Suever Catherine A

SEC source: 0001209191-20-024834 · doc4.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294

Underlying: Common Stock · 294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The restricted stock units (the "RSUs") were granted to the reporting person in lieu of a portion of the quarterly cash retainer earned by the reporting person as a member of the board of directors of the issuer.

F2 · price: The restricted stock units (the "RSUs") were granted to the reporting person in lieu of a portion of the quarterly cash retainer earned by the reporting person as a member of the board of directors of the issuer.

F3 · derivative.exercise_date: The RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

SEC source: 0000076334-20-000066 · edgar.xml · nonDerivative · entry 1

Suever Catherine A · CIK 0001507498 · Exec VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,969

F1 · date: Reporting withholding transactions for which Forms 4 had not previously been filed due to administrative error.

F2 · balance_after: Represents the amount of shares held by the Reporting Person as of the filing date of this Form 4.

SEC source: 0001209191-20-004388 · doc4.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234

Underlying: Common Stock · 234 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.

F2 · shares: The restricted stock units (the "RSUs") were granted to the reporting person in lieu of a portion of the quarterly cash retainer earned by the reporting person as a member of the board of directors of the issuer.

F2 · price: The restricted stock units (the "RSUs") were granted to the reporting person in lieu of a portion of the quarterly cash retainer earned by the reporting person as a member of the board of directors of the issuer.

F3 · derivative.exercise_date: The RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

F3 · derivative.expiration_date: The RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

SEC source: 0000076334-19-000146 · edgar.xml · derivative · entry 6

Suever Catherine A · CIK 0001507498 · Exec VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,080 shares

Expires 2020-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000076334-19-000146 · edgar.xml · nonDerivative · entry 5

Suever Catherine A · CIK 0001507498 · Exec VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,644

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $200.43 to $200.5260, inclusive. The reporting person undertakes to provide to Parker-Hannifin Corporation, any security holder of Parker-Hannifin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 2 to this Form 4.

SEC source: 0000076334-19-000146 · edgar.xml · nonDerivative · entry 4

Suever Catherine A · CIK 0001507498 · Exec VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,419

SEC source: 0000076334-19-000146 · edgar.xml · nonDerivative · entry 3

Suever Catherine A · CIK 0001507498 · Exec VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-056184 · doc4.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,493.37

Underlying: Common Stock · 3.27 shares

Expires not disclosed

F1 · security: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F2 · derivative.exercise_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date. Upon vesting, all fractional shares underlying the RSUs and Additional RSUs are cancelled.

F2 · derivative.expiration_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date. Upon vesting, all fractional shares underlying the RSUs and Additional RSUs are cancelled.

F3 · balance_after: As previously reported, (i) on May 9, 2019, the reporting person was granted 1,487 RSUs pursuant to the 2013 Plan and (ii) the reporting person has received aggregate dividend equivalents in the form of 3.10 Additional RSUs since the grant date. On November 8, 2019, the reporting person received dividend equivalents in the form of 3.27 Additional RSUs, based on the $77.45 market price per underlying share on the dividend payment date.

SEC source: 0000076334-19-000067 · edgar.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Exec. VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,440

Underlying: Common Stock · 26,440 shares

Expires 2029-08-13

F1 · derivative.exercise_date: The SAR vests in three equal annual installments beginning 8/14/2020.

SEC source: 0001209191-19-045680 · doc4.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490.1

Underlying: Common Stock · 3.1 shares

Expires not disclosed

F1 · security: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F2 · derivative.exercise_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date. Upon vesting, all fractional shares underlying the RSUs and Additional RSUs are cancelled.

F2 · derivative.expiration_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date. Upon vesting, all fractional shares underlying the RSUs and Additional RSUs are cancelled.

F3 · balance_after: As previously reported, on May 9, 2019, the reporting person was granted 1,487 RSUs pursuant to the Hexcel Corporation 2013 Incentive Stock Plan. On August 9, 2019, the reporting person received dividend equivalents in the form of 3.10 Additional RSUs, based on the $81.32 market price per underlying share on the dividend payment date.

SEC source: 0001209191-19-029663 · doc4.xml · derivative · entry 3

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F2 · derivative.exercise_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date. Upon vesting, all fractional shares underlying the RSUs and Additional RSUs are cancelled.

F2 · derivative.expiration_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date. Upon vesting, all fractional shares underlying the RSUs and Additional RSUs are cancelled.

F3 · balance_after: As previously reported, (i) on May 3, 2018, the reporting person was granted 1,595 RSUs pursuant to the Hexcel Corporation 2013 Stock Incentive Plan, (ii) the reporting person received aggregate dividend equivalents in the form of 13.6 Additional RSUs and (iii) on May 3, 2019, 1,608 RSUs converted into shares of common stock of the issuer. As the reporting person held the RSUs on the record date for the issuer's quarterly dividend, on May 10, 2019, the reporting person received dividend equivalents in the form of 3.39 Additional RSUs, based on the $71.11 market price per underlying share on the dividend payment date, which (excluding fractional RSUs) were converted into shares of common stock of the issuer.

SEC source: 0001209191-19-029663 · doc4.xml · derivative · entry 2

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3.39

Underlying: Common Stock · 3.39 shares

Expires not disclosed

F1 · security: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F2 · derivative.exercise_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date. Upon vesting, all fractional shares underlying the RSUs and Additional RSUs are cancelled.

F2 · derivative.expiration_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date. Upon vesting, all fractional shares underlying the RSUs and Additional RSUs are cancelled.

F3 · balance_after: As previously reported, (i) on May 3, 2018, the reporting person was granted 1,595 RSUs pursuant to the Hexcel Corporation 2013 Stock Incentive Plan, (ii) the reporting person received aggregate dividend equivalents in the form of 13.6 Additional RSUs and (iii) on May 3, 2019, 1,608 RSUs converted into shares of common stock of the issuer. As the reporting person held the RSUs on the record date for the issuer's quarterly dividend, on May 10, 2019, the reporting person received dividend equivalents in the form of 3.39 Additional RSUs, based on the $71.11 market price per underlying share on the dividend payment date, which (excluding fractional RSUs) were converted into shares of common stock of the issuer.

SEC source: 0001209191-19-029663 · doc4.xml · nonDerivative · entry 1

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,611

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-028958 · doc4.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,487

Underlying: Common Stock · 1,487 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer.

F2 · derivative.exercise_date: The RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

SEC source: 0001209191-19-027806 · doc4.xml · derivative · entry 2

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,608 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F2 · derivative.exercise_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

SEC source: 0001209191-19-027806 · doc4.xml · nonDerivative · entry 1

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000076334-19-000038 · edgar.xml · nonDerivative · entry 4

Suever Catherine A · CIK 0001507498 · Exec VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,644

SEC source: 0000076334-19-000038 · edgar.xml · nonDerivative · entry 3

Suever Catherine A · CIK 0001507498 · Exec VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,814

SEC source: 0001209191-19-010395 · doc4.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,608.6

Underlying: Common Stock · 3.37 shares

Expires not disclosed

F1 · security: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F2 · derivative.exercise_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

F3 · balance_after: As previously reported, (i) on May 3, 2018, the reporting person was granted 1,595 RSUs pursuant to the Hexcel Corporation 2013 Stock Incentive Plan and (ii) the reporting person has received aggregate dividend equivalents in the form of 10.23 Additional RSUs since the grant date. On February 12, 2019, the reporting person received dividend equivalents in the form of 3.37 Additional RSUs, based on the $71.28 market price per underlying share on the dividend payment date.

SEC source: 0001209191-18-058266 · doc4.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,605.23

Underlying: Common Stock · 3.88 shares

Expires not disclosed

F1 · security: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F2 · derivative.exercise_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

F3 · balance_after: As previously reported, (i) on May 3, 2018, the reporting person was granted 1,595 RSUs pursuant to the Hexcel Corporation 2013 Stock Incentive Plan and (ii) the reporting person has received aggregate dividend equivalents in the form of 6.35 Additional RSUs since the grant date. On November 9, 2018, the reporting person received dividend equivalents in the form of 3.88 Additional RSUs, based on the $61.89 market price per underlying share on the dividend payment date.

SEC source: 0000076334-18-000084 · edgar.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Exec. VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,300

Underlying: Common Stock · 20,300 shares

Expires 2028-08-14

F1 · derivative.exercise_date: The SAR vests in three equal annual installments beginning 8/15/2019.

SEC source: 0000076334-18-000090 · edgar.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Exec. VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,920

Underlying: Common Stock · 21,920 shares

Expires 2028-08-14

F2 · shares: This amendment to the Reporting Person's 8/16/2018 Form 4 filing corrects the number of SARs awarded and inadvertently under-reported in Columns 5, 7 and 9 on Table II.

F1 · derivative.exercise_date: The SAR vests in three equal annual installments beginning 8/15/2019.

F2 · derivative.underlying_shares: This amendment to the Reporting Person's 8/16/2018 Form 4 filing corrects the number of SARs awarded and inadvertently under-reported in Columns 5, 7 and 9 on Table II.

F2 · balance_after: This amendment to the Reporting Person's 8/16/2018 Form 4 filing corrects the number of SARs awarded and inadvertently under-reported in Columns 5, 7 and 9 on Table II.

SEC source: 0000899243-18-022214 · doc4.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,601.35

Underlying: Common Stock · 3.49 shares

Expires not disclosed

F1 · security: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a conditional right to receive one share of common stock of the issuer. Dividend equivalents in the form of additional RSUs ("Additional RSUs") accrue with respect to RSUs (and any Additional RSUs previously accrued) when dividends are paid on shares of common stock of the issuer.

F2 · derivative.exercise_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs and Additional RSUs vest in equal increments on a daily basis over one year and convert into an equivalent number of shares of common stock of the issuer on the first anniversary of the grant date.

F3 · balance_after: As previously reported, (i) on May 3, 2018, the reporting person was granted 1,595 RSUs pursuant to the Hexcel Corporation 2013 Stock Incentive Plan and (ii) the reporting person has received aggregate dividend equivalents in the form of 2.86 Additional RSUs since the grant date. On August 10, 2018, the reporting person received dividend equivalents in the form of 3.49 Additional RSUs, based on the $68.63 market price per underlying share on the dividend payment date.

SEC source: 0000076334-18-000061 · edgar.xml · derivative · entry 6

Suever Catherine A · CIK 0001507498 · Exec VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,223 shares

Expires 2019-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000076334-18-000061 · edgar.xml · nonDerivative · entry 5

Suever Catherine A · CIK 0001507498 · Exec VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,952.59

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $175.130 to $175.226, inclusive. The reporting person undertakes to provide to Parker-Hannifin Corporation, any security holder of Parker-Hannifin Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote 2 to this Form 4.

SEC source: 0000076334-18-000061 · edgar.xml · nonDerivative · entry 4

Suever Catherine A · CIK 0001507498 · Exec VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,100.59

SEC source: 0000076334-18-000061 · edgar.xml · nonDerivative · entry 3

Suever Catherine A · CIK 0001507498 · Exec VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,175.59

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000899243-18-012999 · doc4.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,597.86

Underlying: Common Stock · 2.86 shares

Expires not disclosed

F1 · derivative.exercise_price: The DERs accrued with respect to restricted stock units ("RSUs") previously granted to the Reporting Person, which RSUs vest ratably over the twelve months following the date of grant and will be issued to the Reporting Person following the first anniversary of the grant date. Each DER represents a contingent right to receive one share of Issuer common stock upon delivery of the related RSUs to the Reporting Person.

F1 · shares: The DERs accrued with respect to restricted stock units ("RSUs") previously granted to the Reporting Person, which RSUs vest ratably over the twelve months following the date of grant and will be issued to the Reporting Person following the first anniversary of the grant date. Each DER represents a contingent right to receive one share of Issuer common stock upon delivery of the related RSUs to the Reporting Person.

F1 · derivative.exercise_date: The DERs accrued with respect to restricted stock units ("RSUs") previously granted to the Reporting Person, which RSUs vest ratably over the twelve months following the date of grant and will be issued to the Reporting Person following the first anniversary of the grant date. Each DER represents a contingent right to receive one share of Issuer common stock upon delivery of the related RSUs to the Reporting Person.

F1 · derivative.expiration_date: The DERs accrued with respect to restricted stock units ("RSUs") previously granted to the Reporting Person, which RSUs vest ratably over the twelve months following the date of grant and will be issued to the Reporting Person following the first anniversary of the grant date. Each DER represents a contingent right to receive one share of Issuer common stock upon delivery of the related RSUs to the Reporting Person.

SEC source: 0000899243-18-011692 · doc4.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595

Underlying: Common Stock · 1,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs vest ratably over the twelve months following the date of grant. In accordance with the Reporting Person's deferral election, shares of Issuer common stock underlying vested RSUs will be issued to the Reporting Person following the time that the Reporting Person ceases to be a member of the Issuer's Board of Directors.

F2 · derivative.expiration_date: The RSUs vest ratably over the twelve months following the date of grant. In accordance with the Reporting Person's deferral election, shares of Issuer common stock underlying vested RSUs will be issued to the Reporting Person following the time that the Reporting Person ceases to be a member of the Issuer's Board of Directors.

SEC source: 0000899243-18-012700 · doc4a.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595

Underlying: Common Stock · 1,595 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The Reporting Person's Form 4 is being amended to correctly indicate that the Reporting Person did not make a deferral election with respect to RSUs granted to her on May 3, 2018. Therefore, the disclosure in footnote 2 to the original Form 4 is amended to read as follows: The RSUs vest ratably over the twelve months following the date of grant. Shares of Issuer common stock underlying the vested RSUs will be delivered to the Reporting Person following the first anniversary of the grant date.

F2 · derivative.expiration_date: The Reporting Person's Form 4 is being amended to correctly indicate that the Reporting Person did not make a deferral election with respect to RSUs granted to her on May 3, 2018. Therefore, the disclosure in footnote 2 to the original Form 4 is amended to read as follows: The RSUs vest ratably over the twelve months following the date of grant. Shares of Issuer common stock underlying the vested RSUs will be delivered to the Reporting Person following the first anniversary of the grant date.

SEC source: 0000076334-18-000035 · edgar.xml · nonDerivative · entry 4

Suever Catherine A · CIK 0001507498 · Exec VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,952.592

SEC source: 0000076334-18-000035 · edgar.xml · nonDerivative · entry 3

Suever Catherine A · CIK 0001507498 · Exec VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,329.592

SEC source: 0000076334-17-000077 · edgar.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Exec. VP Finance & Admin & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,050

Underlying: Common Stock · 24,050 shares

Expires 2027-08-15

F1 · derivative.exercise_date: The SAR vests in three equal annual installments beginning 8/16/2018.

SEC source: 0000076334-17-000043 · edgar.xml · nonDerivative · entry 4

Suever Catherine A · CIK 0001507498 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,642

SEC source: 0000076334-17-000043 · edgar.xml · nonDerivative · entry 3

Suever Catherine A · CIK 0001507498 · EVP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,405

SEC source: 0000076334-17-000023 · edgar.xml · nonDerivative · entry 2

Suever Catherine A · CIK 0001507498 · EVP-Finance Admin/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,049

SEC source: 0000076334-17-000002 · edgar.xml · nonDerivative · entry 2

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,899

SEC source: 0000076334-16-000176 · edgar.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock · 5,500 shares

Expires 2026-08-16

F1 · derivative.exercise_date: The SAR vests in three equal annual installments beginning 8/17/2017.

SEC source: 0000076334-16-000172 · edgar.xml · derivative · entry 7

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,210 shares

Expires 2018-08-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SAR vested in three equal annual installments beginning 8/13/2009.

SEC source: 0000076334-16-000172 · edgar.xml · nonDerivative · entry 6

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,749

SEC source: 0000076334-16-000172 · edgar.xml · nonDerivative · entry 5

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,668

SEC source: 0000076334-16-000172 · edgar.xml · nonDerivative · entry 4

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,768

SEC source: 0000076334-16-000172 · edgar.xml · nonDerivative · entry 3

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,959

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000076334-16-000143 · edgar.xml · nonDerivative · entry 4

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,749

SEC source: 0000076334-16-000143 · edgar.xml · nonDerivative · entry 3

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,358

SEC source: 0000076334-15-000071 · edgar.xml · derivative · entry 1

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,820

Underlying: Common Stock · 4,820 shares

Expires 2025-08-11

F1 · derivative.exercise_date: The SAR vests in three equal annual installments beginning 8/12/2016.

SEC source: 0000076334-15-000031 · edgar.xml · nonDerivative · entry 4

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,477

SEC source: 0000076334-15-000031 · edgar.xml · nonDerivative · entry 3

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,126

SEC source: 0000076334-13-000208 · edgar.xml · nonDerivative · entry 4

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,933

SEC source: 0000076334-14-000153 · edgar.xml · derivative · entry 6

Suever Catherine A · CIK 0001507498 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,907 shares

Expires 2017-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The SAR vested in three equal annual installments beginning 8/15/2008.