Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRICO BANCSHARES /TCBK · Entity 4626 | EVP Chief Commercial Lending | June 25, 2019 | June 27, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRICO BANCSHARES /
Report date June 25, 2019 · Filed June 27, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 205,313.68 |
Ending reported balance
After 2019-06-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-06-25 · Exercise / conversion · Acquired 2,253 · Balance 206,348.68 F1: Vesting of performance based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,502 PSUs which was reported in the original Form 4 for this grant) Row 2 · 2019-06-25 · Tax withholding · Disposed 1,035 · Balance 205,313.68 F2: Reflects shares withheld to pay taxes. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 47,742.65 |
Reported balance
After 2019-06-25 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-06-25 · Other · Acquired 0 · Balance 47,742.65 F3: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018. |
| Performance Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,299 |
Reported balance
After 2019-06-25 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-06-25 · Exercise / conversion · Disposed 2,253 · Balance 2,299 F1: Vesting of performance based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,502 PSUs which was reported in the original Form 4 for this grant) |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of performance based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,502 PSUs which was reported in the original Form 4 for this grant)
F2: Reflects shares withheld to pay taxes.
F3: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2019 Filed Jun 27, 2019 22:24 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionPerformance Stock Units · Derivative | 2,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000052 · primary_doc.xml · derivative · entry 4 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,299 Underlying: Common Stock · 2,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Vesting of performance based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,502 PSUs which was reported in the original Form 4 for this grant) F1 · derivative.exercise_date: Vesting of performance based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,502 PSUs which was reported in the original Form 4 for this grant) F1 · derivative.expiration_date: Vesting of performance based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,502 PSUs which was reported in the original Form 4 for this grant) Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:24 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000052 · primary_doc.xml · nonDerivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 47,742.65 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:24 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 1,035 | $37.41 | $38,719.35 |
DisclosureSEC source: 0001620863-19-000052 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,313.68 F2 · kind: Reflects shares withheld to pay taxes. Read SEC document |
| June 25, 2019 Filed Jun 27, 2019 22:24 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 2,253 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000052 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,348.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Vesting of performance based stock unit (PSU). Each PSU represented the right to receive 0%-150% of the target number of shares based on the Issuers total stockholder return relative to the KBW Regional Banking Index (based on an initial grant of 1,502 PSUs which was reported in the original Form 4 for this grant) Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:30 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000038 · primary_doc.xml · derivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,867 Underlying: Common Stock · 285 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Taxes paid by individual. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Taxes paid by individual. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Taxes paid by individual. Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:30 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000038 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 47,742.65 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018 Read SEC document |
| June 19, 2019 Filed Jun 21, 2019 16:30 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 285 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000038 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,095.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted June 19, 2018 based on closing price of $38.67 on June 19, 2019. Taxes paid by individual. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 11,000 | $19.46 Strike: $19.46 | $214,060.00 |
DisclosureSEC source: 0001620863-19-000032 · primary_doc.xml · derivative · entry 13 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,000 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 15,000 | $15.34 Strike: $15.34 | $230,100.00 |
DisclosureSEC source: 0001620863-19-000032 · primary_doc.xml · derivative · entry 12 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 15,000 shares Expires 2022-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 10,000 | $14.54 Strike: $14.54 | $145,400.00 |
DisclosureSEC source: 0001620863-19-000032 · primary_doc.xml · derivative · entry 11 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 10,000 shares Expires 2021-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 15,000 | $17.54 Strike: $17.54 | $263,100.00 |
DisclosureSEC source: 0001620863-19-000032 · primary_doc.xml · derivative · entry 10 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 15,000 shares Expires 2020-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 9 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 47,742.65 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 7,278 | $38.15 | $277,655.70 |
DisclosureSEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 8 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,810.68 F1 · shares: Reflects shares withheld to pay for exercise and tax liability. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 11,000 | $19.46 | $214,060.00 |
DisclosureSEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 7 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,088.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 8,806 | $38.15 | $335,948.90 |
DisclosureSEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 6 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,088.68 F1 · shares: Reflects shares withheld to pay for exercise and tax liability. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 15,000 | $15.34 | $230,100.00 |
DisclosureSEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 5 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,894.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 5,726 | $38.15 | $218,446.90 |
DisclosureSEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 4 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,894.68 F1 · shares: Reflects shares withheld to pay for exercise and tax liability. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 10,000 | $14.54 | $145,400.00 |
DisclosureSEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,620.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 10,405 | $38.15 | $396,950.75 |
DisclosureSEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,620.68 F1 · shares: Reflects shares withheld to pay for exercise and tax liability. Read SEC document |
| June 11, 2019 Filed Jun 13, 2019 18:49 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 15,000 | $17.54 | $263,100.00 |
DisclosureSEC source: 0001620863-19-000032 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Chief Commercial Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,025.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:06 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 304 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000030 · primary_doc.xml · derivative · entry 4 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,152 Underlying: Common Stock · 304 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:06 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000030 · primary_doc.xml · nonDerivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 47,742.65 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP account as of December 31, 2018. Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:06 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 94 | $38.22 | $3,592.68 |
DisclosureSEC source: 0001620863-19-000030 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,025.68 F2 · shares: Reflects shares withheld to pay taxes Read SEC document |
| May 23, 2019 Filed May 28, 2019 17:06 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 304 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000030 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,119.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 23, 2017 based on closing price of $38.22 on May 23, 2019. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:12 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 397 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000012 · primary_doc.xml · derivative · entry 4 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,456 Underlying: Common Stock · 397 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.exercise_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. F1 · derivative.expiration_date: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:12 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000012 · primary_doc.xml · nonDerivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 47,742.65 F3 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned in reporting persons ESOP Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:12 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 122 | $39.49 | $4,817.78 |
DisclosureSEC source: 0001620863-19-000012 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,815.68 F2 · shares: Reflects shares withheld to pay taxes Read SEC document |
| May 20, 2019 Filed May 21, 2019 21:12 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 397 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000012 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,937.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: 25% vesting of RSU award (including accumulated dividends invested in common stock) granted May 19, 2016 based on closing price of $39.49 on May 20, 2019. Read SEC document |
| May 07, 2019 Filed May 9, 2019 17:38 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 434 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000008 · primary_doc.xml · derivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP - Chief Comm Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,853 Underlying: Common Stock · 434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Taxes paid by Executive. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Taxes paid by Executive. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Taxes paid by Executive. Read SEC document |
| May 07, 2019 Filed May 9, 2019 17:38 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-19-000008 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP - Chief Comm Lending 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 47,742.65 F2 · kind: Held in reporting person's ESOP account as of December 31, 2018. Gives effect to ESOP allocations since last reported. Read SEC document |
| May 07, 2019 Filed May 9, 2019 17:38 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-19-000008 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP - Chief Comm Lending 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,540.68 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2019. Closing price of $40.63 on May 7, 2019. Taxes paid by Executive. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:22 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000057 · primary_doc.xml · derivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,239 Underlying: Common Stock · 405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares not withheld to pay taxes. F1 · derivative.exercise_date: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares not withheld to pay taxes. F1 · derivative.expiration_date: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares not withheld to pay taxes. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:22 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000057 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 45,212.61 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:22 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 405 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000057 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,291.29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares not withheld to pay taxes. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 23:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantPerformance Stock Units · Derivative | 1,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000047 · primary_doc.xml · derivative · entry 4 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,801 Underlying: Common Stock · 1,127 shares Expires not disclosed F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 23:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantRestricted Stock Units · Derivative | 1,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000047 · primary_doc.xml · derivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,633 Underlying: Common Stock · 1,127 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 19, 2019. Cash dividends are reinvested in additional units at FMV on the dividend payment date. Per unit value on date of grant was $38.46 (based on the 30-day average closing price of issuer's common stock). F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 19, 2019. Cash dividends are reinvested in additional units at FMV on the dividend payment date. Per unit value on date of grant was $38.46 (based on the 30-day average closing price of issuer's common stock). F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 19, 2019. Cash dividends are reinvested in additional units at FMV on the dividend payment date. Per unit value on date of grant was $38.46 (based on the 30-day average closing price of issuer's common stock). Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 23:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000047 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 45,212.61 F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 23:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000047 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,072.35 F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 23, 2018 Filed May 23, 2018 22:50 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000029 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 45,212.61 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:44 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000035 · primary_doc.xml · derivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,506 Underlying: Common Stock · 298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Executive paid taxes. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Executive paid taxes. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Executive paid taxes. Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:44 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000035 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 45,212.61 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:44 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 298 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000035 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,072.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Executive paid taxes. Read SEC document |
| May 22, 2018 Filed May 22, 2018 17:33 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000016 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 45,212.61 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 22, 2018 Filed May 23, 2018 22:50 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionPerformance Stock Unit · Derivative | 2,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000029 · primary_doc.xml · derivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,674 Underlying: Common Stock · 2,408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,605 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. F1 · derivative.exercise_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,605 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. F1 · derivative.expiration_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,605 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| May 22, 2018 Filed May 23, 2018 22:50 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 2,408 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000029 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,774.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,605 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| May 21, 2018 Filed May 22, 2018 17:33 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 390 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000016 · primary_doc.xml · derivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,804 Underlying: Common Stock · 390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008. Read SEC document |
| May 21, 2018 Filed May 22, 2018 17:33 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000016 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,366.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008. Read SEC document |
| May 08, 2018 Filed May 8, 2018 19:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000009 · primary_doc.xml · nonDerivative · entry 2 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 45,212.61 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 07, 2018 Filed May 8, 2018 19:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 426 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000009 · primary_doc.xml · derivative · entry 3 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,194 Underlying: Common Stock · 426 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 19:35 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 426 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000009 · primary_doc.xml · nonDerivative · entry 1 OSULLIVAN RICHARD B · CIK 0001198499 · EVP Wholesale Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,976.35 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.