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COOK STEPHEN

Disclosed activity across 1 company

Tapewire entity
157635
SEC CIK
0001268619

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

SIRIUS XM HOLDINGS INC.

Report date April 23, 2019 · Filed May 14, 2019

Section 16 reporting ended · disclosed 2019-05-14. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2019 Filed Mar 7, 2019 21:05 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantStock Option (Right to Buy) · Derivative 769,999 $6.03 Strike: $6.03 $4,643,093.97
Disclosure

SEC source: 0001225208-19-004874 · doc4.xml · derivative · entry 3

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769,999

Underlying: Common Stock · 769,999 shares

Expires 2029-03-05

F2 · shares: One-third of options will vest on each of 3/5/20, 3/5/21 and 2/1/22.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 21:05 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 165,837 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004874 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581,415

F1 · shares: One-third of restricted stock units will vest on each of 3/5/20, 3/5/21 and 2/1/22.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:05 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 828 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-004116 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,415,578

F1 · shares: On February 28, 2019, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 11, 2019. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $1.64 Strike: $1.64 $164,000.00
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · derivative · entry 11

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2021-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $2.48 Strike: $2.48 $124,000.00
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · derivative · entry 10

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Common Stock · 50,000 shares

Expires 2022-08-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 63,788 $6.15 $392,296.20
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 7

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430,619

F3 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 SaleCommon Stock 56,118 $6.13 $344,132.41
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 6

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,494,407

F4 · price: Represents the weighted average sales price for the price increments ranging from $6.10 to $6.15. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 30,094 $6.10 $183,573.40
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 5

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,550,525

F3 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 50,000 $2.48 $124,000.00
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 4

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,580,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 100,000 $1.64 $164,000.00
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 3

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,530,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:12 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 15,869 $5.98 $94,896.62
Disclosure

SEC source: 0001225208-19-001860 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,414,750

F1 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantStock Option (Right to Buy) · Derivative 461,670 $5.98 Strike: $5.98 $2,760,786.60
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · derivative · entry 9

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,670

Underlying: Common Stock · 461,670 shares

Expires 2029-02-01

F5 · shares: Approximately one-third of options will vest on each of 2/1/20; 2/1/21 and 2/1/22.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 14,388 $5.83 $83,882.04
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 2

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430,619

F2 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 94,065 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001792 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,445,007

F1 · shares: Approximately one-third of restricted stock units will vest on each of 2/1/20; 2/1/21 and 2/1/22.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 21:06 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 212,059 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001083 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350,942

F1 · shares: Represents shares of common stock underlying an February 2, 2017 grant of performance-based restricted stock units, including related dividend equivalent units, upon the satisfaction of the applicable performance criteria. Such performance-based restricted stock units shall vest on February 2, 2020, subject to the reporting person's continuing employment with Sirius XM.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:09 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 327 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-016070 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,883

F1 · shares: On November 30, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0121 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 20:05 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 256 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-013032 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,556

F1 · shares: On August 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:05 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 750,000 $1.64 Strike: $1.64 $1,230,000.00
Disclosure

SEC source: 0001225208-18-012006 · doc4.xml · derivative · entry 7

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 750,000 shares

Expires 2021-08-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:05 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 SaleCommon Stock 315,502 $7.18 $2,266,093.12
Disclosure

SEC source: 0001225208-18-012006 · doc4.xml · nonDerivative · entry 5

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,138,300

F3 · price: Represents the weighted average sales price for the price increments ranging from $7.14 to $7.25. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:05 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 289,837 $7.19 $2,083,928.03
Disclosure

SEC source: 0001225208-18-012006 · doc4.xml · nonDerivative · entry 4

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,453,802

F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:05 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 144,661 $7.25 $1,048,792.25
Disclosure

SEC source: 0001225208-18-012006 · doc4.xml · nonDerivative · entry 3

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,743,639

F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:05 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 SaleCommon Stock 100,000 $7.25 $725,440.00
Disclosure

SEC source: 0001225208-18-012006 · doc4.xml · nonDerivative · entry 2

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888,300

F1 · price: Represents the weighted average sales price for the price increments ranging from $7.25 to $7.26. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 26, 2018 Filed Jul 30, 2018 20:05 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 750,000 $1.64 $1,230,000.00
Disclosure

SEC source: 0001225208-18-012006 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,988,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2018 Filed Jun 1, 2018 22:40 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 281 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-010055 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,300

F1 · shares: On May 31, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
May 02, 2018 Filed May 3, 2018 20:06 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 426,140 $0.99 Strike: $0.99 $421,878.60
Disclosure

SEC source: 0001225208-18-008649 · doc4.xml · derivative · entry 6

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 426,140 shares

Expires 2020-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2018 Filed May 3, 2018 20:06 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 SaleCommon Stock 196,017 $6.38 $1,249,902.40
Disclosure

SEC source: 0001225208-18-008649 · doc4.xml · nonDerivative · entry 4

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,019

F2 · price: Represents the weighted average sales price for the price increments ranging from $6.35 to $6.40. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 02, 2018 Filed May 3, 2018 20:06 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 122,049 $6.40 $781,113.60
Disclosure

SEC source: 0001225208-18-008649 · doc4.xml · nonDerivative · entry 3

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,434,036

F1 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
May 02, 2018 Filed May 3, 2018 20:06 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 108,074 $6.35 $686,269.90
Disclosure

SEC source: 0001225208-18-008649 · doc4.xml · nonDerivative · entry 2

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,556,085

F1 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
May 02, 2018 Filed May 3, 2018 20:06 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 426,140 $0.99 $421,878.60
Disclosure

SEC source: 0001225208-18-008649 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,664,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed May 1, 2018 20:37 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 15,660 $0.99 Strike: $0.99 $15,503.40
Disclosure

SEC source: 0001225208-18-008368 · doc4.xml · derivative · entry 5

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,140

Underlying: Common Stock · 15,660 shares

Expires 2020-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 27, 2018 Filed May 1, 2018 20:37 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 SaleCommon Stock 75,181 $6.36 $477,797.81
Disclosure

SEC source: 0001225208-18-008368 · doc4.xml · nonDerivative · entry 3

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,019

F2 · price: Represents the weighted average sales price for the price increments ranging from $6.35 to $6.40. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 27, 2018 Filed May 1, 2018 20:37 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 8,453 $6.40 $54,099.20
Disclosure

SEC source: 0001225208-18-008368 · doc4.xml · nonDerivative · entry 2

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,313,200

F1 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
April 27, 2018 Filed May 1, 2018 20:37 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 15,660 $0.99 $15,503.40
Disclosure

SEC source: 0001225208-18-008368 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 20:14 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 SaleCommon Stock 97,550 $6.35 $619,462.01
Disclosure

SEC source: 0001225208-18-008177 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305,993

F1 · price: Represents the weighted average sales price for the price increments ranging from $6.35 to $6.3550. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 28, 2018 Filed Mar 1, 2018 21:28 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 311 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-004931 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403,543

F1 · shares: On February 28, 2018, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 7, 2018. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These restricted stock units are shown on page 1 of this Form 4. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 200,000 $0.99 Strike: $0.99 $198,000.00
Disclosure

SEC source: 0001225208-18-002218 · doc4.xml · derivative · entry 5

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,800

Underlying: Common Stock · 200,000 shares

Expires 2020-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 105,956 $6.20 $656,927.20
Disclosure

SEC source: 0001225208-18-002218 · doc4.xml · nonDerivative · entry 3

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403,232

F1 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 SaleCommon Stock 94,044 $6.20 $583,072.80
Disclosure

SEC source: 0001225208-18-002218 · doc4.xml · nonDerivative · entry 2

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509,188

Read SEC document
February 05, 2018 Filed Feb 7, 2018 21:16 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 200,000 $0.99 $198,000.00
Disclosure

SEC source: 0001225208-18-002218 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 02, 2018 Filed Feb 5, 2018 21:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 11,351 $6.11 $69,354.61
Disclosure

SEC source: 0001225208-18-002142 · doc4.xml · nonDerivative · entry 2

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,403,232

F2 · shares: Represents the surrender of common stock to the Company to cover withholding taxes upon the vesting of restricted stock units.

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February 01, 2018 Filed Feb 5, 2018 21:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantStock Option (Right to Buy) · Derivative 509,487 $6.11 Strike: $6.11 $3,112,965.57
Disclosure

SEC source: 0001225208-18-002142 · doc4.xml · derivative · entry 4

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 509,487

Underlying: Common Stock · 509,487 shares

Expires 2028-02-01

F3 · shares: Approximately one-third of options will vest on each of 2/1/19; 2/1/20 and 2/1/21.

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February 01, 2018 Filed Feb 5, 2018 21:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 92,062 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-002142 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,414,583

F1 · shares: Approximately one-third of restricted stock units will vest on each of 2/1/19, 2/1/20 and 2/1/21.

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November 30, 2017 Filed Dec 4, 2017 21:09 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 628 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018084 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,322,521

F1 · shares: On November 30, 2017, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.011 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 9, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These restricted stock units are shown on page 1 of this Form 4. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

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November 17, 2017 Filed Nov 17, 2017 21:04 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 200,000 $0.99 Strike: $0.99 $198,000.00
Disclosure

SEC source: 0001225208-17-017464 · doc4.xml · derivative · entry 5

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 641,800

Underlying: Common Stock · 200,000 shares

Expires 2020-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 17, 2017 Filed Nov 17, 2017 21:04 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 115,133 $5.45 $627,474.85
Disclosure

SEC source: 0001225208-17-017464 · doc4.xml · nonDerivative · entry 3

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,893

F1 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

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November 17, 2017 Filed Nov 17, 2017 21:04 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 SaleCommon Stock 84,867 $5.45 $462,525.15
Disclosure

SEC source: 0001225208-17-017464 · doc4.xml · nonDerivative · entry 2

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,437,026

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November 17, 2017 Filed Nov 17, 2017 21:04 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionCommon Stock 200,000 $0.99 $198,000.00
Disclosure

SEC source: 0001225208-17-017464 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,521,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2017 Filed Sep 5, 2017 20:04 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 GrantCommon Stock 1,060 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-014555 · doc4.xml · nonDerivative · entry 1

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,893

F1 · shares: On August 31, 2017, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.01 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 10, 2017. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These restricted stock units are shown on page 1 of this Form 4. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate.

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July 28, 2017 Filed Aug 1, 2017 20:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Exercise / conversionStock Option (Right to Buy) · Derivative 308,000 $0.62 Strike: $0.62 $192,038.00
Disclosure

SEC source: 0001225208-17-013069 · doc4.xml · derivative · entry 5

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 308,000 shares

Expires 2019-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 20:15 UTC SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 Tax withholdingCommon Stock 165,432 $5.81 $961,159.92
Disclosure

SEC source: 0001225208-17-013069 · doc4.xml · nonDerivative · entry 3

COOK STEPHEN · CIK 0001268619 · EVP, Sales and Automotive

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,320,833

F2 · price: Represents the exercise price of the stock option referenced in Table II and associated taxes which was paid by way of the withholding by the Company of shares with a value equal to the exercise price and such taxes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.