person · Reporting owner
Warburg Pincus X, L.P.
Disclosed activity across 9 companies
Sign in to followReported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (9)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANTERO RESOURCES Corp
Report date June 10, 2019 · Filed June 12, 2019
Jointly reported with Warburg Pincus Private Equity X O&G, L.P., Warburg Pincus X Partners, L.P., Warburg Pincus X GP L.P., WPP GP LLC, Warburg Pincus Partners, L.P., Warburg Pincus Partners GP LLC, WARBURG PINCUS & CO.
Section 16 reporting ended · disclosed 2019-06-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-06-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-06-10 · Sale · Disposed 15,594,360 · Balance 0 F1: Effective June 10, 2019, WP X O&G (as defined below) sold 15,594,360 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") and WP X Partners sold 499,803 shares of Common Stock of the Issuer (collectively, the "Sale"). F2: This Form 4 is filed on behalf of (i) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"); and (ii) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). F3: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X Partners and WP X O&G. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F4: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2019-06-10 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-06-10 · Sale · Disposed 499,830 · Balance 0 F1: Effective June 10, 2019, WP X O&G (as defined below) sold 15,594,360 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") and WP X Partners sold 499,803 shares of Common Stock of the Issuer (collectively, the "Sale"). F2: This Form 4 is filed on behalf of (i) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"); and (ii) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"). F3: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X Partners and WP X O&G. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F4: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. F5: Common Stock of the Issuer was held directly by WP X Partners. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective June 10, 2019, WP X O&G (as defined below) sold 15,594,360 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Resources Corporation (the "Issuer") and WP X Partners sold 499,803 shares of Common Stock of the Issuer (collectively, the "Sale").
F2: This Form 4 is filed on behalf of (i) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"); and (ii) Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G").
F3: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X Partners and WP X O&G. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners.
F4: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP.
F5: Common Stock of the Issuer was held directly by WP X Partners.
Antero Midstream Corp
Report date November 12, 2019 · Filed November 13, 2019
Jointly reported with Warburg Pincus Private Equity X O&G, L.P., Warburg Pincus X GP L.P., WPP GP LLC, Warburg Pincus Partners, L.P., Warburg Pincus Partners GP LLC, WARBURG PINCUS & CO., WARBURG PINCUS LLC, KAYE CHARLES R, Landy Joseph P.
Section 16 reporting ended · disclosed 2019-11-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-11-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-11-12 · Sale · Disposed 22,253,508 · Balance 0 F1: On November 12, 2019, Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), sold 22,253,508 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Midstream Corporation (the "Issuer"), and WP X O&G's affiliated partnership, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners" and, together with WP X O&G, the "WP X O&G Funds"), sold 711,929 shares of Common Stock of the Issuer (collectively, the "Sale"). F2: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F3: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of each of the WP X O&G Funds. F4: The WP X O&G Funds, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus Entities. F5: By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP, WP LLC, and Messrs. Kaye and Landy and certain affiliates may have been deemed to be beneficial owners of the Common Stock of the Issuer held collectively by the WP X O&G Funds. F6: (Continued from Footnote 5) The Warburg Pincus Entities, Messrs. Kaye and Landy and such affiliates disclaim beneficial ownership of the Common Stock of Issuer except to the extent of their pecuniary interest therein. Prior to the Sale, each of WP X O&G, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC were a director-by-deputization solely for purposes of Section 16 of the Exchange Act. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2019-11-12 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-11-12 · Sale · Disposed 711,929 · Balance 0 F1: On November 12, 2019, Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), sold 22,253,508 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Midstream Corporation (the "Issuer"), and WP X O&G's affiliated partnership, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners" and, together with WP X O&G, the "WP X O&G Funds"), sold 711,929 shares of Common Stock of the Issuer (collectively, the "Sale"). F2: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F3: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of each of the WP X O&G Funds. F4: The WP X O&G Funds, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus Entities. F5: By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP, WP LLC, and Messrs. Kaye and Landy and certain affiliates may have been deemed to be beneficial owners of the Common Stock of the Issuer held collectively by the WP X O&G Funds. F6: (Continued from Footnote 5) The Warburg Pincus Entities, Messrs. Kaye and Landy and such affiliates disclaim beneficial ownership of the Common Stock of Issuer except to the extent of their pecuniary interest therein. Prior to the Sale, each of WP X O&G, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC were a director-by-deputization solely for purposes of Section 16 of the Exchange Act. |
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Reported balance
After 2019-11-12 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-11-12 · Sale · Disposed 22,965,437 · Balance 0 F1: On November 12, 2019, Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), sold 22,253,508 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Midstream Corporation (the "Issuer"), and WP X O&G's affiliated partnership, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners" and, together with WP X O&G, the "WP X O&G Funds"), sold 711,929 shares of Common Stock of the Issuer (collectively, the "Sale"). F2: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F3: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of each of the WP X O&G Funds. F4: The WP X O&G Funds, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus Entities. F5: By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP, WP LLC, and Messrs. Kaye and Landy and certain affiliates may have been deemed to be beneficial owners of the Common Stock of the Issuer held collectively by the WP X O&G Funds. F6: (Continued from Footnote 5) The Warburg Pincus Entities, Messrs. Kaye and Landy and such affiliates disclaim beneficial ownership of the Common Stock of Issuer except to the extent of their pecuniary interest therein. Prior to the Sale, each of WP X O&G, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC were a director-by-deputization solely for purposes of Section 16 of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 12, 2019, Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership ("WP X O&G"), sold 22,253,508 shares of common stock, par value $0.01 per share ("Common Stock"), of Antero Midstream Corporation (the "Issuer"), and WP X O&G's affiliated partnership, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners" and, together with WP X O&G, the "WP X O&G Funds"), sold 711,929 shares of Common Stock of the Issuer (collectively, the "Sale").
F2: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X GP"), is the general partner of each of the WP X O&G Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WP X GP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners.
F3: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of each of the WP X O&G Funds.
F4: The WP X O&G Funds, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to control the Warburg Pincus Entities.
F5: By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP, WP LLC, and Messrs. Kaye and Landy and certain affiliates may have been deemed to be beneficial owners of the Common Stock of the Issuer held collectively by the WP X O&G Funds.
F6: (Continued from Footnote 5) The Warburg Pincus Entities, Messrs. Kaye and Landy and such affiliates disclaim beneficial ownership of the Common Stock of Issuer except to the extent of their pecuniary interest therein. Prior to the Sale, each of WP X O&G, WP X GP, WP X GP LP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC were a director-by-deputization solely for purposes of Section 16 of the Exchange Act.
CrowdStrike Holdings, Inc.
Report date June 25, 2020 · Filed June 29, 2020
Jointly reported with Warburg Pincus Private Equity X, L.P., Warburg Pincus X Partners, L.P., Warburg Pincus X GP L.P., WPP GP LLC, Warburg Pincus Partners, L.P., Warburg Pincus Partners GP LLC, WARBURG PINCUS & CO., WARBURG PINCUS LLC
Section 16 reporting ended · disclosed 2020-06-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 7,228,626 |
Reported balance
After 2020-06-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-06-25 · Conversion · Acquired 7,228,626 · Balance 7,228,626 F7: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. |
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-25 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-06-25 · Sale · Disposed 7,228,626 · Balance 0 |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 0 |
Last balance in matching sequence
After 2020-06-25 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 2020-06-25 · Conversion · Acquired 233,337 · Balance 233,337 F7: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F3: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F4: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F5: Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F6: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Row 4 · 2020-06-25 · Sale · Disposed 233,337 · Balance 0 F1: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F3: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F4: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F5: Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F6: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-25 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-06-25 · Conversion · Disposed 7,228,626 · Balance 0 F1: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F7: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee Footnotes | 0 |
Reported balance
After 2020-06-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-06-25 · Conversion · Disposed 233,337 · Balance 0 F1: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F7: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F3: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F4: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F5: Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F6: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020.
F2: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020.
F3: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners.
F4: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds.
F5: Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities."
F6: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act.
F7: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events.
Endurance International Group Holdings, Inc.
Report date February 10, 2021 · Filed February 13, 2021
Jointly reported with Warburg Pincus Private Equity X, L.P., Warburg Pincus X Partners, L.P., WP Expedition Co-Invest L.P., Warburg Pincus X GP L.P., WPP GP LLC, Warburg Pincus Partners, L.P., Warburg Pincus Partners GP LLC, WARBURG PINCUS & CO., WARBURG PINCUS LLC
Section 16 reporting ended · disclosed 2021-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par value per share ("Common Stock")SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-02-10 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-02-10 · Other · Disposed 52,562,956 · Balance 0 F1: On February 10, 2021, the Agreement and Plan of Merger (the "Merger Agreement") among Endurance International Group Holdings, Inc. (the "Issuer") Razorback Technology Intermediate Holdings, Inc., a Delaware corporation (the "Parent"), and Razorback Technology, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent (the "Merger Sub") was consummated. Upon consummation of the Merger Agreement, Parent acquired all outstanding shares of Common Stock of the Issuer at a price of $9.50 per share. F2: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WP X Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP and the general partner of WP Co-Invest. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. (Continued in Footnote 5) F3: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC" and together with the WP X Funds, WP Co-Invest, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP and WP, the " Warburg Pincus Reporting Persons"), is the manager of the WP X Funds. F4: Each Warburg Pincus Reporting Person disclaims beneficial ownership with respect to any shares of Common Stock of the Issuer, except to the extent of its or his pecuniary interest in such shares of Common Stock. The WP X Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP and WP were directors-by-deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Information with respect to each Warburg Pincus Reporting Person is given solely by such Warburg Pincus Reporting Person, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 10, 2021, the Agreement and Plan of Merger (the "Merger Agreement") among Endurance International Group Holdings, Inc. (the "Issuer") Razorback Technology Intermediate Holdings, Inc., a Delaware corporation (the "Parent"), and Razorback Technology, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent (the "Merger Sub") was consummated. Upon consummation of the Merger Agreement, Parent acquired all outstanding shares of Common Stock of the Issuer at a price of $9.50 per share.
F2: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WP X Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP and the general partner of WP Co-Invest. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. (Continued in Footnote 5)
F3: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC" and together with the WP X Funds, WP Co-Invest, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP and WP, the " Warburg Pincus Reporting Persons"), is the manager of the WP X Funds.
F4: Each Warburg Pincus Reporting Person disclaims beneficial ownership with respect to any shares of Common Stock of the Issuer, except to the extent of its or his pecuniary interest in such shares of Common Stock. The WP X Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP and WP were directors-by-deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Information with respect to each Warburg Pincus Reporting Person is given solely by such Warburg Pincus Reporting Person, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person.
Financial Engines, Inc.
Report date August 22, 2017 · Filed August 22, 2017
Jointly reported with Warburg Pincus Private Equity X, L.P., Warburg Pincus X Partners, L.P., Warburg Pincus X GP L.P., WPP GP LLC, Warburg Pincus Partners, L.P., Warburg Pincus Partners GP LLC, WARBURG PINCUS & CO., KAYE CHARLES R, Landy Joseph P.
Section 16 reporting ended · disclosed 2017-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001 per share (?Common Stock?)SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-22 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-08-22 · Sale · Disposed 4,109,128 · Balance 0 F1: Prior to the transaction reported herein, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), and Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X", and together with WP X Partners, the "WP X Funds"), were the holders of 4,109,128 shares of Common Stock. On August 22, 2017, the WP X Funds sold 4,109,128 shares of Common Stock in the aggregate to Morgan Stanley & Co. LLC for $33.05 a share, pursuant to an Underwriting Agreement, dated as of August 16, 2017 among the WP X Funds, the Issuer, and Morgan Stanley & Co. LLC. After giving effect to the transaction, the WP X Funds are no longer holders of shares of Common Stock. [footnote cont'd] F2: [continued] WP X indirectly held shares of Common Stock through its wholly owned subsidiary, WP X Finance, L.P., a Delaware limited partnership ("WP X Finance"). WP X is the general partner of WPX GP, L.P., a Delaware limited partnership, which is the managing general partner of WP X Finance. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WP X Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. [footnote cont'd] F3: [continued] Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP LLC"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP LLC. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WP X Funds. Charles R. Kaye and Joseph P. Landy (Messrs. Kaye and Landy and, together with the WP X Funds, WP X LP, WP X GP, WPP GP, WP Partners, WPP GP LLC, WP and WP LLC, the "WP Entities") are Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to be the beneficial owners of the shares of Common Stock held by the WP X Funds. [footnote cont'd] F4: [continued] Each WP Entity disclaims beneficial ownership with respect to any shares of Common Stock, except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise any of the WP Entities is the beneficial owner of the Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Prior to the transaction reported herein, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), and Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X", and together with WP X Partners, the "WP X Funds"), were the holders of 4,109,128 shares of Common Stock. On August 22, 2017, the WP X Funds sold 4,109,128 shares of Common Stock in the aggregate to Morgan Stanley & Co. LLC for $33.05 a share, pursuant to an Underwriting Agreement, dated as of August 16, 2017 among the WP X Funds, the Issuer, and Morgan Stanley & Co. LLC. After giving effect to the transaction, the WP X Funds are no longer holders of shares of Common Stock. [footnote cont'd]
F2: [continued] WP X indirectly held shares of Common Stock through its wholly owned subsidiary, WP X Finance, L.P., a Delaware limited partnership ("WP X Finance"). WP X is the general partner of WPX GP, L.P., a Delaware limited partnership, which is the managing general partner of WP X Finance. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WP X Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. [footnote cont'd]
F3: [continued] Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP LLC"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP LLC. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WP X Funds. Charles R. Kaye and Joseph P. Landy (Messrs. Kaye and Landy and, together with the WP X Funds, WP X LP, WP X GP, WPP GP, WP Partners, WPP GP LLC, WP and WP LLC, the "WP Entities") are Managing General Partners of WP and Managing Members and Co-Chief Executive Officers of WP LLC and may be deemed to be the beneficial owners of the shares of Common Stock held by the WP X Funds. [footnote cont'd]
F4: [continued] Each WP Entity disclaims beneficial ownership with respect to any shares of Common Stock, except to the extent of its pecuniary interest in such shares of Common Stock and this report shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise any of the WP Entities is the beneficial owner of the Common Stock.
Outset Medical, Inc.
Report date April 13, 2021 · Filed April 15, 2021
Jointly reported with Warburg Pincus X Partners, L.P., WP X Finance, L.P., WPX GP, L.P., Warburg Pincus Private Equity X, L.P., Warburg Pincus X GP L.P., WPP GP LLC, Warburg Pincus Partners, L.P., Warburg Pincus Partners GP LLC, WARBURG PINCUS & CO.
Section 16 reporting ended · disclosed 2021-04-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 26,086 |
Reported balance
After 2021-04-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-04-13 · Sale · Disposed 120,612 · Balance 26,086 F1: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 815,394 |
Reported balance
After 2021-04-13 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2021-04-13 · Sale · Disposed 3,770,111 · Balance 815,394 F2: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. |
Filing footnotes · ownership attribution and instrument terms
F1: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners").
F2: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP.
F3: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds.
Silk Road Medical Inc
Report date May 05, 2020 · Filed May 07, 2020
Jointly reported with WP X Finance, L.P., WPX GP, L.P., Warburg Pincus Private Equity X, L.P., Warburg Pincus X Partners, L.P., Warburg Pincus X GP L.P., WPP GP LLC, Warburg Pincus Partners, L.P., Warburg Pincus Partners GP LLC
Section 16 reporting ended · disclosed 2020-05-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,021,223 |
Reported balance
After 2020-05-05 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-05-05 · Sale · Disposed 4,885,078 · Balance 1,021,223 F1: In connection with the Issuer's public offering, 4,733,641 shares were sold by WP X Finance, L.P. ("WP X Finance"), and 151,437 shares were sold by Warburg Pincus X Partners, L.P. ("WPXP"), each to the underwriters of the public offering. F2: Pursuant to an underwritten public offering of the Issuer's common stock (the "Offering"), on May 5, 2020, the Issuer, WP X Finance, WPXP and the underwriters of the Offering (the "Underwriter"), entered into an Underwriting Agreement (the "Underwriting Agreement"). Pursuant to the Underwriting Agreement, WP X Finance and WPXP sold an aggregate of 4,885,078 shares of common stock of the issuer to the Underwriters. The per share sale price reported in this Form 4 does not reflect underwriting discounts. F3: 989,570 of these shares are held by WP X Finance and 31,653 of these shares are held by WPXP. F4: WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. Warburg Pincus X, L.P., a Delaware limited partnership ("WPX LP"), is the general partner of WP X and WPXP. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WPX LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F5: (continuation from footnote 4) Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC") is the manager of WP X Finance, WPXP, and WP X. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the Issuer's public offering, 4,733,641 shares were sold by WP X Finance, L.P. ("WP X Finance"), and 151,437 shares were sold by Warburg Pincus X Partners, L.P. ("WPXP"), each to the underwriters of the public offering.
F2: Pursuant to an underwritten public offering of the Issuer's common stock (the "Offering"), on May 5, 2020, the Issuer, WP X Finance, WPXP and the underwriters of the Offering (the "Underwriter"), entered into an Underwriting Agreement (the "Underwriting Agreement"). Pursuant to the Underwriting Agreement, WP X Finance and WPXP sold an aggregate of 4,885,078 shares of common stock of the issuer to the Underwriters. The per share sale price reported in this Form 4 does not reflect underwriting discounts.
F3: 989,570 of these shares are held by WP X Finance and 31,653 of these shares are held by WPXP.
F4: WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. Warburg Pincus X, L.P., a Delaware limited partnership ("WPX LP"), is the general partner of WP X and WPXP. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WPX LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners.
F5: (continuation from footnote 4) Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC") is the manager of WP X Finance, WPXP, and WP X.
Triton International Ltd
Report date March 19, 2019 · Filed April 08, 2019 · Amendment
Jointly reported with Warburg Pincus (Europa-II) Private Equity X, L.P., Warburg Pincus Partners GP LLC, Warburg Pincus (Callisto-II) Private Equity X, L.P., Warburg Pincus X Partners, L.P., Warburg Pincus (Europa) X LLC, Warburg Pincus (Ganymede) X LLC, Warburg Pincus X GP L.P., WPP GP LLC, Warburg Pincus Partners, L.P.
Section 16 reporting ended · disclosed 2019-04-08. Current position is not established by this disclosure.
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-03-19 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-03-19 · Sale · Disposed 7,132,790 · Balance 0 F1: The amount sold by each WP Shareholder (defined below) are as follows: (i) Warburg Pincus (Callisto-II) Private Equity X, L.P., a Delaware limited partnership ("WP Callisto-II"), selling 2,294,552 Common Shares, (ii) Warburg Pincus (Ganymede-II) Private Equity X, L.P., a Delaware limited partnership ("WP Ganymede-II"), selling 2,302,523 Common Shares, (iii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), selling 221,779 Common Shares and (iv) Warburg Pincus (Europa-II) Private Equity X, L.P., a Delaware limited partnership ("WP Europa-II", and together with WP X Partners, WP Callisto-II and WP Ganymede-II, the "WP Shareholders", each a "WP Shareholder"), selling 2,313,936 Common Shares. F11: This Form 4 Amendment is being filed solely to correct a typographical error in column 5 of Table I of the original Form 4 filed on March 21, 2019. F2: Warburg Pincus (Europa) X LLC, a Delaware limited liability company ("WP Europa"), is the general partner of WP Europa II. Warburg Pincus (Ganymede) X LLC, a Delaware limited liability company ("WP Ganymede"), is the general partner of WP Ganymede II. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is (i) the general partner of WP X Partners and WP Callisto-II, and (ii) the managing member of WP Europa and WP Ganymede. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. F3: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP LLC"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP LLC. Warburg Pincus LLC, a New York limited liability company ("WP LLC", and together with the WP Shareholders, WP Europa, WP Ganymede, WP X LP, WP X GP, WPP GP, WP Partners, WPP GP LLC and WP, the "Warburg Pincus Entities"), is the manager of the WP Shareholders. F4: Charles R. Kaye and Joseph P. Landy (Messrs. Kaye and Landy, together with the Warburg Pincus Entities, the "Warburg Pincus Reporting Persons") are each a (i) Managing General Partner of WP and (ii) Managing Member and Co-Chief Executive Officer of WP LLC, and may have be deemed to control the Warburg Pincus Entities and to have been the beneficial owners of the Common Shares held by the WP Shareholders. F5: In addition to the 7,132,790 Common Shares Mr. Kaye may have been deemed to have indirect beneficial ownership by virtue of his status as Managing General Partner of WP and Managing Member and Co-Chief Executive Officer of WP LLC, Mr. Kaye may be deemed to have beneficial ownership over an additional 4,419 Common Shares, all of which were distributed on November 13, 2017, when the WP Shareholders made a pro rata distribution in kind of 2,496,592 Common Shares to their limited partners (the "Distribution"). Such 4,419 Common Shares are held as follows: 1,473 Common Shares by The Nicole Kaye 2013 GST Trust; 1,473 Common Shares by The Sydney Kaye 2013 GST Trust; and 1,473 Common Shares by The Tyler Kaye 2013 GST Trust. F6: In addition to the 7,132,790 Common Shares Mr. Landy may have been deemed to have indirect beneficial ownership by virtue of his status as Managing General Partner of WP and Managing Member and Co-Chief Executive Officer of WP LLC, Mr. Landy may be deemed to have beneficial ownership over an additional 8,500 Common Shares, all of which were distributed in the Distribution. Such 8,500 Common Shares are held by Landy Family Trust u/a DTD 9/10/01. F7: Pursuant to Rule 16a-1(a)(4) of the Exchange Act of 1934, as amended (the "Exchange Act"), each of the Warburg Pincus Reporting Persons, other than the WP Shareholders, herein states that this Form 4 shall not be deemed an admission that it or he is or was the beneficial owner of any of the Common Shares of the Issuer reported in this Form 4. Each of WP Europa, WP Ganymede, WP X LP, WP X GP, WPP GP, WP Partners, WPP GP LLC, WP, WP LLC and Messrs. Kaye and Landy disclaimed beneficial ownership of the Common Shares, except to the extent of its or his pecuniary interest in such Common Shares. F8: Information with respect to each Warburg Pincus Reporting Person is given solely by such Warburg Pincus Reporting Person, and none of the Warburg Pincus Reporting Persons has responsibility for the accuracy or completeness of information supplied by another of the Warburg Pincus Reporting Persons, respectively. F9: Solely for the purposes of Section 16 of the Exchange Act, each of the WP Shareholders, WP Europa, WP Ganymede, WP X LP, WP X GP, WPP GP, WP Partners, WPP GP LLC, and WP may have been deemed a director-by-deputization by virtue of their contractual right to appoint one or more directors to the board of directors of the Issuer, pursuant to that certain Sponsor Shareholders Agreement (Warburg Pincus), by and among the Issuer and the shareholders party thereto, dated as of November 9, 2015, as amended. F10: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Warburg Pincus (Ganymede-II) Private Equity X, L.P., Warburg Pincus & Co., Warburg Pincus LLC and Messrs. Charles R. Kaye and Joseph P. Landy have made a separate Form 4 filing. |
Filing footnotes · ownership attribution and instrument terms
F1: The amount sold by each WP Shareholder (defined below) are as follows: (i) Warburg Pincus (Callisto-II) Private Equity X, L.P., a Delaware limited partnership ("WP Callisto-II"), selling 2,294,552 Common Shares, (ii) Warburg Pincus (Ganymede-II) Private Equity X, L.P., a Delaware limited partnership ("WP Ganymede-II"), selling 2,302,523 Common Shares, (iii) Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"), selling 221,779 Common Shares and (iv) Warburg Pincus (Europa-II) Private Equity X, L.P., a Delaware limited partnership ("WP Europa-II", and together with WP X Partners, WP Callisto-II and WP Ganymede-II, the "WP Shareholders", each a "WP Shareholder"), selling 2,313,936 Common Shares.
F2: Warburg Pincus (Europa) X LLC, a Delaware limited liability company ("WP Europa"), is the general partner of WP Europa II. Warburg Pincus (Ganymede) X LLC, a Delaware limited liability company ("WP Ganymede"), is the general partner of WP Ganymede II. Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is (i) the general partner of WP X Partners and WP Callisto-II, and (ii) the managing member of WP Europa and WP Ganymede. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP.
F3: Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WPP GP LLC"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WPP GP LLC. Warburg Pincus LLC, a New York limited liability company ("WP LLC", and together with the WP Shareholders, WP Europa, WP Ganymede, WP X LP, WP X GP, WPP GP, WP Partners, WPP GP LLC and WP, the "Warburg Pincus Entities"), is the manager of the WP Shareholders.
F4: Charles R. Kaye and Joseph P. Landy (Messrs. Kaye and Landy, together with the Warburg Pincus Entities, the "Warburg Pincus Reporting Persons") are each a (i) Managing General Partner of WP and (ii) Managing Member and Co-Chief Executive Officer of WP LLC, and may have be deemed to control the Warburg Pincus Entities and to have been the beneficial owners of the Common Shares held by the WP Shareholders.
F5: In addition to the 7,132,790 Common Shares Mr. Kaye may have been deemed to have indirect beneficial ownership by virtue of his status as Managing General Partner of WP and Managing Member and Co-Chief Executive Officer of WP LLC, Mr. Kaye may be deemed to have beneficial ownership over an additional 4,419 Common Shares, all of which were distributed on November 13, 2017, when the WP Shareholders made a pro rata distribution in kind of 2,496,592 Common Shares to their limited partners (the "Distribution"). Such 4,419 Common Shares are held as follows: 1,473 Common Shares by The Nicole Kaye 2013 GST Trust; 1,473 Common Shares by The Sydney Kaye 2013 GST Trust; and 1,473 Common Shares by The Tyler Kaye 2013 GST Trust.
F6: In addition to the 7,132,790 Common Shares Mr. Landy may have been deemed to have indirect beneficial ownership by virtue of his status as Managing General Partner of WP and Managing Member and Co-Chief Executive Officer of WP LLC, Mr. Landy may be deemed to have beneficial ownership over an additional 8,500 Common Shares, all of which were distributed in the Distribution. Such 8,500 Common Shares are held by Landy Family Trust u/a DTD 9/10/01.
F7: Pursuant to Rule 16a-1(a)(4) of the Exchange Act of 1934, as amended (the "Exchange Act"), each of the Warburg Pincus Reporting Persons, other than the WP Shareholders, herein states that this Form 4 shall not be deemed an admission that it or he is or was the beneficial owner of any of the Common Shares of the Issuer reported in this Form 4. Each of WP Europa, WP Ganymede, WP X LP, WP X GP, WPP GP, WP Partners, WPP GP LLC, WP, WP LLC and Messrs. Kaye and Landy disclaimed beneficial ownership of the Common Shares, except to the extent of its or his pecuniary interest in such Common Shares.
F8: Information with respect to each Warburg Pincus Reporting Person is given solely by such Warburg Pincus Reporting Person, and none of the Warburg Pincus Reporting Persons has responsibility for the accuracy or completeness of information supplied by another of the Warburg Pincus Reporting Persons, respectively.
F9: Solely for the purposes of Section 16 of the Exchange Act, each of the WP Shareholders, WP Europa, WP Ganymede, WP X LP, WP X GP, WPP GP, WP Partners, WPP GP LLC, and WP may have been deemed a director-by-deputization by virtue of their contractual right to appoint one or more directors to the board of directors of the Issuer, pursuant to that certain Sponsor Shareholders Agreement (Warburg Pincus), by and among the Issuer and the shareholders party thereto, dated as of November 9, 2015, as amended.
F10: Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, Warburg Pincus (Ganymede-II) Private Equity X, L.P., Warburg Pincus & Co., Warburg Pincus LLC and Messrs. Charles R. Kaye and Joseph P. Landy have made a separate Form 4 filing.
F11: This Form 4 Amendment is being filed solely to correct a typographical error in column 5 of Table I of the original Form 4 filed on March 21, 2019.
Vital Energy, Inc.
Report date November 25, 2020 · Filed December 01, 2020
Jointly reported with Warburg Pincus Private Equity X O&G, L.P., Warburg Pincus X Partners, L.P., Warburg Pincus X GP L.P., WPP GP LLC, Warburg Pincus Partners, L.P., Warburg Pincus Partners GP LLC, WARBURG PINCUS & CO., WARBURG PINCUS LLC
Section 16 reporting ended · disclosed 2020-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per share (''Common Stock'')SEC Table I · non-derivative | Direct | 404,052 |
Reported balance
After 2020-11-25 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-11-25 · Sale · Disposed 116,701 · Balance 404,052 F2: See Exhibit 99.1; Note 2. F7: See Exhibit 99.1; Note 7. F10: See Exhibit 99.1; Note 10. F1: See Exhibit 99.1; Note 1. |
| Common StockSEC Table I · non-derivative | Direct | 13,251 |
Reported balance
After 2020-11-25 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2020-11-25 · Sale · Disposed 3,733 · Balance 13,251 F3: See Exhibit 99.1; Note 3. F7: See Exhibit 99.1; Note 7. F10: See Exhibit 99.1; Note 10. F1: See Exhibit 99.1; Note 1. |
| Common StockSEC Table I · non-derivative | Direct | 395,766 |
Reported balance
After 2020-11-25 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2020-11-25 · Sale · Disposed 8,286 · Balance 395,766 F2: See Exhibit 99.1; Note 2. F8: See Exhibit 99.1; Note 8. F10: See Exhibit 99.1; Note 10. F1: See Exhibit 99.1; Note 1. |
| Common StockSEC Table I · non-derivative | Direct | 12,986 |
Reported balance
After 2020-11-25 transaction · row 4
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 4 · 2020-11-25 · Sale · Disposed 265 · Balance 12,986 F3: See Exhibit 99.1; Note 3. F8: See Exhibit 99.1; Note 8. F10: See Exhibit 99.1; Note 10. F1: See Exhibit 99.1; Note 1. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-11-30 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2020-11-30 · Sale · Disposed 395,766 · Balance 0 F4: See Exhibit 99.1; Note 4. F9: See Exhibit 99.1; Note 9. F10: See Exhibit 99.1; Note 10. F1: See Exhibit 99.1; Note 1. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-11-30 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2020-11-30 · Sale · Disposed 12,986 · Balance 0 F5: See Exhibit 99.1; Note 5. F9: See Exhibit 99.1; Note 9. F10: See Exhibit 99.1; Note 10. F1: See Exhibit 99.1; Note 1. |
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Reported balance
Holding disclosure · report date 2020-11-25 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 0 F1: See Exhibit 99.1; Note 1. F6: See Exhibit 99.1; Note 6. |
Filing footnotes · ownership attribution and instrument terms
F1: See Exhibit 99.1; Note 1.
F2: See Exhibit 99.1; Note 2.
F3: See Exhibit 99.1; Note 3.
F4: See Exhibit 99.1; Note 4.
F5: See Exhibit 99.1; Note 5.
F6: See Exhibit 99.1; Note 6.
F7: See Exhibit 99.1; Note 7.
F8: See Exhibit 99.1; Note 8.
F9: See Exhibit 99.1; Note 9.
F10: See Exhibit 99.1; Note 10.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 13, 2021 Filed Apr 15, 2021 22:47 UTC | Outset Medical, Inc. OM · Entity 7026 | SaleCommon Stock | 3,770,111 | $50.83 | $191,615,891.58 |
DisclosureSEC source: 0001140361-21-012984 · form4.xml · nonDerivative · entry 2 Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner WP X Finance, L.P. · CIK 0001770767 · 10% owner WPX GP, L.P. · CIK 0001770772 · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 815,394 F2 · ownership.direct: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F2 · ownership.nature: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 22:47 UTC | Outset Medical, Inc. OM · Entity 7026 | SaleCommon Stock | 120,612 | $50.83 | $6,130,104.90 |
DisclosureSEC source: 0001140361-21-012984 · form4.xml · nonDerivative · entry 1 Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner WP X Finance, L.P. · CIK 0001770767 · 10% owner WPX GP, L.P. · CIK 0001770772 · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 26,086 F1 · ownership.direct: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F1 · ownership.nature: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. Read SEC document |
| February 10, 2021 Filed Feb 13, 2021 01:36 UTC | Endurance International Group Holdings, Inc. EIGI · Entity 11801 | OtherCommon Stock, $0.0001 par value per share ("Common Stock") | 52,562,956 | $9.50 | $499,348,082.00 |
DisclosureSEC source: 0000899243-21-006423 · doc4.xml · nonDerivative · entry 1 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner WP Expedition Co-Invest L.P. · CIK 0001588196 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner WPP GP LLC · CIK 0001621874 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: On February 10, 2021, the Agreement and Plan of Merger (the "Merger Agreement") among Endurance International Group Holdings, Inc. (the "Issuer") Razorback Technology Intermediate Holdings, Inc., a Delaware corporation (the "Parent"), and Razorback Technology, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent (the "Merger Sub") was consummated. Upon consummation of the Merger Agreement, Parent acquired all outstanding shares of Common Stock of the Issuer at a price of $9.50 per share. F1 · shares: On February 10, 2021, the Agreement and Plan of Merger (the "Merger Agreement") among Endurance International Group Holdings, Inc. (the "Issuer") Razorback Technology Intermediate Holdings, Inc., a Delaware corporation (the "Parent"), and Razorback Technology, Inc., a Delaware corporation and a wholly owned subsidiary of the Parent (the "Merger Sub") was consummated. Upon consummation of the Merger Agreement, Parent acquired all outstanding shares of Common Stock of the Issuer at a price of $9.50 per share. F2 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WP X Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP and the general partner of WP Co-Invest. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. (Continued in Footnote 5) F3 · ownership.direct: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC" and together with the WP X Funds, WP Co-Invest, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP and WP, the " Warburg Pincus Reporting Persons"), is the manager of the WP X Funds. F4 · ownership.direct: Each Warburg Pincus Reporting Person disclaims beneficial ownership with respect to any shares of Common Stock of the Issuer, except to the extent of its or his pecuniary interest in such shares of Common Stock. The WP X Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP and WP were directors-by-deputization solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. Information with respect to each Warburg Pincus Reporting Person is given solely by such Warburg Pincus Reporting Person, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 21:16 UTC | Outset Medical, Inc. OM · Entity 7026 | SaleCommon Stock | 535,793 | $50.35 | $26,977,177.55 |
DisclosureSEC source: 0001140361-21-000496 · form4.xml · nonDerivative · entry 2 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,585,505 F2 · ownership.direct: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F2 · ownership.nature: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 21:16 UTC | Outset Medical, Inc. OM · Entity 7026 | SaleCommon Stock | 17,141 | $50.35 | $863,049.35 |
DisclosureSEC source: 0001140361-21-000496 · form4.xml · nonDerivative · entry 1 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 146,698 F1 · ownership.direct: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F1 · ownership.nature: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 21:15 UTC | Outset Medical, Inc. OM · Entity 7026 | SaleCommon Stock | 3,571,953 | $50.35 | $179,847,833.55 |
DisclosureSEC source: 0000905148-20-001260 · form4.xml · nonDerivative · entry 2 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,121,298 F2 · ownership.direct: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F2 · ownership.nature: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 21:15 UTC | Outset Medical, Inc. OM · Entity 7026 | SaleCommon Stock | 114,272 | $50.35 | $5,753,595.20 |
DisclosureSEC source: 0000905148-20-001260 · form4.xml · nonDerivative · entry 1 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 163,839 F1 · ownership.direct: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F1 · ownership.nature: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 00:35 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 12,986 | $12.01 | $155,911.21 |
DisclosureSEC source: 0001104659-20-130708 · a4.xml · nonDerivative · entry 6 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F5 · shares: See Exhibit 99.1; Note 5. F9 · price: See Exhibit 99.1; Note 9. F10 · price: See Exhibit 99.1; Note 10. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 00:35 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 395,766 | $12.01 | $4,751,606.17 |
DisclosureSEC source: 0001104659-20-130708 · a4.xml · nonDerivative · entry 5 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · shares: See Exhibit 99.1; Note 4. F9 · price: See Exhibit 99.1; Note 9. F10 · price: See Exhibit 99.1; Note 10. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 00:35 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 265 | $12.41 | $3,288.41 |
DisclosureSEC source: 0001104659-20-130708 · a4.xml · nonDerivative · entry 4 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,986 F3 · shares: See Exhibit 99.1; Note 3. F8 · price: See Exhibit 99.1; Note 8. F10 · price: See Exhibit 99.1; Note 10. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 00:35 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 8,286 | $12.41 | $102,821.80 |
DisclosureSEC source: 0001104659-20-130708 · a4.xml · nonDerivative · entry 3 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 395,766 F2 · shares: See Exhibit 99.1; Note 2. F8 · price: See Exhibit 99.1; Note 8. F10 · price: See Exhibit 99.1; Note 10. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 00:35 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 3,733 | $12.07 | $45,056.56 |
DisclosureSEC source: 0001104659-20-130708 · a4.xml · nonDerivative · entry 2 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,251 F3 · shares: See Exhibit 99.1; Note 3. F7 · price: See Exhibit 99.1; Note 7. F10 · price: See Exhibit 99.1; Note 10. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 25, 2020 Filed Dec 1, 2020 00:35 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock, par value $0.01 per share (''Common Stock'') | 116,701 | $12.07 | $1,408,557.73 |
DisclosureSEC source: 0001104659-20-130708 · a4.xml · nonDerivative · entry 1 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,052 F2 · shares: See Exhibit 99.1; Note 2. F7 · price: See Exhibit 99.1; Note 7. F10 · price: See Exhibit 99.1; Note 10. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 01:54 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 2,670 | $12.49 | $33,336.82 |
DisclosureSEC source: 0001104659-20-129176 · a4.xml · nonDerivative · entry 8 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,984 F7 · shares: See Exhibit 99.1; Note 7. F12 · price: See Exhibit 99.1; Note 12. F13 · price: See Exhibit 99.1; Note 13. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 01:54 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 83,468 | $12.49 | $1,042,156.41 |
DisclosureSEC source: 0001104659-20-129176 · a4.xml · nonDerivative · entry 7 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,753 F6 · shares: See Exhibit 99.1; Note 6. F12 · price: See Exhibit 99.1; Note 12. F13 · price: See Exhibit 99.1; Note 13. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 01:54 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 17,480 | $11.77 | $205,732.61 |
DisclosureSEC source: 0001104659-20-129176 · a4.xml · nonDerivative · entry 6 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,654 F7 · shares: See Exhibit 99.1; Note 7. F11 · price: See Exhibit 99.1; Note 11. F13 · price: See Exhibit 99.1; Note 13. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 24, 2020 Filed Nov 25, 2020 01:54 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 546,382 | $11.77 | $6,430,697.59 |
DisclosureSEC source: 0001104659-20-129176 · a4.xml · nonDerivative · entry 5 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,221 F6 · shares: See Exhibit 99.1; Note 6. F11 · price: See Exhibit 99.1; Note 11. F13 · price: See Exhibit 99.1; Note 13. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 01:54 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 21,447 | $11.25 | $241,238.00 |
DisclosureSEC source: 0001104659-20-129176 · a4.xml · nonDerivative · entry 4 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,134 F5 · shares: See Exhibit 99.1; Note 5. F10 · price: See Exhibit 99.1; Note 10. F13 · price: See Exhibit 99.1; Note 13. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 01:54 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 670,387 | $11.25 | $7,540,580.01 |
DisclosureSEC source: 0001104659-20-129176 · a4.xml · nonDerivative · entry 3 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,603 F4 · shares: See Exhibit 99.1; Note 4. F10 · price: See Exhibit 99.1; Note 10. F13 · price: See Exhibit 99.1; Note 13. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 01:54 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 5,989 | $10.89 | $65,223.20 |
DisclosureSEC source: 0001104659-20-129176 · a4.xml · nonDerivative · entry 2 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,581 F3 · shares: See Exhibit 99.1; Note 3. F9 · price: See Exhibit 99.1; Note 9. F13 · price: See Exhibit 99.1; Note 13. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 20, 2020 Filed Nov 25, 2020 01:54 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock, par value $0.01 per share (''Common Stock'') | 187,192 | $10.89 | $2,038,614.48 |
DisclosureSEC source: 0001104659-20-129176 · a4.xml · nonDerivative · entry 1 Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner WARBURG PINCUS LLC · CIK 0001162870 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,820,990 F2 · shares: See Exhibit 99.1; Note 2. F9 · price: See Exhibit 99.1; Note 9. F13 · price: See Exhibit 99.1; Note 13. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 19, 2020 Filed Nov 21, 2020 00:14 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 7,310 | $11.40 | $83,334.00 |
DisclosureSEC source: 0001104659-20-128098 · a4.xml · nonDerivative · entry 4 Warburg Pincus Private Equity IX, L.P. · CIK 0001332737 · 10% owner Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus IX GP L.P. · CIK 0001622527 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F8 · price: See Exhibit 99.1; Note 8. F9 · price: See Exhibit 99.1; Note 9. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 19, 2020 Filed Nov 21, 2020 00:14 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 172,690 | $10.89 | $1,880,594.10 |
DisclosureSEC source: 0001104659-20-128098 · a4.xml · nonDerivative · entry 3 Warburg Pincus Private Equity IX, L.P. · CIK 0001332737 · 10% owner Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus IX GP L.P. · CIK 0001622527 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,310 F7 · price: See Exhibit 99.1; Note 7. F9 · price: See Exhibit 99.1; Note 9. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 00:14 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock | 44,640 | $12.20 | $544,608.00 |
DisclosureSEC source: 0001104659-20-128098 · a4.xml · nonDerivative · entry 2 Warburg Pincus Private Equity IX, L.P. · CIK 0001332737 · 10% owner Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus IX GP L.P. · CIK 0001622527 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 F6 · price: See Exhibit 99.1; Note 6. F9 · price: See Exhibit 99.1; Note 9. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| November 18, 2020 Filed Nov 21, 2020 00:14 UTC | Vital Energy, Inc. LPI · Entity 71532 | SaleCommon Stock, par value $0.01 per share (''Common Stock'') | 261,113 | $11.85 | $3,094,189.05 |
DisclosureSEC source: 0001104659-20-128098 · a4.xml · nonDerivative · entry 1 Warburg Pincus Private Equity IX, L.P. · CIK 0001332737 · 10% owner Warburg Pincus Private Equity X O&G, L.P. · CIK 0001528258 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus IX GP L.P. · CIK 0001622527 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,640 F5 · price: See Exhibit 99.1; Note 5. F9 · price: See Exhibit 99.1; Note 9. F1 · ownership.direct: See Exhibit 99.1; Note 1. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:29 UTC | Outset Medical, Inc. OM · Entity 7026 | ConversionSeries D Redeemable Convertible Preferred Stock · Derivative | 3,115,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-020800 · form4.xml · derivative · entry 10 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPP GP LLC · CIK 0001621874 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 520,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Series D redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series D redeemable convertible preferred stock converted into approximately 0.1671 Shares. These shares had no expiration date. F9 · derivative.exercise_date: The Series D redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series D redeemable convertible preferred stock converted into approximately 0.1671 Shares. These shares had no expiration date. F9 · derivative.expiration_date: The Series D redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series D redeemable convertible preferred stock converted into approximately 0.1671 Shares. These shares had no expiration date. F2 · ownership.direct: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F2 · ownership.nature: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:29 UTC | Outset Medical, Inc. OM · Entity 7026 | ConversionSeries D Redeemable Convertible Preferred Stock · Derivative | 99,678 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-020800 · form4.xml · derivative · entry 9 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPP GP LLC · CIK 0001621874 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 16,655 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: The Series D redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series D redeemable convertible preferred stock converted into approximately 0.1671 Shares. These shares had no expiration date. F9 · derivative.exercise_date: The Series D redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series D redeemable convertible preferred stock converted into approximately 0.1671 Shares. These shares had no expiration date. F9 · derivative.expiration_date: The Series D redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series D redeemable convertible preferred stock converted into approximately 0.1671 Shares. These shares had no expiration date. F1 · ownership.direct: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F1 · ownership.nature: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:29 UTC | Outset Medical, Inc. OM · Entity 7026 | ConversionSeries C Redeemable Convertible Preferred Stock · Derivative | 5,608,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-020800 · form4.xml · derivative · entry 8 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPP GP LLC · CIK 0001621874 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 709,965 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The Series C redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series C redeemable convertible preferred stock converted into approximately 0.1266 Shares. These shares had no expiration date. F8 · derivative.exercise_date: The Series C redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series C redeemable convertible preferred stock converted into approximately 0.1266 Shares. These shares had no expiration date. F8 · derivative.expiration_date: The Series C redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series C redeemable convertible preferred stock converted into approximately 0.1266 Shares. These shares had no expiration date. F2 · ownership.direct: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F2 · ownership.nature: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:29 UTC | Outset Medical, Inc. OM · Entity 7026 | ConversionSeries C Redeemable Convertible Preferred Stock · Derivative | 179,433 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-020800 · form4.xml · derivative · entry 7 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPP GP LLC · CIK 0001621874 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 22,713 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: The Series C redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series C redeemable convertible preferred stock converted into approximately 0.1266 Shares. These shares had no expiration date. F8 · derivative.exercise_date: The Series C redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series C redeemable convertible preferred stock converted into approximately 0.1266 Shares. These shares had no expiration date. F8 · derivative.expiration_date: The Series C redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series C redeemable convertible preferred stock converted into approximately 0.1266 Shares. These shares had no expiration date. F1 · ownership.direct: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F1 · ownership.nature: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:29 UTC | Outset Medical, Inc. OM · Entity 7026 | ConversionSeries B Redeemable Convertible Preferred Stock · Derivative | 11,410,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-020800 · form4.xml · derivative · entry 6 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPP GP LLC · CIK 0001621874 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 1,299,946 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Series B redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series B redeemable convertible preferred stock converted into approximately 0.1139 Shares. These shares had no expiration date. F7 · derivative.exercise_date: The Series B redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series B redeemable convertible preferred stock converted into approximately 0.1139 Shares. These shares had no expiration date. F7 · derivative.expiration_date: The Series B redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series B redeemable convertible preferred stock converted into approximately 0.1139 Shares. These shares had no expiration date. F2 · ownership.direct: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F2 · ownership.nature: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:29 UTC | Outset Medical, Inc. OM · Entity 7026 | ConversionSeries B Redeemable Convertible Preferred Stock · Derivative | 365,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-020800 · form4.xml · derivative · entry 5 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPP GP LLC · CIK 0001621874 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 41,587 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: The Series B redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series B redeemable convertible preferred stock converted into approximately 0.1139 Shares. These shares had no expiration date. F7 · derivative.exercise_date: The Series B redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series B redeemable convertible preferred stock converted into approximately 0.1139 Shares. These shares had no expiration date. F7 · derivative.expiration_date: The Series B redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series B redeemable convertible preferred stock converted into approximately 0.1139 Shares. These shares had no expiration date. F1 · ownership.direct: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F1 · ownership.nature: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:29 UTC | Outset Medical, Inc. OM · Entity 7026 | ConversionSeries A Redeemable Convertible Preferred Stock · Derivative | 38,614,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-020800 · form4.xml · derivative · entry 4 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPP GP LLC · CIK 0001621874 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 3,666,039 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series A redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series A redeemable convertible preferred stock converted into approximately 0.0949 Shares. These shares had no expiration date. F6 · derivative.exercise_date: The Series A redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series A redeemable convertible preferred stock converted into approximately 0.0949 Shares. These shares had no expiration date. F6 · derivative.expiration_date: The Series A redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series A redeemable convertible preferred stock converted into approximately 0.0949 Shares. These shares had no expiration date. F2 · ownership.direct: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F2 · ownership.nature: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:29 UTC | Outset Medical, Inc. OM · Entity 7026 | ConversionSeries A Redeemable Convertible Preferred Stock · Derivative | 1,235,350 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-020800 · form4.xml · derivative · entry 3 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPP GP LLC · CIK 0001621874 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 117,283 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: The Series A redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series A redeemable convertible preferred stock converted into approximately 0.0949 Shares. These shares had no expiration date. F6 · derivative.exercise_date: The Series A redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series A redeemable convertible preferred stock converted into approximately 0.0949 Shares. These shares had no expiration date. F6 · derivative.expiration_date: The Series A redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series A redeemable convertible preferred stock converted into approximately 0.0949 Shares. These shares had no expiration date. F1 · ownership.direct: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F1 · ownership.nature: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:29 UTC | Outset Medical, Inc. OM · Entity 7026 | ConversionCommon Stock | 6,196,571 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-020800 · form4.xml · nonDerivative · entry 2 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPP GP LLC · CIK 0001621874 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 8,693,251 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The Series A redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series A redeemable convertible preferred stock converted into approximately 0.0949 Shares. These shares had no expiration date. F7 · price: The Series B redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series B redeemable convertible preferred stock converted into approximately 0.1139 Shares. These shares had no expiration date. F8 · price: The Series C redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series C redeemable convertible preferred stock converted into approximately 0.1266 Shares. These shares had no expiration date. F9 · price: The Series D redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series D redeemable convertible preferred stock converted into approximately 0.1671 Shares. These shares had no expiration date. F2 · ownership.direct: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F2 · ownership.nature: These securities are held directly by WP X Finance, L.P., a Delaware limited partnership ("WP X Finance", and together with WP X Partners, the "WPP Funds"). WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 00:29 UTC | Outset Medical, Inc. OM · Entity 7026 | ConversionCommon Stock | 198,238 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-020800 · form4.xml · nonDerivative · entry 1 Warburg Pincus X, L.P. · CIK 0001414561 · Director · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · Director · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director · 10% owner WPX GP, L.P. · CIK 0001770772 · Director · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · Director · 10% owner WP X Finance, L.P. · CIK 0001770767 · Director · 10% owner WPP GP LLC · CIK 0001621874 · Director · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · Director · 10% owner WARBURG PINCUS & CO. · CIK 0000929408 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 278,111 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The Series A redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series A redeemable convertible preferred stock converted into approximately 0.0949 Shares. These shares had no expiration date. F7 · price: The Series B redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series B redeemable convertible preferred stock converted into approximately 0.1139 Shares. These shares had no expiration date. F8 · price: The Series C redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series C redeemable convertible preferred stock converted into approximately 0.1266 Shares. These shares had no expiration date. F9 · price: The Series D redeemable convertible preferred stock automatically converted into Common Stock upon the closing of the IPO. Each share of Series D redeemable convertible preferred stock converted into approximately 0.1671 Shares. These shares had no expiration date. F1 · ownership.direct: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.direct: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.direct: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.direct: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F1 · ownership.nature: These securities are held directly by Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WP X Partners"). F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X and WP X Partners. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F4 · ownership.nature: Each of the WPP Funds, WPX GP, WP X, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F5 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 20:06 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass B Common Stock · Derivative | 233,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-078002 · a4.xml · derivative · entry 6 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 233,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2 · derivative.exercise_price: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · price: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2 · price: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F7 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · derivative.exercise_date: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2 · derivative.exercise_date: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · derivative.expiration_date: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2 · derivative.expiration_date: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · ownership.nature: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2 · ownership.nature: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F4 · ownership.nature: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F5 · ownership.nature: Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F6 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 20:06 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass B Common Stock · Derivative | 7,228,626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-078002 · a4.xml · derivative · entry 5 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,228,626 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2 · derivative.exercise_price: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · price: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2 · price: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F7 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · derivative.exercise_date: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2 · derivative.exercise_date: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · derivative.expiration_date: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2 · derivative.expiration_date: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 20:06 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | SaleClass A Common Stock | 233,337 | $103.60 | $24,173,713.20 |
DisclosureSEC source: 0001104659-20-078002 · a4.xml · nonDerivative · entry 4 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F1 · ownership.nature: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2 · ownership.nature: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F4 · ownership.nature: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F5 · ownership.nature: Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F6 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 20:06 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | SaleClass A Common Stock | 7,228,626 | $103.60 | $748,885,653.60 |
DisclosureSEC source: 0001104659-20-078002 · a4.xml · nonDerivative · entry 3 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 20:06 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass A Common Stock | 233,337 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-078002 · a4.xml · nonDerivative · entry 2 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 233,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · ownership.nature: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 0 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 7,228,626 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on June 25, 2020. F2 · ownership.nature: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 0 shares of Class B Common Stock, having converted 233,337 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on June 25, 2020. F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F4 · ownership.nature: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F5 · ownership.nature: Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F6 · ownership.nature: Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| June 25, 2020 Filed Jun 29, 2020 20:06 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass A Common Stock | 7,228,626 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-078002 · a4.xml · nonDerivative · entry 1 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,228,626 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 12:38 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass B Common Stock · Derivative | 309,828 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-070075 · a4.xml · derivative · entry 6 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 233,337 Underlying: Class A Common Stock · 309,828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 7,228,626 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,684,027 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and distributed such shares of Class A Common Stock, each on June 4, 2020. F2 · derivative.exercise_price: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 233,337 shares of Class B Common Stock, having converted 309,828 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and distributed such shares of Class A Common Stock, each on June 4, 2020. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · price: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 7,228,626 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,684,027 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and distributed such shares of Class A Common Stock, each on June 4, 2020. F2 · price: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 233,337 shares of Class B Common Stock, having converted 309,828 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and distributed such shares of Class A Common Stock, each on June 4, 2020. F8 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · derivative.exercise_date: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 7,228,626 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,684,027 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and distributed such shares of Class A Common Stock, each on June 4, 2020. F2 · derivative.exercise_date: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 233,337 shares of Class B Common Stock, having converted 309,828 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and distributed such shares of Class A Common Stock, each on June 4, 2020. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · derivative.expiration_date: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 7,228,626 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,684,027 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and distributed such shares of Class A Common Stock, each on June 4, 2020. F2 · derivative.expiration_date: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 233,337 shares of Class B Common Stock, having converted 309,828 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and distributed such shares of Class A Common Stock, each on June 4, 2020. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · ownership.nature: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 7,228,626 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,684,027 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and distributed such shares of Class A Common Stock, each on June 4, 2020. F2 · ownership.nature: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 233,337 shares of Class B Common Stock, having converted 309,828 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and distributed such shares of Class A Common Stock, each on June 4, 2020. F3 · ownership.nature: On June 4, 2020, the WPP Funds distributed an aggregate of 9,993,855 shares of Class A Common Stock to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution"). F4 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F5 · ownership.nature: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F6 · ownership.nature: Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F7 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Warburg Pincus Entities and certain affiliates may be deemed to be beneficial owners of the Class A Common Stock and Class B Common Stock held collectively by the WPP Funds. The Warburg Pincus Entities and such affiliates disclaim beneficial ownership of such Class A Common Stock and Class B Common Stock except to the extent of their direct pecuniary interest therein. Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 12:38 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass B Common Stock · Derivative | 9,684,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-070075 · a4.xml · derivative · entry 5 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,228,626 Underlying: Class A Common Stock · 9,684,027 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 7,228,626 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,684,027 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and distributed such shares of Class A Common Stock, each on June 4, 2020. F2 · derivative.exercise_price: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 233,337 shares of Class B Common Stock, having converted 309,828 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and distributed such shares of Class A Common Stock, each on June 4, 2020. F8 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · price: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 7,228,626 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,684,027 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and distributed such shares of Class A Common Stock, each on June 4, 2020. F2 · price: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 233,337 shares of Class B Common Stock, having converted 309,828 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and distributed such shares of Class A Common Stock, each on June 4, 2020. F8 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · derivative.exercise_date: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 7,228,626 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,684,027 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and distributed such shares of Class A Common Stock, each on June 4, 2020. F2 · derivative.exercise_date: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 233,337 shares of Class B Common Stock, having converted 309,828 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and distributed such shares of Class A Common Stock, each on June 4, 2020. F8 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · derivative.expiration_date: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 7,228,626 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,684,027 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and distributed such shares of Class A Common Stock, each on June 4, 2020. F2 · derivative.expiration_date: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 233,337 shares of Class B Common Stock, having converted 309,828 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and distributed such shares of Class A Common Stock, each on June 4, 2020. F8 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 12:38 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | OtherClass A Common Stock | 309,828 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-070075 · a4.xml · nonDerivative · entry 4 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 F3 · price: On June 4, 2020, the WPP Funds distributed an aggregate of 9,993,855 shares of Class A Common Stock to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution"). F1 · ownership.nature: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 7,228,626 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,684,027 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and distributed such shares of Class A Common Stock, each on June 4, 2020. F2 · ownership.nature: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 233,337 shares of Class B Common Stock, having converted 309,828 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and distributed such shares of Class A Common Stock, each on June 4, 2020. F3 · ownership.nature: On June 4, 2020, the WPP Funds distributed an aggregate of 9,993,855 shares of Class A Common Stock to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution"). F4 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F5 · ownership.nature: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F6 · ownership.nature: Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F7 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Warburg Pincus Entities and certain affiliates may be deemed to be beneficial owners of the Class A Common Stock and Class B Common Stock held collectively by the WPP Funds. The Warburg Pincus Entities and such affiliates disclaim beneficial ownership of such Class A Common Stock and Class B Common Stock except to the extent of their direct pecuniary interest therein. Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 12:38 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | OtherClass A Common Stock | 9,684,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-070075 · a4.xml · nonDerivative · entry 3 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: On June 4, 2020, the WPP Funds distributed an aggregate of 9,993,855 shares of Class A Common Stock to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution"). Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 12:38 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass A Common Stock | 309,828 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-070075 · a4.xml · nonDerivative · entry 2 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 309,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Warburg Pincus Entities and certain affiliates may be deemed to be beneficial owners of the Class A Common Stock and Class B Common Stock held collectively by the WPP Funds. The Warburg Pincus Entities and such affiliates disclaim beneficial ownership of such Class A Common Stock and Class B Common Stock except to the extent of their direct pecuniary interest therein. Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. F1 · ownership.nature: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 7,228,626 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,684,027 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and distributed such shares of Class A Common Stock, each on June 4, 2020. F2 · ownership.nature: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 233,337 shares of Class B Common Stock, having converted 309,828 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and distributed such shares of Class A Common Stock, each on June 4, 2020. F3 · ownership.nature: On June 4, 2020, the WPP Funds distributed an aggregate of 9,993,855 shares of Class A Common Stock to their partners on a pro rata basis in accordance with their respective ownership interests as determined in accordance with the applicable limited partnership agreements of such entities, with no consideration being paid in connection therewith (the "Distribution"). F4 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F5 · ownership.nature: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F6 · ownership.nature: Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F7 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Warburg Pincus Entities and certain affiliates may be deemed to be beneficial owners of the Class A Common Stock and Class B Common Stock held collectively by the WPP Funds. The Warburg Pincus Entities and such affiliates disclaim beneficial ownership of such Class A Common Stock and Class B Common Stock except to the extent of their direct pecuniary interest therein. Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 12:38 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass A Common Stock | 9,684,027 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-070075 · a4.xml · nonDerivative · entry 1 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,684,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Warburg Pincus Entities and certain affiliates may be deemed to be beneficial owners of the Class A Common Stock and Class B Common Stock held collectively by the WPP Funds. The Warburg Pincus Entities and such affiliates disclaim beneficial ownership of such Class A Common Stock and Class B Common Stock except to the extent of their direct pecuniary interest therein. Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| May 05, 2020 Filed May 7, 2020 20:50 UTC | Silk Road Medical Inc SILK · Entity 87417 | SaleCommon Stock | 4,885,078 | $39.00 | $190,518,042.00 |
DisclosureSEC source: 0000899243-20-012345 · doc4.xml · nonDerivative · entry 1 WP X Finance, L.P. · CIK 0001770767 · 10% owner WPX GP, L.P. · CIK 0001770772 · 10% owner Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · 10% owner Warburg Pincus X Partners, L.P. · CIK 0001451560 · 10% owner Warburg Pincus X, L.P. · CIK 0001414561 · 10% owner Warburg Pincus X GP L.P. · CIK 0001414564 · 10% owner WPP GP LLC · CIK 0001621874 · 10% owner Warburg Pincus Partners, L.P. · CIK 0001621242 · 10% owner Warburg Pincus Partners GP LLC · CIK 0001621224 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,021,223 F1 · shares: In connection with the Issuer's public offering, 4,733,641 shares were sold by WP X Finance, L.P. ("WP X Finance"), and 151,437 shares were sold by Warburg Pincus X Partners, L.P. ("WPXP"), each to the underwriters of the public offering. F2 · price: Pursuant to an underwritten public offering of the Issuer's common stock (the "Offering"), on May 5, 2020, the Issuer, WP X Finance, WPXP and the underwriters of the Offering (the "Underwriter"), entered into an Underwriting Agreement (the "Underwriting Agreement"). Pursuant to the Underwriting Agreement, WP X Finance and WPXP sold an aggregate of 4,885,078 shares of common stock of the issuer to the Underwriters. The per share sale price reported in this Form 4 does not reflect underwriting discounts. F3 · balance_after: 989,570 of these shares are held by WP X Finance and 31,653 of these shares are held by WPXP. F4 · balance_after: WPX GP, L.P., a Delaware limited partnership ("WPX GP"), is the managing general partner of WP X Finance. Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WP X"), is the general partner of WPX GP. Warburg Pincus X, L.P., a Delaware limited partnership ("WPX LP"), is the general partner of WP X and WPXP. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP LP"), is the general partner of WPX LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP LP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F5 · balance_after: (continuation from footnote 4) Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC") is the manager of WP X Finance, WPXP, and WP X. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 21:00 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass B Common Stock · Derivative | 310,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-044697 · a4.xml · derivative · entry 6 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 543,165 Underlying: Class A Common Stock · 310,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 16,912,653 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,690,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on April 6, 2020. F2 · derivative.exercise_price: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 543,165 shares of Class B Common Stock, having converted 310,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on April 6, 2020. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · price: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 16,912,653 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,690,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on April 6, 2020. F2 · price: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 543,165 shares of Class B Common Stock, having converted 310,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on April 6, 2020. F7 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · derivative.exercise_date: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 16,912,653 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,690,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on April 6, 2020. F2 · derivative.exercise_date: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 543,165 shares of Class B Common Stock, having converted 310,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on April 6, 2020. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · derivative.expiration_date: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 16,912,653 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,690,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on April 6, 2020. F2 · derivative.expiration_date: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 543,165 shares of Class B Common Stock, having converted 310,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on April 6, 2020. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · ownership.nature: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 16,912,653 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,690,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on April 6, 2020. F2 · ownership.nature: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 543,165 shares of Class B Common Stock, having converted 310,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on April 6, 2020. F3 · ownership.nature: Warburg Pincus X, L.P., a Delaware limited partnership ("WP X LP"), is the general partner of the WPP Funds. Warburg Pincus X GP L.P., a Delaware limited partnership ("WP X GP"), is the general partner of WP X LP. WPP GP LLC, a Delaware limited liability company ("WPP GP"), is the general partner of WP X GP. Warburg Pincus Partners, L.P., a Delaware limited partnership ("WP Partners"), is the managing member of WPP GP. Warburg Pincus Partners GP LLC, a Delaware limited liability company ("WP Partners GP"), is the general partner of WP Partners. F4 · ownership.nature: Warburg Pincus & Co., a New York general partnership ("WP"), is the managing member of WP Partners GP. Warburg Pincus LLC, a New York limited liability company ("WP LLC"), is the manager of the WPP Funds. F5 · ownership.nature: Each of the WPP Funds, WP X LP, WP X GP, WPP GP, WP Partners, WP Partners GP, WP and WP LLC are collectively referred to herein as the "Warburg Pincus Entities." F6 · ownership.nature: By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Warburg Pincus Entities and certain affiliates may be deemed to be beneficial owners of the Class A Common Stock and Class B Common Stock held collectively by the WPP Funds. The Warburg Pincus Entities and such affiliates disclaim beneficial ownership of such Class A Common Stock and Class B Common Stock except to the extent of their direct pecuniary interest therein. Each of the Warburg Pincus Entities is a director-by-deputization solely for purposes of Section 16 of the Exchange Act. Read SEC document |
| April 06, 2020 Filed Apr 8, 2020 21:00 UTC | CrowdStrike Holdings, Inc. CRWD · Entity 1172 | ConversionClass B Common Stock · Derivative | 9,690,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-044697 · a4.xml · derivative · entry 5 Warburg Pincus Private Equity X, L.P. · CIK 0001414565 · Director Warburg Pincus X Partners, L.P. · CIK 0001451560 · Director Warburg Pincus X, L.P. · CIK 0001414561 · Director Warburg Pincus X GP L.P. · CIK 0001414564 · Director WPP GP LLC · CIK 0001621874 · Director Warburg Pincus Partners, L.P. · CIK 0001621242 · Director Warburg Pincus Partners GP LLC · CIK 0001621224 · Director WARBURG PINCUS & CO. · CIK 0000929408 · Director WARBURG PINCUS LLC · CIK 0001162870 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,912,653 Underlying: Class A Common Stock · 9,690,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 16,912,653 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,690,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on April 6, 2020. F2 · derivative.exercise_price: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 543,165 shares of Class B Common Stock, having converted 310,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on April 6, 2020. F7 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · price: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 16,912,653 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,690,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on April 6, 2020. F2 · price: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 543,165 shares of Class B Common Stock, having converted 310,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on April 6, 2020. F7 · price: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · derivative.exercise_date: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 16,912,653 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,690,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on April 6, 2020. F2 · derivative.exercise_date: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 543,165 shares of Class B Common Stock, having converted 310,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on April 6, 2020. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. F1 · derivative.expiration_date: This Form 4 is filed on behalf of the Warburg Pincus Entities (as defined below). Following the transactions reported in this Form 4, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership ("WPPE X"), is a holder of record of 16,912,653 shares of Class B Common Stock of the Issuer (the "Class B Common Stock"), having converted 9,690,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock of the Issuer (the "Class A Common Stock"), and sold such shares of Class A Common Stock, each on April 6, 2020. F2 · derivative.expiration_date: Following the transactions reported in this Form 4, Warburg Pincus X Partners, L.P., a Delaware limited partnership ("WPXP" and together with WPPE X, the "WPP Funds"), is a holder of record of 543,165 shares of Class B Common Stock, having converted 310,000 shares of Class B Common Stock into an equal number of shares of Class A Common Stock, and sold such shares of Class A Common Stock, each on April 6, 2020. F7 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Persons into one share of Class A Common Stock and has no expiration date. All shares of Class B Common Stock will automatically convert into shares of Class A Common Stock upon the occurrence of certain specified events. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.