Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MGM Resorts InternationalMGM · Entity 3508 | CHIEF DIV & CORP RESP OFFICER | June 14, 2019 | June 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MGM Resorts International
Report date June 14, 2019 · Filed June 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2019-10-05 | Direct | 1,297.3027 |
Reported balance
After 2019-06-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-06-14 · Grant · Acquired 6.0686 · Balance 1,297.3027 F1: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of common stock. Any fractional shares will be paid in cash upon settlement. F2: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2020-10-03 | Direct | 2,010.7252 |
Reported balance
After 2019-06-14 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-06-14 · Grant · Acquired 9.4043 · Balance 2,010.7252 F1: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of common stock. Any fractional shares will be paid in cash upon settlement. F2: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2021-11-14 | Direct | 4,230.6403 |
Reported balance
After 2019-06-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-06-14 · Grant · Acquired 19.7907 · Balance 4,230.6403 F1: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of common stock. Any fractional shares will be paid in cash upon settlement. F2: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-10-19 | Direct | 6,850.5741 |
Reported balance
After 2019-06-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-14 · Grant · Acquired 32.0466 · Balance 6,850.5741 F3: RSUs granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs are subject to meeting minimum performance criteria set by the Compensation Committee of the Board of Directors of MGM Resorts, during the six-month period ending on June 30, 2019 (the "Measurement Date"). Provided such criteria are met, the RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date. If such criteria are not met, then the RSUs will automatically expire on the Measurement Date without any shares being issued. F2: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue. |
| Common Stock $.01 Par Value NDSEC Table I · non-derivative | Direct | 14,096 |
Reported balance
Holding disclosure · report date 2019-06-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 14,096 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each RSU represents the right to receive, following vesting, one share of common stock. Any fractional shares will be paid in cash upon settlement.
F2: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue.
F3: RSUs granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs are subject to meeting minimum performance criteria set by the Compensation Committee of the Board of Directors of MGM Resorts, during the six-month period ending on June 30, 2019 (the "Measurement Date"). Provided such criteria are met, the RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date. If such criteria are not met, then the RSUs will automatically expire on the Measurement Date without any shares being issued.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 07, 2017 Filed Oct 10, 2017 23:15 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionRestricted Stock Units · Derivative | 920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029679 · form4.xml · derivative · entry 12 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $.01 Par Value ND · 920 shares Expires 2017-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive, following vesting, one share of common stock. Read SEC document |
| October 07, 2017 Filed Oct 10, 2017 23:15 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 253 | $30.81 | $7,794.93 |
DisclosureSEC source: 0001127602-17-029679 · form4.xml · nonDerivative · entry 8 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,296 Read SEC document |
| October 07, 2017 Filed Oct 10, 2017 23:15 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 920 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029679 · form4.xml · nonDerivative · entry 7 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,549 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:15 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionPerformance Share Units · Derivative | 13,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029679 · form4.xml · derivative · entry 11 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $.01 Par Value ND · 13,407 shares Expires 2017-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Performance Share Units ("PSUs") granted under the MGM Resorts International ("MGM Resorts") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each PSU represents the right to receive between 0 and 1.6 shares of MGM Resorts common stock depending upon the performance of the common stock from the grant date to the date that is three years after the grant date (the "Vesting Date"), relative to a target price of $29.80 (the "Target Price"). The Target Price is equal to 125% of the average closing price of MGM Resorts common stock over the 60-calendar-day period ending on the grant date. If the ending average stock price is less than 60% of the Target Price (the "Minimum Price"), then no shares will be issued on the Vesting Date. If the ending average stock price is equal to or greater than 160% of the Target Price (the "Maximum Price"), then 1.6 shares will be issued on the Vesting Date per PSU. If the ending average stock price is between the Minimum Price and the Maximum Price, then a number of shares will be issued on the Vesting Date per PSU equal to the ending average stock price divided by the Target Price. For this purpose, the ending average stock price is the average closing price of MGM Resorts common stock over the 60-calendar-day period ending on the Vesting Date. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:15 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionRestricted Stock Units · Derivative | 854 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029679 · form4.xml · derivative · entry 10 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855.5393 Underlying: Common Stock $.01 Par Value ND · 854 shares Expires 2018-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive, following vesting, one share of common stock. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:15 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 3,667 | $30.81 | $112,980.27 |
DisclosureSEC source: 0001127602-17-029679 · form4.xml · nonDerivative · entry 6 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629 Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:15 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 13,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029679 · form4.xml · nonDerivative · entry 5 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Based on the average closing price of $32.2932 over the 60-calendar-day period ending on the Vesting Date, as adjusted to include accrued dividend equivalents, approximately 1.08367 shares were issued on the Vesting Date per Performance Share Unit ("PSU"). Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:15 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 235 | $30.81 | $7,240.35 |
DisclosureSEC source: 0001127602-17-029679 · form4.xml · nonDerivative · entry 4 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,703 Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 23:15 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 854 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029679 · form4.xml · nonDerivative · entry 3 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 23:15 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionRestricted Stock Units · Derivative | 1,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029679 · form4.xml · derivative · entry 9 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,521.0145 Underlying: Common Stock $.01 Par Value ND · 1,261 shares Expires 2019-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive, following vesting, one share of common stock. Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 23:15 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 346 | $30.90 | $10,691.40 |
DisclosureSEC source: 0001127602-17-029679 · form4.xml · nonDerivative · entry 2 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,084 Read SEC document |
| October 05, 2017 Filed Oct 10, 2017 23:15 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 1,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029679 · form4.xml · nonDerivative · entry 1 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 21:10 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionRestricted Stock Units · Derivative | 977 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029488 · form4.xml · derivative · entry 3 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,931.3849 Underlying: Common Stock $.01 Par Value ND · 977 shares Expires 2020-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs are subject to meeting minimum performance criteria set by the Compensation Committee of the Board of Directors of MGM Resorts, during the six-month period ending on June 30, 2017 (the "Measurement Date"). Provided such criteria are met, the RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date. If such criteria are not met, then the RSUs will automatically expire on the Measurement Date without any shares being issued. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 21:10 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 269 | $30.85 | $8,298.65 |
DisclosureSEC source: 0001127602-17-029488 · form4.xml · nonDerivative · entry 2 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,169 Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 21:10 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 977 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029488 · form4.xml · nonDerivative · entry 1 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 23:41 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 13.4225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-027783 · form4.xml · derivative · entry 9 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,908.3849 Underlying: Common Stock $.01 Par Value ND · 13.4225 shares Expires 2020-10-03 F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive, following vesting, one share of common stock. F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 23:41 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 12.9885 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-027783 · form4.xml · derivative · entry 8 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,782.0145 Underlying: Common Stock $.01 Par Value ND · 12.9885 shares Expires 2019-10-05 F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive, following vesting, one share of common stock. F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 23:41 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 5.871 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-027783 · form4.xml · derivative · entry 7 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,709.5393 Underlying: Common Stock $.01 Par Value ND · 5.871 shares Expires 2018-10-06 F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive, following vesting, one share of common stock. F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 23:41 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 3.1629 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-027783 · form4.xml · derivative · entry 6 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920.9877 Underlying: Common Stock $.01 Par Value ND · 3.1629 shares Expires 2017-10-07 F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive, following vesting, one share of common stock. F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue. Read SEC document |
| June 15, 2017 Filed Sep 19, 2017 23:41 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 13.1063 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-027783 · form4.xml · derivative · entry 5 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,894.9624 Underlying: Common Stock $.01 Par Value ND · 13.1063 shares Expires 2020-10-03 F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive, following vesting, one share of common stock. F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue. Read SEC document |
| June 15, 2017 Filed Sep 19, 2017 23:41 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 12.6826 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-027783 · form4.xml · derivative · entry 4 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,769.026 Underlying: Common Stock $.01 Par Value ND · 12.6826 shares Expires 2019-10-05 F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive, following vesting, one share of common stock. F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue. Read SEC document |
| June 15, 2017 Filed Sep 19, 2017 23:41 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 5.7328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-027783 · form4.xml · derivative · entry 3 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,703.6683 Underlying: Common Stock $.01 Par Value ND · 5.7328 shares Expires 2018-10-06 F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive, following vesting, one share of common stock. F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue. Read SEC document |
| June 15, 2017 Filed Sep 19, 2017 23:41 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 3.0884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-027783 · form4.xml · derivative · entry 2 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 917.8248 Underlying: Common Stock $.01 Par Value ND · 3.0884 shares Expires 2017-10-07 F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the MGM Resorts International Amended and Restated 2005 Omnibus Incentive Plan. Each RSU represents the right to receive, following vesting, one share of common stock. F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock and vest on the same dates and in the same relative proportions as the RSUs on which they accrue. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:07 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 15.8561 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-012222 · form4.xml · derivative · entry 5 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,881.8561 Underlying: Common Stock $.01 Par Value ND · 15.8561 shares Expires 2020-10-03 F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date, subject to the terms of the Plan and applicable award agreement. F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock. The additional RSUs being reported reflect dividend equivalent rights at $26.82 per RSU credited to the reporting person's account on 3/15/2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:07 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 15.3434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-012222 · form4.xml · derivative · entry 4 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,756.3434 Underlying: Common Stock $.01 Par Value ND · 15.3434 shares Expires 2019-10-05 F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date, subject to the terms of the Plan and applicable award agreement. F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock. The additional RSUs being reported reflect dividend equivalent rights at $26.82 per RSU credited to the reporting person's account on 3/15/2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:07 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 6.9355 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-012222 · form4.xml · derivative · entry 3 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,697.9355 Underlying: Common Stock $.01 Par Value ND · 6.9355 shares Expires 2018-10-06 F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date, subject to the terms of the Plan and applicable award agreement. F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock. The additional RSUs being reported reflect dividend equivalent rights at $26.82 per RSU credited to the reporting person's account on 3/15/2017. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 22:07 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 3.7364 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-012222 · form4.xml · derivative · entry 2 JAMES PHYLLIS · CIK 0001184905 · CHIEF DIV & CORP RESP OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 914.7364 Underlying: Common Stock $.01 Par Value ND · 3.7364 shares Expires 2017-10-07 F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date, subject to the terms of the Plan and applicable award agreement. F2 · price: Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on MGM Resorts International's common stock. The additional RSUs being reported reflect dividend equivalent rights at $26.82 per RSU credited to the reporting person's account on 3/15/2017. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 01:02 UTC | MGM Resorts International MGM · Entity 3508 | SaleCommon Stock $.01 Par Value ND | 5,734 | $28.93 | $165,889.21 |
DisclosureSEC source: 0001127602-16-068719 · form4.xml · nonDerivative · entry 1 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,461 Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 23:37 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionRestricted Stock Units · Derivative | 1,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066443 · form4.xml · derivative · entry 3 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $.01 Par Value ND · 1,493 shares Expires 2016-11-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs vest in four equal annual installments beginning on the first anniversary of the grant date. F1 · derivative.exercise_date: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs vest in four equal annual installments beginning on the first anniversary of the grant date. F1 · derivative.expiration_date: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs vest in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 23:37 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 627 | $26.41 | $16,559.07 |
DisclosureSEC source: 0001127602-16-066443 · form4.xml · nonDerivative · entry 2 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,195 Read SEC document |
| November 05, 2016 Filed Nov 8, 2016 23:37 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 1,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066443 · form4.xml · nonDerivative · entry 1 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 23:48 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionRestricted Stock Units · Derivative | 911 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064682 · form4.xml · derivative · entry 6 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911 Underlying: Common Stock $.01 Par Value ND · 911 shares Expires 2017-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs are subject to meeting minimum performance criteria set by the Compensation Committee of the Board of Directors of MGM Resorts, during the six-month period ending on June 30, 2014 (the "Measurement Date"). Provided such criteria are met, the RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date. If such criteria are not met, then the RSUs will automatically expire on the Measurement Date without any shares being issued. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 23:48 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 250 | $26.42 | $6,605.00 |
DisclosureSEC source: 0001127602-16-064682 · form4.xml · nonDerivative · entry 4 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,874 Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 23:48 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 911 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064682 · form4.xml · nonDerivative · entry 3 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,124 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2016 Filed Oct 12, 2016 23:42 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionPerformance Share Units · Derivative | 10,607 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064748 · form4.xml · derivative · entry 3 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock $.01 Par Value ND · 10,607 shares Expires 2016-10-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance Share Units ("PSUs") granted under the MGM Resorts International ("MGM Resorts") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each PSU represents the right to receive between 0 and 1.6 shares of MGM Resorts common stock depending upon the performance of the common stock from the grant date to the date that is three years after the grant date (the "Vesting Date"), relative to a target price of $23.50 (the "Target Price"). The Target Price is equal to 125% of the average closing price of MGM Resorts common stock over the 60-calendar-day period ending on the grant date. If the ending average stock price is less than 60% of the Target Price (the "Minimum Price"), then no shares will be issued on the Vesting Date. If the ending average stock price is equal to or greater than 160% of the Target Price (the "Maximum Price"), then 1.6 shares will be issued on the Vesting Date per PSU. If the ending average stock price is between the Minimum Price and the Maximum Price, then a number of shares will be issued on the Vesting Date per PSU equal to the ending average stock price divided by the Target Price. For this purpose, the ending average stock price is the average closing price of MGM Resorts common stock over the 60-calendar-day period ending on the Vesting Date. Read SEC document |
| October 07, 2016 Filed Oct 12, 2016 23:42 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 3,832 | $26.42 | $101,241.44 |
DisclosureSEC source: 0001127602-16-064748 · form4.xml · nonDerivative · entry 2 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,329 Read SEC document |
| October 07, 2016 Filed Oct 12, 2016 23:42 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 11,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064748 · form4.xml · nonDerivative · entry 1 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 23:48 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionRestricted Stock Units · Derivative | 845 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064682 · form4.xml · derivative · entry 5 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,691 Underlying: Common Stock $.01 Par Value ND · 845 shares Expires 2018-10-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs are subject to meeting minimum performance criteria set by the Compensation Committee of the Board of Directors of MGM Resorts, during the six-month period ending on June 30, 2015 (the "Measurement Date"). Provided such criteria are met, the RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date. If such criteria are not met, then the RSUs will automatically expire on the Measurement Date without any shares being issued. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 23:48 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 232 | $26.80 | $6,217.60 |
DisclosureSEC source: 0001127602-16-064682 · form4.xml · nonDerivative · entry 2 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,213 Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 23:48 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 845 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064682 · form4.xml · nonDerivative · entry 1 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 22:39 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionRestricted Stock Units · Derivative | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064557 · form4.xml · derivative · entry 3 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,741 Underlying: Common Stock $.01 Par Value ND · 1,247 shares Expires 2019-10-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs are subject to meeting minimum performance criteria set by the Compensation Committee of the Board of Directors of MGM Resorts, during the six-month period ending on June 30, 2016 (the "Measurement Date"). Provided such criteria are met, the RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date. If such criteria are not met, then the RSUs will automatically expire on the Measurement Date without any shares being issued. Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 22:39 UTC | MGM Resorts International MGM · Entity 3508 | Tax withholdingCommon Stock $.01 Par Value ND | 342 | $26.64 | $9,110.88 |
DisclosureSEC source: 0001127602-16-064557 · form4.xml · nonDerivative · entry 2 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,600 Read SEC document |
| October 05, 2016 Filed Oct 7, 2016 22:39 UTC | MGM Resorts International MGM · Entity 3508 | Exercise / conversionCommon Stock $.01 Par Value ND | 1,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064557 · form4.xml · nonDerivative · entry 1 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,942 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:24 UTC | MGM Resorts International MGM · Entity 3508 | GrantRestricted Stock Units · Derivative | 3,866 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064407 · form4.xml · derivative · entry 3 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,866 Underlying: Common Stock $.01 Par Value ND · 3,866 shares Expires 2020-10-03 F2 · derivative.exercise_price: Restricted Stock Units ("RSUs") granted under the Plan. Each RSU represents the right to receive, following vesting, one share of MGM Resorts common stock. The RSUs are subject to meeting minimum performance criteria set by the Compensation Committee of the Board of Directors of MGM Resorts, during the six-month period ending on June 30, 2017 (the "Measurement Date"). Provided such criteria are met, the RSUs will vest in four equal annual installments commencing on the first anniversary of the grant date. If such criteria are not met, then the RSUs will automatically expire on the Measurement Date without any shares being issued. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:24 UTC | MGM Resorts International MGM · Entity 3508 | GrantPerformance Share Units · Derivative | 12,179 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-064407 · form4.xml · derivative · entry 2 JAMES PHYLLIS · CIK 0001184905 · EVP SPECIAL COUNSEL-LITIGATION 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,179 Underlying: Common Stock $.01 Par Value ND · 12,179 shares Expires 2019-10-03 F1 · derivative.exercise_price: Performance Share Units ("PSUs") granted under the MGM Resorts International ("MGM Resorts") Amended and Restated 2005 Omnibus Incentive Plan (the "Plan"). Each PSU represents the right to receive between 0 and 1.6 shares of MGM Resorts common stock depending upon the performance of the common stock from the grant date to the date that is three years after the grant date (the "Vesting Date"), relative to a target price of $31.05 (the "Target Price"). The Target Price is equal to 125% of the average closing price of MGM Resorts common stock over the 60-calendar-day period ending on the grant date. If the ending average stock price is less than 60% of the Target Price (the "Minimum Price"), then no shares will be issued on the Vesting Date. If the ending average stock price is equal to or greater than 160% of the Target Price (the "Maximum Price"), then 1.6 shares will be issued on the Vesting Date per PSU. If the ending average stock price is between the Minimum Price and the Maximum Price, then a number of shares will be issued on the Vesting Date per PSU equal to the ending average stock price divided by the Target Price. For this purpose, the ending average stock price is the average closing price of MGM Resorts common stock over the 60-calendar-day period ending on the Vesting Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.