Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TEREX CORPTEX · Entity 3718 | Director | June 07, 2019 | June 07, 2019 |
| Trinity Place Holdings Inc.TPHS · Entity 9674 | Other | June 11, 2019 | June 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TEREX CORP
Report date June 07, 2019 · Filed June 07, 2019
Jointly reported with Marcato Capital Management LP, Marcato International Master Fund, Ltd.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 2,830,470 |
Last balance in matching sequence
After 2019-06-07 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2019-06-07 · Sale · Disposed 1,500,000 · Balance 2,930,470 F1: In addition to Marcato Capital Management LP, a Delaware limited partnership ("Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and Managing Member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. F4: Matthew Hepler and Marcato International are parties to an agreement pursuant to which Matthew Hepler has agreed to transfer and assign to Marcato International all rights, title, interests, duties, obligations and liabilities with respect to all shares of the Issuer paid to Mr. Hepler in connection with his service as a director of the Issuer. As a result, the Reporting Persons are the beneficial owners of such shares. Row 2 · 2019-06-07 · Sale · Disposed 100,000 · Balance 2,830,470 F1: In addition to Marcato Capital Management LP, a Delaware limited partnership ("Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and Managing Member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. F4: Matthew Hepler and Marcato International are parties to an agreement pursuant to which Matthew Hepler has agreed to transfer and assign to Marcato International all rights, title, interests, duties, obligations and liabilities with respect to all shares of the Issuer paid to Mr. Hepler in connection with his service as a director of the Issuer. As a result, the Reporting Persons are the beneficial owners of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: In addition to Marcato Capital Management LP, a Delaware limited partnership ("Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").
F2: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and Managing Member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.
F3: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934.
F4: Matthew Hepler and Marcato International are parties to an agreement pursuant to which Matthew Hepler has agreed to transfer and assign to Marcato International all rights, title, interests, duties, obligations and liabilities with respect to all shares of the Issuer paid to Mr. Hepler in connection with his service as a director of the Issuer. As a result, the Reporting Persons are the beneficial owners of such shares.
Trinity Place Holdings Inc.
Report date June 11, 2019 · Filed June 13, 2019
Jointly reported with Marcato Capital Management LP, Marcato International Master Fund, Ltd.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Indirectfootnotes | 0 |
Reported balance
After 2019-06-11 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-06-11 · Sale · Disposed 3,702,146 · Balance 0 F1: In addition to Marcato Capital Management LP, a Delaware limited partnership ("Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and Managing Member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3: As of the date hereof, the Reporting Persons no longer beneficially own any securities of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: In addition to Marcato Capital Management LP, a Delaware limited partnership ("Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").
F2: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and Managing Member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.
F3: As of the date hereof, the Reporting Persons no longer beneficially own any securities of the Issuer.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BUFFALO WILD WINGS INC
Report date February 05, 2018 · Filed February 05, 2018
Jointly reported with Marcato Capital Management LP, Marcato International Master Fund, Ltd., Marcato Special Opportunities Master Fund LP
Section 16 reporting ended · disclosed 2018-02-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnotes | 0 |
Last balance in matching sequence
After 2018-02-05 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-02-05 · Disposition to issuer · Disposed 699 · Balance 41,700 F1: Effective February 5, 2018, pursuant to that certain Agreement and Plan of Merger, dated as of November 27, 2017, by and among Arby's Restaurant Group, Inc., a Delaware corporation ("Parent"), IB Merger Sub I Corporation, a Minnesota corporation and a subsidiary of Parent ("Merger Sub") and Buffalo Wild Wings, Inc., a Minnesota corporation (the "Issuer"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"). As consideration for the Merger, the shares of common stock of the Issuer held by the Reporting Persons were automatically cancelled and converted into the right to receive $157.00 per share in cash. F2: This Form 4 is being filed jointly by Marcato Capital Management, LP, a Delaware limited partnership ("Marcato"), Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F3: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Row 2 · 2018-02-05 · Disposition to issuer · Disposed 41,700 · Balance 0 F1: Effective February 5, 2018, pursuant to that certain Agreement and Plan of Merger, dated as of November 27, 2017, by and among Arby's Restaurant Group, Inc., a Delaware corporation ("Parent"), IB Merger Sub I Corporation, a Minnesota corporation and a subsidiary of Parent ("Merger Sub") and Buffalo Wild Wings, Inc., a Minnesota corporation (the "Issuer"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"). As consideration for the Merger, the shares of common stock of the Issuer held by the Reporting Persons were automatically cancelled and converted into the right to receive $157.00 per share in cash. F2: This Form 4 is being filed jointly by Marcato Capital Management, LP, a Delaware limited partnership ("Marcato"), Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F3: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: Effective February 5, 2018, pursuant to that certain Agreement and Plan of Merger, dated as of November 27, 2017, by and among Arby's Restaurant Group, Inc., a Delaware corporation ("Parent"), IB Merger Sub I Corporation, a Minnesota corporation and a subsidiary of Parent ("Merger Sub") and Buffalo Wild Wings, Inc., a Minnesota corporation (the "Issuer"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"). As consideration for the Merger, the shares of common stock of the Issuer held by the Reporting Persons were automatically cancelled and converted into the right to receive $157.00 per share in cash.
F2: This Form 4 is being filed jointly by Marcato Capital Management, LP, a Delaware limited partnership ("Marcato"), Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities").
F3: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein.
F4: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2019 Filed Jun 13, 2019 21:31 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, par value $0.01 per share | 3,702,146 | $3.60 | $13,327,725.60 |
DisclosureSEC source: 0001445866-19-000718 · form4.xml · nonDerivative · entry 1 Marcato Capital Management LP · CIK 0001541996 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · Other McGuire Richard · CIK 0001558320 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · footnotes Disclosed balance after: 0 F1 · ownership.nature: In addition to Marcato Capital Management LP, a Delaware limited partnership ("Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and Managing Member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: As of the date hereof, the Reporting Persons no longer beneficially own any securities of the Issuer. Read SEC document |
| June 07, 2019 Filed Jun 7, 2019 23:30 UTC | TEREX CORP TEX · Entity 3718 | SaleCommon Stock | 100,000 | $28.27 | $2,827,000.00 |
DisclosureSEC source: 0001567619-19-013109 · doc1.xml · nonDerivative · entry 2 Marcato Capital Management LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,830,470 F1 · ownership.nature: In addition to Marcato Capital Management LP, a Delaware limited partnership ("Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and Managing Member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. F4 · ownership.nature: Matthew Hepler and Marcato International are parties to an agreement pursuant to which Matthew Hepler has agreed to transfer and assign to Marcato International all rights, title, interests, duties, obligations and liabilities with respect to all shares of the Issuer paid to Mr. Hepler in connection with his service as a director of the Issuer. As a result, the Reporting Persons are the beneficial owners of such shares. Read SEC document |
| June 07, 2019 Filed Jun 7, 2019 23:30 UTC | TEREX CORP TEX · Entity 3718 | SaleCommon Stock | 1,500,000 | $27.25 | $40,875,000.00 |
DisclosureSEC source: 0001567619-19-013109 · doc1.xml · nonDerivative · entry 1 Marcato Capital Management LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,930,470 F1 · ownership.nature: In addition to Marcato Capital Management LP, a Delaware limited partnership ("Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and Managing Member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. F4 · ownership.nature: Matthew Hepler and Marcato International are parties to an agreement pursuant to which Matthew Hepler has agreed to transfer and assign to Marcato International all rights, title, interests, duties, obligations and liabilities with respect to all shares of the Issuer paid to Mr. Hepler in connection with his service as a director of the Issuer. As a result, the Reporting Persons are the beneficial owners of such shares. Read SEC document |
| May 17, 2019 Filed May 21, 2019 23:14 UTC | TEREX CORP TEX · Entity 3718 | OtherCommon Stock | 4,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001445866-19-000645 · form4.xml · nonDerivative · entry 1 Marcato Capital Management LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Other McGuire Richard · CIK 0001558320 · Other Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · footnotes Disclosed balance after: 4,430,470 F1 · ownership.nature: In addition to Marcato Capital Management LP, a Delaware limited partnership ('Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a 1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and managing member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. F4 · ownership.nature: Matthew Hepler and Marcato International are parties to an agreement pursuant to which Matthew Hepler has agreed to transfer and assign to Marcato International all rights, title, interests, duties, obligations and liabilities with respect to all shares of the Issuer paid to Mr. Hepler in connection with his service as a director of the Issuer. As a result, the Reporting Persons are the beneficial owners of such shares. Read SEC document |
| March 29, 2019 Filed Mar 30, 2019 00:26 UTC | TEREX CORP TEX · Entity 3718 | OtherPut Options · Derivative | 1,100,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007879 · doc1.xml · derivative · entry 4 Marcato Capital Management LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,529,722 Underlying: Common Stock · 1,100,000 shares Expires 2020-01-17 F2 · ownership.nature: In addition to Marcato Capital Management LP, a Delaware limited partnership ("Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F3 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and Managing Member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 29, 2019 Filed Mar 30, 2019 00:26 UTC | TEREX CORP TEX · Entity 3718 | OtherCall Options · Derivative | 1,100,000 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001567619-19-007879 · doc1.xml · derivative · entry 3 Marcato Capital Management LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 1,529,722 Underlying: Common Stock · 1,100,000 shares Expires 2020-01-17 F2 · ownership.nature: In addition to Marcato Capital Management LP, a Delaware limited partnership ("Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F3 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and Managing Member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 29, 2019 Filed Mar 30, 2019 00:26 UTC | TEREX CORP TEX · Entity 3718 | OtherCommon Stock | 1,100,000 | $14.00 | $15,400,000.00 |
DisclosureSEC source: 0001567619-19-007879 · doc1.xml · nonDerivative · entry 2 Marcato Capital Management LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,425,917 F2 · ownership.nature: In addition to Marcato Capital Management LP, a Delaware limited partnership ("Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F3 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and Managing Member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 29, 2019 Filed Mar 30, 2019 00:26 UTC | TEREX CORP TEX · Entity 3718 | SaleCommon Stock | 1,100,000 | $31.54 | $34,694,000.00 |
DisclosureSEC source: 0001567619-19-007879 · doc1.xml · nonDerivative · entry 1 Marcato Capital Management LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,425,917 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions through a broker-dealer at prices ranging from $31.40-$32.17. The Reporting Persons (defined below) undertake to provide Terex Corporation, any security holder of Terex Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4 F2 · ownership.nature: In addition to Marcato Capital Management LP, a Delaware limited partnership ("Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F3 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and Managing Member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. F5 · ownership.nature: Matthew Hepler and Marcato International are parties to an agreement pursuant to which Matthew Hepler has agreed to transfer and assign to Marcato International all rights, title, interests, duties, obligations and liabilities with respect to all shares of the Issuer paid to Mr. Hepler in connection with his service as a director of the Issuer. As a result, the Reporting Persons are the beneficial owners of such shares. Read SEC document |
| June 25, 2018 Filed Jun 26, 2018 21:09 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 10,900 | $7.03 | $76,627.00 |
DisclosureSEC source: 0000919574-18-004375 · ownership.xml · nonDerivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner Marcato Holdings LLC · CIK 0001740686 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,702,146 F1 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, (ii) Marcato Holdings LLC, by virtue of its role as the general partner of Marcato Capital Management LP, and (iii) Richard McGuire III, the managing partner of Marcato Capital Management LP and the managing member of its general partner, Marcato Holdings LLC. Each of Marcato Capital Management LP, Marcato Holdings LLC and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| June 22, 2018 Filed Jun 26, 2018 21:09 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 14,297 | $7.04 | $100,650.88 |
DisclosureSEC source: 0000919574-18-004375 · ownership.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner Marcato Holdings LLC · CIK 0001740686 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,713,046 F1 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, (ii) Marcato Holdings LLC, by virtue of its role as the general partner of Marcato Capital Management LP, and (iii) Richard McGuire III, the managing partner of Marcato Capital Management LP and the managing member of its general partner, Marcato Holdings LLC. Each of Marcato Capital Management LP, Marcato Holdings LLC and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 00:05 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 1,690 | $7.00 | $11,830.00 |
DisclosureSEC source: 0000919574-18-004012 · p7910273.xml · nonDerivative · entry 3 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner Marcato Holdings LLC · CIK 0001740686 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,727,343 F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.00 to $7.02 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, (ii) Marcato Holdings LLC, by virtue of its role as the general partner of Marcato Capital Management LP, and (iii) Richard McGuire III, the managing partner of Marcato Capital Management LP and the managing member of its general partner, Marcato Holdings LLC. Each of Marcato Capital Management LP, Marcato Holdings LLC and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 00:05 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 8,380 | $7.19 | $60,252.20 |
DisclosureSEC source: 0000919574-18-004012 · p7910273.xml · nonDerivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner Marcato Holdings LLC · CIK 0001740686 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,729,033 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.14 to $7.20 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, (ii) Marcato Holdings LLC, by virtue of its role as the general partner of Marcato Capital Management LP, and (iii) Richard McGuire III, the managing partner of Marcato Capital Management LP and the managing member of its general partner, Marcato Holdings LLC. Each of Marcato Capital Management LP, Marcato Holdings LLC and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 29, 2018 Filed Jun 1, 2018 00:05 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 8,910 | $7.30 | $65,043.00 |
DisclosureSEC source: 0000919574-18-004012 · p7910273.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner Marcato Holdings LLC · CIK 0001740686 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,737,413 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.30 to $7.31 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, (ii) Marcato Holdings LLC, by virtue of its role as the general partner of Marcato Capital Management LP, and (iii) Richard McGuire III, the managing partner of Marcato Capital Management LP and the managing member of its general partner, Marcato Holdings LLC. Each of Marcato Capital Management LP, Marcato Holdings LLC and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 23, 2018 Filed May 23, 2018 22:04 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 26,413 | $7.20 | $190,173.60 |
DisclosureSEC source: 0000919574-18-003930 · p7902466.xml · nonDerivative · entry 3 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner Marcato Holdings LLC · CIK 0001740686 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,746,323 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.19 to $7.22 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, (ii) Marcato Holdings LLC, by virtue of its role as the general partner of Marcato Capital Management LP, and (iii) Richard McGuire III, the managing partner of Marcato Capital Management LP and the managing member of its general partner, Marcato Holdings LLC. Each of Marcato Capital Management LP, Marcato Holdings LLC and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 22, 2018 Filed May 23, 2018 22:04 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 7,654 | $7.17 | $54,879.18 |
DisclosureSEC source: 0000919574-18-003930 · p7902466.xml · nonDerivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner Marcato Holdings LLC · CIK 0001740686 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,772,736 F2 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, (ii) Marcato Holdings LLC, by virtue of its role as the general partner of Marcato Capital Management LP, and (iii) Richard McGuire III, the managing partner of Marcato Capital Management LP and the managing member of its general partner, Marcato Holdings LLC. Each of Marcato Capital Management LP, Marcato Holdings LLC and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 21, 2018 Filed May 23, 2018 22:04 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 25,838 | $7.11 | $183,708.18 |
DisclosureSEC source: 0000919574-18-003930 · p7902466.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner Marcato Holdings LLC · CIK 0001740686 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,780,390 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.10 to $7.12 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, (ii) Marcato Holdings LLC, by virtue of its role as the general partner of Marcato Capital Management LP, and (iii) Richard McGuire III, the managing partner of Marcato Capital Management LP and the managing member of its general partner, Marcato Holdings LLC. Each of Marcato Capital Management LP, Marcato Holdings LLC and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 14, 2018 Filed May 17, 2018 00:49 UTC | TEREX CORP TEX · Entity 3718 | OtherCommon Stock | 3,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-024287 · doc1.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,525,917 F1 · ownership.nature: In addition to Marcato Capital Management, LP, a Delaware limited partnership ('Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a 1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and managing member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. F4 · ownership.nature: Matthew Hepler and Marcato International are parties to an agreement pursuant to which Matthew Hepler has agreed to transfer and assign to Marcato International all rights, title, interests, duties, obligations and liabilities with respect to all shares of the Issuer paid to Mr. Hepler in connection with his service as a director of the Issuer. As a result, the Reporting Persons are the beneficial owners of such shares. Read SEC document |
| May 11, 2018 Filed May 14, 2018 22:14 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 2,104 | $7.00 | $14,728.00 |
DisclosureSEC source: 0000919574-18-003553 · p7894039.xml · nonDerivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner Marcato Holdings LLC · CIK 0001740686 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,806,228 F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.98 to $7.00 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, (ii) Marcato Holdings LLC, by virtue of its role as the general partner of Marcato Capital Management LP, and (iii) Richard McGuire III, the managing partner of Marcato Capital Management LP and the managing member of its general partner, Marcato Holdings LLC. Each of Marcato Capital Management LP, Marcato Holdings LLC and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 10, 2018 Filed May 14, 2018 22:14 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 7,000 | $7.02 | $49,140.00 |
DisclosureSEC source: 0000919574-18-003553 · p7894039.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner Marcato Holdings LLC · CIK 0001740686 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,808,332 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.01 to $7.04 per share, inclusive. The Reporting Persons undertake to provide to the staff of the Securities and Exchange Commission, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price. F2 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, (ii) Marcato Holdings LLC, by virtue of its role as the general partner of Marcato Capital Management LP, and (iii) Richard McGuire III, the managing partner of Marcato Capital Management LP and the managing member of its general partner, Marcato Holdings LLC. Each of Marcato Capital Management LP, Marcato Holdings LLC and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| February 05, 2018 Filed Feb 5, 2018 16:21 UTC | BUFFALO WILD WINGS INC BWLD · Entity 169768 | Disposition to issuerCommon Stock | 41,700 | $157.00 | $6,546,900.00 |
DisclosureSEC source: 0001140361-18-005076 · doc1.xml · nonDerivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director Marcato Special Opportunities Master Fund LP · CIK 0001618174 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 F1 · shares: Effective February 5, 2018, pursuant to that certain Agreement and Plan of Merger, dated as of November 27, 2017, by and among Arby's Restaurant Group, Inc., a Delaware corporation ("Parent"), IB Merger Sub I Corporation, a Minnesota corporation and a subsidiary of Parent ("Merger Sub") and Buffalo Wild Wings, Inc., a Minnesota corporation (the "Issuer"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"). As consideration for the Merger, the shares of common stock of the Issuer held by the Reporting Persons were automatically cancelled and converted into the right to receive $157.00 per share in cash. F2 · ownership.nature: This Form 4 is being filed jointly by Marcato Capital Management, LP, a Delaware limited partnership ("Marcato"), Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F3 · ownership.nature: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| February 05, 2018 Filed Feb 5, 2018 16:21 UTC | BUFFALO WILD WINGS INC BWLD · Entity 169768 | Disposition to issuerCommon Stock | 699 | $157.00 | $109,743.00 |
DisclosureSEC source: 0001140361-18-005076 · doc1.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director Marcato Special Opportunities Master Fund LP · CIK 0001618174 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 41,700 F1 · shares: Effective February 5, 2018, pursuant to that certain Agreement and Plan of Merger, dated as of November 27, 2017, by and among Arby's Restaurant Group, Inc., a Delaware corporation ("Parent"), IB Merger Sub I Corporation, a Minnesota corporation and a subsidiary of Parent ("Merger Sub") and Buffalo Wild Wings, Inc., a Minnesota corporation (the "Issuer"), Merger Sub merged with and into the Issuer, with the Issuer continuing as the surviving corporation and as a wholly owned subsidiary of Parent (the "Merger"). As consideration for the Merger, the shares of common stock of the Issuer held by the Reporting Persons were automatically cancelled and converted into the right to receive $157.00 per share in cash. F2 · ownership.nature: This Form 4 is being filed jointly by Marcato Capital Management, LP, a Delaware limited partnership ("Marcato"), Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F3 · ownership.nature: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 19:22 UTC | BUFFALO WILD WINGS INC BWLD · Entity 169768 | OtherPut Option (right to sell) · Derivative | 950,000 | $0.00 Strike: $200.00 | $0.00 |
DisclosureSEC source: 0001140361-18-004244 · doc1.xml · derivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director Marcato Special Opportunities Master Fund LP · CIK 0001618174 · 10% owner McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 0 Underlying: Common Stock · 950,000 shares Expires 2018-02-16 F1 · ownership.nature: This Form 4 is being filed jointly by Marcato Capital Management, LP, a Delaware limited partnership ("Marcato"), Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2 · ownership.nature: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 19:22 UTC | BUFFALO WILD WINGS INC BWLD · Entity 169768 | OtherCommon Stock | 950,000 | $200.00 | $190,000,000.00 |
DisclosureSEC source: 0001140361-18-004244 · doc1.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director Marcato Special Opportunities Master Fund LP · CIK 0001618174 · 10% owner McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 42,399 F1 · ownership.nature: This Form 4 is being filed jointly by Marcato Capital Management, LP, a Delaware limited partnership ("Marcato"), Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2 · ownership.nature: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 20:00 UTC | BUFFALO WILD WINGS INC BWLD · Entity 169768 | PurchasePut Option (right to sell) · Derivative | 950,000 | $43.47 Strike: $200.00 | $41,296,500.00 |
DisclosureSEC source: 0001140361-17-046948 · doc1.xml · derivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director Marcato Special Opportunities Master Fund LP · CIK 0001618174 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 950,000 Underlying: Common Stock · 950,000 shares Expires 2018-02-16 F5 · shares: These options on shares were purchased by Marcato International through a broker-dealer at a price of $43.47 per option on share. F2 · ownership.nature: This Form 4 is being filed jointly by Marcato Capital Management, LP, a Delaware limited partnership ("Marcato"), Marcato International, Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F3 · ownership.nature: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 20:00 UTC | BUFFALO WILD WINGS INC BWLD · Entity 169768 | PurchaseCommon Stock | 950,000 | $156.60 | $148,770,000.00 |
DisclosureSEC source: 0001140361-17-046948 · doc1.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director Marcato Special Opportunities Master Fund LP · CIK 0001618174 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 992,399 F1 · shares: These shares were purchased by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International") through a broker-dealer at a price of $156.60 per share. F2 · ownership.nature: This Form 4 is being filed jointly by Marcato Capital Management, LP, a Delaware limited partnership ("Marcato"), Marcato International, Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F3 · ownership.nature: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| November 30, 2017 Filed Nov 30, 2017 21:28 UTC | BUFFALO WILD WINGS INC BWLD · Entity 169768 | PurchaseCommon Stock | 37,284 | $155.68 | $5,804,373.12 |
DisclosureSEC source: 0001140361-17-044528 · doc1.xml · nonDerivative · entry 4 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director Marcato Special Opportunities Master Fund LP · CIK 0001618174 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 992,399 F8 · kind: These shares were purchased by Marcato International to cover a portion of the short sales. F3 · ownership.nature: In addition to Marcato, this Form 4 is being filed jointly by Marcato International, Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F4 · ownership.nature: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F5 · ownership.nature: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| November 30, 2017 Filed Nov 30, 2017 21:28 UTC | BUFFALO WILD WINGS INC BWLD · Entity 169768 | SaleCommon Stock | 185,030 | $155.61 | $28,792,518.30 |
DisclosureSEC source: 0001140361-17-044528 · doc1.xml · nonDerivative · entry 3 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director Marcato Special Opportunities Master Fund LP · CIK 0001618174 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 992,399 F1 · kind: This transaction represents a short sale against the box that will be covered within 20 days. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions by Marcato International through a broker-dealer at prices ranging from $155.55 to $155.63. Marcato and the other reporting persons undertake to provide Buffalo Wild Wings, Inc., any security holder of Buffalo Wild Wings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 7 to this Form 4. F3 · ownership.nature: In addition to Marcato, this Form 4 is being filed jointly by Marcato International, Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F4 · ownership.nature: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F5 · ownership.nature: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| November 29, 2017 Filed Nov 30, 2017 21:28 UTC | BUFFALO WILD WINGS INC BWLD · Entity 169768 | SaleCommon Stock | 602,160 | $155.57 | $93,678,031.20 |
DisclosureSEC source: 0001140361-17-044528 · doc1.xml · nonDerivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director Marcato Special Opportunities Master Fund LP · CIK 0001618174 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 992,399 F1 · kind: This transaction represents a short sale against the box that will be covered within 20 days. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions by Marcato International through a broker-dealer at prices ranging from $155.55 to $155.58. Marcato and the other reporting persons undertake to provide Buffalo Wild Wings, Inc., any security holder of Buffalo Wild Wings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 6 to this Form 4. F3 · ownership.nature: In addition to Marcato, this Form 4 is being filed jointly by Marcato International, Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F4 · ownership.nature: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F5 · ownership.nature: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| November 28, 2017 Filed Nov 30, 2017 21:28 UTC | BUFFALO WILD WINGS INC BWLD · Entity 169768 | SaleCommon Stock | 200,094 | $155.54 | $31,122,620.76 |
DisclosureSEC source: 0001140361-17-044528 · doc1.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director Marcato Special Opportunities Master Fund LP · CIK 0001618174 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 992,399 F1 · kind: This transaction represents a short sale against the box that will be covered within 20 days. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International") through a broker-dealer at prices ranging from $155.51 to $155.54. Marcato Capital Management, LP, a Delaware limited partnership ("Marcato") and the other reporting persons undertake to provide Buffalo Wild Wings, Inc., any security holder of Buffalo Wild Wings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 to this Form 4. F3 · ownership.nature: In addition to Marcato, this Form 4 is being filed jointly by Marcato International, Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F4 · ownership.nature: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F5 · ownership.nature: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| September 29, 2017 Filed Sep 30, 2017 00:31 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 8,821 | $7.03 | $62,011.63 |
DisclosureSEC source: 0001541996-17-000022 · es1700998_4-trinity.xml · nonDerivative · entry 3 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,815,332 F1 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 28, 2017 Filed Sep 30, 2017 00:31 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 8,172 | $7.10 | $58,021.20 |
DisclosureSEC source: 0001541996-17-000022 · es1700998_4-trinity.xml · nonDerivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,824,153 F1 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 27, 2017 Filed Sep 30, 2017 00:31 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 18,525 | $7.07 | $130,971.75 |
DisclosureSEC source: 0001541996-17-000022 · es1700998_4-trinity.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,832,325 F1 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 23:48 UTC | TEREX CORP TEX · Entity 3718 | OtherCall Options · Derivative | 1,640,223 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-036844 · doc1.xml · derivative · entry 5 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 2,629,722 Underlying: Common Stock · 1,640,223 shares Expires 2017-12-21 F1 · ownership.nature: In addition to Marcato Capital Management, LP, a Delaware limited partnership ('Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a 1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and managing member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 23:48 UTC | TEREX CORP TEX · Entity 3718 | OtherCall Options · Derivative | 159,777 | $0.00 Strike: $14.00 | $0.00 |
DisclosureSEC source: 0001140361-17-036844 · doc1.xml · derivative · entry 4 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 4,269,945 Underlying: Common Stock · 159,777 shares Expires 2017-12-21 F1 · ownership.nature: In addition to Marcato Capital Management, LP, a Delaware limited partnership ('Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a 1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and managing member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| September 26, 2017 Filed Sep 28, 2017 23:48 UTC | TEREX CORP TEX · Entity 3718 | OtherCommon Stock | 1,800,000 | $14.00 | $25,200,000.00 |
DisclosureSEC source: 0001140361-17-036844 · doc1.xml · nonDerivative · entry 3 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,522,651 F1 · ownership.nature: In addition to Marcato Capital Management, LP, a Delaware limited partnership ('Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a 1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and managing member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| September 12, 2017 Filed Sep 13, 2017 01:15 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 13,993 | $7.28 | $101,869.04 |
DisclosureSEC source: 0001541996-17-000020 · es1700959_4-trinity.xml · nonDerivative · entry 3 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,850,850 F4 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $7.27 to $7.28. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 11, 2017 Filed Sep 13, 2017 01:15 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 16,728 | $7.20 | $120,441.60 |
DisclosureSEC source: 0001541996-17-000020 · es1700959_4-trinity.xml · nonDerivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,864,843 F3 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $7.17 to $7.21. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 08, 2017 Filed Sep 13, 2017 01:15 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 16,911 | $7.07 | $119,560.77 |
DisclosureSEC source: 0001541996-17-000020 · es1700959_4-trinity.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,881,571 F1 · price: The price shown in Column 4 is a weighted average sale price. The price range for the sales is $7.04 to $7.09. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 00:46 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 7,061 | $7.08 | $49,991.88 |
DisclosureSEC source: 0001541996-17-000016 · es1700942_4-trinity.xml · nonDerivative · entry 3 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,898,482 F1 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 06, 2017 Filed Sep 8, 2017 00:46 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 202,739 | $7.06 | $1,431,337.34 |
DisclosureSEC source: 0001541996-17-000016 · es1700942_4-trinity.xml · nonDerivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,905,543 F1 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| September 05, 2017 Filed Sep 8, 2017 00:46 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 5,103 | $7.11 | $36,282.33 |
DisclosureSEC source: 0001541996-17-000016 · es1700942_4-trinity.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,108,282 F1 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 15:10 UTC | BUFFALO WILD WINGS INC BWLD · Entity 169768 | PurchaseCommon Stock | 100 | $111.53 | $11,153.00 |
DisclosureSEC source: 0001140361-17-029866 · doc1.xml · nonDerivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director Marcato Special Opportunities Master Fund LP · CIK 0001618174 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 992,399 F2 · ownership.nature: In addition to Marcato, this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F3 · ownership.nature: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 15:10 UTC | BUFFALO WILD WINGS INC BWLD · Entity 169768 | PurchaseCommon Stock | 9,000 | $109.69 | $987,210.00 |
DisclosureSEC source: 0001140361-17-029866 · doc1.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director Marcato Special Opportunities Master Fund LP · CIK 0001618174 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 992,299 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions through a broker-dealer at prices ranging from $109.68 to $109.86. Marcato Capital Management, LP, a Delaware limited partnership ("Marcato") and the other reporting persons undertake to provide Buffalo Wild Wings, Inc., any security holder of Buffalo Wild Wings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. F2 · ownership.nature: In addition to Marcato, this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F3 · ownership.nature: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 19:18 UTC | BUFFALO WILD WINGS INC BWLD · Entity 169768 | GrantCommon Stock | 699 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-026711 · doc1.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director Marcato Special Opportunities Master Fund LP · CIK 0001618174 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 983,299 F1 · shares: The shares were granted to Richard McGuire III in connection with Mr. McGuire's service on the Issuer's board of directors. F2 · ownership.nature: In addition to Marcato Capital Management, LP, a Delaware limited partnership ("Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), Marcato Special Opportunities Master Fund LP, a Cayman Islands limited partnership ("Marcato Special Opportunities Fund"), and Richard McGuire III, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F3 · ownership.nature: Marcato, as the investment manager of Marcato International and Marcato Special Opportunities Fund, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. By virtue of Mr. McGuire's position as Managing Partner of Marcato, Mr. McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a) and Marcato, Marcato International and Marcato Special Opportunities Fund may be deemed to be the beneficial owner of the Subject Securities held by Mr. McGuire. Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F4 · ownership.nature: Mr. McGuire, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons are directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| May 12, 2017 Filed Sep 28, 2017 23:48 UTC | TEREX CORP TEX · Entity 3718 | OtherCommon Stock | 4,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-036844 · doc1.xml · nonDerivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,522,651 F1 · ownership.nature: In addition to Marcato Capital Management, LP, a Delaware limited partnership ('Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a 1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and managing member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. F4 · ownership.nature: Matthew Hepler and Marcato International are parties to an agreement pursuant to which Matthew Hepler has agreed to transfer and assign to Marcato International all rights, title, interests, duties, obligations and liabilities with respect to all shares of the Issuer paid to Mr. Hepler in connection with his service as a director of the Issuer. As a result, the Reporting Persons are the beneficial owners of such shares. Read SEC document |
| April 10, 2017 Filed Apr 10, 2017 22:29 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 2,200 | $7.22 | $15,884.00 |
DisclosureSEC source: 0001541996-17-000014 · es1700511_4-trinity.xml · nonDerivative · entry 3 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,113,385 F1 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 22:29 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 2,100 | $7.40 | $15,540.00 |
DisclosureSEC source: 0001541996-17-000014 · es1700511_4-trinity.xml · nonDerivative · entry 2 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,115,585 F1 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 07, 2017 Filed Sep 28, 2017 23:48 UTC | TEREX CORP TEX · Entity 3718 | OtherCommon Stock | 1,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-036844 · doc1.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · Director Marcato International Master Fund, Ltd. · CIK 0001502803 · Director McGuire Richard · CIK 0001558320 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 5,518,512 F1 · ownership.nature: In addition to Marcato Capital Management, LP, a Delaware limited partnership ('Marcato"), this Form 4 is being filed jointly by Marcato International Master Fund, Ltd., a Cayman Islands exempted company ("Marcato International"), and Richard McGuire, a citizen of the United States of America (collectively, the "Reporting Persons"), each of whom has the same business address as Marcato and may be deemed to have a pecuniary interest in securities reported on this Form 4 (the "Subject Securities"). F2 · ownership.nature: Marcato, as the investment manager of Marcato International, may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a 1(a) under the Securities Exchange Act of 1934. As the general partner of Marcato, Marcato Holdings LLC may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). By virtue of Richard McGuire's position as Managing Partner of Marcato and managing member of Marcato Holdings LLC, Richard McGuire may be deemed to be the beneficial owner of the Subject Securities for purposes of Rule 16a-1(a). Each of the Reporting Persons disclaims any beneficial ownership of any of the Subject Securities, except to the extent of any pecuniary interest therein. F3 · ownership.nature: Matthew Hepler, a member of the board of directors of the Issuer of the Subject Securities, was elected to that board as a representative of the Reporting Persons. As a result, each of those persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934. F4 · ownership.nature: Matthew Hepler and Marcato International are parties to an agreement pursuant to which Matthew Hepler has agreed to transfer and assign to Marcato International all rights, title, interests, duties, obligations and liabilities with respect to all shares of the Issuer paid to Mr. Hepler in connection with his service as a director of the Issuer. As a result, the Reporting Persons are the beneficial owners of such shares. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 22:29 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 18,796 | $7.25 | $136,271.00 |
DisclosureSEC source: 0001541996-17-000014 · es1700511_4-trinity.xml · nonDerivative · entry 1 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,117,685 F1 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 00:33 UTC | Trinity Place Holdings Inc. TPHS · Entity 9674 | SaleCommon Stock, $0.01 par value per share | 12,200 | $7.24 | $88,328.00 |
DisclosureSEC source: 0001541996-17-000012 · es1700485_4-trinity.xml · nonDerivative · entry 3 MARCATO CAPITAL MANAGEMENT LP · CIK 0001541996 · 10% owner McGuire Richard · CIK 0001558320 · 10% owner Marcato International Master Fund, Ltd. · CIK 0001502803 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,136,481 F1 · ownership.nature: The securities are held in the account of Marcato International Master Fund, Ltd. (the "Fund") and may be deemed to be beneficially owned by (i) Marcato Capital Management LP, the investment manager of the Fund, and (ii) Richard McGuire III, the managing member of Marcato Capital Management LP. Each of Marcato Capital Management LP and Richard McGuire III disclaims beneficial ownership of these reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that any such person is the beneficial owner of these securities for purposes of Section 16 of the U.S. Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.