Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Executive Vice President | November 18, 2020 | December 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date November 18, 2020 · Filed December 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,035.6007 |
Reported balance
After 2020-11-18 transaction · row 1
1 source rowRow 1 · 2020-11-18 · Gift · Disposed 82,817 · Balance 13,035.6007 |
| Common StockSEC Table I · non-derivative | Indirectspouse trust | 21,292 |
Reported balance
After 2020-11-18 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-11-18 · Gift · Acquired 21,178 · Balance 21,292 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirectson | 65 |
Reported balance
Holding disclosure · report date 2020-11-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 65 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirecttrust 1 | 26,317 |
Reported balance
Holding disclosure · report date 2020-11-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 26,317 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Indirecttrust 2 | 12,886 |
Reported balance
Holding disclosure · report date 2020-11-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,886 F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Accelerate Acquisition Corp.
Report date December 23, 2022 · Filed December 27, 2022
Section 16 reporting ended · disclosed 2022-12-27. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-12-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-12-23 · Disposition to issuer · Disposed 30,000 · Balance 0 F1: As described in the registration statement on Form S-1 (File No. 333-253764) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock, par value $0.0001 per share, of Accelerate Acquisition Corp. (the "Issuer") would have automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. F2: This Form 4 reflects the surrender to the Issuer of 30,000 Class B Shares for no consideration by the Reporting Person pursuant to the Share Forfeiture Letter, dated December 15, 2022 by and between the Issuer and the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registration statement on Form S-1 (File No. 333-253764) under the heading "Description of Securities--Founder Shares", the shares of Class B common stock, par value $0.0001 per share, of Accelerate Acquisition Corp. (the "Issuer") would have automatically converted into shares of Class A common stock, par value $0.0001 per share, of the Issuer at the time of the Issuer's initial business combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
F2: This Form 4 reflects the surrender to the Issuer of 30,000 Class B Shares for no consideration by the Reporting Person pursuant to the Share Forfeiture Letter, dated December 15, 2022 by and between the Issuer and the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2018 Filed Nov 5, 2018 13:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 2,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004392 · primarydocument.xml · nonDerivative · entry 2 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,607.8143 Read SEC document |
| September 13, 2018 Filed Nov 5, 2018 13:54 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 496 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-004392 · primarydocument.xml · nonDerivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,207.8143 Read SEC document |
| August 09, 2018 Filed Aug 13, 2018 15:20 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-003566 · primarydocument.xml · derivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,927 Underlying: Common Stock · 118 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002957 · primarydocument.xml · derivative · entry 13 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 Underlying: Common Stock · 2,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,319 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002957 · primarydocument.xml · derivative · entry 12 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,638 Underlying: Common Stock · 3,319 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 12,469 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002957 · primarydocument.xml · derivative · entry 11 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,469 Underlying: Common Stock · 12,469 shares Expires not disclosed F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,117 of these units on 06/08/2019, 3,117 of these units on 06/08/2020, 3,117 of these units on 06/08/2021, and 3,118 of these units on 06/08/2022. F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,117 of these units on 06/08/2019, 3,117 of these units on 06/08/2020, 3,117 of these units on 06/08/2021, and 3,118 of these units on 06/08/2022. F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,117 of these units on 06/08/2019, 3,117 of these units on 06/08/2020, 3,117 of these units on 06/08/2021, and 3,118 of these units on 06/08/2022. F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,117 of these units on 06/08/2019, 3,117 of these units on 06/08/2020, 3,117 of these units on 06/08/2021, and 3,118 of these units on 06/08/2022. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,626 | $145.41 | $236,428.53 |
DisclosureSEC source: 0001562180-18-002957 · primarydocument.xml · nonDerivative · entry 8 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,553.6313 Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002957 · primarydocument.xml · nonDerivative · entry 7 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,179.6313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,347 | $145.41 | $195,860.54 |
DisclosureSEC source: 0001562180-18-002957 · primarydocument.xml · nonDerivative · entry 6 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,860.6313 Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002957 · primarydocument.xml · nonDerivative · entry 5 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,207.6313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002957 · primarydocument.xml · nonDerivative · entry 4 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · spouse trust Disclosed balance after: 114 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 25, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002957 · primarydocument.xml · nonDerivative · entry 3 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · trust 2 Disclosed balance after: 12,886 F1 · ownership.direct: The reporting person disclaims beneficial ownership of the securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| May 23, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 912 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002957 · primarydocument.xml · nonDerivative · entry 2 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,449.1092 Read SEC document |
| May 23, 2018 Filed Jun 12, 2018 12:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 695 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002957 · primarydocument.xml · nonDerivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,361.1092 Read SEC document |
| May 09, 2018 Filed May 10, 2018 16:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 118 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002438 · primarydocument.xml · derivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,812 Underlying: Common Stock · 118 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 16:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 108 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000705 · primarydocument.xml · derivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,705 Underlying: Common Stock · 108 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 10,384 | $163.02 | $1,692,799.68 |
DisclosureSEC source: 0001562180-18-000604 · primarydocument.xml · nonDerivative · entry 2 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,751.4872 Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 21,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000604 · primarydocument.xml · nonDerivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,135.4872 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2015-2017) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| December 30, 2017 Filed Jan 2, 2018 21:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 27,961 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000065 · primarydocument.xml · derivative · entry 6 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,961 Underlying: Common Stock · 27,961 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · kind: Release of restricted stock units. F2 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| December 30, 2017 Filed Jan 2, 2018 21:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 13,512 | $154.04 | $2,081,388.48 |
DisclosureSEC source: 0001562180-18-000065 · primarydocument.xml · nonDerivative · entry 2 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,877.2704 Read SEC document |
| December 30, 2017 Filed Jan 2, 2018 21:24 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 27,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-000065 · primarydocument.xml · nonDerivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,389.2704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 16:41 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 105 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-003538 · primarydocument.xml · derivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,600 Underlying: Common Stock · 105 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 19:22 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 110 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002630 · primarydocument.xml · derivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,494 Underlying: Common Stock · 110 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,319 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002249 · primarydocument.xml · derivative · entry 7 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,957 Underlying: Common Stock · 3,319 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 11,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002249 · primarydocument.xml · derivative · entry 6 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,750 of these units on 06/08/2018, 2750 of these units on 06/08/2019, 2,750 of these units on 06/08/2020, and 2,750 of these units on 06/08/2021. F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,750 of these units on 06/08/2018, 2750 of these units on 06/08/2019, 2,750 of these units on 06/08/2020, and 2,750 of these units on 06/08/2021. F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,750 of these units on 06/08/2018, 2750 of these units on 06/08/2019, 2,750 of these units on 06/08/2020, and 2,750 of these units on 06/08/2021. F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,750 of these units on 06/08/2018, 2750 of these units on 06/08/2019, 2,750 of these units on 06/08/2020, and 2,750 of these units on 06/08/2021. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,712 | $151.87 | $259,992.88 |
DisclosureSEC source: 0001562180-17-002249 · primarydocument.xml · nonDerivative · entry 2 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,058.7628 Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 23:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-002249 · primarydocument.xml · nonDerivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,770.7628 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 9, 2017 18:40 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 101 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001894 · primarydocument.xml · derivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,386 Underlying: Common Stock · 101 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 08, 2017 Filed Feb 9, 2017 18:47 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 81 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000584 · primarydocument.xml · derivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,285 Underlying: Common Stock · 81 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 00:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 2,844 | $174.26 | $495,581.22 |
DisclosureSEC source: 0001562180-17-000504 · primarydocument.xml · nonDerivative · entry 2 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,181.7786 Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 00:18 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 7,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000504 · primarydocument.xml · nonDerivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,025.7786 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2014-2016) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 08, 2016 Filed Nov 9, 2016 19:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 92 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-003430 · primarydocument.xml · derivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,213 Underlying: Common Stock · 92 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 19:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,205 | $152.29 | $183,514.15 |
DisclosureSEC source: 0001562180-16-003285 · primarydocument.xml · nonDerivative · entry 4 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,655.0075 Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 19:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $152.28 | $91,368.00 |
DisclosureSEC source: 0001562180-16-003285 · primarydocument.xml · nonDerivative · entry 3 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,860.0075 Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 19:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,004 | $152.27 | $152,879.08 |
DisclosureSEC source: 0001562180-16-003285 · primarydocument.xml · nonDerivative · entry 2 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,460.0075 Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 19:14 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-003285 · primarydocument.xml · nonDerivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,464.0075 Read SEC document |
| August 08, 2016 Filed Aug 9, 2016 20:32 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 87 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002944 · primarydocument.xml · derivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,119 Underlying: Common Stock · 87 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 02, 2016 Filed Aug 3, 2016 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 6,698 | $0.00 Strike: $102.80 | $0.00 |
DisclosureSEC source: 0001562180-16-002899 · primarydocument.xml · derivative · entry 9 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,698 shares Expires 2017-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| August 02, 2016 Filed Aug 3, 2016 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,249 | $160.91 | $200,976.59 |
DisclosureSEC source: 0001562180-16-002899 · primarydocument.xml · nonDerivative · entry 5 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,878.4351 Read SEC document |
| August 02, 2016 Filed Aug 3, 2016 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 419 | $160.89 | $67,412.91 |
DisclosureSEC source: 0001562180-16-002899 · primarydocument.xml · nonDerivative · entry 4 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,127.4351 Read SEC document |
| August 02, 2016 Filed Aug 3, 2016 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,718 | $160.89 | $598,181.21 |
DisclosureSEC source: 0001562180-16-002899 · primarydocument.xml · nonDerivative · entry 3 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,546.4351 Read SEC document |
| August 02, 2016 Filed Aug 3, 2016 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,312 | $160.88 | $211,074.56 |
DisclosureSEC source: 0001562180-16-002899 · primarydocument.xml · nonDerivative · entry 2 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,264.4351 Read SEC document |
| August 02, 2016 Filed Aug 3, 2016 21:34 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 6,698 | $102.80 | $688,554.40 |
DisclosureSEC source: 0001562180-16-002899 · primarydocument.xml · nonDerivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,576.4351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2016 Filed Jun 10, 2016 00:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 13,276 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002601 · primarydocument.xml · derivative · entry 7 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,276 Underlying: Common Stock · 13,276 shares Expires not disclosed F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,319 of these units on 06/08/2017, 3,319 of these units on 06/08/2018, 3,319 of these units on 06/08/2019, and 3,319 of these units on 06/08/2020. F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,319 of these units on 06/08/2017, 3,319 of these units on 06/08/2018, 3,319 of these units on 06/08/2019, and 3,319 of these units on 06/08/2020. F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,319 of these units on 06/08/2017, 3,319 of these units on 06/08/2018, 3,319 of these units on 06/08/2019, and 3,319 of these units on 06/08/2020. F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 3,319 of these units on 06/08/2017, 3,319 of these units on 06/08/2018, 3,319 of these units on 06/08/2019, and 3,319 of these units on 06/08/2020. Read SEC document |
| May 12, 2016 Filed Jun 10, 2016 00:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002601 · primarydocument.xml · nonDerivative · entry 3 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,964.043 Read SEC document |
| May 12, 2016 Filed Jun 10, 2016 00:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 675 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002601 · primarydocument.xml · nonDerivative · entry 2 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,764.043 Read SEC document |
| May 12, 2016 Filed Jun 10, 2016 00:36 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GiftCommon Stock | 1,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002601 · primarydocument.xml · nonDerivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,439.043 Read SEC document |
| May 06, 2016 Filed May 9, 2016 19:39 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 95 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001562180-16-002228 · primarydocument.xml · derivative · entry 1 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,039 Underlying: Common Stock · 95 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 17, 2016 Filed Feb 18, 2016 22:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 7,378 | $0.00 Strike: $82.76 | $0.00 |
DisclosureSEC source: 0001562180-16-001674 · primarydocument.xml · derivative · entry 12 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,378 shares Expires 2016-05-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This grant vested in one installment on the date shown above. Read SEC document |
| February 17, 2016 Filed Feb 18, 2016 22:01 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $124.69 | $24,938.00 |
DisclosureSEC source: 0001562180-16-001674 · primarydocument.xml · nonDerivative · entry 8 KELLY JOHN E III · CIK 0001180452 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,849.5035 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.