Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEERE & CODE · Entity 106 | Pres., C&F Division | June 08, 2020 | June 18, 2020 |
| QCR HOLDINGS INCQCRH · Entity 4645 | Director | March 03, 2025 | March 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEERE & CO
Report date June 08, 2020 · Filed June 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| $1 Par Common StockSEC Table I · non-derivative | Direct | 90,982 |
Reported balance
After 2020-06-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-06-08 · Gift · Disposed 356 · Balance 90,982 F1: Includes 34,260 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. |
| $1 Par Common StockSEC Table I · non-derivative | IndirectBy Trust | 2,567 |
Reported balance
Holding disclosure · report date 2020-06-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,567 |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 34,260 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares.
QCR HOLDINGS INC
Report date March 03, 2025 · Filed March 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,410 |
Reported balance
After 2025-03-03 transaction · row 1
1 source rowRow 1 · 2025-03-03 · Grant · Acquired 374 · Balance 8,410 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 5,307 |
Reported balance
Holding disclosure · report date 2025-03-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,307 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2016 Filed Dec 13, 2016 19:43 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 2,392 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-16-000121 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Pres. Ag & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,018 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on total shareholder return. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:23 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 21,735 | $0.00 Strike: $80.61 | $0.00 |
DisclosureSEC source: 0000315189-16-000118 · primary_doc.xml · derivative · entry 7 Field James M. · CIK 0001411742 · Pre. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,735 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on September 6, 2016. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2011, 2012, and 2013. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:23 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 28,229 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-16-000118 · primary_doc.xml · derivative · entry 6 Field James M. · CIK 0001411742 · Pre. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 28,229 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on September 6, 2016. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:23 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 21,735 | $101.67 | $2,209,714.86 |
DisclosureSEC source: 0000315189-16-000118 · primary_doc.xml · nonDerivative · entry 4 Field James M. · CIK 0001411742 · Pre. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,626 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on September 6, 2016. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.73 to $102.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 44,536 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:23 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 21,735 | $80.61 | $1,752,058.35 |
DisclosureSEC source: 0000315189-16-000118 · primary_doc.xml · nonDerivative · entry 3 Field James M. · CIK 0001411742 · Pre. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on September 6, 2016. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:23 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 28,229 | $101.67 | $2,869,935.16 |
DisclosureSEC source: 0000315189-16-000118 · primary_doc.xml · nonDerivative · entry 2 Field James M. · CIK 0001411742 · Pre. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,626 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on September 6, 2016. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.73 to $102.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:23 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 28,229 | $52.25 | $1,474,965.25 |
DisclosureSEC source: 0000315189-16-000118 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Pre. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on September 6, 2016. Read SEC document |
| December 12, 2015 Filed Dec 15, 2015 15:32 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 2,167 | $77.16 | $167,205.72 |
DisclosureSEC source: 0000315189-15-000066 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Pres. Ag & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,626 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. F2 · balance_after: Includes 44,536 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 09, 2015 Filed Dec 10, 2015 18:17 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 32,391 | $0.00 Strike: $79.24 | $0.00 |
DisclosureSEC source: 0000315189-15-000057 · primary_doc.xml · derivative · entry 4 Field James M. · CIK 0001411742 · Pres. Ag & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,391 Underlying: Common Stock · 32,391 shares Expires 2025-12-09 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 9, 2016, December 9, 2017, and December 9, 2018. Read SEC document |
| December 09, 2015 Filed Dec 10, 2015 18:17 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,928 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-15-000057 · primary_doc.xml · nonDerivative · entry 2 Field James M. · CIK 0001411742 · Pres. Ag & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,793 F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F3 · balance_after: Includes 49,057 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 08, 2015 Filed Dec 10, 2015 18:17 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 2,364 | $79.25 | $187,347.00 |
DisclosureSEC source: 0000315189-15-000057 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Pres. Ag & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,865 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of restricted stock units for unrestricted shares. F2 · balance_after: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 20:36 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 28,228 | $0.00 Strike: $52.25 | $0.00 |
DisclosureSEC source: 0000315189-15-000037 · primary_doc.xml · derivative · entry 4 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,229 Underlying: Common Stock · 28,228 shares Expires 2019-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 9, 2010, 2011, and 2012. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 20:36 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 28,228 | $95.07 | $2,683,587.97 |
DisclosureSEC source: 0000315189-15-000037 · primary_doc.xml · nonDerivative · entry 2 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,229 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.00 to $95.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 49,061 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| June 26, 2015 Filed Jun 29, 2015 20:36 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 28,228 | $52.25 | $1,474,913.00 |
DisclosureSEC source: 0000315189-15-000037 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 21:48 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 42,178 | $0.00 Strike: $39.67 | $0.00 |
DisclosureSEC source: 0000315189-15-000010 · primary_doc.xml · derivative · entry 7 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,178 shares Expires 2018-12-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F6 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 17, 2009, 2010, and 2011. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 21:48 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 17,680 | $0.00 Strike: $88.82 | $0.00 |
DisclosureSEC source: 0000315189-15-000010 · primary_doc.xml · derivative · entry 6 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,680 shares Expires 2017-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 5, 2008, 2009, and 2010. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 21:48 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 42,178 | $92.56 | $3,904,109.56 |
DisclosureSEC source: 0000315189-15-000010 · primary_doc.xml · nonDerivative · entry 4 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,229 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $92.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 49,061 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 21:48 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 42,178 | $39.67 | $1,672,990.37 |
DisclosureSEC source: 0000315189-15-000010 · primary_doc.xml · nonDerivative · entry 3 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 21:48 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 17,680 | $92.56 | $1,636,508.54 |
DisclosureSEC source: 0000315189-15-000010 · primary_doc.xml · nonDerivative · entry 2 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,229 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. F2 · price: The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $92.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 18, 2015 Filed Feb 20, 2015 21:48 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 17,680 | $88.82 | $1,570,337.60 |
DisclosureSEC source: 0000315189-15-000010 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Pres. Ag. & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,909 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 16, 2014. Read SEC document |
| December 14, 2014 Filed Dec 16, 2014 16:24 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 2,046 | $87.10 | $178,206.60 |
DisclosureSEC source: 0000315189-14-000045 · primary_doc.xml · nonDerivative · entry 2 Field James M. · CIK 0001411742 · Pres. Ag & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,229 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares. F3 · balance_after: Includes 49,061 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 14, 2014 Filed Dec 16, 2014 16:24 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,267 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-14-000045 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Pres. Ag & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,275 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth. Read SEC document |
| December 10, 2014 Filed Dec 11, 2014 18:56 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 25,273 | $0.00 Strike: $88.19 | $0.00 |
DisclosureSEC source: 0000315189-14-000036 · primary_doc.xml · derivative · entry 3 Field James M. · CIK 0001411742 · President, Ag & Turf Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,273 Underlying: Common Stock · 25,273 shares Expires 2024-12-10 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 10, 2015, December 10, 2016 and December 10, 2017. Read SEC document |
| December 10, 2014 Filed Dec 11, 2014 18:56 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-14-000036 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · President, Ag & Turf Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,008 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 49,061 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| April 04, 2014 Filed Apr 7, 2014 16:36 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 13,380 | $0.00 Strike: $48.38 | $0.00 |
DisclosureSEC source: 0000315189-14-000021 · primary_doc.xml · derivative · entry 4 Field James M. · CIK 0001411742 · Pres. Ag & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,380 shares Expires 2016-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 17, 2013. F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 6, 2007, 2008 and 2009. Read SEC document |
| April 04, 2014 Filed Apr 7, 2014 16:36 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 13,380 | $92.56 | $1,238,401.96 |
DisclosureSEC source: 0000315189-14-000021 · primary_doc.xml · nonDerivative · entry 2 Field James M. · CIK 0001411742 · Pres. Ag & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,983 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 17, 2013. F2 · price: The sale price reported on April 4, 2014 in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.50 to $92.66, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 45,036 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled soley in shares. Read SEC document |
| April 04, 2014 Filed Apr 7, 2014 16:36 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 13,380 | $48.38 | $647,257.50 |
DisclosureSEC source: 0000315189-14-000021 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Pres. Ag & Turf Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to Rule 10(b)5-1 stock option exercise plan adopted on May 17, 2013. Read SEC document |
| December 11, 2013 Filed Dec 12, 2013 17:52 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 22,095 | $0.00 Strike: $87.46 | $0.00 |
DisclosureSEC source: 0000315189-13-000052 · primary_doc.xml · derivative · entry 3 Field James M. · CIK 0001411742 · President, Ag & Turf Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,095 Underlying: Common Stock · 22,095 shares Expires 2023-12-11 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 11, 2014, December 11,2015, and December 11, 2016. Read SEC document |
| December 11, 2013 Filed Dec 12, 2013 17:52 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,464 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-13-000052 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · President, Ag & Turf Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,983 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 45,036 restricted stock units under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Read SEC document |
| December 08, 2013 Filed Dec 10, 2013 17:09 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 par Common Stock | 3,783 | $85.39 | $323,030.37 |
DisclosureSEC source: 0000315189-13-000043 · primary_doc.xml · nonDerivative · entry 2 Field James M. · CIK 0001411742 · Pres. Ag&Turf, Americas, Austr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,519 F2 · security: Exempt withholding of shares to satisfy tax withholding obligations upon settlement of performance stock units for unrestricted shares. F3 · balance_after: Includes 40,572 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| December 08, 2013 Filed Dec 10, 2013 17:09 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 7,890 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-13-000043 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Pres. Ag&Turf, Americas, Austr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,302 F1 · security: Exempt settlement under Rule 16b-3 of performance stock units for stock with vesting based on revenue growth. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 16:05 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 17,086 | $0.00 Strike: $34.44 | $0.00 |
DisclosureSEC source: 0000315189-13-000004 · primary_doc.xml · derivative · entry 3 Field James M. · CIK 0001411742 · Pres.Ag&Turf, Americas, Austr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 17,086 shares Expires 2005-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on May 21, 2012. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 7, 2006, 2007 and 2008. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 16:05 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 17,086 | $87.95 | $1,502,713.70 |
DisclosureSEC source: 0000315189-13-000004 · primary_doc.xml · nonDerivative · entry 2 Field James M. · CIK 0001411742 · Pres.Ag&Turf, Americas, Austr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,412 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on May 21, 2012. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F3 · balance_after: Includes 40,572 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations. The reporting person also indirectly beneficially owns 2,567 shares directly owned by a family trust. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 16:05 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 17,086 | $34.44 | $588,441.84 |
DisclosureSEC source: 0000315189-13-000004 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Pres.Ag&Turf, Americas, Austr. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,498 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on May 21, 2012. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 20:13 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 23,036 | $0.00 Strike: $86.36 | $0.00 |
DisclosureSEC source: 0000315189-12-000062 · primary_doc.xml · derivative · entry 2 Field James M. · CIK 0001411742 · President, Ag & Turf Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,036 Underlying: Common Stock · 23,036 shares Expires 2022-12-12 F3 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 12, 2013, December 12, 2014, and December 12, 2015. Read SEC document |
| December 12, 2012 Filed Dec 13, 2012 20:13 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 4,521 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-12-000062 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · President, Ag & Turf Div. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,412 F1 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F2 · balance_after: Includes 40,572 restricted stock units under the John Deere Omnibus Equity and Incentive Plan. The reporting person also indirectly beneficially owns 2,567 shares directly owned by a family trust. Read SEC document |
| December 14, 2011 Filed Dec 15, 2011 16:20 UTC | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 25,391 | $0.00 Strike: $74.24 | $0.00 |
DisclosureSEC source: 0000315189-11-000053 · primary_doc.xml · derivative · entry 3 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,391 Underlying: Common Stock · 25,391 shares Expires 2021-12-14 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2012, December 14, 2013, and December 14, 2014. Read SEC document |
| December 14, 2011 Filed Dec 15, 2011 16:20 UTC | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 5,499 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-11-000053 · primary_doc.xml · nonDerivative · entry 2 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,891 F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F3 · balance_after: Includes 36,051 restricted stock units under the John Deere Omnibus Equity and Incentive Plan. The reporting person also indirectly beneficially owns 2,567 shares directly owned by a family trust. Read SEC document |
| December 14, 2011 Filed Dec 15, 2011 20:04 UTC Amendment | DEERE & CO DE · Entity 106 | GrantMarket Priced Options · Derivative | 25,391 | $0.00 Strike: $74.24 | $0.00 |
DisclosureSEC source: 0000315189-11-000057 · primary_doc.xml · derivative · entry 3 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,391 Underlying: Common Stock · 25,391 shares Expires 2021-12-14 F4 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options become exercisable in three approximately equal installments on December 14, 2012, December 14, 2013, and December 14, 2014. Read SEC document |
| December 14, 2011 Filed Dec 15, 2011 20:04 UTC Amendment | DEERE & CO DE · Entity 106 | Grant$1 Par Common Stock | 5,499 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-11-000057 · primary_doc.xml · nonDerivative · entry 2 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,891 F2 · security: Grant of restricted stock units under the John Deere Omnibus Equity and Incentive Plan. Awards include the ability to withhold shares upon conversion to satisfy tax obligations. F3 · balance_after: Includes 36,051 restricted stock units under the John Deere Omnibus Equity and Incentive Plan. The reporting person also indirectly beneficially owns 2,567 shares directly owned by a family trust. Read SEC document |
| December 09, 2011 Filed Dec 15, 2011 16:20 UTC | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 2,567 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-11-000053 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,392 F1 · security: Represents a transfer of shares to a trust for the benefit of the reporting person. Reporting person's spouse is trustee of the trust. Read SEC document |
| December 09, 2011 Filed Dec 15, 2011 20:04 UTC Amendment | DEERE & CO DE · Entity 106 | Gift$1 Par Common Stock | 2,567 | $0.00 | $0.00 |
DisclosureSEC source: 0000315189-11-000057 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,392 F1 · security: Represents a transfer of shares to a trust for the benefit of the reporting person. Reporting person's spouse is trustee of the trust. Read SEC document |
| December 06, 2011 Filed Dec 8, 2011 21:47 UTC | DEERE & CO DE · Entity 106 | Tax withholding$1 Par Common Stock | 1,893 | $78.14 | $147,919.02 |
DisclosureSEC source: 0000315189-11-000050 · primary_doc.xml · nonDerivative · entry 1 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,959 F1 · security: Exempt withholding of shares to satisfy tax withholding obligations upon conversion of restricted stock units to unrestricted shares. F2 · balance_after: Includes 30,552 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan. Read SEC document |
| February 18, 2011 Filed Feb 18, 2011 21:41 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 26,798 | $0.00 Strike: $34.69 | $0.00 |
DisclosureSEC source: 0000315189-11-000012 · primary_doc.xml · derivative · entry 8 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,798 shares Expires 2014-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on December 7, 2010. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F5 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 8, 2005, 2006 and 2007. Read SEC document |
| February 18, 2011 Filed Feb 18, 2011 21:41 UTC | DEERE & CO DE · Entity 106 | Exercise / conversionMarket Priced Options · Derivative | 20,000 | $0.00 Strike: $30.82 | $0.00 |
DisclosureSEC source: 0000315189-11-000012 · primary_doc.xml · derivative · entry 7 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2013-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on December 7, 2010. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F4 · derivative.exercise_date: The options became exercisable in three approximately equal installments on December 10, 2004, 2005 and 2006. Read SEC document |
| February 18, 2011 Filed Feb 18, 2011 21:41 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 1,798 | $95.00 | $170,810.00 |
DisclosureSEC source: 0000315189-11-000012 · primary_doc.xml · nonDerivative · entry 6 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,852 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on December 7, 2010. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. F3 · balance_after: Includes 35,012 restricted stock units subject to restrictions or limitations under the John Deere Omnibus Equity and Incentive Plan. Shares are not held by reporting person during the period of limitation or restriction. Units include the ability to have shares withheld to satisfy income tax obligations. Read SEC document |
| February 18, 2011 Filed Feb 18, 2011 21:41 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 1,798 | $34.69 | $62,363.63 |
DisclosureSEC source: 0000315189-11-000012 · primary_doc.xml · nonDerivative · entry 5 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on December 7, 2010. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| February 18, 2011 Filed Feb 18, 2011 21:41 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 25,000 | $94.88 | $2,372,000.00 |
DisclosureSEC source: 0000315189-11-000012 · primary_doc.xml · nonDerivative · entry 4 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,852 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on December 7, 2010. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| February 18, 2011 Filed Feb 18, 2011 21:41 UTC | DEERE & CO DE · Entity 106 | Exercise / conversion$1 Par Common Stock | 25,000 | $34.69 | $867,125.00 |
DisclosureSEC source: 0000315189-11-000012 · primary_doc.xml · nonDerivative · entry 3 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,852 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on December 7, 2010. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
| February 18, 2011 Filed Feb 18, 2011 21:41 UTC | DEERE & CO DE · Entity 106 | Sale$1 Par Common Stock | 20,000 | $94.88 | $1,897,600.00 |
DisclosureSEC source: 0000315189-11-000012 · primary_doc.xml · nonDerivative · entry 2 Field James M. · CIK 0001411742 · Senior Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,852 F1 · security: Exercise of Rule 16b-3 options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan executed on December 7, 2010. F2 · security: All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.