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Potti Sunil

Disclosed activity across 1 company

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156617
SEC CIK
0001685526

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Nutanix, Inc.NTNX · Entity 3296Chief Product/Development OfcrJune 17, 2019June 19, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Nutanix, Inc.

Report date June 17, 2019 · Filed June 19, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect217,034 Reported balance After 2019-06-17 transaction · row 1
1 source row

Row 1 · 2019-06-17 · Tax withholding · Disposed 6,192 · Balance 217,034

F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 13, 2018 Filed Apr 17, 2018 16:13 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 21,779 $53.52 $1,165,542.39
Disclosure

SEC source: 0001618732-18-000056 · wf-form4_152399595358173.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,263

F2 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 16:13 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000056 · wf-form4_152399595358173.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on March 20, 2018.

Read SEC document
March 16, 2018 Filed Mar 16, 2018 17:45 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 2,190 $53.71 $117,628.40
Disclosure

SEC source: 0001618732-18-000034 · wf-form4_152123669285408.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,292

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:45 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000034 · wf-form4_152123669285408.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Class A Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: 100,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F3 · derivative.expiration_date: 100,000 total RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
March 15, 2018 Filed Mar 16, 2018 17:45 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000034 · wf-form4_152123669285408.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2018 Filed Jan 30, 2018 16:08 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 6,697 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000012 · wf-form4_151734648065171.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,161

Underlying: Class A Common Stock · 6,697 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
January 28, 2018 Filed Jan 30, 2018 16:08 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 2,330 $32.95 $76,773.50
Disclosure

SEC source: 0001618732-18-000012 · wf-form4_151734648065171.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,232

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
January 28, 2018 Filed Jan 30, 2018 16:08 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 6,697 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000012 · wf-form4_151734648065171.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2018 Filed Jan 17, 2018 16:08 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 17,990 $37.95 $682,720.50
Disclosure

SEC source: 0001618732-18-000009 · wf-form4_151622327877911.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,865

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
January 13, 2018 Filed Jan 17, 2018 16:08 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000009 · wf-form4_151622327877911.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,858

Underlying: Class A Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
January 13, 2018 Filed Jan 17, 2018 16:08 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-18-000009 · wf-form4_151622327877911.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,855

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:54 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 700 $35.97 $25,176.97
Disclosure

SEC source: 0001618732-17-000219 · wf-form4_151372047919889.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,105

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $35.96 to $35.98. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 16:54 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 14,300 $35.69 $510,352.70
Disclosure

SEC source: 0001618732-17-000219 · wf-form4_151372047919889.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,805

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $34.96 to $35.95. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 18:45 UTC Nutanix, Inc. NTNX · Entity 3296 GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000202 · wf-form4_151329509134843.xml · derivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Class A Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

F2 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments beginning on March 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting dates.

Read SEC document
November 21, 2017 Filed Nov 22, 2017 17:50 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 55,000 $30.00 $1,650,038.50
Disclosure

SEC source: 0001618732-17-000171 · wf-form4_151139098643000.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,105

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $30.00 to $30.03. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 16:05 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 400 $29.31 $11,725.00
Disclosure

SEC source: 0001618732-17-000167 · wf-form4_151095273071399.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,105

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $29.31 to $29.32. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
November 15, 2017 Filed Nov 17, 2017 16:05 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 9,600 $28.96 $278,004.48
Disclosure

SEC source: 0001618732-17-000167 · wf-form4_151095273071399.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,505

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $28.27 to $29.24. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
October 30, 2017 Filed Oct 31, 2017 17:18 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 1,881 $27.66 $52,024.89
Disclosure

SEC source: 0001618732-17-000148 · wf-form4_150948470038236.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,105

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

Read SEC document
October 28, 2017 Filed Oct 31, 2017 17:18 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000148 · wf-form4_150948470038236.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,608

Underlying: Class A Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
October 28, 2017 Filed Oct 31, 2017 17:18 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 3,571 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000148 · wf-form4_150948470038236.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 17, 2017 Filed Oct 17, 2017 16:35 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 17,938 $26.51 $475,536.38
Disclosure

SEC source: 0001618732-17-000140 · wf-form4_150827249587059.xml · nonDerivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,415

F4 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Unit, or RSU.

Read SEC document
October 16, 2017 Filed Oct 17, 2017 16:35 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 10,000 $26.87 $268,691.00
Disclosure

SEC source: 0001618732-17-000140 · wf-form4_150827249587059.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,353

F2 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $26.54 to $27.48. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 16:35 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000140 · wf-form4_150827249587059.xml · derivative · entry 4

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,179

Underlying: Class A Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F6 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F6 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
October 13, 2017 Filed Oct 17, 2017 16:35 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000140 · wf-form4_150827249587059.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,353

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Number of shares owned includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan ("ESPP") on September 20, 2017.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 16:44 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 10,000 $21.56 $215,575.00
Disclosure

SEC source: 0001618732-17-000122 · wf-form4_150576748276970.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,603

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.5552 to $21.5598. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
August 15, 2017 Filed Aug 17, 2017 18:05 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 10,000 $21.43 $214,344.00
Disclosure

SEC source: 0001618732-17-000099 · wf-form4_150300753716134.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,603

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $21.26 to $21.94. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 18:09 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 3,571 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000089 · wf-form4_150162533342118.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,929

Underlying: Class A Common Stock · 3,571 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 18:09 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 1,350 $21.79 $29,416.50
Disclosure

SEC source: 0001618732-17-000089 · wf-form4_150162533342118.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,603

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units, or RSUs.

Read SEC document
July 28, 2017 Filed Aug 1, 2017 18:09 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 3,571 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000089 · wf-form4_150162533342118.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2017 Filed Jul 19, 2017 17:10 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 10,000 $22.57 $225,739.00
Disclosure

SEC source: 0001685526-17-000002 · wf-form4_150049859251647.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,382

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $22.05 to $23.00. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

Read SEC document
July 13, 2017 Filed Jul 17, 2017 16:51 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 43,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000087 · wf-form4_150032466103907.xml · derivative · entry 3

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,500

Underlying: Class A Common Stock · 43,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · derivative.exercise_date: The RSUs vest as follows: (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F2 · derivative.expiration_date: The RSUs vest as follows: (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

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July 13, 2017 Filed Jul 17, 2017 16:51 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 16,533 $22.06 $364,717.98
Disclosure

SEC source: 0001618732-17-000087 · wf-form4_150032466103907.xml · nonDerivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,382

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July 13, 2017 Filed Jul 17, 2017 16:51 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 43,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000087 · wf-form4_150032466103907.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 26, 2017 Filed Jun 28, 2017 17:18 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 30,000 $20.00 $600,000.00
Disclosure

SEC source: 0001618732-17-000076 · wf-form4_149868471789324.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,165

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

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June 15, 2017 Filed Jun 19, 2017 19:34 UTC Nutanix, Inc. NTNX · Entity 3296 SaleClass A Common Stock 55,000 $17.33 $953,194.00
Disclosure

SEC source: 0001618732-17-000068 · wf-form4_149791522689645.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,165

F1 · shares: The sale reported was effected pursuant to the Reporting Person's 10b5-1 Plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at sale prices ranging from $17.00 to $17.51. The Reporting Person undertakes to provide the full information regarding the number of shares sold at each separate price upon further request.

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May 04, 2017 Filed May 8, 2017 18:04 UTC Nutanix, Inc. NTNX · Entity 3296 Tax withholdingClass A Common Stock 195,585 $15.23 $2,978,974.69
Disclosure

SEC source: 0001618732-17-000047 · wf-form4_149428106996029.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,165

F1 · shares: Represents shares sold to cover the tax liability arising from the vesting of Reporting Persons's Restricted Stock Units.

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April 28, 2017 Filed May 2, 2017 19:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionRestricted Stock Units · Derivative 393,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000032 · wf-form4_149376626693658.xml · derivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406,250

Underlying: Class A Common Stock · 393,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vested and became issuable. In addition (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vested and became issuable. In addition (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
April 28, 2017 Filed May 2, 2017 19:04 UTC Nutanix, Inc. NTNX · Entity 3296 Exercise / conversionClass A Common Stock 393,750 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000032 · wf-form4_149376626693658.xml · nonDerivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares acquired under the Nutanix, Inc. Employee Stock Purchase Plan on April 5, 2017.

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March 22, 2017 Filed Mar 24, 2017 17:27 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 800,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000011 · wf-form4_149039084396252.xml · derivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Class A Common Stock · 800,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: The reporting person has elected to convert the securities underlying his RSUs from Class B common stock to Class A common stock.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

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March 22, 2017 Filed Mar 24, 2017 17:27 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 800,000 $0.00 $0.00
Disclosure

SEC source: 0001618732-17-000011 · wf-form4_149039084396252.xml · derivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 800,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: The reporting person has elected to convert the securities underlying his RSUs from Class B common stock to Class A common stock.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

Read SEC document
October 05, 2016 Filed Oct 5, 2016 20:30 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 800,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031283 · doc4.xml · derivative · entry 2

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,000

Underlying: Class B Common Stock · 800,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F2 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

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October 05, 2016 Filed Oct 5, 2016 20:30 UTC Nutanix, Inc. NTNX · Entity 3296 OtherRestricted Stock Units · Derivative 800,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-16-031283 · doc4.xml · derivative · entry 1

Potti Sunil · CIK 0001685526 · Chief Product/Development Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 800,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit, or RSU, represents a contingent right to receive one share of Issuer common stock.

F2 · kind: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

F3 · derivative.exercise_date: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F3 · derivative.expiration_date: On April 28, 2017, 393,750 RSUs vest and become issuable and an additional (i) 306,250 RSUs vest in 11 equal quarterly installments beginning on July 13, 2017; (ii) 50,000 RSUs vest in 14 equal quarterly installments beginning on July 28, 2017; and (iii) 50,000 RSUs vest in 16 equal quarterly installments beginning on January 28, 2018.

F2 · derivative.underlying: Each share of common stock was reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock in an exempt transaction pursuant to Rule 16b-7.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.