Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
INTUITIVE SURGICAL INC
Report date April 23, 2020 · Filed April 27, 2020
Section 16 reporting ended · disclosed 2020-04-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 277,069 |
Reported balance
After 2020-04-23 transaction · row 1
1 source rowRow 1 · 2020-04-23 · Exercise / conversion · Acquired 355 · Balance 277,069 F1: These shares were acquired from the vest and release of an RSU grant previously issued to the Filer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-04-26 | Direct | 0 |
Reported balance
After 2020-04-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-04-23 · Exercise / conversion · Disposed 355 · Balance 0 F2: 100% of the RSUs shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 298,523 |
Reported balance
Holding disclosure · report date 2020-04-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 298,523 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were acquired from the vest and release of an RSU grant previously issued to the Filer.
F2: 100% of the RSUs shall vest on the earlier of the one year anniversary of the date of grant or the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director to the issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2018 Filed Aug 7, 2018 23:34 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 245 | $521.19 | $127,690.33 |
DisclosureSEC source: 0001035267-18-000108 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 317,789 F1 · kind: The shares were sold from the Lonnie M. Smith 2013 Charitable Remainder Unitrust, from which Mr. Smith is not an Investment Advisor. Read SEC document |
| August 01, 2018 Filed Aug 20, 2018 20:03 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 6,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000116 · edgardoc.xml · nonDerivative · entry 4 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 297,730 F2 · kind: Shares were distributed by the Lonnie M. Smith Heartflow III GRAT, to Lonnie Smith & Cheryl Smith, Community Property. Read SEC document |
| August 01, 2018 Filed Aug 20, 2018 20:03 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 13,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000116 · edgardoc.xml · nonDerivative · entry 3 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 304,591 F1 · kind: Shares were distributed by Lonnie M. Smith GRAT No. 11, dated 5/24/17 to Lonnie Smith & Cheryl Smith, Community Property. Read SEC document |
| August 01, 2018 Filed Aug 20, 2018 20:03 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 6,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000116 · edgardoc.xml · nonDerivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,555 F2 · kind: Shares were distributed by the Lonnie M. Smith Heartflow III GRAT, to Lonnie Smith & Cheryl Smith, Community Property. Read SEC document |
| August 01, 2018 Filed Aug 20, 2018 20:03 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 13,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000116 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,694 F1 · kind: Shares were distributed by Lonnie M. Smith GRAT No. 11, dated 5/24/17 to Lonnie Smith & Cheryl Smith, Community Property. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 19:10 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 6,000 | $523.37 | $3,140,227.20 |
DisclosureSEC source: 0001035267-18-000089 · edgardoc.xml · nonDerivative · entry 4 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 318,034 F2 · kind: These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2018. F3 · price: The average selling price for the transactions was $523.3712. The shares sold at: $517.00 - $517.99 = 790 shares; $518.00 - $518.99 = 5,848 shares; $519.00 to $519.99 = 2,758 shares; $520.00 - $520.99 = 2,025 shares; $521.00 - $521.99 = 4,052 shares; $522.00 - $522.99 = 3,026 shares; $523.00 - $523.99 = 10,318 shares; $524.00 - $524.99 = 9,600 shares; $525.00 - $525.99 = 6,383 shares; $526.00 - $526.99 = 9,300 shares; $527.00 - $527.99 = 1,900 shares. Read SEC document |
| July 24, 2018 Filed Jul 25, 2018 19:10 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 50,000 | $523.37 | $26,168,560.00 |
DisclosureSEC source: 0001035267-18-000089 · edgardoc.xml · nonDerivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,251 F2 · kind: These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2018. F3 · price: The average selling price for the transactions was $523.3712. The shares sold at: $517.00 - $517.99 = 790 shares; $518.00 - $518.99 = 5,848 shares; $519.00 to $519.99 = 2,758 shares; $520.00 - $520.99 = 2,025 shares; $521.00 - $521.99 = 4,052 shares; $522.00 - $522.99 = 3,026 shares; $523.00 - $523.99 = 10,318 shares; $524.00 - $524.99 = 9,600 shares; $525.00 - $525.99 = 6,383 shares; $526.00 - $526.99 = 9,300 shares; $527.00 - $527.99 = 1,900 shares. Read SEC document |
| June 04, 2018 Filed Jun 4, 2018 22:07 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 1,630 | $480.00 | $782,400.00 |
DisclosureSEC source: 0001035267-18-000073 · edgardoc.xml · nonDerivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 458,251 F2 · security: The shares were sold from The Smith Family Foundation, Inc. F1 · kind: These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2018. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 22:07 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 1,000 | $480.00 | $480,000.00 |
DisclosureSEC source: 0001035267-18-000073 · edgardoc.xml · nonDerivative · entry 3 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 294,034 F1 · kind: These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2018. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 22:07 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 6,703 | $480.00 | $3,217,440.00 |
DisclosureSEC source: 0001035267-18-000073 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459,881 F1 · kind: These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2018. Read SEC document |
| May 29, 2018 Filed Jul 25, 2018 19:10 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000089 · edgardoc.xml · nonDerivative · entry 3 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 325,034 F1 · kind: These shares were transferred from the account of Lonnie Smith & Cheryl Smith, Community Property and are now held in an indirect holding at The Trust Company of Oxford, T'EE Lonnie M. Smith GRAT No. 13 dated 5/29/18. Read SEC document |
| May 29, 2018 Filed Jul 25, 2018 19:10 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000089 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,584 F1 · kind: These shares were transferred from the account of Lonnie Smith & Cheryl Smith, Community Property and are now held in an indirect holding at The Trust Company of Oxford, T'EE Lonnie M. Smith GRAT No. 13 dated 5/29/18. Read SEC document |
| May 14, 2018 Filed May 15, 2018 18:18 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 265 | $465.13 | $123,260.09 |
DisclosureSEC source: 0001035267-18-000067 · edgardoc.xml · nonDerivative · entry 4 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 295,034 F3 · kind: The shares were sold from the Lonnie M. Smith 2013 Charitable Remainder Unitrust, from which Mr. Smith is not an Investment Advisor. Read SEC document |
| May 11, 2018 Filed May 15, 2018 18:18 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000067 · edgardoc.xml · nonDerivative · entry 3 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 295,299 F2 · kind: Shares were distributed by Lonnie M. Smith TDC GRAT UA 03/05/2013, The Trust Company of Oxford, Trustee, to Lonnie Smith & Cheryl Smith, Community Property. Read SEC document |
| May 11, 2018 Filed May 15, 2018 18:18 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000067 · edgardoc.xml · nonDerivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,584 F2 · kind: Shares were distributed by Lonnie M. Smith TDC GRAT UA 03/05/2013, The Trust Company of Oxford, Trustee, to Lonnie Smith & Cheryl Smith, Community Property. Read SEC document |
| May 10, 2018 Filed May 15, 2018 18:18 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000067 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,470 F1 · kind: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Church of Jesus Christ of Latter-Day Saints. Read SEC document |
| April 20, 2018 Filed Apr 20, 2018 22:25 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 5,000 | $456.69 | $2,283,470.00 |
DisclosureSEC source: 0001035267-18-000056 · edgardoc.xml · nonDerivative · entry 3 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 295,413 F2 · kind: These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2018. F3 · price: These shares were sold pursuant to a 10b5-1 Plan. The shares were sold at an average price of $456.694. The actual selling price of the shares was: 1,109 at $453.00 - $453.99; 9,363 at $454.00 - $454.99; 4,680 at $455.00 - $455.99; 7,952 at $456.00 - $456.99; 12,279 at $457.00 - $457.99; 10,426 at $458.00 - $458.99; and 858 at $459.00 - $459.99. Read SEC document |
| April 20, 2018 Filed Apr 20, 2018 22:25 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 41,667 | $456.69 | $19,029,068.90 |
DisclosureSEC source: 0001035267-18-000056 · edgardoc.xml · nonDerivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,470 F2 · kind: These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on March 9, 2018. F3 · price: These shares were sold pursuant to a 10b5-1 Plan. The shares were sold at an average price of $456.694. The actual selling price of the shares was: 1,109 at $453.00 - $453.99; 9,363 at $454.00 - $454.99; 4,680 at $455.00 - $455.99; 7,952 at $456.00 - $456.99; 12,279 at $457.00 - $457.99; 10,426 at $458.00 - $458.99; and 858 at $459.00 - $459.99. Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 22:25 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GrantRestricted Stock Units · Derivative | 450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000056 · edgardoc.xml · derivative · entry 6 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450 Underlying: Common Stock · 450 shares Expires 2022-04-19 F6 · derivative.exercise_date: Restricted Stock Units (RSUs) are granted pursuant to the 2010 Incentive Award Plan. The RSUs fully vest on the first anniversary of the date of grant. Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 22:25 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionRestricted Stock Units · Derivative | 606 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000056 · edgardoc.xml · derivative · entry 5 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 606 shares Expires 2018-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 100% of the grant will vest on the anniversary date of the grant or the next Annual Shareholders Meeting, whichever takes place first, provided however that vesting will cease on termination of the Director's service to the company. Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 22:25 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,352 | $0.00 Strike: $462.71 | $0.00 |
DisclosureSEC source: 0001035267-18-000056 · edgardoc.xml · derivative · entry 4 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,352 Underlying: Common Stock · 1,352 shares Expires 2028-04-19 F4 · derivative.exercise_date: Non-statutory stock option granted pursuant to the Non-Employee Directors' Stock Option Plan. Option shall vest 100% one year after the date of grant or at the next Shareholders Meeting, whichever should take place first, provided that vesting will cease on termination of the Directors service to the Company. Read SEC document |
| April 19, 2018 Filed Apr 20, 2018 22:25 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionCommon Stock | 606 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000056 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: These shares were acquired from the vest and release of an RSU grant previously issued to the Filer. Read SEC document |
| February 03, 2018 Filed Feb 28, 2018 17:28 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 2,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000034 · edgardoc.xml · nonDerivative · entry 3 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 300,413 F1 · kind: Shares were distributed by the Lonnie M. Smith Paylink GRAT, dated 11/20/2012 to Lonnie Smith & Cheryl Smith, Community Property. Read SEC document |
| February 03, 2018 Filed Feb 28, 2018 17:28 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 795 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000034 · edgardoc.xml · nonDerivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 302,534 F2 · kind: Shares were distributed by Lonnie M. Smith Paylink GRAT dtd 11/20/2012, the Trust Company of Oxford, Trustee to the filer's children. Read SEC document |
| February 03, 2018 Filed Feb 28, 2018 17:28 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 2,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-18-000034 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,531 F1 · kind: Shares were distributed by the Lonnie M. Smith Paylink GRAT, dated 11/20/2012 to Lonnie Smith & Cheryl Smith, Community Property. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:10 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 1,329 | $0.00 Strike: $213.97 | $0.00 |
DisclosureSEC source: 0001140361-18-005146 · doc1.xml · derivative · entry 6 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,329 shares Expires 2026-04-21 F2 · price: The option was cancelled with respect to the number of shares reported pursuant to an agreement between the reporting person and the issuer. The option cancellation was in partial satisfaction of the terms of a settlement of claims brought in a purported stockholder's derivative lawsuit against the reporting person, among other current and former officers and directors of the issuer, and the issuer as a nominal defendant. F1 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable immediately prior to cancellation. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:10 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 3,150 | $0.00 Strike: $170.92 | $0.00 |
DisclosureSEC source: 0001140361-18-005146 · doc1.xml · derivative · entry 5 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,150 shares Expires 2025-04-23 F2 · price: The option was cancelled with respect to the number of shares reported pursuant to an agreement between the reporting person and the issuer. The option cancellation was in partial satisfaction of the terms of a settlement of claims brought in a purported stockholder's derivative lawsuit against the reporting person, among other current and former officers and directors of the issuer, and the issuer as a nominal defendant. F1 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable immediately prior to cancellation. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:10 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 4,500 | $0.00 Strike: $123.77 | $0.00 |
DisclosureSEC source: 0001140361-18-005146 · doc1.xml · derivative · entry 4 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires 2024-04-24 F2 · price: The option was cancelled with respect to the number of shares reported pursuant to an agreement between the reporting person and the issuer. The option cancellation was in partial satisfaction of the terms of a settlement of claims brought in a purported stockholder's derivative lawsuit against the reporting person, among other current and former officers and directors of the issuer, and the issuer as a nominal defendant. F1 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable immediately prior to cancellation. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:10 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 9,000 | $0.00 Strike: $161.27 | $0.00 |
DisclosureSEC source: 0001140361-18-005146 · doc1.xml · derivative · entry 3 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,000 shares Expires 2023-04-25 F2 · price: The option was cancelled with respect to the number of shares reported pursuant to an agreement between the reporting person and the issuer. The option cancellation was in partial satisfaction of the terms of a settlement of claims brought in a purported stockholder's derivative lawsuit against the reporting person, among other current and former officers and directors of the issuer, and the issuer as a nominal defendant. F1 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable immediately prior to cancellation. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:10 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $172.44 | $0.00 |
DisclosureSEC source: 0001140361-18-005146 · doc1.xml · derivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2022-08-15 F2 · price: The option was cancelled with respect to the number of shares reported pursuant to an agreement between the reporting person and the issuer. The option cancellation was in partial satisfaction of the terms of a settlement of claims brought in a purported stockholder's derivative lawsuit against the reporting person, among other current and former officers and directors of the issuer, and the issuer as a nominal defendant. F1 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable immediately prior to cancellation. Read SEC document |
| February 01, 2018 Filed Feb 6, 2018 00:10 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Disposition to issuerNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $168.41 | $0.00 |
DisclosureSEC source: 0001140361-18-005146 · doc1.xml · derivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2022-02-15 F2 · price: The option was cancelled with respect to the number of shares reported pursuant to an agreement between the reporting person and the issuer. The option cancellation was in partial satisfaction of the terms of a settlement of claims brought in a purported stockholder's derivative lawsuit against the reporting person, among other current and former officers and directors of the issuer, and the issuer as a nominal defendant. F1 · derivative.exercise_date: 100% of the shares subject to the option were fully vested and exercisable immediately prior to cancellation. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 00:36 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 18,000 | $428.68 | $7,716,313.80 |
DisclosureSEC source: 0001035267-18-000007 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 511,410 F1 · kind: These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on September 6, 2017. Read SEC document |
| December 11, 2017 Filed Dec 27, 2017 22:22 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000170 · edgardoc.xml · nonDerivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 303,329 F1 · balance_after: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to an indirect holding, Lonnie M. Smith GRAT 12 UA 12/5/2017. Read SEC document |
| December 11, 2017 Filed Dec 27, 2017 22:22 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000170 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 529,410 F1 · balance_after: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to an indirect holding, Lonnie M. Smith GRAT 12 UA 12/5/2017. Read SEC document |
| November 10, 2017 Filed Nov 14, 2017 19:20 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 580 | $386.76 | $224,320.28 |
DisclosureSEC source: 0001035267-17-000161 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 273,329 F1 · kind: The shares were sold from the Lonnie M. Smith 2013 Charitable Remainder Unitrust, from which Mr. Smith is not an Investment Advisor. Read SEC document |
| October 24, 2017 Filed Oct 26, 2017 00:35 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 18,000 | $372.64 | $6,707,520.00 |
DisclosureSEC source: 0001035267-17-000153 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,410 F1 · kind: These shares were sold pursuant to a 10b5-1 trading plan adopted by the reporting person on September 6,2017. F2 · balance_after: On October 6, 2017, the common stock and equity grants of Intuitive Surgical split 3-for-1, resulting in the reporting person's ownership of the company's stock and equity grants to increase (for every one share owned or granted, 2 additional shares were issued) and the exercise price of stock option grants to decrease to 1/3rd of the original grant price. Read SEC document |
| August 31, 2017 Filed Oct 26, 2017 00:19 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000152 · edgardoc.xml · nonDerivative · entry 4 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 91,303 F2 · kind: Shares were distributed by Lonnie M. Smith Poly-Wood GRAT U/A 08/19/15, the Trust Company of Oxford, Trustee to Lonnie Smith & Cheryl Smith, Community Property. Read SEC document |
| August 31, 2017 Filed Oct 26, 2017 00:19 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 4,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000152 · edgardoc.xml · nonDerivative · entry 3 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 91,840 F1 · kind: Shares were distributed by Lonnie M. Smith Equalization GRAT II U/A 8/16/16, to Lonnie Smith & Cheryl Smith, Community Property. Read SEC document |
| August 31, 2017 Filed Oct 26, 2017 00:19 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 537 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000152 · edgardoc.xml · nonDerivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,470 Read SEC document |
| August 31, 2017 Filed Oct 26, 2017 00:19 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 4,841 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000152 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,933 F1 · kind: Shares were distributed by Lonnie M. Smith Equalization GRAT II U/A 8/16/16, to Lonnie Smith & Cheryl Smith, Community Property. Read SEC document |
| August 17, 2017 Filed Aug 29, 2017 19:34 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000129 · edgardoc.xml · nonDerivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,092 F2 · kind: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Church of Jesus Christ of Latter-Day Saints. Read SEC document |
| August 17, 2017 Filed Aug 29, 2017 19:34 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000129 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,342 F1 · kind: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to the Smith Family Foundation. Read SEC document |
| July 28, 2017 Filed Aug 7, 2017 23:09 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 3,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000110 · edgardoc.xml · nonDerivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 96,681 F1 · balance_after: Shares were distributed by the Lonnie M. Smith Heartflow III GRAT, to Lonnie Smith & Cheryl Smith, Community Property. Read SEC document |
| July 28, 2017 Filed Aug 7, 2017 23:09 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 3,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000110 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,342 F1 · balance_after: Shares were distributed by the Lonnie M. Smith Heartflow III GRAT, to Lonnie Smith & Cheryl Smith, Community Property. Read SEC document |
| July 25, 2017 Filed Jul 27, 2017 17:44 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 3,000 | $944.17 | $2,832,498.00 |
DisclosureSEC source: 0001035267-17-000108 · edgardoc.xml · nonDerivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,338 F2 · kind: These shares were sold pursuant to a 10b5-1 Trading Plan, entered into on 11-3-16. Read SEC document |
| May 24, 2017 Filed Jun 8, 2017 19:01 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000092 · edgardoc.xml · nonDerivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 99,685 F1 · kind: Shares from Lonnie Smith & Cheryl Smith, Community Property, were transferred to Lonnie M Smith GRAT No. 11, dated 5/24/17, The Trust Company of Oxford, Trustee. F2 · ownership.nature: 21,300 shares, which are held in The Smith Family Foundation, have been removed from the Reporting Persons aggregate holdings. The Reporting Person previously timely reported the gifting dispositions of the shares into the foundation and continued to show the shares as beneficially owned although they were no longer beneficially owned for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. The Reporting Person does not have any pecuniary interest in the shares held in The Smith Family Foundation, which qualifies under Section 501(c)(3) of the Internal Revenue Code of 1986, as amended. Read SEC document |
| May 24, 2017 Filed Jun 8, 2017 19:01 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000092 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,338 F1 · kind: Shares from Lonnie Smith & Cheryl Smith, Community Property, were transferred to Lonnie M Smith GRAT No. 11, dated 5/24/17, The Trust Company of Oxford, Trustee. Read SEC document |
| April 28, 2017 Filed Jul 27, 2017 17:44 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000108 · edgardoc.xml · nonDerivative · entry 1 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,338 F1 · shares: These shares were gifted from the account of Lonnie Smith & Cheryl Smith, Community Property to The Church of Jesus Christ of Latter-Day Saints. Read SEC document |
| April 21, 2017 Filed Apr 21, 2017 21:20 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | SaleCommon Stock | 3,000 | $810.12 | $2,430,372.00 |
DisclosureSEC source: 0001035267-17-000064 · edgardoc.xml · nonDerivative · entry 2 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,638 F2 · kind: These shares were sold pursuant to a 10b5-1 Trading Plan, entered into on 11-3-16. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 21:20 UTC | INTUITIVE SURGICAL INC ISRG · Entity 2878 | Exercise / conversionRestricted Stock Units · Derivative | 443 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001035267-17-000064 · edgardoc.xml · derivative · entry 6 SMITH LONNIE M · CIK 0001238937 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 443 shares Expires 2020-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 100% of the grant will vest on the anniversary date of the grant or the next Annual Shareholders Meeting, whichever takes place first, provided however that vesting will cease on termination of the Director's service to the company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.