Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STARBUCKS CORP
Report date September 27, 2020 · Filed November 09, 2020
Section 16 reporting ended · disclosed 2020-11-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 103,358.06 |
Reported balance
After 2019-12-20 transaction · row 1
1 source rowRow 1 · 2019-12-20 · Gift · Disposed 11,854 · Balance 103,358.06 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2019 Filed Nov 9, 2020 22:58 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 11,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028516 · form5.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,358.06 Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 23:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $40.50 | $0.00 |
DisclosureSEC source: 0001127602-19-035259 · form4.xml · derivative · entry 5 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,030 Underlying: Common Stock · 5,000 shares Expires 2023-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option, representing the right to buy a total of 129,554 shares, became exercisable in one increment of 32,390 shares on November 11, 2014, and three increments of 32,388 shares each on November 11, 2015, November 11, 2016 and November 11, 2017. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 23:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 13,982 | $0.00 Strike: $24.87 | $0.00 |
DisclosureSEC source: 0001127602-19-035259 · form4.xml · derivative · entry 4 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,982 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing a right to buy a total of 78,982 shares, became exercisable in three increments of 19,746 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 19,744 shares on November 19, 2016. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 23:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 18,982 | $88.49 | $1,679,777.92 |
DisclosureSEC source: 0001127602-19-035259 · form4.xml · nonDerivative · entry 3 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,333.268 F2 · price: This transaction was executed in multiple trades at prices ranging from $88.471 to $88.515. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 23:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 5,000 | $40.50 | $202,475.00 |
DisclosureSEC source: 0001127602-19-035259 · form4.xml · nonDerivative · entry 2 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,315.268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2019 Filed Dec 17, 2019 23:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 13,982 | $24.87 | $347,732.34 |
DisclosureSEC source: 0001127602-19-035259 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,315.268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 114.263 accrued dividend equivalents on unvested time-based restricted stock units. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 23:23 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 2,434 | $84.38 | $205,380.92 |
DisclosureSEC source: 0001127602-19-033077 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,219.005 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 23:43 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 18,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032894 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,653.005 F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 13, 2019 and vests in three increments of 4,706 shares each on November 13, 2020, November 13, 2021 and November 13, 2022 and one increment of 4,705 shares on November 13, 2023. F2 · balance_after: Includes 99.634 accrued dividend equivalents on unvested time-based restricted stock units. Read SEC document |
| July 16, 2019 Filed Jul 18, 2019 22:22 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 3,301 | $90.08 | $297,354.08 |
DisclosureSEC source: 0001127602-19-024859 · form4.xml · nonDerivative · entry 2 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,644.371 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes 107 shares purchased on June 28, 2019, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| June 13, 2019 Filed Jul 18, 2019 22:22 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 13,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024859 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,838.371 Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 23:31 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $24.87 | $0.00 |
DisclosureSEC source: 0001127602-19-021589 · form4.xml · derivative · entry 4 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,982 Underlying: Common Stock · 10,000 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing a right to buy a total of 78,982 shares, became exercisable in three increments of 19,746 shares each on November 19, 2013, November 19, 2014 and November 19, 2015, and one increment of 19,744 shares on November 19, 2016. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 23:31 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 10,000 | $83.00 | $829,951.00 |
DisclosureSEC source: 0001127602-19-021589 · form4.xml · nonDerivative · entry 3 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,841.371 F2 · price: This transaction was executed in multiple trades at prices ranging from $82.99 to $83.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 12, 2019 Filed Jun 13, 2019 23:31 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 10,000 | $24.87 | $248,700.00 |
DisclosureSEC source: 0001127602-19-021589 · form4.xml · nonDerivative · entry 2 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,841.371 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 254.371 accrued dividend equivalents on unvested time-based restricted stock units. Includes 30 shares purchased on December 31, 2018 and 102 shares purchased on March 29, 2019 pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| December 24, 2018 Filed Jun 13, 2019 23:31 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 18,294 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-021589 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,455 Read SEC document |
| November 16, 2018 Filed Nov 19, 2018 23:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 1,174 | $68.16 | $80,019.84 |
DisclosureSEC source: 0001127602-18-033827 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,749 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 14, 2018 Filed Nov 17, 2018 00:39 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 25,955 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-033542 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, chief partner officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,923 F1 · shares: Represents Restricted Stock Units ("RSUs") granted on November 14, 2018 and vests in three increments of 6,489 shares each on November 14, 2019, November 14, 2020 and November 14, 2021 and in one increment of 6,488 shares on November 14, 2022. Read SEC document |
| July 17, 2017 Filed Jul 19, 2017 22:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 10,286 | $58.33 | $599,982.38 |
DisclosureSEC source: 0001127602-17-023913 · form4.xml · nonDerivative · entry 2 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,791 F2 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted tock units; not an open market transaction. Read SEC document |
| December 16, 2016 Filed Jul 19, 2017 22:16 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 9,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023913 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,723 F1 · balance_after: Includes 84 shares purchased on December 30, 2016, 124 shares purchased on March 31, 2017 and 146 shares purchased on June 30, 2017, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 23:24 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 29,244 | $0.00 Strike: $26.27 | $0.00 |
DisclosureSEC source: 0001127602-16-070320 · form4.xml · derivative · entry 3 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,244 shares Expires 2022-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing a right to purchase a total of 39,244 shares, became exercisable in two increments of 9,812 shares each on June 15, 2013 and June 15, 2014, in two increments of 9,810 shares each on June 15, 2015 and June 15, 2016. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 23:24 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 29,244 | $58.72 | $1,717,327.58 |
DisclosureSEC source: 0001127602-16-070320 · form4.xml · nonDerivative · entry 2 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,477 F1 · price: This transaction was executed in multiple trades at prices ranging from $58.72 to $58.755. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 14, 2016 Filed Dec 16, 2016 23:24 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 29,244 | $26.27 | $768,239.88 |
DisclosureSEC source: 0001127602-16-070320 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 23, 2016 21:52 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 93,817 | $0.00 Strike: $56.10 | $0.00 |
DisclosureSEC source: 0001127602-16-068371 · form4.xml · derivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,817 Underlying: Common Stock · 93,817 shares Expires 2026-11-21 F1 · derivative.exercise_date: The option, representing the right to buy a total of 93,817 shares, becomes exercisable in one increment of 23,455 shares on November 21, 2017 and three increments of 23,454 shares each on November 21, 2018, November 21, 2019 and November 21, 2020. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 23:28 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 6,113 | $55.85 | $341,411.05 |
DisclosureSEC source: 0001127602-16-067944 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,477 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 23:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 29,141 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067667 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,590 F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based restricted stock units granted on November 17, 2014. The RSUs are scheduled to vest, subject to continued employment, as follows: 14,571 on November 17, 2016 and 14,570 on November 17, 2017. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 23:26 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 3,670 | $53.93 | $197,923.10 |
DisclosureSEC source: 0001127602-16-067271 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,449 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes 109 shares purchased on June 30, 2016 and 135 shares purchased on September 30, 2016, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| June 15, 2016 Filed Jun 17, 2016 22:11 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 1,823 | $55.35 | $100,903.05 |
DisclosureSEC source: 0001127602-16-055829 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,875 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes 105 shares purchased on March 31, 2016, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| January 19, 2016 Filed Jan 21, 2016 23:20 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 1,224 | $58.55 | $71,665.20 |
DisclosureSEC source: 0001127602-16-037564 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,593 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. F2 · balance_after: Includes 119 shares purchased on December 31, 2015, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| December 09, 2015 Filed Dec 11, 2015 23:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $26.27 | $0.00 |
DisclosureSEC source: 0001127602-15-033919 · form4.xml · derivative · entry 6 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,244 Underlying: Common Stock · 10,000 shares Expires 2022-06-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing a right to purchase a total of 39,244 shares, became exercisable in two increments of 9,812 shares each on June 15, 2013 and June 15, 2014, in one increment of 9,810 shares on June 15, 2015 and 9,810 shares will become exercisable on June 15, 2016. Read SEC document |
| December 09, 2015 Filed Dec 11, 2015 23:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 3,356 | $0.00 Strike: $21.82 | $0.00 |
DisclosureSEC source: 0001127602-15-033919 · form4.xml · derivative · entry 5 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,356 shares Expires 2021-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 13,426 shares, became exercisable in one increment of 3,358 shares on November 14, 2012, and three increments of 3,356 shares each on November 14, 2013, November 14, 2014 and November 14, 2015. Read SEC document |
| December 09, 2015 Filed Dec 11, 2015 23:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 13,356 | $62.05 | $828,763.84 |
DisclosureSEC source: 0001127602-15-033919 · form4.xml · nonDerivative · entry 4 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,698 F1 · price: This transaction was executed in multiple trades at prices ranging from $61.60 to $62.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2015 Filed Dec 11, 2015 23:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 10,000 | $26.27 | $262,700.00 |
DisclosureSEC source: 0001127602-15-033919 · form4.xml · nonDerivative · entry 3 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2015 Filed Dec 11, 2015 23:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 3,356 | $21.82 | $73,227.92 |
DisclosureSEC source: 0001127602-15-033919 · form4.xml · nonDerivative · entry 2 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2015 Filed Dec 11, 2015 23:09 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 14,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033919 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,698 Read SEC document |
| November 19, 2015 Filed Nov 23, 2015 23:21 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 6,726 | $61.46 | $413,379.96 |
DisclosureSEC source: 0001127602-15-032346 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,812 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 16, 2015 Filed Nov 18, 2015 23:14 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 63,384 | $0.00 Strike: $60.68 | $0.00 |
DisclosureSEC source: 0001127602-15-031906 · form4.xml · derivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,384 Underlying: Common Stock · 63,384 shares Expires 2025-11-16 F1 · derivative.exercise_date: The option, representing the right to buy a total of 63,384 shares, becomes exercisable in four increments of 15,846 shares each on November 16, 2016, November 16, 2017, November 16, 2018 and November 16, 2019. Read SEC document |
| November 11, 2015 Filed Nov 13, 2015 18:24 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 3,373 | $61.87 | $208,687.51 |
DisclosureSEC source: 0001127602-15-031364 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,538 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 10, 2015 Filed Nov 12, 2015 20:43 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantCommon Stock | 73,278 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-031213 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,911 F1 · shares: Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 11, 2013 and July 16, 2014. The RSUs are scheduled to vest, subject to continued employment, as follows; 11,236 shares on each of November 11, 2015 and November 11, 2016, 30,484 shares on July 16, 2017, 10,162 shares on July 16, 2018 and 10,160 shares on July 16, 2019. F2 · balance_after: On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split. Includes 148 (split adjusted) shares purchased on March 31, 2015, 114 shares purchased on June 30, 2015 and 125 shares purchased on September 30, 2015, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| March 13, 2015 Filed Mar 17, 2015 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $49.74 | $0.00 |
DisclosureSEC source: 0001127602-15-011747 · form4.xml · derivative · entry 4 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,491 Underlying: Common Stock · 10,000 shares Expires 2022-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to buy a total of 39,491 shares, became exercisable in two increments of 9,873 shares each on November 19, 2013 and November 19, 2014, and will become exercisable in one increment of 9,873 shares on November 19, 2015 and one increment of 9,872 shares on November 19, 2016. Read SEC document |
| March 13, 2015 Filed Mar 17, 2015 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 7,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-011747 · form4.xml · nonDerivative · entry 3 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,623 Read SEC document |
| March 13, 2015 Filed Mar 17, 2015 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 10,000 | $92.90 | $929,034.00 |
DisclosureSEC source: 0001127602-15-011747 · form4.xml · nonDerivative · entry 2 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,422 F2 · price: This transaction was executed in multiple trades at prices ranging from $92.90 to $92.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 13, 2015 Filed Mar 17, 2015 18:30 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 10,000 | $49.74 | $497,400.00 |
DisclosureSEC source: 0001127602-15-011747 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 59 shares purchased on December 31, 2014, pursuant to the Starbucks Corporation Employee Stock Purchase Plan. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 19:44 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 5,035 | $0.00 Strike: $43.64 | $0.00 |
DisclosureSEC source: 0001127602-14-035025 · form4.xml · derivative · entry 6 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,678 Underlying: Common Stock · 5,035 shares Expires 2021-11-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option, representing the right to buy a total of 6,713 shares, became exercisable in one increment of 1,679 shares on November 14, 2012, and two increments of 1,678 shares each on November 14, 2013 and November 14, 2014, and will become exercisable in one increment of 1,678 on November 14, 2015. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 19:44 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 2,985 | $0.00 Strike: $30.79 | $0.00 |
DisclosureSEC source: 0001127602-14-035025 · form4.xml · derivative · entry 5 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,985 shares Expires 2020-11-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option, representing the right to buy a total of 11,942 shares, became exercisable in two increments of 2,986 shares each on November 15, 2011 and November 15, 2012, and two increments of 2,985 shares each on November 15, 2013 and November 15, 2014. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 19:44 UTC | STARBUCKS CORP SBUX · Entity 2886 | GiftCommon Stock | 7,979 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-035025 · form4.xml · nonDerivative · entry 4 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,363 Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 19:44 UTC | STARBUCKS CORP SBUX · Entity 2886 | SaleCommon Stock | 8,020 | $83.60 | $670,443.93 |
DisclosureSEC source: 0001127602-14-035025 · form4.xml · nonDerivative · entry 3 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,342 F1 · price: This transaction was executed in multiple trades at prices ranging from $83.5900 to $83.6025. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 19:44 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 5,035 | $43.64 | $219,727.40 |
DisclosureSEC source: 0001127602-14-035025 · form4.xml · nonDerivative · entry 2 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,362 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 19:44 UTC | STARBUCKS CORP SBUX · Entity 2886 | Exercise / conversionCommon Stock | 2,985 | $30.79 | $91,893.23 |
DisclosureSEC source: 0001127602-14-035025 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2014 Filed Nov 21, 2014 18:26 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 3,034 | $77.82 | $236,105.88 |
DisclosureSEC source: 0001127602-14-033168 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,342 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
| November 17, 2014 Filed Nov 19, 2014 18:27 UTC | STARBUCKS CORP SBUX · Entity 2886 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 35,922 | $77.83 Strike: $77.83 | $2,795,809.26 |
DisclosureSEC source: 0001127602-14-032894 · form4.xml · derivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,922 Underlying: Common Stock · 35,922 shares Expires 2024-11-17 F1 · derivative.exercise_date: The option, representing the right to buy a total of 35,922 shares, becomes exercisable in two increments of 8,981 shares each on November 17, 2015 and November 17, 2016, and two increments of 8,980 shares each on November 17, 2017 and November 17, 2018. Read SEC document |
| November 14, 2014 Filed Nov 18, 2014 18:06 UTC | STARBUCKS CORP SBUX · Entity 2886 | Tax withholdingCommon Stock | 306 | $78.12 | $23,904.72 |
DisclosureSEC source: 0001127602-14-032712 · form4.xml · nonDerivative · entry 1 Helm Lucy Lee · CIK 0001546165 · evp, gen. counsel & secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,376 F1 · shares: Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.