organization · Reporting owner
SUTTER HILL VENTURES
Disclosed activity across 7 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mattersight CorpMATR · Entity 164107 | 10% owner | May 31, 2017 | June 02, 2017 |
| Venus Concept Inc.HAIR · Entity 55304 | 10% owner | October 16, 2017 | October 18, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mattersight Corp
Report date May 31, 2017 · Filed June 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,056,194 |
Ending reported balance
After 2017-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-05-31 · Other · Disposed 271,391 · Balance 852,651 F1: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 271,391 shares (the "Distributed Common Shares") of the Issuer's common stock (the "Liquidation"). Row 2 · 2017-06-01 · Purchase · Acquired 203,543 · Balance 1,056,194 F2: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 203,543 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 271,391 shares (the "Distributed Common Shares") of the Issuer's common stock (the "Liquidation").
F2: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 203,543 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017.
Venus Concept Inc.
Report date October 16, 2017 · Filed October 18, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,079,590 |
Ending reported balance
After 2017-10-16 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-10-16 · Conversion · Acquired 888,690 · Balance 888,690 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. Row 2 · 2017-10-16 · Conversion · Acquired 606,386 · Balance 1,495,076 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. Row 3 · 2017-10-16 · Conversion · Acquired 479,145 · Balance 1,974,221 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. Row 4 · 2017-10-16 · Conversion · Acquired 105,369 · Balance 2,079,590 |
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $7.00 | Direct | 0 |
Reported balance
After 2017-10-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-10-16 · Conversion · Disposed 105,369 · Balance 0 F2: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person. F3: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering. |
| Series A Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-10-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-10-16 · Conversion · Disposed 479,145 · Balance 0 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-10-16 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-10-16 · Conversion · Disposed 606,386 · Balance 0 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. |
| Series C Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-10-16 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-10-16 · Conversion · Disposed 888,690 · Balance 0 F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.
F2: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person.
F3: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Astera Labs, Inc.
Report date August 15, 2024 · Filed August 19, 2024
Section 16 reporting ended · disclosed 2024-08-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,174,393 |
Reported balance
After 2024-08-15 transaction · row 1
1 source rowRow 1 · 2024-08-15 · Other · Disposed 5,587,196 · Balance 11,174,393 F1: Effective August 15, 2024, Sutter Hill Ventures, a California Limited Partnership effected a pro rata distribution to its limited partners and its general partner for no additional consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective August 15, 2024, Sutter Hill Ventures, a California Limited Partnership effected a pro rata distribution to its limited partners and its general partner for no additional consideration.
Everpure, Inc.
Report date March 02, 2018 · Filed March 06, 2018
Section 16 reporting ended · disclosed 2018-03-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-03-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-03-02 · Other · Disposed 17,102,128 · Balance 0 F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2: Effective March 2, 2018, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 17,102,128 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 12,826,596 shares were distributed to the limited partners and 4,275,532 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F3: Excludes shares of Class B Common Stock held by SHV as a nominee on behalf of, and of the exclusive benefit of, the members of the general partner of SHV. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.
F2: Effective March 2, 2018, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 17,102,128 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 12,826,596 shares were distributed to the limited partners and 4,275,532 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.
F3: Excludes shares of Class B Common Stock held by SHV as a nominee on behalf of, and of the exclusive benefit of, the members of the general partner of SHV.
Forty Seven, Inc.
Report date July 02, 2018 · Filed July 03, 2018
Section 16 reporting ended · disclosed 2018-07-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,906,372 |
Ending reported balance
After 2018-07-02 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-07-02 · Conversion · Acquired 1,052,146 · Balance 1,052,146 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. Row 2 · 2018-07-02 · Conversion · Acquired 945,326 · Balance 1,997,472 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. Row 3 · 2018-07-02 · Conversion · Acquired 774,165 · Balance 2,771,637 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. Row 4 · 2018-07-02 · Purchase · Acquired 134,735 · Balance 2,906,372 |
| Series A-1 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-07-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-07-02 · Conversion · Disposed 1,052,146 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. |
| Series A-2 Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-07-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-07-02 · Conversion · Disposed 774,165 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. |
| Series B Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-07-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-07-02 · Conversion · Disposed 945,326 · Balance 0 F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date.
Snowflake Inc.
Report date March 05, 2021 · Filed March 08, 2021
Section 16 reporting ended · disclosed 2021-03-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-05 transaction · row 1
1 source rowRow 1 · 2021-03-05 · Other · Disposed 27,309,222 · Balance 0 F1: Represents a pro rata distribution to its limited partners and its general partner for no additional consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a pro rata distribution to its limited partners and its general partner for no additional consideration.
Yext, Inc.
Report date December 01, 2017 · Filed December 05, 2017
Section 16 reporting ended · disclosed 2017-12-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-12-01 · Other · Disposed 8,614,633 · Balance 0 F1: Effective December 1, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F2: Excludes shares of Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective December 1, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares.
F2: Excludes shares of Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2018 Filed Jul 3, 2018 19:42 UTC | Forty Seven, Inc. FTSV · Entity 16035 | PurchaseCommon Stock | 134,735 | $16.00 | $2,155,760.00 |
DisclosureSEC source: 0001225208-18-011387 · doc4.xml · nonDerivative · entry 4 SUTTER HILL VENTURES · CIK 0000879051 · Former 10% Holder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,906,372 Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:42 UTC | Forty Seven, Inc. FTSV · Entity 16035 | ConversionCommon Stock | 774,165 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011387 · doc4.xml · nonDerivative · entry 3 SUTTER HILL VENTURES · CIK 0000879051 · Former 10% Holder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,771,637 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:42 UTC | Forty Seven, Inc. FTSV · Entity 16035 | ConversionCommon Stock | 945,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011387 · doc4.xml · nonDerivative · entry 2 SUTTER HILL VENTURES · CIK 0000879051 · Former 10% Holder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,997,472 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 19:42 UTC | Forty Seven, Inc. FTSV · Entity 16035 | ConversionCommon Stock | 1,052,146 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-011387 · doc4.xml · nonDerivative · entry 1 SUTTER HILL VENTURES · CIK 0000879051 · Former 10% Holder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,146 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The issuer's preferred stock automatically converted into issuer's common stock on a one-to-one basis immediately upon the closing of the issuer's initial public offering and has no expiration date. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 16:36 UTC | Everpure, Inc. PSTG · Entity 3140 | OtherClass B Common Stock · Derivative | 17,102,128 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-005426 · doc4.xml · derivative · entry 1 SUTTER HILL VENTURES · CIK 0000879051 · Former 10% Holder 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 17,102,128 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · kind: Effective March 2, 2018, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 17,102,128 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 12,826,596 shares were distributed to the limited partners and 4,275,532 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F2 · shares: Effective March 2, 2018, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 17,102,128 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 12,826,596 shares were distributed to the limited partners and 4,275,532 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F2 · price: Effective March 2, 2018, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 17,102,128 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 12,826,596 shares were distributed to the limited partners and 4,275,532 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.underlying_shares: Effective March 2, 2018, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 17,102,128 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 12,826,596 shares were distributed to the limited partners and 4,275,532 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F3 · balance_after: Excludes shares of Class B Common Stock held by SHV as a nominee on behalf of, and of the exclusive benefit of, the members of the general partner of SHV. Read SEC document |
| December 01, 2017 Filed Dec 5, 2017 16:58 UTC | Yext, Inc. YEXT · Entity 5265 | OtherCommon Stock | 8,614,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018257 · doc4.xml · nonDerivative · entry 1 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Effective December 1, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F1 · shares: Effective December 1, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F1 · price: Effective December 1, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,614,633 shares of Common Stock to its limited partners and its general partner for no additional consideration, of which 6,460,975 shares were distributed to the limited partners and 2,153,658 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F2 · balance_after: Excludes shares of Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 16:49 UTC | Everpure, Inc. PSTG · Entity 3140 | OtherClass B Common Stock · Derivative | 8,500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-018105 · doc4.xml · derivative · entry 1 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,102,128 Underlying: Class A Common Stock · 8,500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · kind: Effective November 30, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,500,000 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 6,375,000 shares were distributed to the limited partners and 2,125,000 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F2 · shares: Effective November 30, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,500,000 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 6,375,000 shares were distributed to the limited partners and 2,125,000 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F2 · price: Effective November 30, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,500,000 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 6,375,000 shares were distributed to the limited partners and 2,125,000 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · derivative.underlying_shares: Effective November 30, 2017, Sutter Hill Ventures, a California Limited Partnership ("SHV") effected a pro rata distribution of 8,500,000 shares of Class B Common Stock to its limited partners and its general partner for no additional consideration, of which 6,375,000 shares were distributed to the limited partners and 2,125,000 shares, representing the general partner's interest in the distribution, were retained by SHV and are now being held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner. SHV has no pecuniary interest in such retained shares. F3 · balance_after: Excludes shares of Class B Common Stock held by SHV as a nominee on behalf of, and for the exclusive benefit of, the members of the general partner of SHV. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 14:59 UTC | Venus Concept Inc. HAIR · Entity 55304 | ConversionSeries C Preferred Stock · Derivative | 888,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-016390 · doc4.xml · derivative · entry 8 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 888,690 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F1 · price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 14:59 UTC | Venus Concept Inc. HAIR · Entity 55304 | ConversionSeries B Preferred Stock · Derivative | 606,386 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-016390 · doc4.xml · derivative · entry 7 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 606,386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F1 · price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 14:59 UTC | Venus Concept Inc. HAIR · Entity 55304 | ConversionSeries A Preferred Stock · Derivative | 479,145 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-016390 · doc4.xml · derivative · entry 6 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 479,145 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F1 · price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F1 · derivative.exercise_date: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. F1 · derivative.expiration_date: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 14:59 UTC | Venus Concept Inc. HAIR · Entity 55304 | ConversionConvertible Promissory Note · Derivative | 105,369 | Not disclosed Strike: $7.00 | Not disclosed |
DisclosureSEC source: 0001225208-17-016390 · doc4.xml · derivative · entry 5 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 105,369 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person. F3 · price: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering. F3 · derivative.exercise_date: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering. F3 · derivative.expiration_date: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering. F2 · derivative.underlying_shares: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 14:59 UTC | Venus Concept Inc. HAIR · Entity 55304 | ConversionCommon Stock | 105,369 | $7.00 | $737,583.00 |
DisclosureSEC source: 0001225208-17-016390 · doc4.xml · nonDerivative · entry 4 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,079,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 14:59 UTC | Venus Concept Inc. HAIR · Entity 55304 | ConversionCommon Stock | 479,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016390 · doc4.xml · nonDerivative · entry 3 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,974,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 14:59 UTC | Venus Concept Inc. HAIR · Entity 55304 | ConversionCommon Stock | 606,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016390 · doc4.xml · nonDerivative · entry 2 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,495,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 14:59 UTC | Venus Concept Inc. HAIR · Entity 55304 | ConversionCommon Stock | 888,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016390 · doc4.xml · nonDerivative · entry 1 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 18:31 UTC | Venus Concept Inc. HAIR · Entity 55304 | OtherConvertible Promissory Note · Derivative | Not disclosed | $733,569.00 Strike: $7.00 | $733,569.00 |
DisclosureSEC source: 0001209191-17-056933 · doc4.xml · derivative · entry 1 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed Underlying: Common Stock · Not disclosed shares Expires not disclosed F1 · kind: The Subordinated Convertible Promissory Note (the "Note") was originally acquired from the issuer on September 6, 2017. The conversion price was set upon the pricing of the issuer's initial public offering (the "IPO"). F2 · reported_value: The amount reported represents the principal amount of the reporting person's Note only. Accrued interest of 5% per year based on the actual number of days elapsed through the conversion date will also convert into shares of the issuer's common stock. F2 · price: The amount reported represents the principal amount of the reporting person's Note only. Accrued interest of 5% per year based on the actual number of days elapsed through the conversion date will also convert into shares of the issuer's common stock. F3 · derivative.exercise_date: The outstanding principal and accrued interest of the Note automatically converts into shares of the Issuer's Common Stock at the price per share available to the public as set forth in the final prospectus related to the IPO upon the closing of the IPO; if not so converted, the Note has a maturity date of September 6, 2018, at which time it will automatically convert into shares of the Issuer's capital stock. F3 · derivative.expiration_date: The outstanding principal and accrued interest of the Note automatically converts into shares of the Issuer's Common Stock at the price per share available to the public as set forth in the final prospectus related to the IPO upon the closing of the IPO; if not so converted, the Note has a maturity date of September 6, 2018, at which time it will automatically convert into shares of the Issuer's capital stock. F3 · derivative.underlying_shares: The outstanding principal and accrued interest of the Note automatically converts into shares of the Issuer's Common Stock at the price per share available to the public as set forth in the final prospectus related to the IPO upon the closing of the IPO; if not so converted, the Note has a maturity date of September 6, 2018, at which time it will automatically convert into shares of the Issuer's capital stock. F2 · valueOwnedAfter: The amount reported represents the principal amount of the reporting person's Note only. Accrued interest of 5% per year based on the actual number of days elapsed through the conversion date will also convert into shares of the issuer's common stock. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 18:24 UTC | Everpure, Inc. PSTG · Entity 3140 | PurchaseClass B Common Stock · Derivative | 3,073,613 | $11.08 | $34,047,025.92 |
DisclosureSEC source: 0001225208-17-010841 · doc4.xml · derivative · entry 2 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,602,128 Underlying: Class A Common Stock · 3,073,613 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F3 · kind: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F3 · price: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 3,073,613 shares of the Issuer's Class B Common Stock from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices of the Issuer's Class A Common Stock, which is traded on the New York Stock Exchange, over the ninety (90)-day period ended March 31, 2017. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 18:17 UTC | Mattersight Corp MATR · Entity 164107 | PurchaseCommon Stock | 203,543 | $3.65 | $742,789.47 |
DisclosureSEC source: 0001225208-17-010829 · doc4.xml · nonDerivative · entry 2 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,056,194 F2 · kind: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 203,543 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017. F2 · price: In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 203,543 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 18:24 UTC | Everpure, Inc. PSTG · Entity 3140 | OtherClass B Common Stock · Derivative | 4,098,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001225208-17-010841 · doc4.xml · derivative · entry 1 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,528,515 Underlying: Class A Common Stock · 4,098,151 shares Expires not disclosed F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F2 · kind: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F2 · price: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 4,098,151 shares of the Issuer's Class B Common Stock (the "Liquidation"). F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the reporting person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (1) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 18:17 UTC | Mattersight Corp MATR · Entity 164107 | OtherCommon Stock | 271,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010829 · doc4.xml · nonDerivative · entry 1 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852,651 F1 · kind: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 271,391 shares (the "Distributed Common Shares") of the Issuer's common stock (the "Liquidation"). F1 · price: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 271,391 shares (the "Distributed Common Shares") of the Issuer's common stock (the "Liquidation"). Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 18:16 UTC | Yext, Inc. YEXT · Entity 5265 | OtherCommon Stock | 1,567,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-010826 · doc4.xml · nonDerivative · entry 1 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,614,633 F1 · kind: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's distribution to the Limited Partner of 1,567,084 shares of the Issuer's common stock (the "Liquidation"). The shares distributed to the Limited Partner in the Liquidation will remain subject to a lock-up agreement for a period of 180 days following April 12, 2017, as required pursuant to a lock-up agreement SHV entered into with the underwriters in connection with the Issuer's initial public offering. F1 · price: On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's distribution to the Limited Partner of 1,567,084 shares of the Issuer's common stock (the "Liquidation"). The shares distributed to the Limited Partner in the Liquidation will remain subject to a lock-up agreement for a period of 180 days following April 12, 2017, as required pursuant to a lock-up agreement SHV entered into with the underwriters in connection with the Issuer's initial public offering. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:41 UTC | Yext, Inc. YEXT · Entity 5265 | ConversionSeries F Preferred Stock · Derivative | 255,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008267 · doc4.xml · derivative · entry 12 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 255,372 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:41 UTC | Yext, Inc. YEXT · Entity 5265 | ConversionSeries E Preferred Stock · Derivative | 282,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008267 · doc4.xml · derivative · entry 11 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 282,842 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:41 UTC | Yext, Inc. YEXT · Entity 5265 | ConversionSeries D Preferred Stock · Derivative | 887,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008267 · doc4.xml · derivative · entry 10 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 887,428 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:41 UTC | Yext, Inc. YEXT · Entity 5265 | ConversionSeries C Preferred Stock · Derivative | 2,975,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008267 · doc4.xml · derivative · entry 9 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,975,941 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:41 UTC | Yext, Inc. YEXT · Entity 5265 | ConversionSeries B Preferred Stock · Derivative | 2,654,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008267 · doc4.xml · derivative · entry 8 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,654,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:41 UTC | Yext, Inc. YEXT · Entity 5265 | ConversionSeries A Preferred Stock · Derivative | 2,799,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008267 · doc4.xml · derivative · entry 7 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,799,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.exercise_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. F1 · derivative.expiration_date: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:41 UTC | Yext, Inc. YEXT · Entity 5265 | ConversionCommon Stock | 255,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 6 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,181,717 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:41 UTC | Yext, Inc. YEXT · Entity 5265 | ConversionCommon Stock | 282,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 5 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,926,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:41 UTC | Yext, Inc. YEXT · Entity 5265 | ConversionCommon Stock | 887,428 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 4 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,643,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:41 UTC | Yext, Inc. YEXT · Entity 5265 | ConversionCommon Stock | 2,654,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 3 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,756,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:41 UTC | Yext, Inc. YEXT · Entity 5265 | ConversionCommon Stock | 2,799,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 2 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,101,313 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:41 UTC | Yext, Inc. YEXT · Entity 5265 | ConversionCommon Stock | 2,975,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-008267 · doc4.xml · nonDerivative · entry 1 SUTTER HILL VENTURES · CIK 0000879051 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,301,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The preferred stock automatically converted into common stock on a one-to-one basis immediately prior to the closing of the Issuer's initial public offering and had no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.