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Cady James Arthur

Disclosed activity across 1 company

Tapewire entity
157636
SEC CIK
0001646942

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SIRIUS XM HOLDINGS INC.

Report date April 23, 2019 · Filed May 14, 2019

Section 16 reporting ended · disclosed 2019-05-14. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2019 Filed Mar 14, 2019 20:07 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 89,565 $3.37 Strike: $3.37 $301,825.09
Disclosure

SEC source: 0001225208-19-005280 · doc4.xml · derivative · entry 10

Cady James Arthur · CIK 0001646942 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 89,565 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:07 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 620,874 $3.95 Strike: $3.95 $2,452,452.30
Disclosure

SEC source: 0001225208-19-005280 · doc4.xml · derivative · entry 9

Cady James Arthur · CIK 0001646942 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 620,874 shares

Expires 2025-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:07 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 1,377,619 $3.61 Strike: $3.61 $4,973,204.59
Disclosure

SEC source: 0001225208-19-005280 · doc4.xml · derivative · entry 8

Cady James Arthur · CIK 0001646942 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,377,619 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:07 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 87,841 $4.75 Strike: $4.75 $417,244.75
Disclosure

SEC source: 0001225208-19-005280 · doc4.xml · derivative · entry 7

Cady James Arthur · CIK 0001646942 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,840

Underlying: Common Stock · 87,841 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:07 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 1,739,986 $6.14 $10,683,514.04
Disclosure

SEC source: 0001225208-19-005280 · doc4.xml · nonDerivative · entry 6

Cady James Arthur · CIK 0001646942 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,861

F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:07 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 SaleCommon Stock 588,503 $6.13 $3,607,523.39
Disclosure

SEC source: 0001225208-19-005280 · doc4.xml · nonDerivative · entry 5

Cady James Arthur · CIK 0001646942 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049,847

F1 · price: Represents the weighted average sales price for the price increments ranging from $6.13 to $6.1350. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:07 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 87,841 $4.75 $417,244.75
Disclosure

SEC source: 0001225208-19-005280 · doc4.xml · nonDerivative · entry 4

Cady James Arthur · CIK 0001646942 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,638,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:07 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 89,565 $3.37 $301,825.09
Disclosure

SEC source: 0001225208-19-005280 · doc4.xml · nonDerivative · entry 3

Cady James Arthur · CIK 0001646942 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:07 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 620,874 $3.95 $2,452,452.30
Disclosure

SEC source: 0001225208-19-005280 · doc4.xml · nonDerivative · entry 2

Cady James Arthur · CIK 0001646942 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,460,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:07 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 1,377,619 $3.61 $4,973,204.59
Disclosure

SEC source: 0001225208-19-005280 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,840,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:04 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 730 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004114 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,451

F1 · shares: On February 28, 2019, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 11, 2019. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:12 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 5,999 $5.98 $35,874.02
Disclosure

SEC source: 0001225208-19-001859 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,721

F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantStock Option (Right to Buy) · Derivative 410,370 $5.98 Strike: $5.98 $2,454,012.60
Disclosure

SEC source: 0001225208-19-001796 · doc4.xml · derivative · entry 3

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,370

Underlying: Common Stock · 410,370 shares

Expires 2029-02-01

F3 · shares: Approximately one-third of options will vest on each of 2/1/20; 2/1/21 and 2/1/22.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 9,873 $5.83 $57,559.59
Disclosure

SEC source: 0001225208-19-001796 · doc4.xml · nonDerivative · entry 2

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,720

F2 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:17 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 83,625 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001796 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,593

F1 · shares: Approximately one-third of restricted stock units will vest on each of 2/1/20; 2/1/21 and 2/1/22.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 21:06 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 106,030 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001084 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,968

F1 · shares: Represents shares of common stock underlying an February 2, 2017 grant of performance-based restricted stock units, including related dividend equivalent units, upon the satisfaction of the applicable performance criteria. Such performance-based restricted stock units shall vest on February 2, 2020, subject to the reporting person's continuing employment with Sirius XM.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:09 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016069 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,938

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 20:05 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 332 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-013030 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,514

F1 · shares: On August 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
August 06, 2018 Filed Aug 7, 2018 20:08 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 4,579 $6.87 $31,457.73
Disclosure

SEC source: 0001225208-18-012391 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,182

F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 20:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 20,829 $7.08 $147,469.32
Disclosure

SEC source: 0001225208-18-012047 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,761

F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:40 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 454 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010053 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,590

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 21:28 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 683 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004933 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,136

F1 · shares: On February 28, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 7, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These restricted stock units are shown on page 1 of this Form 4. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 21:14 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 1,377,619 $3.61 Strike: $3.61 $4,973,204.59
Disclosure

SEC source: 0001225208-18-004110 · doc4.xml · derivative · entry 5

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,377,619

Underlying: Common Stock · 1,377,619 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 21:14 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 1,082,363 $6.19 $6,699,826.97
Disclosure

SEC source: 0001225208-18-004110 · doc4.xml · nonDerivative · entry 4

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,453

F3 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 21:14 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 SaleCommon Stock 306,400 $6.19 $1,897,320.72
Disclosure

SEC source: 0001225208-18-004110 · doc4.xml · nonDerivative · entry 3

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,393,816

F2 · price: Represents the weighted average sales price for the price increments ranging from $6.18 to $6.20. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 21:14 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 45,370 $6.15 $279,025.50
Disclosure

SEC source: 0001225208-18-004110 · doc4.xml · nonDerivative · entry 2

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,700,216

F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 21:14 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 1,377,619 $3.61 $4,973,204.59
Disclosure

SEC source: 0001225208-18-004110 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,745,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 235,796 $3.55 Strike: $3.55 $837,075.80
Disclosure

SEC source: 0001225208-18-002216 · doc4.xml · derivative · entry 6

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 235,796 shares

Expires 2024-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 87,841 $4.75 Strike: $4.75 $417,244.75
Disclosure

SEC source: 0001225208-18-002216 · doc4.xml · derivative · entry 5

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,681

Underlying: Common Stock · 87,841 shares

Expires 2027-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 265,929 $5.93 $1,576,958.97
Disclosure

SEC source: 0001225208-18-002216 · doc4.xml · nonDerivative · entry 4

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,967

F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 SaleCommon Stock 57,708 $5.90 $340,684.95
Disclosure

SEC source: 0001225208-18-002216 · doc4.xml · nonDerivative · entry 3

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 633,896

F1 · price: Represents the weighted average sales price for the price increments ranging from $5.9010 to $5.9150. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 87,841 $4.75 $417,244.75
Disclosure

SEC source: 0001225208-18-002216 · doc4.xml · nonDerivative · entry 2

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 691,604

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2018 Filed Feb 7, 2018 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 235,796 $3.55 $837,075.80
Disclosure

SEC source: 0001225208-18-002216 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 21:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 6,540 $6.11 $39,959.40
Disclosure

SEC source: 0001225208-18-002143 · doc4.xml · nonDerivative · entry 2

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,967

F2 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantStock Option (Right to Buy) · Derivative 452,878 $6.11 Strike: $6.11 $2,767,084.58
Disclosure

SEC source: 0001225208-18-002143 · doc4.xml · derivative · entry 3

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,878

Underlying: Common Stock · 452,878 shares

Expires 2028-02-01

F3 · shares: Approximately one-third of options will vest on each of 2/1/19; 2/1/20 and 2/1/21.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 81,833 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002143 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,507

F1 · shares: Approximately one-third of restricted stock units will vest on each of 2/1/19, 2/1/20 and 2/1/21.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 21:09 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 785 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018086 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,674

F1 · shares: On November 30, 2017, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These restricted stock units are shown on page 1 of this Form 4. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:04 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014557 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,889

F1 · shares: On August 31, 2017, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 10, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These restricted stock units are shown on page 1 of this Form 4. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
August 10, 2017 Filed Aug 11, 2017 20:14 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 89,565 $3.37 Strike: $3.37 $301,825.09
Disclosure

SEC source: 0001225208-17-013886 · doc4.xml · derivative · entry 4

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,565

Underlying: Common Stock · 89,565 shares

Expires 2024-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 10, 2017 Filed Aug 11, 2017 20:14 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 72,389 $5.55 $401,758.95
Disclosure

SEC source: 0001225208-17-013886 · doc4.xml · nonDerivative · entry 3

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 291,176

F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

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August 10, 2017 Filed Aug 11, 2017 20:14 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 SaleCommon Stock 42,467 $5.50 $233,755.35
Disclosure

SEC source: 0001225208-17-013886 · doc4.xml · nonDerivative · entry 2

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,565

F1 · price: Represents the weighted average sales price for the price increments ranging from $5.50 to $5.5150. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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August 10, 2017 Filed Aug 11, 2017 20:14 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 89,565 $3.37 $301,825.09
Disclosure

SEC source: 0001225208-17-013886 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 07, 2017 Filed Aug 7, 2017 20:03 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 4,779 $5.56 $26,571.24
Disclosure

SEC source: 0001225208-17-013332 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,467

F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

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July 31, 2017 Filed Aug 1, 2017 20:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 1,241,749 $3.95 Strike: $3.95 $4,904,908.55
Disclosure

SEC source: 0001225208-17-013064 · doc4.xml · derivative · entry 5

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,874

Underlying: Common Stock · 1,241,749 shares

Expires 2025-07-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 31, 2017 Filed Aug 1, 2017 20:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 1,044,155 $5.86 $6,118,748.30
Disclosure

SEC source: 0001225208-17-013064 · doc4.xml · nonDerivative · entry 4

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,246

F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

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July 31, 2017 Filed Aug 1, 2017 20:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 SaleCommon Stock 197,594 $5.85 $1,155,924.90
Disclosure

SEC source: 0001225208-17-013064 · doc4.xml · nonDerivative · entry 3

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,365,401

Read SEC document
July 31, 2017 Filed Aug 1, 2017 20:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 21,737 $5.81 $126,291.97
Disclosure

SEC source: 0001225208-17-013064 · doc4.xml · nonDerivative · entry 2

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,562,995

F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

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July 31, 2017 Filed Aug 1, 2017 20:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 1,241,749 $3.95 $4,904,908.55
Disclosure

SEC source: 0001225208-17-013064 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 31, 2017 Filed Jun 1, 2017 20:26 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 893 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010728 · doc4.xml · nonDerivative · entry 1

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,983

F1 · shares: On May 31, 2017, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These restricted stock units are shown on page 1 of this Form 4. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 21:12 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 1,377,620 $3.61 Strike: $3.61 $4,973,208.20
Disclosure

SEC source: 0001225208-17-005876 · doc4.xml · derivative · entry 4

Cady James Arthur · CIK 0001646942 · EVP, Product and Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755,238

Underlying: Common Stock · 1,377,620 shares

Expires 2026-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.