Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | Director · Chief Executive Officer | January 20, 2021 | February 26, 2021 |
| Chubb LtdCB · Entity 1639 | Director | May 21, 2026 | May 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date January 20, 2021 · Filed February 26, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Share UnitsSEC Table II · derivative / convertible security | Direct | 28,254.13 |
Reported balance
After 2021-01-20 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2021-01-20 · Grant · Acquired 28,254.13 · Balance 28,254.13 F1: On February 15, 2018 the Reporting Person received from the Issuer a target award of 101,088.12 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 28,254.13 PSUs. F2: (Continuation of Footnote 1) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021. F3: Due to the downward adjustment of the Issuer's 4Q 2020 financial results that was reported in the Issuer's Form 10-K for the year ended December 31, 2020, the number of PSUs awarded to the Reporting Person was reduced by 1,061.42 units. The amounts reported in Table II reflect the reduction in the number of PSUs awarded to the Reporting Person that occurred following the filing of the original Form 4 on January 22, 2021. |
| Common StockSEC Table I · non-derivative | Direct | 688,901.82 |
Reported balance
Holding disclosure · report date 2021-01-20 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 688,901.82 |
Filing footnotes · ownership attribution and instrument terms
F1: On February 15, 2018 the Reporting Person received from the Issuer a target award of 101,088.12 Performance Share Units ("PSUs"), with the possibility to earn from 0% to 150% of the target award, based on (i) the Issuer's cumulative earnings per share over the three-year period ending on December 31, 2020 (the "Performance Period") and (ii) the Issuer's average return on tangible common equity in 2020. Based on performance during the Performance Period, the Reporting Person is entitled to receive 28,254.13 PSUs.
F2: (Continuation of Footnote 1) Each PSU is payable only in cash which is expected to be delivered on or about February 28, 2021. Each PSU is equivalent to the cash value of the average of the closing prices of one share of the Issuer's common stock on the New York Stock Exchange for the twenty trading days immediately preceding January 20, 2021, plus dividends declared on equivalent shares of the Issuer's common stock from December 31, 2017 through February 28, 2021.
F3: Due to the downward adjustment of the Issuer's 4Q 2020 financial results that was reported in the Issuer's Form 10-K for the year ended December 31, 2020, the number of PSUs awarded to the Reporting Person was reduced by 1,061.42 units. The amounts reported in Table II reflect the reduction in the number of PSUs awarded to the Reporting Person that occurred following the filing of the original Form 4 on January 22, 2021.
Chubb Ltd
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 2,938 |
Ending reported balance
After 2026-05-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-21 · Grant · Acquired 681 · Balance 3,131 F1: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date. Row 2 · 2026-05-21 · Tax withholding · Disposed 193 · Balance 2,938 F2: Common Shares being withheld in order to pay tax liability. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock award granted as director fees under a Chubb Limited long-term incentive plan (the "Plan"), which meets the requirements of Rule 16b-3. Such restricted stock will vest on the day of the next annual Chubb Limited shareholders meeting, assuming the reporting person is a director of Chubb Limited on such date.
F2: Common Shares being withheld in order to pay tax liability.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 20, 2010 Filed Jan 22, 2010 00:40 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 52,595 | $3.53 | $185,397.38 |
DisclosureSEC source: 0001181431-10-004118 · rrd262417.xml · nonDerivative · entry 3 CORBAT MICHAEL · CIK 0001462790 · CEO, Citi Holdings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,434,647.1 F3 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the vesting of previously awarded stock. Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 00:40 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 54,021 | $3.54 | $191,234.34 |
DisclosureSEC source: 0001181431-10-004118 · rrd262417.xml · nonDerivative · entry 2 CORBAT MICHAEL · CIK 0001462790 · CEO, Citi Holdings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,487,242.1 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| January 19, 2010 Filed Jan 22, 2010 00:40 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 1,167,795.1 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-004118 · rrd262417.xml · nonDerivative · entry 1 CORBAT MICHAEL · CIK 0001462790 · CEO, Citi Holdings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,541,263.1 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.