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person · Reporting owner

Whitehurst James M

Disclosed activity across 6 companies

Tapewire entity
15619
SEC CIK
0001292272

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Amplitude, Inc.AMPL · Entity 4566DirectorJune 09, 2026June 11, 2026
INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840PresidentJune 08, 2021June 10, 2021
United Airlines Holdings, Inc.UAL · Entity 3116DirectorMay 20, 2026May 22, 2026
Unity Software Inc.U · Entity 3292DirectorMay 13, 2026May 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amplitude, Inc.

Report date June 09, 2026 · Filed June 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect187,201 Reported balance After 2026-06-09 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-09 · Grant · Acquired 24,857 · Balance 187,201

F1: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program"). Each RSU represents a right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of (i) June 9, 2027 or (ii) immediately before the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through such vesting date.

F2: Includes 36,214 RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units ("RSUs") that were granted pursuant to the Issuer's Non-Employee Director Compensation Program (the "Program"). Each RSU represents a right to receive one share of Class A Common Stock. The RSUs will vest in full on the earlier of (i) June 9, 2027 or (ii) immediately before the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continued service on the Board through such vesting date.

F2: Includes 36,214 RSUs.

INTERNATIONAL BUSINESS MACHINES CORP

Report date June 08, 2021 · Filed June 10, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect193,604.423 Ending reported balance After 2021-06-08 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-06-08 · Exercise / conversion · Acquired 7,813 · Balance 197,137.423

Row 2 · 2021-06-08 · Tax withholding · Disposed 3,533 · Balance 193,604.423

Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct26,650 Reported balance After 2021-06-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-06-08 · Grant · Acquired 26,650 · Balance 26,650

F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,662 of these units on June 8, 2022, 6,662 of these units on June 8, 2023, 6,662 of these units on June 8, 2024, and 6,664 of these units on June 8, 2025.

Rst. Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct23,441 Reported balance After 2021-06-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-06-08 · Exercise / conversion · Disposed 7,813 · Balance 23,441

F2: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3: Release of restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 6,662 of these units on June 8, 2022, 6,662 of these units on June 8, 2023, 6,662 of these units on June 8, 2024, and 6,664 of these units on June 8, 2025.

F2: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown.

F3: Release of restricted stock units.

United Airlines Holdings, Inc.

Report date May 20, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,892 Ending reported balance After 2026-05-22 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-22 · Exercise / conversion · Acquired 2,410 · Balance 20,097

F1: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Row 2 · 2026-05-22 · Disposition to issuer · Disposed 1,205 · Balance 18,892

Share UnitsSEC Table II · derivative / convertible security · Expires 2027-05-20Direct2,130 Reported balance After 2026-05-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-20 · Grant · Acquired 2,130 · Balance 2,130

F2: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

Share UnitsSEC Table II · derivative / convertible security · Expires 2026-05-22Direct0 Reported balance After 2026-05-22 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-22 · Exercise / conversion · Disposed 2,410 · Balance 0

F1: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Filing footnotes · ownership attribution and instrument terms

F1: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F2: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F3: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

Unity Software Inc.

Report date May 13, 2026 · Filed May 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee footnote0 Reported balance After 2026-05-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-13 · Grant · Acquired 8,181 · Balance 0

F1: Represents restricted stock units granted to James M. Whitehurst, a director Unity Software Inc. (the "Issuer") and a Managing Director of Silver Lake Group, L.L.C. ("SLG"). The shares subject to this award shall vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Issuer's next annual meeting of stockholders, subject to Mr. Whitehurst's continuous service through the vesting period.

F2: These securities are held by Mr. Whitehurst for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates, and certain of the funds they manage ("Silver Lake"). Pursuant to Mr. Whitehurst's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Whitehurst disclaims beneficial ownership of these securities and the inclusion of the securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose.

Common StockSEC Table I · non-derivativeDirect240,311 Reported balance Holding disclosure · report date 2026-05-13 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 240,311

F3: Represents shares of common stock held directly by Mr. Whitehurst.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted to James M. Whitehurst, a director Unity Software Inc. (the "Issuer") and a Managing Director of Silver Lake Group, L.L.C. ("SLG"). The shares subject to this award shall vest on the earlier of (i) the first anniversary of the date of grant and (ii) the date of the Issuer's next annual meeting of stockholders, subject to Mr. Whitehurst's continuous service through the vesting period.

F2: These securities are held by Mr. Whitehurst for the benefit of Silver Lake Technology Management, L.L.C., certain of its affiliates, and certain of the funds they manage ("Silver Lake"). Pursuant to Mr. Whitehurst's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Whitehurst disclaims beneficial ownership of these securities and the inclusion of the securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose.

F3: Represents shares of common stock held directly by Mr. Whitehurst.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

RED HAT INC

Report date July 09, 2019 · Filed July 09, 2019

Section 16 reporting ended · disclosed 2019-07-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2019-07-09 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2019-07-09 · Disposition to issuer · Disposed 265,187 · Balance 116,746

F1: Pursuant to the Agreement and Plan of Merger dated as of October 28, 2018, by and among International Business Machines Corporation ("IBM"), Socrates Acquisition Corp. and Red Hat, common shares of Red Hat were disposed of for cash consideration of $190.00 per share.

Row 2 · 2019-07-09 · Disposition to issuer · Disposed 116,746 · Balance 0

F2: Represents shares of Red Hat restricted stock. Each Red Hat restricted stock award was converted pursuant to the merger agreement into an IBM restricted stock award, with substantially the same terms and conditions as were applicable to such Red Hat restricted shares.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger dated as of October 28, 2018, by and among International Business Machines Corporation ("IBM"), Socrates Acquisition Corp. and Red Hat, common shares of Red Hat were disposed of for cash consideration of $190.00 per share.

F2: Represents shares of Red Hat restricted stock. Each Red Hat restricted stock award was converted pursuant to the merger agreement into an IBM restricted stock award, with substantially the same terms and conditions as were applicable to such Red Hat restricted shares.

SecureWorks Corp

Report date April 15, 2019 · Filed April 18, 2019

Section 16 reporting ended · disclosed 2019-04-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect73,857 Reported balance After 2019-04-15 transaction · row 1
1 source row

Row 1 · 2019-04-15 · Disposition to issuer · Disposed 14,851 · Balance 73,857

F1: Reflects the forfeiture of 14,851 unvested restricted stock units to SecureWorks Corp. (the "Company") in connection with the reporting person's resignation as a director of the Company effective April 15, 2019 (the "Effective Date").

Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2019-04-15Direct32,095 Reported balance After 2019-04-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-04-15 · Disposition to issuer · Disposed 16,048 · Balance 32,095

F2: Reflects 16,048 unvested stock options forfeited to the Company in connection with the reporting person's resignation as a director.

F3: These vested stock options will expire on the 90th day after the Effective Date in connection with the reporting person's resignation as a director, if not exercised by the reporting person before such expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the forfeiture of 14,851 unvested restricted stock units to SecureWorks Corp. (the "Company") in connection with the reporting person's resignation as a director of the Company effective April 15, 2019 (the "Effective Date").

F2: Reflects 16,048 unvested stock options forfeited to the Company in connection with the reporting person's resignation as a director.

F3: These vested stock options will expire on the 90th day after the Effective Date in connection with the reporting person's resignation as a director, if not exercised by the reporting person before such expiration date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 17, 2017 Filed Oct 18, 2017 18:19 UTC RED HAT INC RHT · Entity 156102 SaleCommon Stock 4,211 $120.36 $506,835.96
Disclosure

SEC source: 0001209191-17-057339 · doc4.xml · nonDerivative · entry 2

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,947

F2 · kind: This stock sale was effected pursuant to a Rule 10b5-1 trading plan effective January 30, 2017.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 18:19 UTC RED HAT INC RHT · Entity 156102 Tax withholdingCommon Stock 3,821 $120.89 $461,920.69
Disclosure

SEC source: 0001209191-17-057339 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,158

F1 · kind: Represents shares withheld from the reporting person to satisfy reporting person's tax obligations relating to the vesting.

Read SEC document
October 04, 2017 Filed Oct 5, 2017 17:07 UTC RED HAT INC RHT · Entity 156102 GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-056152 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 383,979

Read SEC document
October 02, 2017 Filed Oct 3, 2017 16:41 UTC RED HAT INC RHT · Entity 156102 SaleCommon Stock 12,000 $111.15 $1,333,800.00
Disclosure

SEC source: 0001209191-17-055174 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,979

F1 · kind: This stock sale was effected pursuant to a Rule 10b5-1 trading plan effective January 30, 2017.

F2 · price: Represents the weighted average sale price per share. The shares were sold at prices ranging from $110.86 - $111.62 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
September 29, 2017 Filed Oct 3, 2017 20:52 UTC United Airlines Holdings, Inc. UAL · Entity 3116 GrantShare Units · Derivative 501.02 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-023309 · doc4.xml · derivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,422.71

Underlying: Common Stock · 501.02 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
July 18, 2017 Filed Jul 19, 2017 18:47 UTC RED HAT INC RHT · Entity 156102 SaleCommon Stock 9,122 $98.02 $894,138.44
Disclosure

SEC source: 0001209191-17-045746 · doc4.xml · nonDerivative · entry 2

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,979

F2 · kind: This stock sale was effected pursuant to a Rule 10b5-1 trading plan effective January 30, 2017.

F3 · price: Represents the weighted average sale price per share. The shares were sold at prices ranging from $97.90 - $98.25 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
July 17, 2017 Filed Jul 19, 2017 18:47 UTC RED HAT INC RHT · Entity 156102 Tax withholdingCommon Stock 8,272 $98.53 $815,040.16
Disclosure

SEC source: 0001209191-17-045746 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,101

F1 · kind: Represents shares withheld from the reporting person to satisfy reporting person's tax obligations relating to the vesting.

Read SEC document
July 05, 2017 Filed Jul 7, 2017 16:14 UTC SecureWorks Corp SCWX · Entity 11323 GrantClass A Common Stock 15,822 $0.00 $0.00
Disclosure

SEC source: 0001123292-17-001218 · edgar.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,857

F1 · price: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continuation in service on such vesting date.

F2 · balance_after: Includes 15,822 RSUs subject to vesting and 58,035 shares of Class A common stock.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 18:04 UTC RED HAT INC RHT · Entity 156102 SaleCommon Stock 500 $96.23 $48,115.00
Disclosure

SEC source: 0001209191-17-043408 · doc4.xml · nonDerivative · entry 2

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,373

F1 · kind: This stock sale was effected pursuant to a Rule 10b5-1 trading plan effective January 30, 2017.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 18:04 UTC RED HAT INC RHT · Entity 156102 SaleCommon Stock 11,500 $95.68 $1,100,320.00
Disclosure

SEC source: 0001209191-17-043408 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,873

F1 · kind: This stock sale was effected pursuant to a Rule 10b5-1 trading plan effective January 30, 2017.

F2 · price: Represents the weighted average sale price per share. The shares were sold at prices ranging from $95.21 - $96.10 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 21:51 UTC United Airlines Holdings, Inc. UAL · Entity 3116 GrantShare Units · Derivative 404.53 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-017811 · doc4.xml · derivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921.69

Underlying: Common Stock · 404.53 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 20:41 UTC United Airlines Holdings, Inc. UAL · Entity 3116 GrantShare Units · Derivative 404.53 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-017798 · doc4.xml · derivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 921.69

Underlying: Common Stock · 404.53 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 22:52 UTC United Airlines Holdings, Inc. UAL · Entity 3116 Exercise / conversionShare Units · Derivative 2,707.09 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-016290 · doc4.xml · derivative · entry 3

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,707.09 shares

Expires 2017-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share unit was the economic equivalent of one share of common stock. Pursuant to the terms of the Company's Director Equity Incentive Plan, the reporting person elected to receive the entire award settled in shares of the Company's common stock. Any fractional share units were settled in cash.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Pursuant to the terms of the Company's Director Equity Incentive Plan, the reporting person elected to receive the entire award settled in shares of the Company's common stock. Any fractional share units were settled in cash.

Read SEC document
June 09, 2017 Filed Jun 13, 2017 22:52 UTC United Airlines Holdings, Inc. UAL · Entity 3116 Disposition to issuerCommon Stock 0.09 $79.83 $7.18
Disclosure

SEC source: 0000899243-17-016290 · doc4.xml · nonDerivative · entry 2

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,707

Read SEC document
June 09, 2017 Filed Jun 13, 2017 22:52 UTC United Airlines Holdings, Inc. UAL · Entity 3116 Exercise / conversionCommon Stock 2,707.09 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-016290 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,707.09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Pursuant to the terms of the Company's Director Equity Incentive Plan, the reporting person elected to receive the entire award settled in shares of the Company's common stock. Any fractional share units were settled in cash.

Read SEC document
May 25, 2017 Filed May 30, 2017 23:20 UTC United Airlines Holdings, Inc. UAL · Entity 3116 GrantShare Units · Derivative 1,992.9 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-014789 · doc4.xml · derivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992.9

Underlying: Common Stock · 1,992.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on the average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash. Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2017 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP").

F2 · derivative.exercise_price: (Continued from Footnote 1) Therefore all of the share units granted to the Reporting Person for the 2017 annual director equity award will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · shares: Additional share units accrue when and as dividends are paid on the Company's common stock. The number of share units accrued will be equal to the dollar amount of dividends that would be payable if the share units were actual shares of common stock, divided by the average of the high and low sale prices of a share of the Company's common stock on the date dividends are paid.

F1 · derivative.expiration_date: Each share unit represents the economic equivalent of one share of common stock. Upon vesting, the share units are settled (i) 50% in cash based on the average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash. Notwithstanding the foregoing, the Reporting Person elected to defer the Reporting Person's 2017 annual director equity award into a share account pursuant to the terms of the Company's Director Equity Incentive Plan ("DEIP").

F2 · derivative.expiration_date: (Continued from Footnote 1) Therefore all of the share units granted to the Reporting Person for the 2017 annual director equity award will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 24, 2017 Filed May 26, 2017 16:29 UTC RED HAT INC RHT · Entity 156102 GrantCommon Stock 36,993 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035833 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,373

F1 · kind: Represents a service-based restricted stock award vesting over four years that is subject to the achievement of a financial performance objective. If the performance objective is not achieved, the entire award is forfeited. If the performance objective is achieved, the award vests, subject to continued service, (i) 25% on July 16, 2018 (or if such date is not a trading day for the New York Stock Exchange, or such other stock exchange on which the Company's shares are then listed, on the first trading day following such date) and (ii) 6.25% on a quarterly basis over the subsequent three-year period.

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May 01, 2017 Filed May 2, 2017 17:32 UTC RED HAT INC RHT · Entity 156102 SaleCommon Stock 47,608 $88.11 $4,194,740.88
Disclosure

SEC source: 0001209191-17-029282 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,380

F1 · kind: This stock sale was effected pursuant to a Rule 10b5-1 trading plan effective January 30, 2017.

F2 · price: Represents the weighted average sale price per share. The shares were sold at prices ranging from $87.68 - $88.35 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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April 26, 2017 Filed Apr 27, 2017 16:11 UTC RED HAT INC RHT · Entity 156102 Tax withholdingCommon Stock 43,160 $87.71 $3,785,563.60
Disclosure

SEC source: 0001209191-17-028404 · doc4.xml · nonDerivative · entry 3

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,988

F3 · kind: Represents shares withheld from the reporting person to satisfy reporting person's tax obligations relating to the vesting.

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April 26, 2017 Filed Apr 27, 2017 16:11 UTC RED HAT INC RHT · Entity 156102 GrantCommon Stock 34,910 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-028404 · doc4.xml · nonDerivative · entry 2

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,148

F2 · kind: Represents shares earned by the reporting person in connection with the first performance period under the Performance Share Unit Agreement between the reporting person and the Company dated May 26, 2015.

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April 26, 2017 Filed Apr 27, 2017 16:11 UTC RED HAT INC RHT · Entity 156102 GrantCommon Stock 55,858 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-028404 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,238

F1 · kind: Represents shares earned by the reporting person in connection with the second performance period under the Performance Share Unit Agreement between the reporting person and the Company dated May 29, 2014.

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April 20, 2017 Filed Apr 21, 2017 17:05 UTC RED HAT INC RHT · Entity 156102 SaleCommon Stock 26,250 $86.85 $2,279,812.50
Disclosure

SEC source: 0001209191-17-027871 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,380

F1 · kind: This stock sale was effected pursuant to a Rule 10b5-1 trading plan effective January 30, 2017.

F2 · price: Represents the weighted average sale price per share. The shares were sold at prices ranging from $86.44 - $87.27 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

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April 18, 2017 Filed Apr 19, 2017 17:15 UTC RED HAT INC RHT · Entity 156102 SaleCommon Stock 4,780 $85.81 $410,171.80
Disclosure

SEC source: 0001209191-17-027506 · doc4.xml · nonDerivative · entry 2

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 397,380

F2 · kind: This stock sale was effected pursuant to a Rule 10b5-1 trading plan effective January 30, 2017.

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April 18, 2017 Filed Apr 20, 2017 17:07 UTC RED HAT INC RHT · Entity 156102 Tax withholdingCommon Stock 23,798 $86.74 $2,064,238.52
Disclosure

SEC source: 0001209191-17-027750 · doc4.xml · nonDerivative · entry 2

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,630

F2 · kind: Represents shares withheld from the reporting person to satisfy reporting person's tax obligations relating to the vesting.

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April 18, 2017 Filed Apr 20, 2017 17:07 UTC RED HAT INC RHT · Entity 156102 GrantCommon Stock 50,048 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-027750 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,428

F1 · kind: Represents shares earned by the reporting person in connection with the three year performance period under the Performance Share Unit Agreement between the reporting person and the Company dated May 29, 2014.

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April 17, 2017 Filed Apr 19, 2017 17:15 UTC RED HAT INC RHT · Entity 156102 Tax withholdingCommon Stock 2,912 $86.17 $250,927.04
Disclosure

SEC source: 0001209191-17-027506 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,160

F1 · kind: Represents shares withheld from the reporting person to satisfy reporting person's tax obligations relating to the vesting.

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April 03, 2017 Filed Apr 4, 2017 16:59 UTC RED HAT INC RHT · Entity 156102 SaleCommon Stock 12,000 $86.56 $1,038,720.00
Disclosure

SEC source: 0001209191-17-024988 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,072

F1 · kind: This stock sale was effected pursuant to a Rule 10(b)5-1 trading plan effective January 30, 2017.

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March 31, 2017 Filed Apr 4, 2017 22:08 UTC United Airlines Holdings, Inc. UAL · Entity 3116 GrantShare Units · Derivative 517.16 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-17-009334 · doc4.xml · derivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 517.16

Underlying: Common Stock · 517.16 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2017 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

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March 28, 2017 Filed Mar 29, 2017 18:05 UTC RED HAT INC RHT · Entity 156102 SaleCommon Stock 12,000 $86.50 $1,038,000.00
Disclosure

SEC source: 0001209191-17-023582 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,072

F1 · kind: This stock sale was effected pursuant to a Rule 10b5-1 trading plan effective January 30, 2017.

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March 01, 2017 Filed Mar 2, 2017 16:40 UTC RED HAT INC RHT · Entity 156102 SaleCommon Stock 5,099 $83.69 $426,735.31
Disclosure

SEC source: 0001209191-17-016666 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,072

F1 · kind: This stock sale was effected pursuant to a Rule 10(b)5-1 trading plan effective January 30, 2017.

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January 17, 2017 Filed Jan 18, 2017 16:40 UTC RED HAT INC RHT · Entity 156102 Tax withholdingCommon Stock 2,591 $72.77 $188,547.07
Disclosure

SEC source: 0001209191-17-004164 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,171

F1 · kind: Represents shares withheld from the reporting person to satisfy reporting person's tax obligations relating to the vesting.

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October 17, 2016 Filed Oct 18, 2016 20:48 UTC RED HAT INC RHT · Entity 156102 Tax withholdingCommon Stock 3,678 $76.19 $280,226.82
Disclosure

SEC source: 0001209191-16-146255 · doc4.xml · nonDerivative · entry 1

Whitehurst James M · CIK 0001292272 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,762

F1 · kind: Represents shares withheld from the reporting person to satisfy reporting person's tax obligations relating to the vesting.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.