Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CORNING INC /NYGLW · Entity 2883 | Retired Director | June 30, 2020 | July 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CORNING INC /NY
Report date June 30, 2020 · Filed July 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 47,044 |
Reported balance
After 2020-06-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-06-30 · Grant · Acquired 450 · Balance 47,044 F1: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 18,808 |
Reported balance
Holding disclosure · report date 2020-06-30 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 18,808 F3: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F4: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted under the Non-Employee Directors' Deferred Compensation Plan. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F2: Conversion of restricted stock units to the Company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director.
F3: Represents annual equity retainer in the form of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.
F4: Conversion of restricted stock units to the Company's common stock and distribution of such stock is deferred until a specific date as elected by the participant or termination of service as a Corning director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2014 Filed Oct 2, 2014 20:05 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 63 | $19.34 | $1,218.42 |
DisclosureSEC source: 0001127602-14-029071 · form4.xml · derivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,175 Underlying: Common Stock · 63 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F3 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. F3 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. F4 · balance_after: Fractional amounts have been rounded to nearest whole number. Read SEC document |
| June 30, 2014 Filed Jul 2, 2014 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 48.58 | $21.95 | $1,066.33 |
DisclosureSEC source: 0001127602-14-022476 · form4.xml · derivative · entry 2 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,112.3 Underlying: Common Stock · 48.58 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document |
| June 30, 2014 Filed Jul 2, 2014 20:06 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 1,400.91 | $21.95 | $30,749.97 |
DisclosureSEC source: 0001127602-14-022476 · form4.xml · derivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,063.72 Underlying: Common Stock · 1,400.91 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 20:11 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 44.31 | $20.82 | $922.53 |
DisclosureSEC source: 0001127602-14-013524 · form4.xml · derivative · entry 2 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,662.81 Underlying: Common Stock · 44.31 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F3 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document |
| March 31, 2014 Filed Apr 2, 2014 20:11 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 1,392.89 | $20.82 | $28,999.97 |
DisclosureSEC source: 0001127602-14-013524 · form4.xml · derivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,618.5 Underlying: Common Stock · 1,392.89 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document |
| February 05, 2014 Filed Feb 7, 2014 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 7,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005120 · form4.xml · nonDerivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,743 F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director. Read SEC document |
| December 31, 2013 Filed Jan 3, 2014 21:05 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 2,413.02 | $17.82 | $43,000.02 |
DisclosureSEC source: 0001127602-14-000744 · form4.xml · derivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,225.61 Underlying: Common Stock · 2,413.02 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document |
| December 13, 2013 Filed Dec 17, 2013 21:16 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 40.12 | $16.88 | $677.23 |
DisclosureSEC source: 0001127602-13-034827 · form4.xml · derivative · entry 3 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,812.59 Underlying: Common Stock · 40.12 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock. F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F3 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. F3 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document |
| December 13, 2013 Filed Dec 17, 2013 21:16 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 33.39 | $14.59 | $487.16 |
DisclosureSEC source: 0001127602-13-034827 · form4.xml · derivative · entry 2 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,772.47 Underlying: Common Stock · 33.39 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock. F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F3 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. F3 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document |
| December 13, 2013 Filed Dec 17, 2013 21:16 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 18.06 | $14.23 | $256.99 |
DisclosureSEC source: 0001127602-13-034827 · form4.xml · derivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,739.08 Underlying: Common Stock · 18.06 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock. F2 · shares: Units acquired pursuant to dividend reinvestment feature of Non-Employee Directors' Deferred Compensation Plan for which no additional price was paid. F3 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. F3 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Corning director. Read SEC document |
| September 30, 2013 Filed Oct 2, 2013 20:04 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 1,867.72 | $14.59 | $27,250.03 |
DisclosureSEC source: 0001127602-13-028429 · form4.xml · derivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,721.02 Underlying: Common Stock · 1,867.72 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until six months following termination as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until six months following termination as a Corning director. Read SEC document |
| June 28, 2013 Filed Jul 2, 2013 20:12 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 2,283.91 | $14.23 | $32,500.04 |
DisclosureSEC source: 0001127602-13-021976 · form4.xml · derivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,853.3 Underlying: Common Stock · 2,283.91 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the company's common stock. F2 · derivative.exercise_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until six months following termination as a Corning director. F2 · derivative.expiration_date: Conversion of restricted stock units to the company's common stock and distribution of such stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until six months following termination as a Corning director. Read SEC document |
| March 28, 2013 Filed Apr 1, 2013 20:13 UTC | CORNING INC /NY GLW · Entity 2883 | GrantRestricted Stock Unit · Derivative | 2,569.39 | $13.33 | $34,249.97 |
DisclosureSEC source: 0001127602-13-012523 · form4.xml · derivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,569.39 Underlying: Common Stock · 2,569.39 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock. F2 · derivative.exercise_date: Conversion of Restricted Stock Units to Corning Incorporated Common Stock and distribution of stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. F2 · derivative.expiration_date: Conversion of Restricted Stock Units to Corning Incorporated Common Stock and distribution of stock under the Non-Employee Directors' Deferred Compensation Plan is deferred until a specific date as elected by the participant or termination of service as a Director of Corning. Read SEC document |
| February 06, 2013 Filed Feb 8, 2013 21:07 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 10,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-005067 · form4.xml · nonDerivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,051 F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director. Read SEC document |
| February 01, 2012 Filed Feb 3, 2012 21:04 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 8,915 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-003948 · form4.xml · nonDerivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,788 F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director. Read SEC document |
| October 27, 2011 Filed Oct 28, 2011 12:48 UTC | CORNING INC /NY GLW · Entity 2883 | PurchaseCommon Stock | 30,000 | $15.40 | $462,000.00 |
DisclosureSEC source: 0001127602-11-027812 · form4.xml · nonDerivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,873 Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 21:10 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 5,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-003881 · form4.xml · nonDerivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,873 F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director. Read SEC document |
| August 05, 2010 Filed Aug 5, 2010 20:18 UTC | CORNING INC /NY GLW · Entity 2883 | PurchaseCommon Stock | 20,000 | $19.16 | $383,190.00 |
DisclosureSEC source: 0001127602-10-020733 · form4.xml · nonDerivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,827 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from 19.1590 to 19.16, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote. Read SEC document |
| July 21, 2010 Filed Jul 22, 2010 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | GrantStock Options (Right to Buy) · Derivative | 1,323 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0001127602-10-019691 · form4.xml · derivative · entry 2 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,323 Underlying: Common Stock · 1,323 shares Expires 2020-07-20 F2 · derivative.exercise_date: The options vest in three equal installments beginning on July 21, 2011. Read SEC document |
| July 21, 2010 Filed Jul 22, 2010 20:08 UTC | CORNING INC /NY GLW · Entity 2883 | GrantCommon Stock | 2,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-019691 · form4.xml · nonDerivative · entry 1 CANNING JOHN A JR · CIK 0001246226 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,827 F1 · shares: Restricted shares are subject to the possibility of forfeiture and/or restrictions on transfer until six months after termination of services as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.