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SUTTER HILL VENTURES

Disclosed activity across 7 companies

Tapewire entity
15684
SEC CIK
0000879051

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Mattersight CorpMATR · Entity 16410710% ownerMay 31, 2017June 02, 2017
Venus Concept Inc.HAIR · Entity 5530410% ownerOctober 16, 2017October 18, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Mattersight Corp

Report date May 31, 2017 · Filed June 02, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,056,194 Ending reported balance After 2017-06-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-05-31 · Other · Disposed 271,391 · Balance 852,651

F1: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 271,391 shares (the "Distributed Common Shares") of the Issuer's common stock (the "Liquidation").

Row 2 · 2017-06-01 · Purchase · Acquired 203,543 · Balance 1,056,194

F2: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 203,543 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017.

Filing footnotes · ownership attribution and instrument terms

F1: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 271,391 shares (the "Distributed Common Shares") of the Issuer's common stock (the "Liquidation").

F2: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 203,543 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017.

Venus Concept Inc.

Report date October 16, 2017 · Filed October 18, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,079,590 Ending reported balance After 2017-10-16 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2017-10-16 · Conversion · Acquired 888,690 · Balance 888,690

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

Row 2 · 2017-10-16 · Conversion · Acquired 606,386 · Balance 1,495,076

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

Row 3 · 2017-10-16 · Conversion · Acquired 479,145 · Balance 1,974,221

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

Row 4 · 2017-10-16 · Conversion · Acquired 105,369 · Balance 2,079,590

Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $7.00Direct0 Reported balance After 2017-10-16 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2017-10-16 · Conversion · Disposed 105,369 · Balance 0

F2: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person.

F3: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering.

Series A Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-10-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-10-16 · Conversion · Disposed 479,145 · Balance 0

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

Series B Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-10-16 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-10-16 · Conversion · Disposed 606,386 · Balance 0

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

Series C Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2017-10-16 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-10-16 · Conversion · Disposed 888,690 · Balance 0

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F2: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person.

F3: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering.

Past disclosures · reporting ended (5)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Astera Labs, Inc.

Report date August 15, 2024 · Filed August 19, 2024

Section 16 reporting ended · disclosed 2024-08-19. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect11,174,393 Reported balance After 2024-08-15 transaction · row 1
1 source row

Row 1 · 2024-08-15 · Other · Disposed 5,587,196 · Balance 11,174,393

F1: Effective August 15, 2024, Sutter Hill Ventures, a California Limited Partnership effected a pro rata distribution to its limited partners and its general partner for no additional consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Effective August 15, 2024, Sutter Hill Ventures, a California Limited Partnership effected a pro rata distribution to its limited partners and its general partner for no additional consideration.

Everpure, Inc.

Report date March 02, 2018 · Filed March 06, 2018

Section 16 reporting ended · disclosed 2018-03-06. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-03-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-03-02 · Other · Disposed 17,102,128 · Balance 0

F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F2: Effective March 2, 2018, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 17,102,128 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 12,826,596 shares were distributed to the limited partners and 4,275,532 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F3: Excludes shares of Class B Common Stock held by SHV as a nominee on behalf of, and of the exclusive benefit of, the members of the general partner of SHV.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F2: Effective March 2, 2018, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 17,102,128 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 12,826,596 shares were distributed to the limited partners and 4,275,532 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F3: Excludes shares of Class B Common Stock held by SHV as a nominee on behalf of, and of the exclusive benefit of, the members of the general partner of SHV.

Forty Seven, Inc.

Report date July 02, 2018 · Filed July 03, 2018

Section 16 reporting ended · disclosed 2018-07-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,906,372 Ending reported balance After 2018-07-02 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2018-07-02 · Conversion · Acquired 1,052,146 · Balance 1,052,146

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

Row 2 · 2018-07-02 · Conversion · Acquired 945,326 · Balance 1,997,472

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

Row 3 · 2018-07-02 · Conversion · Acquired 774,165 · Balance 2,771,637

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

Row 4 · 2018-07-02 · Purchase · Acquired 134,735 · Balance 2,906,372

Series A-1 Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-07-02 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-07-02 · Conversion · Disposed 1,052,146 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

Series A-2 Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-07-02 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-07-02 · Conversion · Disposed 774,165 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

Series B Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-07-02 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2018-07-02 · Conversion · Disposed 945,326 · Balance 0

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

Snowflake Inc.

Report date March 05, 2021 · Filed March 08, 2021

Section 16 reporting ended · disclosed 2021-03-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-03-05 transaction · row 1
1 source row

Row 1 · 2021-03-05 · Other · Disposed 27,309,222 · Balance 0

F1: Represents a pro rata distribution to its limited partners and its general partner for no additional consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a pro rata distribution to its limited partners and its general partner for no additional consideration.

Yext, Inc.

Report date December 01, 2017 · Filed December 05, 2017

Section 16 reporting ended · disclosed 2017-12-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-12-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2017-12-01 · Other · Disposed 8,614,633 · Balance 0

F1: Effective December 1, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F2: Excludes shares of Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV.

Filing footnotes · ownership attribution and instrument terms

F1: Effective December 1, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F2: Excludes shares of Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2018 Filed Jul 3, 2018 19:42 UTC Forty Seven, Inc. FTSV · Entity 16035 PurchaseCommon Stock 134,735 $16.00 $2,155,760.00
Disclosure

SEC source: 0001225208-18-011387 · doc4.xml · nonDerivative · entry 4

SUTTER HILL VENTURES · CIK 0000879051 · Former 10% Holder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,906,372

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:42 UTC Forty Seven, Inc. FTSV · Entity 16035 ConversionCommon Stock 774,165 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011387 · doc4.xml · nonDerivative · entry 3

SUTTER HILL VENTURES · CIK 0000879051 · Former 10% Holder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,771,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:42 UTC Forty Seven, Inc. FTSV · Entity 16035 ConversionCommon Stock 945,326 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011387 · doc4.xml · nonDerivative · entry 2

SUTTER HILL VENTURES · CIK 0000879051 · Former 10% Holder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,997,472

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 19:42 UTC Forty Seven, Inc. FTSV · Entity 16035 ConversionCommon Stock 1,052,146 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-011387 · doc4.xml · nonDerivative · entry 1

SUTTER HILL VENTURES · CIK 0000879051 · Former 10% Holder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,146

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 16:36 UTC Everpure, Inc. PSTG · Entity 3140 OtherClass B Common Stock · Derivative 17,102,128 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-005426 · doc4.xml · derivative · entry 1

SUTTER HILL VENTURES · CIK 0000879051 · Former 10% Holder

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 17,102,128 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F2 · kind: Effective March 2, 2018, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 17,102,128 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 12,826,596 shares were distributed to the limited partners and 4,275,532 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F2 · shares: Effective March 2, 2018, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 17,102,128 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 12,826,596 shares were distributed to the limited partners and 4,275,532 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F2 · price: Effective March 2, 2018, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 17,102,128 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 12,826,596 shares were distributed to the limited partners and 4,275,532 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F2 · derivative.underlying_shares: Effective March 2, 2018, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 17,102,128 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 12,826,596 shares were distributed to the limited partners and 4,275,532 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F3 · balance_after: Excludes shares of Class B Common Stock held by SHV as a nominee on behalf of, and of the exclusive benefit of, the members of the general partner of SHV.

Read SEC document
December 01, 2017 Filed Dec 5, 2017 16:58 UTC Yext, Inc. YEXT · Entity 5265 OtherCommon Stock 8,614,633 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-018257 · doc4.xml · nonDerivative · entry 1

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Effective December 1, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F1 · shares: Effective December 1, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F1 · price: Effective December 1, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F2 · balance_after: Excludes shares of Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV.

Read SEC document
November 30, 2017 Filed Dec 4, 2017 16:49 UTC Everpure, Inc. PSTG · Entity 3140 OtherClass B Common Stock · Derivative 8,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-018105 · doc4.xml · derivative · entry 1

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,102,128

Underlying: Class A Common Stock · 8,500,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F2 · kind: Effective November 30, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,500,000 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 6,375,000 shares were distributed to the limited partners and 2,125,000 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F2 · shares: Effective November 30, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,500,000 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 6,375,000 shares were distributed to the limited partners and 2,125,000 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F2 · price: Effective November 30, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,500,000 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 6,375,000 shares were distributed to the limited partners and 2,125,000 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F2 · derivative.underlying_shares: Effective November 30, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,500,000 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 6,375,000 shares were distributed to the limited partners and 2,125,000 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.

F3 · balance_after: Excludes shares of Class B Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 14:59 UTC Venus Concept Inc. HAIR · Entity 55304 ConversionSeries C Preferred Stock · Derivative 888,690 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-016390 · doc4.xml · derivative · entry 8

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 888,690 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F1 · price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 14:59 UTC Venus Concept Inc. HAIR · Entity 55304 ConversionSeries B Preferred Stock · Derivative 606,386 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-016390 · doc4.xml · derivative · entry 7

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 606,386 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F1 · price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 14:59 UTC Venus Concept Inc. HAIR · Entity 55304 ConversionSeries A Preferred Stock · Derivative 479,145 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-016390 · doc4.xml · derivative · entry 6

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 479,145 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F1 · price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F1 · derivative.exercise_date: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F1 · derivative.expiration_date: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 14:59 UTC Venus Concept Inc. HAIR · Entity 55304 ConversionConvertible Promissory Note · Derivative 105,369 Not disclosed Strike: $7.00 Not disclosed
Disclosure

SEC source: 0001225208-17-016390 · doc4.xml · derivative · entry 5

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person.

F3 · price: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering.

F3 · derivative.exercise_date: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering.

F3 · derivative.expiration_date: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering.

F2 · derivative.underlying_shares: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 14:59 UTC Venus Concept Inc. HAIR · Entity 55304 ConversionCommon Stock 105,369 $7.00 $737,583.00
Disclosure

SEC source: 0001225208-17-016390 · doc4.xml · nonDerivative · entry 4

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,079,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 14:59 UTC Venus Concept Inc. HAIR · Entity 55304 ConversionCommon Stock 479,145 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016390 · doc4.xml · nonDerivative · entry 3

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,974,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 14:59 UTC Venus Concept Inc. HAIR · Entity 55304 ConversionCommon Stock 606,386 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016390 · doc4.xml · nonDerivative · entry 2

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,495,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 14:59 UTC Venus Concept Inc. HAIR · Entity 55304 ConversionCommon Stock 888,690 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-016390 · doc4.xml · nonDerivative · entry 1

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 888,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

Read SEC document
October 11, 2017 Filed Oct 13, 2017 18:31 UTC Venus Concept Inc. HAIR · Entity 55304 OtherConvertible Promissory Note · Derivative Not disclosed $733,569.00 Strike: $7.00 $733,569.00
Disclosure

SEC source: 0001209191-17-056933 · doc4.xml · derivative · entry 1

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F1 · kind: The Subordinated Convertible Promissory Note (the "Note") was originally acquired from the issuer on September 6, 2017. The conversion price was set upon the pricing of the issuer's initial public offering (the "IPO").

F2 · reported_value: The amount reported represents the principal amount of the reporting person's Note only. Accrued interest of 5% per year based on the actual number of days elapsed through the conversion date will also convert into shares of the issuer's common stock.

F2 · price: The amount reported represents the principal amount of the reporting person's Note only. Accrued interest of 5% per year based on the actual number of days elapsed through the conversion date will also convert into shares of the issuer's common stock.

F3 · derivative.exercise_date: The outstanding principal and accrued interest of the Note automatically converts into shares of the Issuer's Common Stock at the price per share available to the public as set forth in the final prospectus related to the IPO upon the closing of the IPO; if not so converted, the Note has a maturity date of September 6, 2018, at which time it will automatically convert into shares of the Issuer's capital stock.

F3 · derivative.expiration_date: The outstanding principal and accrued interest of the Note automatically converts into shares of the Issuer's Common Stock at the price per share available to the public as set forth in the final prospectus related to the IPO upon the closing of the IPO; if not so converted, the Note has a maturity date of September 6, 2018, at which time it will automatically convert into shares of the Issuer's capital stock.

F3 · derivative.underlying_shares: The outstanding principal and accrued interest of the Note automatically converts into shares of the Issuer's Common Stock at the price per share available to the public as set forth in the final prospectus related to the IPO upon the closing of the IPO; if not so converted, the Note has a maturity date of September 6, 2018, at which time it will automatically convert into shares of the Issuer's capital stock.

F2 · valueOwnedAfter: The amount reported represents the principal amount of the reporting person's Note only. Accrued interest of 5% per year based on the actual number of days elapsed through the conversion date will also convert into shares of the issuer's common stock.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 18:24 UTC Everpure, Inc. PSTG · Entity 3140 PurchaseClass B Common Stock · Derivative 3,073,613 $11.08 $34,047,025.92
Disclosure

SEC source: 0001225208-17-010841 · doc4.xml · derivative · entry 2

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,602,128

Underlying: Class A Common Stock · 3,073,613 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F3 · kind: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017.

F3 · price: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017.

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 18:17 UTC Mattersight Corp MATR · Entity 164107 PurchaseCommon Stock 203,543 $3.65 $742,789.47
Disclosure

SEC source: 0001225208-17-010829 · doc4.xml · nonDerivative · entry 2

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,056,194

F2 · kind: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 203,543 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017.

F2 · price: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 203,543 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 18:24 UTC Everpure, Inc. PSTG · Entity 3140 OtherClass B Common Stock · Derivative 4,098,151 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-17-010841 · doc4.xml · derivative · entry 1

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,528,515

Underlying: Class A Common Stock · 4,098,151 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F2 · kind: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation").

F2 · price: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation").

F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 18:17 UTC Mattersight Corp MATR · Entity 164107 OtherCommon Stock 271,391 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010829 · doc4.xml · nonDerivative · entry 1

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852,651

F1 · kind: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 271,391 shares (the "Distributed Common Shares") of the Issuer's common stock (the "Liquidation").

F1 · price: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 271,391 shares (the "Distributed Common Shares") of the Issuer's common stock (the "Liquidation").

Read SEC document
May 31, 2017 Filed Jun 2, 2017 18:16 UTC Yext, Inc. YEXT · Entity 5265 OtherCommon Stock 1,567,084 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-010826 · doc4.xml · nonDerivative · entry 1

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,614,633

F1 · kind: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's distribution to the Limited Partner of 1,567,084 shares of the Issuer's common stock (the "Liquidation"). The shares distributed to the Limited Partner in the Liquidation will remain subject to a lock-up agreement for a period of 180 days following April 12, 2017, as required pursuant to a lock-up agreement SHV entered into with the underwriters in connection with the Issuer's initial public offering.

F1 · price: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's distribution to the Limited Partner of 1,567,084 shares of the Issuer's common stock (the "Liquidation"). The shares distributed to the Limited Partner in the Liquidation will remain subject to a lock-up agreement for a period of 180 days following April 12, 2017, as required pursuant to a lock-up agreement SHV entered into with the underwriters in connection with the Issuer's initial public offering.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:41 UTC Yext, Inc. YEXT · Entity 5265 ConversionSeries F Preferred Stock · Derivative 255,372 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · derivative · entry 12

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 255,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:41 UTC Yext, Inc. YEXT · Entity 5265 ConversionSeries E Preferred Stock · Derivative 282,842 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · derivative · entry 11

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 282,842 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:41 UTC Yext, Inc. YEXT · Entity 5265 ConversionSeries D Preferred Stock · Derivative 887,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · derivative · entry 10

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 887,428 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:41 UTC Yext, Inc. YEXT · Entity 5265 ConversionSeries C Preferred Stock · Derivative 2,975,941 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · derivative · entry 9

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,975,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:41 UTC Yext, Inc. YEXT · Entity 5265 ConversionSeries B Preferred Stock · Derivative 2,654,762 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · derivative · entry 8

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,654,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:41 UTC Yext, Inc. YEXT · Entity 5265 ConversionSeries A Preferred Stock · Derivative 2,799,328 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · derivative · entry 7

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,799,328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:41 UTC Yext, Inc. YEXT · Entity 5265 ConversionCommon Stock 255,372 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 6

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,181,717

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:41 UTC Yext, Inc. YEXT · Entity 5265 ConversionCommon Stock 282,842 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 5

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,926,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:41 UTC Yext, Inc. YEXT · Entity 5265 ConversionCommon Stock 887,428 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 4

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,643,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:41 UTC Yext, Inc. YEXT · Entity 5265 ConversionCommon Stock 2,654,762 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 3

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,756,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

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April 19, 2017 Filed Apr 21, 2017 17:41 UTC Yext, Inc. YEXT · Entity 5265 ConversionCommon Stock 2,799,328 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 2

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,101,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:41 UTC Yext, Inc. YEXT · Entity 5265 ConversionCommon Stock 2,975,941 $0.00 $0.00
Disclosure

SEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 1

SUTTER HILL VENTURES · CIK 0000879051 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.