person · Reporting owner

Honig Barry C

Disclosed activity across 4 companies

Tapewire entity: 158372
SEC CIK: 0001373203

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Americas Gold & Silver CorpUSAS · Entity 4608	10% owner	April 03, 2019	April 12, 2019
POLARITYTE, INC.COOL · Entity 117561	10% owner	March 14, 2018	March 15, 2018
Riot Platforms, Inc.BIOP · Entity 3724	10% owner	January 04, 2017	January 04, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Americas Gold & Silver Corp

Report date April 03, 2019 · Filed April 12, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common SharesSEC Table I · non-derivative	Direct	2,343,746	Reported balance Holding disclosure · report date 2019-04-03 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,343,746 F1: This transaction reflects the acquisition of the securities of the Issuer by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer,Pershing Gold Corporation ("Pershing Gold") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Pershing Gold common stock held by the reporting person was canceled and extinguished and automatically converted into the right to receive 0.715 Common Shares at a market value of $1.53 per share as of the Closing Date. F2: The securities reported on this line represent 2,034,811 Common Shares held by Barry Honig ("Mr. Honig"), individually, and 308,935 Common Shares held by Mr. Honig and his spouse, Renee Honig, as tenants by the entirety.
Common SharesSEC Table I · non-derivative	IndirectSee Footnote	3,767,454	Reported balance Holding disclosure · report date 2019-04-03 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 3,767,454 F1: This transaction reflects the acquisition of the securities of the Issuer by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer,Pershing Gold Corporation ("Pershing Gold") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Pershing Gold common stock held by the reporting person was canceled and extinguished and automatically converted into the right to receive 0.715 Common Shares at a market value of $1.53 per share as of the Closing Date. F3: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
Common SharesSEC Table I · non-derivative	IndirectSee Footnote	93,587	Reported balance Holding disclosure · report date 2019-04-03 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 93,587 F1: This transaction reflects the acquisition of the securities of the Issuer by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer,Pershing Gold Corporation ("Pershing Gold") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Pershing Gold common stock held by the reporting person was canceled and extinguished and automatically converted into the right to receive 0.715 Common Shares at a market value of $1.53 per share as of the Closing Date. F4: The securities reported on this line are held by GRQ Consultants, Inc. of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc.
Common SharesSEC Table I · non-derivative	IndirectSee Footnote	1,263,816	Reported balance Holding disclosure · report date 2019-04-03 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 1,263,816 F1: This transaction reflects the acquisition of the securities of the Issuer by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer,Pershing Gold Corporation ("Pershing Gold") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Pershing Gold common stock held by the reporting person was canceled and extinguished and automatically converted into the right to receive 0.715 Common Shares at a market value of $1.53 per share as of the Closing Date. F5: The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.
Common SharesSEC Table I · non-derivative	IndirectSee Footnote	63,740	Reported balance Holding disclosure · report date 2019-04-03 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 63,740 F1: This transaction reflects the acquisition of the securities of the Issuer by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer,Pershing Gold Corporation ("Pershing Gold") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Pershing Gold common stock held by the reporting person was canceled and extinguished and automatically converted into the right to receive 0.715 Common Shares at a market value of $1.53 per share as of the Closing Date. F6: The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit Plan.
Class A Preferred SharesSEC Table II · derivative / convertible security	Direct	Not disclosed	Reported balance Holding disclosure · report date 2019-04-03 · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · Balance Not disclosed F8: The Preferred Shares are convertible into Common Shares on a one-to-one basis. F7: The Class A preferred shares of the Issuer ("Preferred Shares") are subject to a beneficial ownership limitation equal to 4.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares issuable upon conversion of the Preferred Shares held by the reporting person on a one-to-one basis. The Preferred Shares have no expiration date. F9: This transaction reflects the acquisition of securities in connection with the Merger whereby the Pershing Gold Series E convertible preferred stock held by the reporting person was exchanged at a ratio of 461.440 Class A Preferred Shares for each share of Pershing Gold Series E convertible preferred stock.
Class A Preferred SharesSEC Table II · derivative / convertible security	IndirectSee Footnote	Not disclosed	Reported balance Holding disclosure · report date 2019-04-03 · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · Balance Not disclosed F8: The Preferred Shares are convertible into Common Shares on a one-to-one basis. F7: The Class A preferred shares of the Issuer ("Preferred Shares") are subject to a beneficial ownership limitation equal to 4.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares issuable upon conversion of the Preferred Shares held by the reporting person on a one-to-one basis. The Preferred Shares have no expiration date. F9: This transaction reflects the acquisition of securities in connection with the Merger whereby the Pershing Gold Series E convertible preferred stock held by the reporting person was exchanged at a ratio of 461.440 Class A Preferred Shares for each share of Pershing Gold Series E convertible preferred stock. F3: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
Class A Preferred SharesSEC Table II · derivative / convertible security	IndirectSee Footnote	Not disclosed	Reported balance Holding disclosure · report date 2019-04-03 · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · Balance Not disclosed F8: The Preferred Shares are convertible into Common Shares on a one-to-one basis. F7: The Class A preferred shares of the Issuer ("Preferred Shares") are subject to a beneficial ownership limitation equal to 4.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares issuable upon conversion of the Preferred Shares held by the reporting person on a one-to-one basis. The Preferred Shares have no expiration date. F9: This transaction reflects the acquisition of securities in connection with the Merger whereby the Pershing Gold Series E convertible preferred stock held by the reporting person was exchanged at a ratio of 461.440 Class A Preferred Shares for each share of Pershing Gold Series E convertible preferred stock. F5: The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.
Class A Preferred SharesSEC Table II · derivative / convertible security	IndirectSee Footnote	Not disclosed	Reported balance Holding disclosure · report date 2019-04-03 · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · Balance Not disclosed F8: The Preferred Shares are convertible into Common Shares on a one-to-one basis. F7: The Class A preferred shares of the Issuer ("Preferred Shares") are subject to a beneficial ownership limitation equal to 4.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares issuable upon conversion of the Preferred Shares held by the reporting person on a one-to-one basis. The Preferred Shares have no expiration date. F9: This transaction reflects the acquisition of securities in connection with the Merger whereby the Pershing Gold Series E convertible preferred stock held by the reporting person was exchanged at a ratio of 461.440 Class A Preferred Shares for each share of Pershing Gold Series E convertible preferred stock. F6: The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit Plan.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction reflects the acquisition of the securities of the Issuer by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer,Pershing Gold Corporation ("Pershing Gold") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Pershing Gold common stock held by the reporting person was canceled and extinguished and automatically converted into the right to receive 0.715 Common Shares at a market value of $1.53 per share as of the Closing Date.

F2: The securities reported on this line represent 2,034,811 Common Shares held by Barry Honig ("Mr. Honig"), individually, and 308,935 Common Shares held by Mr. Honig and his spouse, Renee Honig, as tenants by the entirety.

F3: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.

F4: The securities reported on this line are held by GRQ Consultants, Inc. of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc.

F5: The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.

F6: The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit Plan.

F7: The Class A preferred shares of the Issuer ("Preferred Shares") are subject to a beneficial ownership limitation equal to 4.99% of the number of Common Shares outstanding immediately after giving effect to the issuance of Common Shares issuable upon conversion of the Preferred Shares held by the reporting person on a one-to-one basis. The Preferred Shares have no expiration date.

F8: The Preferred Shares are convertible into Common Shares on a one-to-one basis.

F9: This transaction reflects the acquisition of securities in connection with the Merger whereby the Pershing Gold Series E convertible preferred stock held by the reporting person was exchanged at a ratio of 461.440 Class A Preferred Shares for each share of Pershing Gold Series E convertible preferred stock.

POLARITYTE, INC.

Report date March 14, 2018 · Filed March 15, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 ("Common Stock")SEC Table I · non-derivative	IndirectSee footnotes	791,872	Reported balance After 2018-03-14 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-03-14 · Purchase · Acquired 10,500 · Balance 791,872 F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.35 to $17.65 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee), GRQ Consultants, Inc. Roth 401K FBO Renee Honig (of which Mr. Honig's wife, Renee Honig, is Trustee) and/or the Barry & Renee Honig Charitable Foundation, Inc. (of which Mr. Honig is President). F3: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein.
Common StockSEC Table I · non-derivative	IndirectSee footnotes	799,774	Reported balance After 2018-03-15 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-03-15 · Purchase · Acquired 7,902 · Balance 799,774 F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.60 to $17.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee), GRQ Consultants, Inc. Roth 401K FBO Renee Honig (of which Mr. Honig's wife, Renee Honig, is Trustee) and/or the Barry & Renee Honig Charitable Foundation, Inc. (of which Mr. Honig is President). F3: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein.
Common StockSEC Table I · non-derivative	Direct	951,191	Reported balance Holding disclosure · report date 2018-03-14 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 951,191 F3: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.35 to $17.65 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.

F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee), GRQ Consultants, Inc. Roth 401K FBO Renee Honig (of which Mr. Honig's wife, Renee Honig, is Trustee) and/or the Barry & Renee Honig Charitable Foundation, Inc. (of which Mr. Honig is President).

F3: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein.

F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.60 to $17.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.

Riot Platforms, Inc.

Report date January 04, 2017 · Filed January 04, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	443,585	Reported balance After 2017-01-04 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2017-01-04 · Purchase · Acquired 4,000 · Balance 443,585 F1: Held by GRQ Consultants, Inc. 401K ("401K"). The Reporting Person is the trustee of 401K and in such capacity holds voting and dispositive power over the securities held by such entity.

Filing footnotes · ownership attribution and instrument terms

F1: Held by GRQ Consultants, Inc. 401K ("401K"). The Reporting Person is the trustee of 401K and in such capacity holds voting and dispositive power over the securities held by such entity.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Pershing Gold Corp.

Report date April 03, 2019 · Filed April 12, 2019

Section 16 reporting ended · disclosed 2019-04-12. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common StockSEC Table I · non-derivative	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2019-04-03 · Disposition to issuer · Disposed 5,269,167 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 3 · 2019-04-03 · Disposition to issuer · Disposed 130,892 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F4: The securities reported on this line are held by GRQ Consultants, Inc. of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2019-04-03 · Disposition to issuer · Disposed 1,767,575 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F5: The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.
Common StockSEC Table I · non-derivative	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 5 · 2019-04-03 · Disposition to issuer · Disposed 89,147 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F6: The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit
Common StockSEC Table I · non-derivative	Direct	Reported balance After 2019-04-03 transaction · row 2 Account or security details depend on footnotes; rows are not merged. 1 source row Row 2 · 2019-04-03 · Disposition to issuer · Disposed 3,277,967 · Balance 0 F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F3: The securities reported on this line represent 2,845,890 shares of Common Stock held by Mr. Honig, individually, and 432,077 shares of Common Stock held by Mr. Honig and his spouse, Renee Honig, as tenants by the entirety.
Series E Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2019-04-03 · Disposition to issuer · Disposed 1,495,606 · Balance 0 F8: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F7: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
Series E Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2019-04-03 · Disposition to issuer · Disposed 731,892 · Balance 0 F8: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F7: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. F5: The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.
Series E Convertible Preferred StockSEC Table II · derivative / convertible security	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2019-04-03 · Disposition to issuer · Disposed 205,425 · Balance 0 F8: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F7: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. F6: The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit
Series E Convertible Preferred StockSEC Table II · derivative / convertible security	Direct	Reported balance After 2019-04-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2019-04-03 · Disposition to issuer · Disposed 301,950 · Balance 0 F8: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F7: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date.
WarrantsSEC Table II · derivative / convertible security · Expires 2019-12-19	IndirectSee Footnote	Reported balance After 2019-04-03 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2019-04-03 · Disposition to issuer · Disposed 396,039 · Balance 0 F9: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding warrant to purchase Common Stock was terminated. F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
OptionsSEC Table II · derivative / convertible security · Expires 2020-09-29	Direct	Reported balance After 2019-04-03 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2019-04-03 · Disposition to issuer · Disposed 22,223 · Balance 0 F10: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated.
OptionsSEC Table II · derivative / convertible security · Expires 2022-04-06	Direct	Reported balance After 2019-04-03 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2019-04-03 · Disposition to issuer · Disposed 666,667 · Balance 0 F10: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated.
OptionsSEC Table II · derivative / convertible security · Expires 2022-06-18	Direct	Reported balance After 2019-04-03 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2019-04-03 · Disposition to issuer · Disposed 55,556 · Balance 0 F10: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date.

F2: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.

F3: The securities reported on this line represent 2,845,890 shares of Common Stock held by Mr. Honig, individually, and 432,077 shares of Common Stock held by Mr. Honig and his spouse, Renee Honig, as tenants by the entirety.

F7: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date.

F8: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock.

F9: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding warrant to purchase Common Stock was terminated.

F10: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 03, 2019 Filed Apr 12, 2019 13:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	Disposition to issuerOptions · Derivative	55,556	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-019465 · tv518840_4.xml · derivative · entry 13 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,556 shares Expires 2022-06-18 F10 · derivative.exercise_price: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated. F10 · price: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated. Read SEC document
April 03, 2019 Filed Apr 12, 2019 13:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	Disposition to issuerOptions · Derivative	666,667	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-019465 · tv518840_4.xml · derivative · entry 12 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 666,667 shares Expires 2022-04-06 F10 · derivative.exercise_price: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated. F10 · price: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated. Read SEC document
April 03, 2019 Filed Apr 12, 2019 13:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	Disposition to issuerOptions · Derivative	22,223	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-019465 · tv518840_4.xml · derivative · entry 11 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,223 shares Expires 2020-09-29 F10 · derivative.exercise_price: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated. F10 · price: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding stock option to purchase Common Stock was terminated. Read SEC document
April 03, 2019 Filed Apr 12, 2019 13:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	Disposition to issuerWarrants · Derivative	396,039	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-019465 · tv518840_4.xml · derivative · entry 10 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 396,039 shares Expires 2019-12-19 F9 · derivative.exercise_price: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding warrant to purchase Common Stock was terminated. F9 · price: This transaction reflects the disposition of securities in connection with the Merger whereby each outstanding warrant to purchase Common Stock was terminated. F2 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
April 03, 2019 Filed Apr 12, 2019 13:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	Disposition to issuerSeries E Convertible Preferred Stock · Derivative	205,425	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-019465 · tv518840_4.xml · derivative · entry 9 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 205,425 shares Expires not disclosed F8 · derivative.exercise_price: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F8 · price: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F7 · derivative.exercise_date: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. F7 · derivative.expiration_date: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. F6 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit Read SEC document
April 03, 2019 Filed Apr 12, 2019 13:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	Disposition to issuerSeries E Convertible Preferred Stock · Derivative	731,892	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-019465 · tv518840_4.xml · derivative · entry 8 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 731,892 shares Expires not disclosed F8 · derivative.exercise_price: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F8 · price: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F7 · derivative.exercise_date: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. F7 · derivative.expiration_date: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. F5 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig. Read SEC document
April 03, 2019 Filed Apr 12, 2019 13:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	Disposition to issuerSeries E Convertible Preferred Stock · Derivative	301,950	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-019465 · tv518840_4.xml · derivative · entry 7 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 301,950 shares Expires not disclosed F8 · derivative.exercise_price: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F8 · price: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F7 · derivative.exercise_date: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. F7 · derivative.expiration_date: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. Read SEC document
April 03, 2019 Filed Apr 12, 2019 13:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	Disposition to issuerSeries E Convertible Preferred Stock · Derivative	1,495,606	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-019465 · tv518840_4.xml · derivative · entry 6 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,495,606 shares Expires not disclosed F8 · derivative.exercise_price: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F8 · price: This transaction reflects the disposition of securities in connection with the Merger whereby the Series E Convertible Preferred Stock held by the reporting person was exchanged at a ratio of 461.440 preferred shares of Americas Silver for each share of Series E Preferred Stock. F7 · derivative.exercise_date: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. F7 · derivative.expiration_date: Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date. F2 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
April 03, 2019 Filed Apr 12, 2019 13:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	Disposition to issuerCommon Stock	89,147	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-019465 · tv518840_4.xml · nonDerivative · entry 5 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F6 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit Read SEC document
April 03, 2019 Filed Apr 12, 2019 13:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	Disposition to issuerCommon Stock	1,767,575	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-019465 · tv518840_4.xml · nonDerivative · entry 4 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F5 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig. Read SEC document
April 03, 2019 Filed Apr 12, 2019 13:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	Disposition to issuerCommon Stock	130,892	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-019465 · tv518840_4.xml · nonDerivative · entry 3 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F4 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Read SEC document
April 03, 2019 Filed Apr 12, 2019 13:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	Disposition to issuerCommon Stock	3,277,967	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-019465 · tv518840_4.xml · nonDerivative · entry 2 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F3 · ownership.direct: The securities reported on this line represent 2,845,890 shares of Common Stock held by Mr. Honig, individually, and 432,077 shares of Common Stock held by Mr. Honig and his spouse, Renee Honig, as tenants by the entirety. Read SEC document
April 03, 2019 Filed Apr 12, 2019 13:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	Disposition to issuerCommon Stock	5,269,167	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-19-019465 · tv518840_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · price: This transaction reflects the disposition of the securities of the Issuer held by the reporting person pursuant to the Agreement and Plan of Merger dated September 28, 2018, as amended on March 1, 2019 (the "Merger Agreement"), by and among the Issuer, Americas Silver Corporation ("Americas Silver") and R Merger Sub, Inc. The parties completed the merger (the "Merger") on April 3, 2019 (the "Closing Date"). On the Closing Date, each share of Common Stock was canceled and extinguished and automatically converted into the right to receive 0.715 common shares of Americas Silver at a market value of $1.53 per share as of the Closing Date. F2 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
December 20, 2018 Filed Dec 21, 2018 15:55 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	126,000	$0.91	$115,075.80	Disclosure SEC source: 0001144204-18-066021 · tv509768_form4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,269,167 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig (""Mr. Honig"") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:09 UTC	Pershing Gold Corp. PGLC · Entity 158389	Exercise / conversionRestricted Stock Units · Derivative	47,661	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-18-049497 · tv502918_form4.xml · derivative · entry 6 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,661 shares Expires 2018-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to each restricted stock unit's applicable Restricted Stock Unit Grant Agreement, for each vested restricted stock unit, the Reporting Person is entitled to receive one share of Common Stock upon termination of service on the Issuer's board of directors, in connection with a change of control or under certain other circumstances, all as set forth in such agreements. On August 29, 2018, the Reporting Person resigned as a member of the Issuer's board of directors. On September 12, 2018, the aggregate 47,661 restricted stock units were settled for an equal number of shares of Issuer's Common Stock. F1 · price: Pursuant to each restricted stock unit's applicable Restricted Stock Unit Grant Agreement, for each vested restricted stock unit, the Reporting Person is entitled to receive one share of Common Stock upon termination of service on the Issuer's board of directors, in connection with a change of control or under certain other circumstances, all as set forth in such agreements. On August 29, 2018, the Reporting Person resigned as a member of the Issuer's board of directors. On September 12, 2018, the aggregate 47,661 restricted stock units were settled for an equal number of shares of Issuer's Common Stock. Read SEC document
September 12, 2018 Filed Sep 14, 2018 16:09 UTC	Pershing Gold Corp. PGLC · Entity 158389	Exercise / conversionCommon Stock	47,661	Not disclosed	Not disclosed	Disclosure SEC source: 0001144204-18-049497 · tv502918_form4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,237,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Pursuant to each restricted stock unit's applicable Restricted Stock Unit Grant Agreement, for each vested restricted stock unit, the Reporting Person is entitled to receive one share of Common Stock upon termination of service on the Issuer's board of directors, in connection with a change of control or under certain other circumstances, all as set forth in such agreements. On August 29, 2018, the Reporting Person resigned as a member of the Issuer's board of directors. On September 12, 2018, the aggregate 47,661 restricted stock units were settled for an equal number of shares of Issuer's Common Stock. Read SEC document
August 28, 2018 Filed Aug 29, 2018 16:25 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	639,431	$2.00	$1,278,862.00	Disclosure SEC source: 0001144204-18-047114 · tv501998_4.xml · nonDerivative · entry 4 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 5,193,568 F2 · date: The securities reported on this line were purchased in a private transaction pursuant to an executed Share Purchase Agreement, dated June 15, 2018, the closing conditions of which were met as of August 28, 2018. F3 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
August 28, 2018 Filed Aug 29, 2018 16:25 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	326,346	$1.30	$424,249.80	Disclosure SEC source: 0001144204-18-047114 · tv501998_4.xml · nonDerivative · entry 3 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,554,137 F1 · date: The securities reported on this line were purchased in a private transaction pursuant to an executed Share Purchase Agreement, dated April 24, 2018, the closing conditions of which were met as of August 28, 2018. F3 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
August 28, 2018 Filed Aug 29, 2018 16:25 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	95,033	$2.00	$190,066.00	Disclosure SEC source: 0001144204-18-047114 · tv501998_4.xml · nonDerivative · entry 2 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,189,633 F2 · date: The securities reported on this line were purchased in a private transaction pursuant to an executed Share Purchase Agreement, dated June 15, 2018, the closing conditions of which were met as of August 28, 2018. Read SEC document
August 28, 2018 Filed Aug 29, 2018 16:25 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	574,000	$1.30	$746,200.00	Disclosure SEC source: 0001144204-18-047114 · tv501998_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,094,600 F1 · date: The securities reported on this line were purchased in a private transaction pursuant to an executed Share Purchase Agreement, dated April 24, 2018, the closing conditions of which were met as of August 28, 2018. Read SEC document
July 31, 2018 Filed Aug 1, 2018 16:27 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	125,000	$2.00	$250,000.00	Disclosure SEC source: 0001144204-18-041379 · tv499939_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,520,600 Read SEC document
July 17, 2018 Filed Jul 18, 2018 14:13 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	62,854	$1.60	$100,566.40	Disclosure SEC source: 0001144204-18-038828 · tv498769_form4.xml · nonDerivative · entry 2 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,227,791 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
July 17, 2018 Filed Jul 18, 2018 14:13 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	20,000	$1.62	$32,400.00	Disclosure SEC source: 0001144204-18-038828 · tv498769_form4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,164,937 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
July 05, 2018 Filed Jul 6, 2018 15:41 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	14,714	$1.71	$25,160.94	Disclosure SEC source: 0001144204-18-037520 · tv498149_form4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,144,937 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
June 29, 2018 Filed Jul 2, 2018 17:22 UTC	Pershing Gold Corp. PGLC · Entity 158389	GrantRestricted Stock Units · Derivative	3,962	$1.83 Strike: $0.00	$7,250.46	Disclosure SEC source: 0001144204-18-037009 · tv497907_form4.xml · derivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,082 Underlying: Common Stock · 3,962 shares Expires not disclosed F1 · shares: The Reporting Person received a grant of 3,962 shares of restricted stock units in lieu of cash for retainer and meeting fees of $7,250 earned by the Reporting Person during the fiscal quarter ended June 30, 2018. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated June 29, 2018. Pursuant to the Agreement, all restricted stock units vested on June 29, 2018. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated June 29, 2018. Pursuant to the Agreement, all restricted stock units vested on June 29, 2018. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document
June 15, 2018 Filed Jun 18, 2018 17:02 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	125,000	$2.00	$250,000.00	Disclosure SEC source: 0001144204-18-034631 · tv496702_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,130,223 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
May 21, 2018 Filed May 22, 2018 13:32 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	7,525	$1.88	$14,147.00	Disclosure SEC source: 0001144204-18-030248 · tv494811_4.xml · nonDerivative · entry 6 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,005,223 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
May 21, 2018 Filed May 22, 2018 13:32 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	2,475	$1.89	$4,677.75	Disclosure SEC source: 0001144204-18-030248 · tv494811_4.xml · nonDerivative · entry 5 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,997,698 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
May 21, 2018 Filed May 22, 2018 13:32 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	5,000	$1.93	$9,650.00	Disclosure SEC source: 0001144204-18-030248 · tv494811_4.xml · nonDerivative · entry 4 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,995,223 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
May 21, 2018 Filed May 22, 2018 13:32 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	4,785	$1.96	$9,378.60	Disclosure SEC source: 0001144204-18-030248 · tv494811_4.xml · nonDerivative · entry 3 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,990,223 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
May 18, 2018 Filed May 22, 2018 13:32 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	10	$1.95	$19.50	Disclosure SEC source: 0001144204-18-030248 · tv494811_4.xml · nonDerivative · entry 2 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,985,438 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
May 18, 2018 Filed May 22, 2018 13:32 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	205	$1.96	$401.80	Disclosure SEC source: 0001144204-18-030248 · tv494811_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,985,428 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
April 26, 2018 Filed Apr 30, 2018 21:57 UTC Amendment	Pershing Gold Corp. PGLC · Entity 158389	GrantRestricted Stock Units · Derivative	4,513	$2.05 Strike: $0.00	$9,251.65	Disclosure SEC source: 0001144204-18-024113 · tv492664_4a.xml · derivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,513 Underlying: Common Stock · 4,513 shares Expires not disclosed F3 · security: This line item is being re-reported for the sole purpose of gaining access to the EDGAR filing system. F1 · shares: The Reporting Person received a grant of 4,513 shares of restricted stock units in lieu of cash for retainer and meeting fees of $9,250 earned by the Reporting Person during the fiscal quarter ended March 31, 2018. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 26, 2018. Pursuant to the Agreement, all restricted stock units vested on April 26, 2018. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 26, 2018. Pursuant to the Agreement, all restricted stock units vested on April 26, 2018. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document
April 26, 2018 Filed Apr 30, 2018 18:50 UTC	Pershing Gold Corp. PGLC · Entity 158389	GrantRestricted Stock Units · Derivative	4,513	$2.05 Strike: $0.00	$9,251.65	Disclosure SEC source: 0001144204-18-024029 · tv492609_4.xml · derivative · entry 1 Honig Barry C · CIK 0001373203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,120 Underlying: Common Stock · 4,513 shares Expires not disclosed F1 · shares: The Reporting Person received a grant of 4,513 shares of restricted stock units in lieu of cash for retainer and meeting fees of $9,250 earned by the Reporting Person during the fiscal quarter ended March 31, 2018. F2 · derivative.exercise_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 26, 2018. Pursuant to the Agreement, all restricted stock units vested on April 26, 2018. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. F2 · derivative.expiration_date: The restricted stock units were granted pursuant to a Restricted Stock Unit Grant Agreement (the "Agreement") dated April 26, 2018. Pursuant to the Agreement, all restricted stock units vested on April 26, 2018. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of common stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in the Agreement. Read SEC document
April 10, 2018 Filed Apr 11, 2018 13:39 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	1,000	$1.85	$1,850.00	Disclosure SEC source: 0001144204-18-020096 · tv490886_4.xml · nonDerivative · entry 2 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,985,223 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
April 10, 2018 Filed Apr 11, 2018 13:39 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	10,502	$1.86	$19,533.72	Disclosure SEC source: 0001144204-18-020096 · tv490886_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,984,223 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
April 06, 2018 Filed Apr 9, 2018 09:13 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	10,000	$1.89	$18,900.00	Disclosure SEC source: 0001144204-18-019717 · tv490688_4.xml · nonDerivative · entry 2 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,973,721 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
April 05, 2018 Filed Apr 9, 2018 09:13 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	20,000	$1.90	$38,000.00	Disclosure SEC source: 0001144204-18-019717 · tv490688_4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,963,721 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
April 03, 2018 Filed Apr 5, 2018 16:00 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	2,500	$1.94	$4,850.00	Disclosure SEC source: 0001144204-18-019381 · tv490512_form4.xml · nonDerivative · entry 3 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,943,721 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
April 03, 2018 Filed Apr 5, 2018 16:00 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	10,000	$1.94	$19,400.00	Disclosure SEC source: 0001144204-18-019381 · tv490512_form4.xml · nonDerivative · entry 2 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,941,221 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
April 03, 2018 Filed Apr 5, 2018 16:00 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	25,000	$1.94	$48,500.00	Disclosure SEC source: 0001144204-18-019381 · tv490512_form4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,931,221 F1 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. Read SEC document
March 20, 2018 Filed Mar 21, 2018 17:39 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock	350	$2.05	$717.50	Disclosure SEC source: 0000902664-18-001721 · p18-0890form4.xml · nonDerivative · entry 2 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,880,391 F2 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee) and GRQ Consultants, Inc. Defined Benefit Plan (of which Mr. Honig is Trustee). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein. Read SEC document
March 19, 2018 Filed Mar 21, 2018 17:39 UTC	Pershing Gold Corp. PGLC · Entity 158389	PurchaseCommon Stock, par value $0.0001 ("Common Stock")	497	$2.01	$998.97	Disclosure SEC source: 0000902664-18-001721 · p18-0890form4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,880,041 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.04 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F2 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee) and GRQ Consultants, Inc. Defined Benefit Plan (of which Mr. Honig is Trustee). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein. Read SEC document
March 15, 2018 Filed Mar 15, 2018 15:40 UTC	POLARITYTE, INC. COOL · Entity 117561	PurchaseCommon Stock	7,902	$17.55	$138,680.10	Disclosure SEC source: 0000902664-18-001636 · p18-0873form4.xml · nonDerivative · entry 2 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 799,774 F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.60 to $17.75 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F2 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee), GRQ Consultants, Inc. Roth 401K FBO Renee Honig (of which Mr. Honig's wife, Renee Honig, is Trustee) and/or the Barry & Renee Honig Charitable Foundation, Inc. (of which Mr. Honig is President). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein. Read SEC document
March 14, 2018 Filed Mar 15, 2018 15:40 UTC	POLARITYTE, INC. COOL · Entity 117561	PurchaseCommon Stock, par value $0.001 ("Common Stock")	10,500	$17.72	$186,060.00	Disclosure SEC source: 0000902664-18-001636 · p18-0873form4.xml · nonDerivative · entry 1 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 791,872 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.35 to $17.65 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein. F2 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee), GRQ Consultants, Inc. Roth 401K FBO Renee Honig (of which Mr. Honig's wife, Renee Honig, is Trustee) and/or the Barry & Renee Honig Charitable Foundation, Inc. (of which Mr. Honig is President). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein. Read SEC document
March 06, 2018 Filed Mar 8, 2018 15:03 UTC	POLARITYTE, INC. COOL · Entity 117561	OtherWarrants · Derivative	150,000	Not disclosed Strike: $30.00	Not disclosed	Disclosure SEC source: 0000902664-18-001513 · p18-0846form4.xml · derivative · entry 7 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2019-09-20 F1 · kind: On March 6, 2018, the Reporting Person exchanged the Series F Convertible Preferred Stock and Warrants for shares of Common Stock as disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on March 7, 2018. F1 · price: On March 6, 2018, the Reporting Person exchanged the Series F Convertible Preferred Stock and Warrants for shares of Common Stock as disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on March 7, 2018. F2 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee), GRQ Consultants, Inc. Roth 401K FBO Renee Honig (of which Mr. Honig's wife, Renee Honig, is Trustee) and/or the Barry & Renee Honig Charitable Foundation, Inc. (of which Mr. Honig is President). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein. Read SEC document
March 06, 2018 Filed Mar 8, 2018 15:03 UTC	POLARITYTE, INC. COOL · Entity 117561	OtherSeries F Convertible Preferred Stock · Derivative	3,000	Not disclosed Strike: $27.50	Not disclosed	Disclosure SEC source: 0000902664-18-001513 · p18-0846form4.xml · derivative · entry 6 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires not disclosed F1 · kind: On March 6, 2018, the Reporting Person exchanged the Series F Convertible Preferred Stock and Warrants for shares of Common Stock as disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on March 7, 2018. F1 · price: On March 6, 2018, the Reporting Person exchanged the Series F Convertible Preferred Stock and Warrants for shares of Common Stock as disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on March 7, 2018. F4 · derivative.expiration_date: Such convertible preferred stocks have no expiration date. F2 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee), GRQ Consultants, Inc. Roth 401K FBO Renee Honig (of which Mr. Honig's wife, Renee Honig, is Trustee) and/or the Barry & Renee Honig Charitable Foundation, Inc. (of which Mr. Honig is President). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein. Read SEC document
March 06, 2018 Filed Mar 8, 2018 15:03 UTC	POLARITYTE, INC. COOL · Entity 117561	ConversionSeries B Convertible Preferred Stock · Derivative	16,176.47	$0.00 Strike: $8.40	$0.00	Disclosure SEC source: 0000902664-18-001513 · p18-0846form4.xml · derivative · entry 5 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 269,608 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Such convertible preferred stocks have no expiration date. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein. Read SEC document
March 06, 2018 Filed Mar 8, 2018 15:03 UTC	POLARITYTE, INC. COOL · Entity 117561	ConversionSeries A Convertible Preferred Stock · Derivative	720,135	$0.00 Strike: $3.00	$0.00	Disclosure SEC source: 0000902664-18-001513 · p18-0846form4.xml · derivative · entry 4 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 163,183 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.expiration_date: Such convertible preferred stocks have no expiration date. F3 · ownership.direct: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein. Read SEC document
March 06, 2018 Filed Mar 8, 2018 15:03 UTC	POLARITYTE, INC. COOL · Entity 117561	OtherCommon Stock	536,954	Not disclosed	Not disclosed	Disclosure SEC source: 0000902664-18-001513 · p18-0846form4.xml · nonDerivative · entry 3 Honig Barry C · CIK 0001373203 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 781,372 F1 · kind: On March 6, 2018, the Reporting Person exchanged the Series F Convertible Preferred Stock and Warrants for shares of Common Stock as disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on March 7, 2018. F1 · price: On March 6, 2018, the Reporting Person exchanged the Series F Convertible Preferred Stock and Warrants for shares of Common Stock as disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on March 7, 2018. F2 · ownership.nature: The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee), GRQ Consultants, Inc. Roth 401K FBO Renee Honig (of which Mr. Honig's wife, Renee Honig, is Trustee) and/or the Barry & Renee Honig Charitable Foundation, Inc. (of which Mr. Honig is President). F3 · ownership.nature: The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.