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Croteau John

Disclosed activity across 1 company

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157439
SEC CIK
0001558349

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MACOM Technology Solutions Holdings, Inc.

Report date May 15, 2019 · Filed May 17, 2019

Section 16 reporting ended · disclosed 2019-05-17. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect132,275 Reported balance After 2019-05-15 transaction · row 1
1 source row

Row 1 · 2019-05-15 · Tax withholding · Disposed 4,502 · Balance 132,275

F1: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2019.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2019.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2019 Filed May 17, 2019 21:51 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 Tax withholdingCommon Stock 4,502 $14.35 $64,603.70
Disclosure

SEC source: 0000904454-19-000400 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,275

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units on May 15, 2019.

Read SEC document
February 12, 2019 Filed Feb 14, 2019 21:36 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 4,000 $17.08 $68,320.00
Disclosure

SEC source: 0000904454-19-000249 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,777

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.80 to $17.27. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 20, 2018 Filed Nov 21, 2018 22:15 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 6,000 $17.16 $102,960.00
Disclosure

SEC source: 0000904454-18-000761 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,777

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.71 to $17.32. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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November 19, 2018 Filed Nov 19, 2018 23:35 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 Disposition to issuerStock Option (Right to Buy) · Derivative 40,000 Not disclosed Strike: $33.66 Not disclosed
Disclosure

SEC source: 0000904454-18-000751 · edgar.xml · derivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2022-05-05

F3 · price: On November 19, 2018, pursuant to an Option Exchange Agreement between the Issuer and the Reporting Person, the Issuer canceled this stock option, which was granted to the Reporting Person on May 5, 2015. In exchange, the Reporting Person was granted certain other performance awards.

F2 · derivative.exercise_date: This stock option vested as to 20,000 shares on April 19, 2017 and as to 20,000 shares on November 9, 2017.

Read SEC document
November 16, 2018 Filed Nov 19, 2018 23:35 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantCommon Stock 154 $15.31 $2,357.74
Disclosure

SEC source: 0000904454-18-000751 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,777

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 23:40 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantCommon Stock 31,505 $0.00 $0.00
Disclosure

SEC source: 0000904454-18-000704 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,623

F1 · shares: Represents restricted stock units granted to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in four equal annual installments on May 15, 2020, May 15, 2021, May 15, 2022 and May 15, 2023, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 20:38 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 4,000 $21.05 $84,200.00
Disclosure

SEC source: 0000904454-18-000491 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,118

F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.77 to $21.46. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 18, 2018 Filed May 24, 2018 20:40 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantCommon Stock 655 $19.25 $12,608.75
Disclosure

SEC source: 0000904454-18-000378 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,118

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
May 15, 2018 Filed May 17, 2018 20:39 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 Tax withholdingCommon Stock 28,654 $23.04 $660,188.16
Disclosure

SEC source: 0000904454-18-000355 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,463

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units and settling of performance-based stock units on May 15, 2018.

F2 · balance_after: Reflects a rounding-based de minimus adjustment to the number of shares previously reported as being held by the Reporting Person.

Read SEC document
January 04, 2018 Filed Jan 5, 2018 21:24 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 100 $35.32 $3,532.00
Disclosure

SEC source: 0000904454-18-000019 · edgar.xml · nonDerivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,119

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 21:24 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 1,900 $35.04 $66,576.00
Disclosure

SEC source: 0000904454-18-000019 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,219

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.16. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:27 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 100 $32.68 $3,268.00
Disclosure

SEC source: 0000904454-17-000700 · edgar.xml · nonDerivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,119

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 21:27 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 1,900 $31.90 $60,610.00
Disclosure

SEC source: 0000904454-17-000700 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,219

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.53 to $32.30. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2017 Filed Nov 17, 2017 22:10 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GiftCommon Stock 47,914 $0.00 $0.00
Disclosure

SEC source: 0000904454-17-000676 · edgar.xml · nonDerivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,066

Read SEC document
November 17, 2017 Filed Nov 17, 2017 22:10 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GiftCommon Stock 47,914 $0.00 $0.00
Disclosure

SEC source: 0000904454-17-000676 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 0

F1 · ownership.nature: The shares are held in a trust for the benefit of the Reporting Person's spouse, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 13:15 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantCommon Stock 53 $27.92 $1,479.76
Disclosure

SEC source: 0000904454-17-000680 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,119

F1 · kind: Shares purchased under the Issuer's Employee Stock Purchase Plan.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 22:12 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantStock Option (Right to Buy) · Derivative 110,000 $0.00 Strike: $36.61 $0.00
Disclosure

SEC source: 0000904454-17-000670 · edgar.xml · derivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2024-11-14

F2 · derivative.exercise_date: The stock option vests in full upon achievement of a 30-day trailing average stock price based performance metric during the term of the stock option.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 22:12 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantStock Option (Right to Buy) · Derivative 80,000 $0.00 Strike: $36.61 $0.00
Disclosure

SEC source: 0000904454-17-000670 · edgar.xml · derivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2027-11-14

F1 · derivative.exercise_date: The stock option vests in four equal annual installments on May 15, 2019, May 15, 2020, May 15, 2021 and May 15, 2022, provided that the Reporting Person remains in continuous service with the Issuer through each vesting date.

Read SEC document
November 09, 2017 Filed Nov 15, 2017 01:43 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $33.66 $0.00
Disclosure

SEC source: 0000904454-17-000652 · edgar.xml · derivative · entry 5

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 20,000 shares

Expires 2022-05-05

F5 · shares: On May 5, 2015 the Reporting Person was granted an option to purchase 100,000 shares of Common Stock. The stock option vests upon achievement of certain performance metrics in any four consecutive fiscal quarters completed during the term of the stock option. On November 9, 2017 certain performance criteria were certified to have been met, resulting in vesting of the stock option as to an additional 20,000 shares.

F5 · derivative.exercise_date: On May 5, 2015 the Reporting Person was granted an option to purchase 100,000 shares of Common Stock. The stock option vests upon achievement of certain performance metrics in any four consecutive fiscal quarters completed during the term of the stock option. On November 9, 2017 certain performance criteria were certified to have been met, resulting in vesting of the stock option as to an additional 20,000 shares.

F5 · derivative.underlying_shares: On May 5, 2015 the Reporting Person was granted an option to purchase 100,000 shares of Common Stock. The stock option vests upon achievement of certain performance metrics in any four consecutive fiscal quarters completed during the term of the stock option. On November 9, 2017 certain performance criteria were certified to have been met, resulting in vesting of the stock option as to an additional 20,000 shares.

F5 · balance_after: On May 5, 2015 the Reporting Person was granted an option to purchase 100,000 shares of Common Stock. The stock option vests upon achievement of certain performance metrics in any four consecutive fiscal quarters completed during the term of the stock option. On November 9, 2017 certain performance criteria were certified to have been met, resulting in vesting of the stock option as to an additional 20,000 shares.

Read SEC document
November 09, 2017 Filed Nov 15, 2017 01:43 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantCommon Stock 13,670 $0.00 $0.00
Disclosure

SEC source: 0000904454-17-000652 · edgar.xml · nonDerivative · entry 3

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,152

F3 · shares: Represents PRSUs granted on November 9, 2016 to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan which vested on November 9, 2017. These PRSUs will settle in shares of Common Stock on May 15, 2018, provided that the Reporting Person remains in continuous service with the Issuer through the settlement date.

Read SEC document
November 09, 2017 Filed Nov 15, 2017 01:43 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantCommon Stock 22,127 $0.00 $0.00
Disclosure

SEC source: 0000904454-17-000652 · edgar.xml · nonDerivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,482

F2 · shares: Represents PRSUs granted on November 13, 2015 to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan which vested on November 9, 2017. These PRSUs will settle in shares of Common Stock on May 15, 2018, provided that the Reporting Person remains in continuous service with the Issuer through the settlement date.

Read SEC document
November 09, 2017 Filed Nov 15, 2017 01:43 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantCommon Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0000904454-17-000652 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,355

F1 · shares: Represents performance-based restricted stock units ("PRSUs") granted on May 5, 2015 to the Reporting Person under the Issuer's 2012 Omnibus Incentive Plan which vested on November 9, 2017. These PRSUs will settle in shares of Common Stock on May 15, 2018, provided that the Reporting Person remains in continuous service with the Issuer through the settlement date.

Read SEC document
November 01, 2017 Filed Dec 6, 2017 21:40 UTC Amendment MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 200 $41.25 $8,250.00
Disclosure

SEC source: 0000904454-17-000702 · edgar.xml · nonDerivative · entry 3

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,855

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. 100 shares were sold at $41.22 and 100 shares were sold at $41.28

Read SEC document
November 01, 2017 Filed Dec 6, 2017 21:40 UTC Amendment MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 600 $40.44 $24,264.00
Disclosure

SEC source: 0000904454-17-000702 · edgar.xml · nonDerivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,055

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.21 to $40.81. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 01, 2017 Filed Dec 6, 2017 21:40 UTC Amendment MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 1,200 $39.64 $47,568.00
Disclosure

SEC source: 0000904454-17-000702 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,655

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $39.15 to $39.87. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:10 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 300 $45.62 $13,686.00
Disclosure

SEC source: 0000904454-17-000625 · edgar.xml · nonDerivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,855

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.58 to $45.66. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 20:10 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 1,700 $45.12 $76,704.00
Disclosure

SEC source: 0000904454-17-000625 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,155

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.56 to $45.54. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2017 Filed Nov 3, 2017 20:25 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 300 $45.62 $13,686.00
Disclosure

SEC source: 0000904454-17-000643 · edgar.xml · nonDerivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,855

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.58 to $45.66. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
October 02, 2017 Filed Nov 3, 2017 20:25 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 1,700 $45.12 $76,704.00
Disclosure

SEC source: 0000904454-17-000643 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,155

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.56 to $45.54. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 01, 2017 Filed Sep 6, 2017 20:32 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 2,000 $45.68 $91,360.00
Disclosure

SEC source: 0000904454-17-000601 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,855

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $45.53 to $45.87. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:23 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 345 $61.31 $21,151.95
Disclosure

SEC source: 0000904454-17-000541 · edgar.xml · nonDerivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,855

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $61.21 to $61.40. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 01, 2017 Filed Aug 3, 2017 20:23 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 1,655 $60.64 $100,359.20
Disclosure

SEC source: 0000904454-17-000541 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,200

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $60.20 to $61.09. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:46 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 800 $55.15 $44,120.00
Disclosure

SEC source: 0000904454-17-000500 · edgar.xml · nonDerivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,855

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. 1,200 shares were sold in multiple transactions at prices ranging from $54.27 to $55.25 and 800 shares were sold in multiple transactions at prices ranging from $55.38 to $56.07. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 03, 2017 Filed Jul 6, 2017 20:46 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 1,200 $55.15 $66,180.00
Disclosure

SEC source: 0000904454-17-000500 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,655

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. 1,200 shares were sold in multiple transactions at prices ranging from $54.27 to $55.25 and 800 shares were sold in multiple transactions at prices ranging from $55.38 to $56.07. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 01, 2017 Filed Jun 5, 2017 20:36 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 200 $60.16 $12,032.00
Disclosure

SEC source: 0000904454-17-000414 · edgar.xml · nonDerivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,855

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. 1,800 shares were sold in multiple transactions at prices ranging from $59.63 to $60.62 and 200 shares were sold in multiple transactions at prices ranging from $60.67 to $60.69. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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June 01, 2017 Filed Jun 5, 2017 20:36 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 1,800 $60.16 $108,288.00
Disclosure

SEC source: 0000904454-17-000414 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,055

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. 1,800 shares were sold in multiple transactions at prices ranging from $59.63 to $60.62 and 200 shares were sold in multiple transactions at prices ranging from $60.67 to $60.69. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 30, 2017 Filed May 30, 2017 20:31 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GiftCommon Stock 47,914 $0.00 $0.00
Disclosure

SEC source: 0000904454-17-000402 · edgar.xml · nonDerivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By trust

Disclosed balance after: 47,914

F1 · ownership.nature: The shares are held in the Bonnie J. Croteau 2017 Trust, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.

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May 30, 2017 Filed May 30, 2017 20:31 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GiftCommon Stock 47,914 $0.00 $0.00
Disclosure

SEC source: 0000904454-17-000402 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,855

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May 25, 2017 Filed May 26, 2017 20:05 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GiftCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0000904454-17-000398 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,769

F1 · balance_after: The reported ownership includes 469 shares acquired under the Issuer's Employee Stock Purchase Plan on May 19, 2017

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May 15, 2017 Filed May 17, 2017 20:55 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 Tax withholdingCommon Stock 32,765 $51.31 $1,681,172.15
Disclosure

SEC source: 0000904454-17-000356 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,750

F1 · shares: Shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units and settling of performance-based stock units on May 15, 2017.

F2 · balance_after: Reflects an adjustment to account for a rounding-based de minimus discrepancy between the of the number of shares previously reported as being issued to the Reporting Person upon the vesting of performance-based stock units on November 9, 2016 and the number of such shares released to the Reporting Person on May 15, 2017.

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May 01, 2017 Filed May 3, 2017 20:12 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 1,900 $48.46 $92,074.00
Disclosure

SEC source: 0000904454-17-000322 · edgar.xml · nonDerivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,517

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $48.09 to $48.90. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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May 01, 2017 Filed May 3, 2017 20:12 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 100 $47.84 $4,784.00
Disclosure

SEC source: 0000904454-17-000322 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,417

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

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April 19, 2017 Filed Apr 21, 2017 22:56 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 GrantStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $33.66 $0.00
Disclosure

SEC source: 0000904454-17-000315 · edgar.xml · derivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2022-05-05

F1 · shares: On May 5, 2015 the Reporting Person was granted an option to purchase 100,000 shares of Common Stock. The stock option vests upon achievement of certain performance metrics in any four consecutive fiscal quarters completed during the term of the stock option. On April 19, 2017 certain performance criteria were certified to have been met, resulting in vesting of the stock option as to 20,000 shares. In addition, this Form 4 reflects an adjustment to ownership previously reported on a Form 4 filed on May 5, 2015, to exclude the unvested portion of this stock option.

F1 · derivative.exercise_date: On May 5, 2015 the Reporting Person was granted an option to purchase 100,000 shares of Common Stock. The stock option vests upon achievement of certain performance metrics in any four consecutive fiscal quarters completed during the term of the stock option. On April 19, 2017 certain performance criteria were certified to have been met, resulting in vesting of the stock option as to 20,000 shares. In addition, this Form 4 reflects an adjustment to ownership previously reported on a Form 4 filed on May 5, 2015, to exclude the unvested portion of this stock option.

F1 · derivative.underlying_shares: On May 5, 2015 the Reporting Person was granted an option to purchase 100,000 shares of Common Stock. The stock option vests upon achievement of certain performance metrics in any four consecutive fiscal quarters completed during the term of the stock option. On April 19, 2017 certain performance criteria were certified to have been met, resulting in vesting of the stock option as to 20,000 shares. In addition, this Form 4 reflects an adjustment to ownership previously reported on a Form 4 filed on May 5, 2015, to exclude the unvested portion of this stock option.

F1 · balance_after: On May 5, 2015 the Reporting Person was granted an option to purchase 100,000 shares of Common Stock. The stock option vests upon achievement of certain performance metrics in any four consecutive fiscal quarters completed during the term of the stock option. On April 19, 2017 certain performance criteria were certified to have been met, resulting in vesting of the stock option as to 20,000 shares. In addition, this Form 4 reflects an adjustment to ownership previously reported on a Form 4 filed on May 5, 2015, to exclude the unvested portion of this stock option.

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April 04, 2017 Filed Apr 5, 2017 21:28 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 Exercise / conversionStock Option (Right to Buy) · Derivative 45,044 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0000904454-17-000300 · edgar.xml · derivative · entry 7

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,330

Underlying: Common Stock · 45,044 shares

Expires 2024-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Option vested in full on January 23, 2015.

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April 04, 2017 Filed Apr 5, 2017 21:28 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 45,044 $50.01 $2,252,650.44
Disclosure

SEC source: 0000904454-17-000300 · edgar.xml · nonDerivative · entry 5

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,517

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.00 to $50.19. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 04, 2017 Filed Apr 5, 2017 21:28 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 Exercise / conversionCommon Stock 45,044 $17.50 $788,270.00
Disclosure

SEC source: 0000904454-17-000300 · edgar.xml · nonDerivative · entry 4

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2017 Filed Apr 5, 2017 21:28 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 Exercise / conversionStock Option (Right to Buy) · Derivative 54,956 $0.00 Strike: $17.50 $0.00
Disclosure

SEC source: 0000904454-17-000300 · edgar.xml · derivative · entry 6

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,374

Underlying: Common Stock · 54,956 shares

Expires 2024-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The Stock Option vested in full on January 23, 2015.

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April 03, 2017 Filed Apr 5, 2017 21:28 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 2,000 $49.65 $99,300.00
Disclosure

SEC source: 0000904454-17-000300 · edgar.xml · nonDerivative · entry 3

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,517

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F3 · price: The price reported in Column 4 is a weighted average price. 200 shares were sold in multiple transactions at prices ranging from $48.37 to $49.36 and 1,800 shares were sold in multiple transactions at prices ranging from $49.37 to 50.41. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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April 03, 2017 Filed Apr 5, 2017 21:28 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 SaleCommon Stock 54,956 $50.29 $2,763,737.24
Disclosure

SEC source: 0000904454-17-000300 · edgar.xml · nonDerivative · entry 2

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,517

F1 · kind: The shares were sold pursuant to a sales plan adopted by the Reporting Person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.00 to $50.73. The Reporting Person undertakes to provide to the Issuer, any shareholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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April 03, 2017 Filed Apr 5, 2017 21:28 UTC MACOM Technology Solutions Holdings, Inc. MTSI · Entity 3267 Exercise / conversionCommon Stock 54,956 $17.50 $961,730.00
Disclosure

SEC source: 0000904454-17-000300 · edgar.xml · nonDerivative · entry 1

Croteau John · CIK 0001558349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,473

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.