Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| WILLIAMS SONOMA INCWSM · Entity 3176 | PRESIDENT WS BRAND | May 01, 2019 | May 03, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
WILLIAMS SONOMA INC
Report date May 01, 2019 · Filed May 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,399 |
Ending reported balance
After 2019-05-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2019-05-01 · Exercise / conversion · Acquired 9,713 · Balance 80,887 Row 2 · 2019-05-01 · Tax withholding · Disposed 4,816 · Balance 76,071 F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. Row 3 · 2019-05-01 · Exercise / conversion · Acquired 18,501 · Balance 94,572 Row 4 · 2019-05-01 · Tax withholding · Disposed 9,173 · Balance 85,399 F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 19,426 |
Reported balance
After 2019-05-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-05-01 · Exercise / conversion · Disposed 9,713 · Balance 19,426 F2: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F3: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2018, 2019, 2020 and 2021. Vesting of these units was subject to a performance metric, which has been met. F4: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-05-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-05-01 · Exercise / conversion · Disposed 18,501 · Balance 0 F2: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F5: The restricted stock units vested in two equal installments on each anniversary of the grant date in 2018 and 2019. Vesting of these units was subject to a performance metric, which has been met. F4: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
F2: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F3: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2018, 2019, 2020 and 2021. Vesting of these units was subject to a performance metric, which has been met.
F4: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
F5: The restricted stock units vested in two equal installments on each anniversary of the grant date in 2018 and 2019. Vesting of these units was subject to a performance metric, which has been met.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 18, 2017 Filed Apr 20, 2017 23:41 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 8,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015215 · form4.xml · derivative · entry 5 Hayes Janet · CIK 0001572917 · PRESIDENT WS BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,858 Underlying: Common Stock · 8,619 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F3 · derivative.exercise_date: The restricted stock units vest in four equal installments on each anniversary of the grant date in 2017, 2018, 2019, and 2020. Vesting of these units is subject to a performance metric. F4 · derivative.expiration_date: The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 23:41 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Tax withholdingCommon Stock | 4,498 | $54.12 | $243,431.76 |
DisclosureSEC source: 0001127602-17-015215 · form4.xml · nonDerivative · entry 2 Hayes Janet · CIK 0001572917 · PRESIDENT WS BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,897 F1 · shares: Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations. Read SEC document |
| April 18, 2017 Filed Apr 20, 2017 23:41 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 8,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-015215 · form4.xml · nonDerivative · entry 1 Hayes Janet · CIK 0001572917 · PRESIDENT WS BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2016 Filed Sep 24, 2016 00:32 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | SaleCommon Stock | 1,869 | $50.48 | $94,347.12 |
DisclosureSEC source: 0001127602-16-063141 · form4.xml · nonDerivative · entry 5 Hayes Janet · CIK 0001572917 · PRESIDENT WS BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,776 Read SEC document |
| September 21, 2016 Filed Sep 24, 2016 00:32 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionStock Appreciation Rights · Derivative | 22,004 | $0.00 Strike: $40.87 | $0.00 |
DisclosureSEC source: 0001127602-16-063141 · form4.xml · derivative · entry 6 Hayes Janet · CIK 0001572917 · PRESIDENT WS BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,004 shares Expires 2018-04-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These stock settled-stock appreciation rights became fully vested and exercisable on April 5, 2015. Read SEC document |
| September 21, 2016 Filed Sep 24, 2016 00:32 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Disposition to issuerCommon Stock | 18,095 | $49.70 | $899,321.50 |
DisclosureSEC source: 0001127602-16-063141 · form4.xml · nonDerivative · entry 4 Hayes Janet · CIK 0001572917 · PRESIDENT WS BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,645 F3 · shares: Reflects the number of shares retained by the issuer in connection with the reporting person's exercise of a stock-settled stock appreciation right. Read SEC document |
| September 21, 2016 Filed Sep 24, 2016 00:32 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Tax withholdingCommon Stock | 2,040 | $49.70 | $101,388.00 |
DisclosureSEC source: 0001127602-16-063141 · form4.xml · nonDerivative · entry 3 Hayes Janet · CIK 0001572917 · PRESIDENT WS BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,740 F2 · shares: Reflects the number of shares retained by the issuer to satisfy tax withholding requirements in connection with the reporting person's exercise of a stock-settled stock appreciation right. Read SEC document |
| September 21, 2016 Filed Sep 24, 2016 00:32 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 22,004 | $40.87 | $899,303.48 |
DisclosureSEC source: 0001127602-16-063141 · form4.xml · nonDerivative · entry 2 Hayes Janet · CIK 0001572917 · PRESIDENT WS BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2016 Filed Sep 24, 2016 00:32 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | SaleCommon Stock | 13,158 | $49.64 | $653,163.12 |
DisclosureSEC source: 0001127602-16-063141 · form4.xml · nonDerivative · entry 1 Hayes Janet · CIK 0001572917 · PRESIDENT WS BRAND 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,776 F1 · price: Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $49.61 to $49.65. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.