig"), individually, and 308,935 Common Shares held by Mr. Honig and his spouse, Renee Honig, as tenants by the entirety.
Common SharesSEC Table I · non-derivative	IndirectSee Footnote	3,767,454	Reported balance Holding disclosure · report date 2019-04-03 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 3,767,454 F1: This transaction reflects the acquisition of the securities of the Issuer by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer,Pershing Gold Corporation ("Pershing Gold") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Pershing Gold common stock held by the reporting person was canceled and extinguished and automatically converted into the right to receive 0.715 Common Shares at a market value of $1.53 per share as of the Closing Date. F3: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
Common SharesSEC Table I · non-derivative	IndirectSee Footnote	93,587	Reported balance Holding disclosure · report date 2019-04-03 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 93,587 F1: This transaction reflects the acquisition of the securities of the Issuer by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer,Pershing Gold Corporation ("Pershing Gold") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Pershing Gold common stock held by the reporting person was canceled and extinguished and automatically converted into the right to receive 0.715 Common Shares at a market value of $1.53 per share as of the Closing Date. F4: The securities reported on this line are held by GRQ Consultants, Inc. of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc.
Common SharesSEC Table I · non-derivative	IndirectSee Footnote	1,263,816	Reported balance Holding disclosure · report date 2019-04-03 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,263,816 F1: This transaction reflects the acquisition of the securities of the Issuer by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer,Pershing Gold Corporation ("Pershing Gold") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Pershing Gold common stock held by the reporting person was canceled and extinguished and automatically converted into the right to receive 0.715 Common Shares at a market value of $1.53 per share as of the Closing Date. F5: The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.
Common SharesSEC Table I · non-derivative	IndirectSee Footnote	63,740	Reported balance Holding disclosure · report date 2019-04-03 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 63,740 F1: This transaction reflects the acquisition of the securities of the Issuer by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer,Pershing Gold Corporation ("Pershing Gold") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Pershing Gold common stock held by the reporting person was canceled and extinguished and automatically converted into the right to receive 0.715 Common Shares at a market value of $1.53 per share as of the Closing Date. F6: The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit Plan.
Class A Preferred SharesSEC Table II · derivative / convertible security	Direct	Not disclosed	Reported balance Holding disclosure · report date 2019-04-03 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance Not disclosed F8: The Preferred Shares are convertible into Common Shares on a one-to-one basis. F7: The Class A preferred shares of the Issuer ("Preferred Shares") are subject to a beneficial ownership limitation equal to 4.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares issuable upon conversion of the Preferred Shares held by the reporting person on a one-to-one basis. The Preferred Shares have no expiration date. F9: This transaction reflects the acquisition of securities in connection with the Merger whereby the Pershing Gold Series E convertible preferred stock held by the reporting person was exchanged at a ratio of 461.440 Class A Preferred Shares for each share of Pershing Gold Series E convertible preferred stock.
Class A Preferred SharesSEC Table II · derivative / convertible security	IndirectSee Footnote	Not disclosed	Reported balance Holding disclosure · report date 2019-04-03 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance Not disclosed F8: The Preferred Shares are convertible into Common Shares on a one-to-one basis. F7: The Class A preferred shares of the Issuer ("Preferred Shares") are subject to a beneficial ownership limitation equal to 4.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares issuable upon conversion of the Preferred Shares held by the reporting person on a one-to-one basis. The Preferred Shares have no expiration date. F9: This transaction reflects the acquisition of securities in connection with the Merger whereby the Pershing Gold Series E convertible preferred stock held by the reporting person was exchanged at a ratio of 461.440 Class A Preferred Shares for each share of Pershing Gold Series E convertible preferred stock. F3: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
Class A Preferred SharesSEC Table II · derivative / convertible security	IndirectSee Footnote	Not disclosed	Reported balance Holding disclosure · report date 2019-04-03 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance Not disclosed F8: The Preferred Shares are convertible into Common Shares on a one-to-one basis. F7: The Class A preferred shares of the Issuer ("Preferred Shares") are subject to a beneficial ownership limitation equal to 4.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares issuable upon conversion of the Preferred Shares held by the reporting person on a one-to-one basis. The Preferred Shares have no expiration date. F9: This transaction reflects the acquisition of securities in connection with the Merger whereby the Pershing Gold Series E convertible preferred stock held by the reporting person was exchanged at a ratio of 461.440 Class A Preferred Shares for each share of Pershing Gold Series E convertible preferred stock. F5: The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.
Class A Preferred SharesSEC Table II · derivative / convertible security	IndirectSee Footnote	Not disclosed	Reported balance Holding disclosure · report date 2019-04-03 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance Not disclosed F8: The Preferred Shares are convertible into Common Shares on a one-to-one basis. F7: The Class A preferred shares of the Issuer ("Preferred Shares") are subject to a beneficial ownership limitation equal to 4.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares issuable upon conversion of the Preferred Shares held by the reporting person on a one-to-one basis. The Preferred Shares have no expiration date. F9: This transaction reflects the acquisition of securities in connection with the Merger whereby the Pershing Gold Series E convertible preferred stock held by the reporting person was exchanged at a ratio of 461.440 Class A Preferred Shares for each share of Pershing Gold Series E convertible preferred stock. F6: The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit Plan.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction reflects the acquisition of the securities of the Issuer by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer,Pershing Gold Corporation ("Pershing Gold") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Pershing Gold common stock held by the reporting person was canceled and extinguished and automatically converted into the right to receive 0.715 Common Shares at a market value of $1.53 per share as of the Closing Date.

F2: The securities reported on this line represent 2,034,811 Common Shares held by Barry Honig ("Mr. Honig"), individually, and 308,935 Common Shares held by Mr. Honig and his spouse, Renee Honig, as tenants by the entirety.

F3: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.

F4: The securities reported on this line are held by GRQ Consultants, Inc. of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc.

F5: The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.

F6: The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit Plan.

F7: The Class A preferred shares of the Issuer ("Preferred Shares") are subject to a beneficial ownership limitation equal to 4.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares issuable upon conversion of the Preferred Shares held by the reporting person on a one-to-one basis. The Preferred Shares have no expiration date.

F8: The Preferred Shares are convertible into Common Shares on a one-to-one basis.

F9: This transaction reflects the acquisition of securities in connection with the Merger whereby the Pershing Gold Series E convertible preferred stock held by the reporting person was exchanged at a ratio of 461.440 Class A Preferred Shares for each share of Pershing Gold Series E convertible preferred stock.

POLARITYTE, INC.

Report date March 14, 2018 · Filed March 15, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 ("Common Stock")SEC Table I · non-derivative	IndirectSee footnotes	791,872	Reported balance After 2018-03-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-03-14 · Purchase · Acquired 10,500 · Balance 791,872 F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.35 to $17.65 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee), GRQ Consultants, Inc. Roth 401K FBO Renee Honig (of which Mr. Honig's wife, Renee Honig, is Trustee) and/or the Barry & Renee Honig Charitable Foundation, Inc. (of which Mr. Honig is President). F3: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	799,774	Reported balance After 2018-03-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-03-15 · Purchase · Acquired 7,902 · Balance 799,774 F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.60 to $17.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee), GRQ Consultants, Inc. Roth 401K FBO Renee Honig (of which Mr. Honig's wife, Renee Honig, is Trustee) and/or the Barry & Renee Honig Charitable Foundation, Inc. (of which Mr. Honig is President). F3: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	951,191	Reported balance Holding disclosure · report date 2018-03-14 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 951,191 F3: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.35 to $17.65 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.

F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee), GRQ Consultants, Inc. Roth 401K FBO Renee Honig (of which Mr. Honig's wife, Renee Honig, is Trustee) and/or the Barry & Renee Honig Charitable Foundation, Inc. (of which Mr. Honig is President).

F3: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein.

F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.60 to $17.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.

Riot Platforms, Inc.

Report date January 04, 2017 · Filed January 04, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	443,585	Reported balance After 2017-01-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-01-04 · Purchase · Acquired 4,000 · Balance 443,585 F1: Held by GRQ Consultants, Inc. 401K ("401K"). The Reporting Person is the trustee of 401K and in such capacity holds voting and dispositive power over the securities held by such entity.

Filing footnotes · ownership attribution and instrument terms

F1: Held by GRQ Consultants, Inc. 401K ("401K"). The Reporting Person is the trustee of 401K and in such capacity holds voting and dispositive power over the securities held by such entity.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Pershing Gold Corp.

Report date April 03, 2019 · Filed April 12, 2019

Section 16 reporting ended · disclosed 2019-04-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-04-03 · Disposition to issuer · Disposed 5,269,167 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2019-04-03 · Disposition to issuer · Disposed 130,892 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F4: The securities reported on this line are held by GRQ Consultants, Inc. of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2019-04-03 · Disposition to issuer · Disposed 1,767,575 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F5: The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2019-04-03 · Disposition to issuer · Disposed 89,147 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F6: The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2019-04-03 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2019-04-03 · Disposition to issuer · Disposed 3,277,967 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F3: The securities reported on this line represent 2,845,890 shares of Common Stock held by Mr. Honig, individually, and 432,077 shares of Common Stock held by Mr. Honig and his spouse, Renee Honig, as tenants by the entirety.
Series E Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-04-03 · Disposition to issuer · Disposed 1,495,606 · Balance 0 F8: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F7: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
Series E Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-04-03 · Disposition to issuer · Disposed 731,892 · Balance 0 F8: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F7: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. F5: The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.
Series E Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2019-04-03 · Disposition to issuer · Disposed 205,425 · Balance 0 F8: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F7: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. F6: The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit
Series E Convertible Preferred StockSEC Table II · derivative / convertible security	Direct	Reported balance After 2019-04-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-04-03 · Disposition to issuer · Disposed 301,950 · Balance 0 F8: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F7: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date.
WarrantsSEC Table II · derivative / convertible security · Expires 2019-12-19	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2019-04-03 · Disposition to issuer · Disposed 396,039 · Balance 0 F9: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding warrant to purchase Common Stock was terminated. F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
OptionsSEC Table II · derivative / convertible security · Expires 2020-09-29	Direct	Reported balance After 2019-04-03 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2019-04-03 · Disposition to issuer · Disposed 22,223 · Balance 0 F10: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated.
OptionsSEC Table II · derivative / convertible security · Expires 2022-04-06	Direct	Reported balance After 2019-04-03 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2019-04-03 · Disposition to issuer · Disposed 666,667 · Balance 0 F10: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated.
OptionsSEC Table II · derivative / convertible security · Expires 2022-06-18	Direct	Reported balance After 2019-04-03 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2019-04-03 · Disposition to issuer · Disposed 55,556 · Balance 0 F10: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date.

F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.

F3: The securities reported on this line represent 2,845,890 shares of Common Stock held by Mr. Honig, individually, and 432,077 shares of Common Stock held by Mr. Honig and his spouse, Renee Honig, as tenants by the entirety.

F7: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date.

F8: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock.

F9: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding warrant to purchase Common Stock was terminated.

F10: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
September 26, 2017 Filed Sep 27, 2017 08:00 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	5,000	$2.96	$14,800.00	Disclosure SEC source: 0001144204-17-049848 · v475955_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,371,313 Read SEC document
September 20, 2017 Filed Sep 20, 2017 13:52 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	2,500	$3.08	$7,700.00	Disclosure SEC source: 0001144204-17-048821 · v475528_form4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,366,313 Read SEC document
September 18, 2017 Filed Sep 19, 2017 07:59 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	14,000	$2.97	$41,580.00	Disclosure SEC source: 0001144204-17-048586 · v475424_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,464,318 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
September 15, 2017 Filed Sep 18, 2017 08:01 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	5,000	$3.00	$15,000.00	Disclosure SEC source: 0001144204-17-048384 · v475341_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,450,318 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
September 12, 2017 Filed Sep 13, 2017 09:30 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	6,401	$2.92	$18,690.92	Disclosure SEC source: 0001144204-17-047787 · v475104_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,363,813 Read SEC document
September 07, 2017 Filed Sep 8, 2017 08:30 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	10,000	$3.01	$30,100.00	Disclosure SEC source: 0001144204-17-047147 · v474842_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,445,318 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
September 05, 2017 Filed Sep 6, 2017 08:30 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	15,000	$3.02	$45,300.00	Disclosure SEC source: 0001144204-17-046703 · v474676_form4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,435,318 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
July 07, 2017 Filed Jul 10, 2017 08:30 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	3,411	$2.72	$9,277.92	Disclosure SEC source: 0001144204-17-036196 · v470533_form4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,357,412 Read SEC document
July 05, 2017 Filed Jul 6, 2017 08:30 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	10,000	$2.76	$27,600.00	Disclosure SEC source: 0001144204-17-035844 · v470414_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,420,318 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
June 30, 2017 Filed Jul 5, 2017 14:44 UTC	Pershing Gold Corp. PGLC · Entity 158389	GrantRestricted Stock Units · Derivative	3,316	$2.79 Strike: $0.00	$9,251.64	Disclosure SEC source: 0001144204-17-035602 · v470330_4.xml · derivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,544 Underlying: Common Stock · 3,316 shares Expires not disclosed F1 · shares: The Reporting Person received a grant of 3,316 shares of restricted stock units in lieu of cash for retainer and meeting fees of $9,250 earned by the Reporting Person during the fiscal quarter ended June 30, 2017. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated June 30, 2017. Pursuant to the Agreement, all restricted stock units vested on June 30, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated June 30, 2017. Pursuant to the Agreement, all restricted stock units vested on June 30, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document
June 19, 2017 Filed Jun 20, 2017 08:00 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	7,500	$2.76	$20,700.00	Disclosure SEC source: 0001144204-17-033147 · v469291_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,354,001 Read SEC document
June 12, 2017 Filed Jun 13, 2017 11:04 UTC Amendment	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	5,000	$2.90	$14,500.00	Disclosure SEC source: 0001144204-17-032269 · v468916_4-a.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,346,501 Read SEC document
June 12, 2017 Filed Jun 13, 2017 08:00 UTC	Pershing Gold Corp. PGLC · Entity 158389	GrantCommon Stock	5,000	$2.90	$14,500.00	Disclosure SEC source: 0001144204-17-032231 · v468872_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,346,501 Read SEC document
May 02, 2017 Filed May 4, 2017 08:00 UTC	POLARITYTE, INC. COOL · Entity 117561	Exercise / conversionStock Options · Derivative	87,500	$4.80 Strike: $4.80	$420,000.00	Disclosure SEC source: 0001493152-17-004717 · form4.xml · derivative · entry 2 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,500 shares Expires 2026-04-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were 50% exercisable beginning on May 10, 2016 and 50% exercisable upon the occurrence of a performance condition. Read SEC document
May 02, 2017 Filed May 4, 2017 08:00 UTC	POLARITYTE, INC. COOL · Entity 117561	Exercise / conversionCommon stock, par value $0.001 per share	87,500	$4.80	$420,000.00	Disclosure SEC source: 0001493152-17-004717 · form4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 28, 2017 Filed May 1, 2017 08:34 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	10,000	$2.81	$28,100.00	Disclosure SEC source: 0001144204-17-023467 · v465688_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,410,318 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
April 28, 2017 Filed May 2, 2017 16:22 UTC	Pershing Gold Corp. PGLC · Entity 158389	GrantRestricted Stock Units · Derivative	3,610	$2.84 Strike: $0.00	$10,252.40	Disclosure SEC source: 0001144204-17-023955 · v465896_4.xml · derivative · entry 6 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,228 Underlying: Common Stock · 3,610 shares Expires not disclosed F7 · shares: The Reporting Person received a grant of 3,610 shares of restricted stock units in lieu of cash for retainer and meeting fees of $10,250 earned by the Reporting Person during the fiscal quarter ended March 31, 2017. F3 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F3 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document
April 28, 2017 Filed May 2, 2017 16:22 UTC	Pershing Gold Corp. PGLC · Entity 158389	GrantRestricted Stock Units · Derivative	2,218	$3.27 Strike: $0.00	$7,252.86	Disclosure SEC source: 0001144204-17-023955 · v465896_4.xml · derivative · entry 5 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,618 Underlying: Common Stock · 2,218 shares Expires not disclosed F6 · shares: The Reporting Person received a grant of 2,218 shares of restricted stock units in lieu of cash for retainer and meeting fees of $7,250 earned by the Reporting Person during the fiscal quarter ended December 31, 2016. F3 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F3 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document
April 28, 2017 Filed May 2, 2017 16:22 UTC	Pershing Gold Corp. PGLC · Entity 158389	GrantRestricted Stock Units · Derivative	1,601	$4.53 Strike: $0.00	$7,252.53	Disclosure SEC source: 0001144204-17-023955 · v465896_4.xml · derivative · entry 4 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Underlying: Common Stock · 1,601 shares Expires not disclosed F5 · shares: The Reporting Person received a grant of 1,601 shares of restricted stock units in lieu of cash for retainer and meeting fees of $7,250 earned by the Reporting Person during the fiscal quarter ended September 30, 2016. F3 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F3 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document
April 28, 2017 Filed May 2, 2017 16:22 UTC	Pershing Gold Corp. PGLC · Entity 158389	GrantRestricted Stock Units · Derivative	1,457	$4.29 Strike: $0.00	$6,250.53	Disclosure SEC source: 0001144204-17-023955 · v465896_4.xml · derivative · entry 3 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,799 Underlying: Common Stock · 1,457 shares Expires not disclosed F4 · shares: The Reporting Person received a grant of 1,457 shares of restricted stock units in lieu of cash for retainer and meeting fees of $6,250 earned by the Reporting Person during the fiscal quarter ended June 30, 2016. F3 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F3 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document
April 28, 2017 Filed May 2, 2017 16:22 UTC	Pershing Gold Corp. PGLC · Entity 158389	GrantRestricted Stock Units · Derivative	2,342	$3.95 Strike: $0.00	$9,250.90	Disclosure SEC source: 0001144204-17-023955 · v465896_4.xml · derivative · entry 2 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,342 Underlying: Common Stock · 2,342 shares Expires not disclosed F2 · shares: The Reporting Person received a grant of 2,342 shares of restricted stock units in lieu of cash for retainer and meeting fees of $9,250 earned by the Reporting Person during the fiscal quarter ended March 31, 2016. F3 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F3 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 28, 2017. Pursuant to the Agreement, all restricted stock units vested on April 28, 2017. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document
April 28, 2017 Filed May 2, 2017 16:22 UTC	Pershing Gold Corp. PGLC · Entity 158389	GrantCommon Stock	2,351	$3.51	$8,252.01	Disclosure SEC source: 0001144204-17-023955 · v465896_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,341,501 F1 · security: The Reporting Person received a grant of 2,351 shares of common stock in lieu of cash for retainer and meeting fees of $8,250 earned by the Reporting Person during the fiscal quarter ended December 31, 2015. Read SEC document
April 25, 2017 Filed Apr 26, 2017 08:35 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	5,000	$2.81	$14,050.00	Disclosure SEC source: 0001144204-17-022089 · v465187_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,400,318 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
April 21, 2017 Filed Apr 24, 2017 08:58 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	4,774	$2.81	$13,414.94	Disclosure SEC source: 0001144204-17-021638 · v464903_from4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,395,318 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
April 20, 2017 Filed Apr 21, 2017 08:30 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	6,500	$2.81	$18,265.00	Disclosure SEC source: 0001144204-17-021396 · v464784_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,390,544 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
April 18, 2017 Filed Apr 18, 2017 13:32 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	20,400	$2.82	$57,528.00	Disclosure SEC source: 0001144204-17-020870 · v464489_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,384,044 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
April 17, 2017 Filed Apr 18, 2017 08:30 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	8,500	$2.86	$24,310.00	Disclosure SEC source: 0001144204-17-020810 · v464455_form4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,363,644 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
April 12, 2017 Filed Apr 13, 2017 08:30 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	5,000	$2.88	$14,400.00	Disclosure SEC source: 0001144204-17-020250 · v464224_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,355,144 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
April 11, 2017 Filed Apr 12, 2017 09:09 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	5,000	$2.85	$14,250.00	Disclosure SEC source: 0001144204-17-020091 · v464141_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,350,144 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
March 09, 2017 Filed Mar 10, 2017 08:31 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	20,000	$2.90	$58,000.00	Disclosure SEC source: 0001144204-17-013853 · v461592_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,345,144 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Barry Honig is the trustee of GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig Plan. Read SEC document
February 24, 2017 Filed Feb 24, 2017 13:46 UTC	POLARITYTE, INC. COOL · Entity 117561	PurchaseCommon stock, par value $0.001 per share	2,500	$7.71	$19,275.00	Disclosure SEC source: 0001415889-17-000324 · form4-02242017_100238.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,648 F1 · balance_after: Includes a restricted stock award of 125,000 shares granted pursuant to the Issuer's 2017 Equity Incentive Plan which such award and plan are subject to shareholder approval. Read SEC document
February 03, 2017 Filed Feb 7, 2017 17:58 UTC	Pershing Gold Corp. PGLC · Entity 158389	GrantRestricted Stock Units · Derivative	10,000	$0.00 Strike: $0.00	$0.00	Disclosure SEC source: 0001144204-17-006548 · v458711_4.xml · derivative · entry 1 Honig Barry C · CIK 0001373203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · shares: The Reporting Person received 10,000 restricted stock units pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated February 3, 2017. F2 · derivative.exercise_date: Pursuant to the Agreement, 5,000 units vested on February 3, 2017 and 5,000 units vest on February 3, 2018, subject to acceleration upon the Reporting Person's termination of service on the Issuer's board of directors under certain circumstances set forth in the Agreement or upon a change of control (as defined in the Issuer's 2013 Equity Incentive Plan) of the Issuer. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: Pursuant to the Agreement, 5,000 units vested on February 3, 2017 and 5,000 units vest on February 3, 2018, subject to acceleration upon the Reporting Person's termination of service on the Issuer's board of directors under certain circumstances set forth in the Agreement or upon a change of control (as defined in the Issuer's 2013 Equity Incentive Plan) of the Issuer. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors or in connection with a change of control or under certain other circumstances, all as set forth in the Agreement. Read SEC document
January 30, 2017 Filed Jan 30, 2017 12:12 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	10,000	$3.09	$30,900.00	Disclosure SEC source: 0001144204-17-004532 · v457897_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,339,150 Read SEC document
January 04, 2017 Filed Jan 4, 2017 23:10 UTC	Riot Platforms, Inc. BIOP · Entity 3724	PurchaseCommon Stock	4,000	$4.22	$16,880.00	Disclosure SEC source: 0001493152-17-000136 · form4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 443,585 F1 · ownership.nature: Held by GRQ Consultants, Inc. 401K ("401K"). The Reporting Person is the trustee of 401K and in such capacity holds voting and dispositive power over the securities held by such entity. Read SEC document
December 01, 2016 Filed Dec 2, 2016 22:16 UTC	Riot Platforms, Inc. APPY · Entity 3724	PurchaseCommon Stock	18,731	$5.05	$94,591.55	Disclosure SEC source: 0001415889-16-007518 · form4-12022016_021200.xml · nonDerivative · entry 5 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 F1 · balance_after: Includes (i) 439,585 shares of common stock held by GRQ Consultants, Inc. 401K ("401K") and (ii) 30,600 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig ("Roth 401K"). Mr. Honig is the trustee of 401K and Roth 401K in such capacity holds voting and dispositive power over the securities held by such entities. Read SEC document
December 01, 2016 Filed Dec 2, 2016 22:16 UTC	Riot Platforms, Inc. APPY · Entity 3724	PurchaseCommon Stock	1,600	$5.00	$8,000.00	Disclosure SEC source: 0001415889-16-007518 · form4-12022016_021200.xml · nonDerivative · entry 4 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,269 F1 · balance_after: Includes (i) 439,585 shares of common stock held by GRQ Consultants, Inc. 401K ("401K") and (ii) 30,600 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig ("Roth 401K"). Mr. Honig is the trustee of 401K and Roth 401K in such capacity holds voting and dispositive power over the securities held by such entities. Read SEC document
December 01, 2016 Filed Dec 2, 2016 22:16 UTC	Riot Platforms, Inc. APPY · Entity 3724	PurchaseCommon Stock	1,000	$5.30	$5,300.00	Disclosure SEC source: 0001415889-16-007518 · form4-12022016_021200.xml · nonDerivative · entry 3 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,669 F1 · balance_after: Includes (i) 439,585 shares of common stock held by GRQ Consultants, Inc. 401K ("401K") and (ii) 30,600 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig ("Roth 401K"). Mr. Honig is the trustee of 401K and Roth 401K in such capacity holds voting and dispositive power over the securities held by such entities. Read SEC document
December 01, 2016 Filed Dec 2, 2016 22:16 UTC	Riot Platforms, Inc. APPY · Entity 3724	PurchaseCommon Stock	1,000	$5.32	$5,320.00	Disclosure SEC source: 0001415889-16-007518 · form4-12022016_021200.xml · nonDerivative · entry 2 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,669 F1 · balance_after: Includes (i) 439,585 shares of common stock held by GRQ Consultants, Inc. 401K ("401K") and (ii) 30,600 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig ("Roth 401K"). Mr. Honig is the trustee of 401K and Roth 401K in such capacity holds voting and dispositive power over the securities held by such entities. Read SEC document
December 01, 2016 Filed Dec 2, 2016 22:16 UTC	Riot Platforms, Inc. APPY · Entity 3724	PurchaseCommon Stock	7,484	$4.95	$37,045.80	Disclosure SEC source: 0001415889-16-007518 · form4-12022016_021200.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,669 F1 · balance_after: Includes (i) 439,585 shares of common stock held by GRQ Consultants, Inc. 401K ("401K") and (ii) 30,600 shares of common stock held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig ("Roth 401K"). Mr. Honig is the trustee of 401K and Roth 401K in such capacity holds voting and dispositive power over the securities held by such entities. Read SEC document
December 01, 2016 Filed Dec 5, 2016 21:45 UTC	POLARITYTE, INC. COOL · Entity 117561	GrantCommon stock, par value $0.001 per share	125,000	Not disclosed	Not disclosed	Disclosure SEC source: 0001415889-16-007546 · form4-12052016_061240.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,148 F1 · shares: Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2017 Equity Incentive Plan (the "Plan"), which Plan is subject to stockholder approval. F1 · price: Represents a restricted stock award (the "Restricted Stock Award") pursuant to the Issuer's 2017 Equity Incentive Plan (the "Plan"), which Plan is subject to stockholder approval. F2 · balance_after: Represents (i) the Restricted Stock Award, (ii) a restricted stock award of 66,667 shares granted pursuant to the Issuer's 2014 Equity Incentive Plan, (iii) a restricted stock award of 87,500 shares granted pursuant to the Issuer's 2016 Equity Incentive Plan of which 50% vested on April 25, 2016 and 50% vested on December 1, 2016 and (iv) 42,981 shares of the Issuer's common stock. Read SEC document
November 09, 2016 Filed Nov 10, 2016 16:00 UTC	POLARITYTE, INC. COOL · Entity 117561	PurchaseCommon Stock	20,000	$3.00	$60,000.00	Disclosure SEC source: 0001415889-16-007376 · form4-11102016_011128.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · CEO AND CHAIRMAN · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 38,411 F1 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig ("Roth 401K"). The Reporting Person is the trustee of Roth 401K and in such capacity holds voting and dispositive power over the securities held by such entity. Read SEC document
October 19, 2016 Filed Nov 9, 2016 00:22 UTC	Riot Platforms, Inc. APPY · Entity 3724	PurchaseCommon Stock	6,086	$2.78	$16,919.08	Disclosure SEC source: 0001415889-16-007358 · form4-11082016_041142.xml · nonDerivative · entry 4 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 439,185 F1 · ownership.nature: Held by GRQ Consultants, Inc. 401K ("401K"). The Reporting Person is the trustee of 401K and in such capacity holds voting and dispositive power over the securities held by such entity. Read SEC document
October 18, 2016 Filed Nov 9, 2016 00:22 UTC	Riot Platforms, Inc. APPY · Entity 3724	PurchaseCommon Stock	13,400	$2.68	$35,912.00	Disclosure SEC source: 0001415889-16-007358 · form4-11082016_041142.xml · nonDerivative · entry 5 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,400 F2 · ownership.nature: Held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig ("Roth 401K"). The Reporting Person is the trustee of Roth 401K and in such capacity holds voting and dispositive power over the securities held by such entity. Read SEC document
October 13, 2016 Filed Nov 9, 2016 00:22 UTC	Riot Platforms, Inc. APPY · Entity 3724	PurchaseCommon Stock	28,935	$2.28	$65,971.80	Disclosure SEC source: 0001415889-16-007358 · form4-11082016_041142.xml · nonDerivative · entry 3 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 433,099 F1 · ownership.nature: Held by GRQ Consultants, Inc. 401K ("401K"). The Reporting Person is the trustee of 401K and in such capacity holds voting and dispositive power over the securities held by such entity. Read SEC document
October 06, 2016 Filed Nov 9, 2016 00:22 UTC	Riot Platforms, Inc. APPY · Entity 3724	PurchaseCommon Stock	12,777	$2.71	$34,625.67	Disclosure SEC source: 0001415889-16-007358 · form4-11082016_041142.xml · nonDerivative · entry 2 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 404,164 F1 · ownership.nature: Held by GRQ Consultants, Inc. 401K ("401K"). The Reporting Person is the trustee of 401K and in such capacity holds voting and dispositive power over the securities held by such entity. Read SEC document
September 30, 2016 Filed Nov 9, 2016 00:22 UTC	Riot Platforms, Inc. APPY · Entity 3724	PurchaseCommon Stock	2,228	$2.80	$6,238.40	Disclosure SEC source: 0001415889-16-007358 · form4-11082016_041142.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 391,387 F1 · ownership.nature: Held by GRQ Consultants, Inc. 401K ("401K"). The Reporting Person is the trustee of 401K and in such capacity holds voting and dispositive power over the securities held by such entity. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.