Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HANMI FINANCIAL CORPHAFC · Entity 5020 | Director | May 16, 2019 | May 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HANMI FINANCIAL CORP
Report date May 16, 2019 · Filed May 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 263,739 |
Ending reported balance
After 2019-05-16 transaction · row 22
22 source rows · reconciled sequenceRow 1 · 2019-05-16 · Sale · Disposed 231 · Balance 279,804 Row 2 · 2019-05-16 · Sale · Disposed 318 · Balance 279,486 Row 3 · 2019-05-16 · Sale · Disposed 1,361 · Balance 278,125 Row 4 · 2019-05-16 · Sale · Disposed 1,971 · Balance 276,154 Row 5 · 2019-05-16 · Sale · Disposed 300 · Balance 275,854 Row 6 · 2019-05-16 · Sale · Disposed 1,366 · Balance 274,488 Row 7 · 2019-05-16 · Sale · Disposed 500 · Balance 273,988 Row 8 · 2019-05-16 · Sale · Disposed 2,420 · Balance 271,568 Row 9 · 2019-05-16 · Sale · Disposed 1,300 · Balance 270,268 Row 10 · 2019-05-16 · Sale · Disposed 970 · Balance 269,298 Row 11 · 2019-05-16 · Sale · Disposed 1,048 · Balance 268,250 Row 12 · 2019-05-16 · Sale · Disposed 300 · Balance 267,950 Row 13 · 2019-05-16 · Sale · Disposed 500 · Balance 267,450 Row 14 · 2019-05-16 · Sale · Disposed 611 · Balance 266,839 Row 15 · 2019-05-16 · Sale · Disposed 100 · Balance 266,739 Row 16 · 2019-05-16 · Sale · Disposed 400 · Balance 266,339 Row 17 · 2019-05-16 · Sale · Disposed 900 · Balance 265,439 Row 18 · 2019-05-16 · Sale · Disposed 100 · Balance 265,339 Row 19 · 2019-05-16 · Sale · Disposed 400 · Balance 264,939 Row 20 · 2019-05-16 · Sale · Disposed 800 · Balance 264,139 Row 21 · 2019-05-16 · Sale · Disposed 200 · Balance 263,939 Row 22 · 2019-05-16 · Sale · Disposed 200 · Balance 263,739 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 04, 2019 Filed Apr 5, 2019 23:04 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | SaleCommon Stock | 100 | $22.34 | $2,233.50 |
DisclosureSEC source: 0001209191-19-023889 · doc4.xml · nonDerivative · entry 5 RHO JOSEPH K · CIK 0001200304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,039 Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 23:04 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | SaleCommon Stock | 1,700 | $22.34 | $37,978.00 |
DisclosureSEC source: 0001209191-19-023889 · doc4.xml · nonDerivative · entry 4 RHO JOSEPH K · CIK 0001200304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,139 Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 23:04 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | SaleCommon Stock | 200 | $22.35 | $4,469.00 |
DisclosureSEC source: 0001209191-19-023889 · doc4.xml · nonDerivative · entry 3 RHO JOSEPH K · CIK 0001200304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,839 Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 23:04 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | SaleCommon Stock | 1,000 | $22.35 | $22,350.00 |
DisclosureSEC source: 0001209191-19-023889 · doc4.xml · nonDerivative · entry 2 RHO JOSEPH K · CIK 0001200304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,039 Read SEC document |
| April 04, 2019 Filed Apr 5, 2019 23:04 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | SaleCommon Stock | 200 | $22.37 | $4,473.00 |
DisclosureSEC source: 0001209191-19-023889 · doc4.xml · nonDerivative · entry 1 RHO JOSEPH K · CIK 0001200304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,039 Read SEC document |
| June 28, 2018 Filed Jul 2, 2018 16:37 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-040183 · doc4.xml · nonDerivative · entry 1 RHO JOSEPH K · CIK 0001200304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,239 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, June 28, 2018. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 22:35 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 35 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066439 · doc4.xml · nonDerivative · entry 1 RHO JOSEPH K · CIK 0001200304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,490 F1 · shares: Restricted stock grant issued under the 2013 Equity Compensation Plan with vesting over one year from the grant date, December 15, 2017. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:32 UTC | HANMI FINANCIAL CORP HAFC · Entity 5020 | GrantCommon Stock | 1,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046760 · doc4.xml · nonDerivative · entry 1 RHO JOSEPH K · CIK 0001200304 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,455 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.