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person · Reporting owner

Blackley Richard Scott

Disclosed activity across 3 companies

Tapewire entity
15682
SEC CIK
0001525020

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CAPITAL ONE FINANCIAL CORPCOF · Entity 547Senior AdvisorMarch 11, 2021March 15, 2021
Oscar Health, Inc.OSCR · Entity 3582Chief Financial OfficerSeptember 03, 2026September 08, 2026
SLM CorpSLM · Entity 3927DirectorSeptember 16, 2026September 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CAPITAL ONE FINANCIAL CORP

Report date March 11, 2021 · Filed March 15, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect63,626 Reported balance After 2021-03-11 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-03-11 · Grant · Acquired 13,492 · Balance 63,626

F1: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

Common StockSEC Table I · non-derivativeDirect57,541 Reported balance After 2021-03-11 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2021-03-11 · Tax withholding · Disposed 6,085 · Balance 57,541

F2: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Filing footnotes · ownership attribution and instrument terms

F1: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

F2: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

Oscar Health, Inc.

Report date September 03, 2026 · Filed September 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect1,046,108 Reported balance After 2026-09-03 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-03 · Sale · Disposed 28,869 · Balance 1,046,108

F1: The sale was effected pursuant to a Rule 10b5-1 instruction letter entered into on August 8, 2025 to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.97 to $31.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F3: Includes shares to be issued in connection with the vesting of one or more restricted stock units.

Class A Common StockSEC Table I · non-derivativeIndirectBy MQB Irrevocable Trust56,250 Reported balance Holding disclosure · report date 2026-09-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 56,250

Filing footnotes · ownership attribution and instrument terms

F1: The sale was effected pursuant to a Rule 10b5-1 instruction letter entered into on August 8, 2025 to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.97 to $31.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

F3: Includes shares to be issued in connection with the vesting of one or more restricted stock units.

SLM Corp

Report date September 16, 2026 · Filed September 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect42,742.66 Reported balance After 2026-09-16 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-09-16 · Grant · Acquired 1,087 · Balance 42,742.66

F1: Represents a grant of shares of SLM Corporation's Common Stock (the "Shares") received in lieu of the reporting person's quarterly cash retainer and respective committee fees. The per share value of the Shares was equal to the closing sales price per share as of the grant date.

F2: Includes Dividend Equivalent Units issued in connection with Restricted Common Stock held by the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a grant of shares of SLM Corporation's Common Stock (the "Shares") received in lieu of the reporting person's quarterly cash retainer and respective committee fees. The per share value of the Shares was equal to the closing sales price per share as of the grant date.

F2: Includes Dividend Equivalent Units issued in connection with Restricted Common Stock held by the reporting person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 02, 2023 Filed Jun 5, 2023 20:17 UTC Oscar Health, Inc. OSCR · Entity 3582 SaleClass A Common Stock 14,683 $7.15 $104,983.45
Disclosure

SEC source: 0001562180-23-004781 · primarydocument.xml · nonDerivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 399,430

F2 · shares: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:17 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 37,577 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004781 · primarydocument.xml · derivative · entry 5

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 563,666

Underlying: Class A Common Stock · 37,577 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest in sixteen equal quarterly installments beginning on June 1, 2023.

F4 · derivative.expiration_date: The restricted stock units vest in sixteen equal quarterly installments beginning on June 1, 2023.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:17 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 7,015 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004781 · primarydocument.xml · derivative · entry 4

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 63,142

Underlying: Class A Common Stock · 7,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in sixteen equal quarterly installments beginning on December 1, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in sixteen equal quarterly installments beginning on December 1, 2021.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:17 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 37,577 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004781 · primarydocument.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 414,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 20:17 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 7,015 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004781 · primarydocument.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 376,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:01 UTC Oscar Health, Inc. OSCR · Entity 3582 GrantStock Option (Right to Buy) · Derivative 355,138 $0.00 Strike: $6.62 $0.00
Disclosure

SEC source: 0001562180-23-003279 · primarydocument.xml · derivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,138

Underlying: Class A Common Stock · 355,138 shares

Expires 2033-03-29

F3 · derivative.exercise_date: The options will vest over a four-year period in 16 equal quarterly installments beginning on June 1, 2023.

Read SEC document
March 30, 2023 Filed Apr 3, 2023 23:01 UTC Oscar Health, Inc. OSCR · Entity 3582 GrantRestricted Stock Units · Derivative 601,243 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-003279 · primarydocument.xml · derivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 601,243

Underlying: Class A Common Stock · 601,243 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units will vest over a four-year period in 16 equal quarterly installments beginning on June 1, 2023.

F2 · derivative.expiration_date: The restricted stock units will vest over a four-year period in 16 equal quarterly installments beginning on June 1, 2023.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 21:10 UTC Oscar Health, Inc. OSCR · Entity 3582 SaleClass A Common Stock 30,764 $4.88 $150,156.01
Disclosure

SEC source: 0001562180-23-002554 · primarydocument.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,521

F2 · shares: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.77 to $4.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 21:10 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002554 · primarydocument.xml · derivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 437,500

Underlying: Class A Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest with respect to 25% of the shares on December 5, 2021, and with respect to the remaining shares in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The restricted stock units vest with respect to 25% of the shares on December 5, 2021, and with respect to the remaining shares in 12 equal quarterly installments thereafter.

Read SEC document
March 05, 2023 Filed Mar 7, 2023 21:10 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 62,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-002554 · primarydocument.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
March 02, 2023 Filed Mar 3, 2023 21:12 UTC Oscar Health, Inc. OSCR · Entity 3582 SaleClass A Common Stock 3,981 $4.75 $18,911.74
Disclosure

SEC source: 0001562180-23-002357 · primarydocument.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,785

F2 · shares: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:12 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 7,016 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002357 · primarydocument.xml · derivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,157

Underlying: Class A Common Stock · 7,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in sixteen equal quarterly installments beginning on December 1, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in sixteen equal quarterly installments beginning on December 1, 2021.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:12 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 7,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-002357 · primarydocument.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
December 06, 2022 Filed Dec 7, 2022 21:10 UTC Oscar Health, Inc. OSCR · Entity 3582 SaleClass A Common Stock 31,397 $2.64 $82,831.57
Disclosure

SEC source: 0001562180-22-008139 · primarydocument.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,750

F2 · shares: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.61 to $2.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:10 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008139 · primarydocument.xml · derivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Class A Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest with respect to 25% of the shares on December 5, 2021, and with respect to the remaining shares in 12 equal quarterly installments thereafter

F4 · derivative.expiration_date: The restricted stock units vest with respect to 25% of the shares on December 5, 2021, and with respect to the remaining shares in 12 equal quarterly installments thereafter

Read SEC document
December 05, 2022 Filed Dec 7, 2022 21:10 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 62,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-008139 · primarydocument.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
December 02, 2022 Filed Dec 5, 2022 21:16 UTC Oscar Health, Inc. OSCR · Entity 3582 SaleClass A Common Stock 3,369 $2.84 $9,554.48
Disclosure

SEC source: 0001562180-22-008039 · primarydocument.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,647

F2 · shares: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.905 to $2.790, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 21:16 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 7,016 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-008039 · primarydocument.xml · derivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,173

Underlying: Class A Common Stock · 7,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vests in sixteen equal quarterly installments beginning on December 1, 2021.

F4 · derivative.expiration_date: The restricted stock units vests in sixteen equal quarterly installments beginning on December 1, 2021.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 21:16 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 7,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-008039 · primarydocument.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Transformation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
September 06, 2022 Filed Sep 7, 2022 20:23 UTC Oscar Health, Inc. OSCR · Entity 3582 SaleClass A Common Stock 31,615 $5.53 $174,951.09
Disclosure

SEC source: 0001562180-22-006531 · primarydocument.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

F2 · shares: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.59 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
September 05, 2022 Filed Sep 7, 2022 20:23 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006531 · primarydocument.xml · derivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,500

Underlying: Class A Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest with respect to 25% of the shares on December 5, 2021, and with respect to the remaining shares in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The restricted stock units vest with respect to 25% of the shares on December 5, 2021, and with respect to the remaining shares in 12 equal quarterly installments thereafter.

Read SEC document
September 05, 2022 Filed Sep 7, 2022 20:23 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 62,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-006531 · primarydocument.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 331,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
September 02, 2022 Filed Sep 6, 2022 20:18 UTC Oscar Health, Inc. OSCR · Entity 3582 SaleClass A Common Stock 2,207 $5.85 $12,910.95
Disclosure

SEC source: 0001562180-22-006507 · primarydocument.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,115

F2 · shares: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:18 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 7,015 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006507 · primarydocument.xml · derivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,189

Underlying: Class A Common Stock · 7,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vests in sixteen equal quarterly installments beginning on December 1, 2021.

F3 · derivative.expiration_date: The restricted stock units vests in sixteen equal quarterly installments beginning on December 1, 2021.

Read SEC document
September 01, 2022 Filed Sep 6, 2022 20:18 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 7,015 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-006507 · primarydocument.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 20:10 UTC Oscar Health, Inc. OSCR · Entity 3582 SaleClass A Common Stock 19,546 $5.01 $98,001.69
Disclosure

SEC source: 0001562180-22-004871 · primarydocument.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,307

F2 · shares: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.01 to $5.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
June 05, 2022 Filed Jun 7, 2022 20:10 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004871 · primarydocument.xml · derivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Class A Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vests with respect to 25% of the shares on December 5, 2021, and with respect to the remaining shares in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The restricted stock units vests with respect to 25% of the shares on December 5, 2021, and with respect to the remaining shares in 12 equal quarterly installments thereafter.

Read SEC document
June 05, 2022 Filed Jun 7, 2022 20:10 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 62,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-004871 · primarydocument.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
June 02, 2022 Filed Jun 3, 2022 20:08 UTC Oscar Health, Inc. OSCR · Entity 3582 SaleClass A Common Stock 2,135 $4.69 $10,006.32
Disclosure

SEC source: 0001562180-22-004761 · primarydocument.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,353

F2 · shares: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.68 to $4.741, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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June 01, 2022 Filed Jun 3, 2022 20:08 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 7,016 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-004761 · primarydocument.xml · derivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,204

Underlying: Class A Common Stock · 7,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vests in sixteen equal quarterly installments beginning on December 1, 2021.

F4 · derivative.expiration_date: The restricted stock units vests in sixteen equal quarterly installments beginning on December 1, 2021.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:08 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 7,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-004761 · primarydocument.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
March 08, 2022 Filed Mar 9, 2022 22:42 UTC Oscar Health, Inc. OSCR · Entity 3582 SaleClass A Common Stock 19,204 $7.33 $140,845.98
Disclosure

SEC source: 0001562180-22-002490 · primarydocument.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,472

F2 · shares: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.33 to $7.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

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March 07, 2022 Filed Mar 9, 2022 22:42 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 62,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002490 · primarydocument.xml · derivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 687,500

Underlying: Class A Common Stock · 62,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest with respect to 25% of the shares on December 5, 2021, and with respect to the remaining shares in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The restricted stock units vest with respect to 25% of the shares on December 5, 2021, and with respect to the remaining shares in 12 equal quarterly installments thereafter.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 22:42 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 62,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-002490 · primarydocument.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:42 UTC Oscar Health, Inc. OSCR · Entity 3582 SaleClass A Common Stock 2,605 $6.91 $18,009.67
Disclosure

SEC source: 0001562180-22-002311 · primarydocument.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,176

F2 · shares: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:42 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 7,016 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002311 · primarydocument.xml · derivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,220

Underlying: Class A Common Stock · 7,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in sixteen equal quarterly installments beginning on December 1, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in sixteen equal quarterly installments beginning on December 1, 2021.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:42 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 7,016 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-002311 · primarydocument.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
December 07, 2021 Filed Dec 7, 2021 22:16 UTC Oscar Health, Inc. OSCR · Entity 3582 SaleClass A Common Stock 86,160 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007538 · primarydocument.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,765

F2 · shares: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the vesting of previously granted equity awards

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.76 to $10.045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price at which the transactions were effected.

Read SEC document
December 05, 2021 Filed Dec 7, 2021 22:16 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 250,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007538 · primarydocument.xml · derivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Class A Common Stock · 250,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F4 · derivative.exercise_date: The restricted stock units vest with respect to 25% of the shares on December 5, 2021, and with respect to the remaining shares in 12 equal quarterly installments thereafter.

F4 · derivative.expiration_date: The restricted stock units vest with respect to 25% of the shares on December 5, 2021, and with respect to the remaining shares in 12 equal quarterly installments thereafter.

Read SEC document
December 05, 2021 Filed Dec 7, 2021 22:16 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 250,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007538 · primarydocument.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
December 02, 2021 Filed Dec 3, 2021 22:10 UTC Oscar Health, Inc. OSCR · Entity 3582 SaleClass A Common Stock 2,090 $8.81 $18,413.95
Disclosure

SEC source: 0001562180-21-007448 · primarydocument.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,925

F2 · shares: The sale was effected pursuant to a Rule 10b5-1 instruction letter to satisfy the Reporting Person's tax withholding obligation upon the settlement of previously granted equity awards

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:10 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionRestricted Stock Units · Derivative 7,015 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007448 · primarydocument.xml · derivative · entry 3

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,236

Underlying: Class A Common Stock · 7,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F3 · derivative.exercise_date: The restricted stock units vest in sixteen equal quarterly installments beginning on December 1, 2021.

F3 · derivative.expiration_date: The restricted stock units vest in sixteen equal quarterly installments beginning on December 1, 2021.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:10 UTC Oscar Health, Inc. OSCR · Entity 3582 Exercise / conversionClass A Common Stock 7,015 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007448 · primarydocument.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 23:08 UTC Oscar Health, Inc. OSCR · Entity 3582 GrantStock Option · Derivative 263,210 $0.00 Strike: $15.59 $0.00
Disclosure

SEC source: 0000899243-21-034961 · doc4.xml · derivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,210

Underlying: Class A Common Stock · 263,210 shares

Expires 2031-08-31

F3 · derivative.exercise_date: The options will vest over a four-year period in 16 equal quarterly installments beginning on December 1, 2021.

Read SEC document
August 31, 2021 Filed Sep 2, 2021 23:08 UTC Oscar Health, Inc. OSCR · Entity 3582 GrantRestricted Stock Units · Derivative 112,251 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-034961 · doc4.xml · derivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,251

Underlying: Class A Common Stock · 112,251 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock.

F2 · derivative.exercise_date: The restricted stock units will vest over a four-year period in 16 equal quarterly installments beginning on December 1, 2021.

F2 · derivative.expiration_date: The restricted stock units will vest over a four-year period in 16 equal quarterly installments beginning on December 1, 2021.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 21:19 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 6,085 $132.10 $803,828.50
Disclosure

SEC source: 0000927628-21-000136 · wf-form4_161584315272992.xml · nonDerivative · entry 2

Blackley Richard Scott · CIK 0001525020 · Senior Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,541

F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.

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March 11, 2021 Filed Mar 15, 2021 21:19 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 GrantCommon Stock 13,492 $0.00 $0.00
Disclosure

SEC source: 0000927628-21-000136 · wf-form4_161584315272992.xml · nonDerivative · entry 1

Blackley Richard Scott · CIK 0001525020 · Senior Advisor

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,626

F1 · security: These shares were earned pursuant to an award of performance shares granted on February 1, 2018 based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.

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February 15, 2021 Filed Feb 17, 2021 21:48 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Exercise / conversion2018 Restricted Stock Units · Derivative 1,967 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000927628-21-000075 · wf-form4_161359848828313.xml · derivative · entry 6

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,967 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F1 · price: On February 15, 2021, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date.

F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2019 and annually thereafter.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:48 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,931 $117.75 $227,375.25
Disclosure

SEC source: 0000927628-21-000075 · wf-form4_161359848828313.xml · nonDerivative · entry 5

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,134

F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2020. This is authorized in the applicable restricted stock award agreement.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:48 UTC CAPITAL ONE FINANCIAL CORP COF · Entity 547 Tax withholdingCommon Stock 1,617 $117.75 $190,401.75
Disclosure

SEC source: 0000927628-21-000075 · wf-form4_161359848828313.xml · nonDerivative · entry 4

Blackley Richard Scott · CIK 0001525020 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,065

F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 31, 2019. This is authorized in the applicable restricted stock award agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.