Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NPK International Inc.NR · Entity 4885 | Exec Vice President & Chief | July 02, 2019 | July 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NPK International Inc.
Report date July 02, 2019 · Filed July 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 397,267 |
Ending reported balance
After 2019-07-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-07-02 · Exercise / conversion · Acquired 51,268 · Balance 409,830 F1: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group. Row 2 · 2019-07-02 · Tax withholding · Disposed 12,563 · Balance 397,267 F2: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares. |
| Performance SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-07-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-02 · Exercise / conversion · Disposed 51,268 · Balance 0 F3: Represents performance restricted stock units awarded in 2016, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares acquired upon the vesting of performance stock units previously granted to the Reporting Person. Vesting of the award was contingent upon Company's achievement of certain levels of total shareholder return (TSR) relative to a pre-determined industry peer group.
F2: Represents shares withheld to satisfy tax withholding obligations upon the vesting of performance shares.
F3: Represents performance restricted stock units awarded in 2016, the vesting of which was dependent on achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 10, 2017 Filed Apr 11, 2017 19:55 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 35,522 | $0.00 Strike: $7.82 | $0.00 |
DisclosureSEC source: 0000071829-17-000026 · edgardoc.xml · derivative · entry 3 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,978 Underlying: Common Stock · 35,522 shares Expires 2017-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options become exercisable in increments of one-third of the shares on June 1 of each year. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 19:55 UTC | NPK International Inc. NR · Entity 4885 | SaleCommon Stock | 35,522 | $8.25 | $293,056.50 |
DisclosureSEC source: 0000071829-17-000026 · edgardoc.xml · nonDerivative · entry 2 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,934 F1 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person in order to exercise an option grant which is expiring on June 11, 2017. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 19:55 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionCommon Stock | 35,522 | $7.82 | $277,782.04 |
DisclosureSEC source: 0000071829-17-000026 · edgardoc.xml · nonDerivative · entry 1 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 20:39 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $7.82 | $0.00 |
DisclosureSEC source: 0000071829-17-000024 · edgardoc.xml · derivative · entry 7 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,500 Underlying: Common Stock · 1,500 shares Expires 2017-06-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options become exercisable in increments of one-third of the shares on June 1 of each year. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 20:39 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,932 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0000071829-17-000024 · edgardoc.xml · derivative · entry 6 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,932 shares Expires 2019-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options become exercisable in four annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 20:39 UTC | NPK International Inc. NR · Entity 4885 | SaleCommon Stock | 10,850 | $8.09 | $87,749.38 |
DisclosureSEC source: 0000071829-17-000024 · edgardoc.xml · nonDerivative · entry 5 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,934 F1 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.25, inclusive. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 20:39 UTC | NPK International Inc. NR · Entity 4885 | SaleCommon Stock | 1,500 | $8.09 | $12,131.25 |
DisclosureSEC source: 0000071829-17-000024 · edgardoc.xml · nonDerivative · entry 4 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,784 F1 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.25, inclusive. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 20:39 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionCommon Stock | 1,500 | $7.82 | $11,730.00 |
DisclosureSEC source: 0000071829-17-000024 · edgardoc.xml · nonDerivative · entry 3 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 20:39 UTC | NPK International Inc. NR · Entity 4885 | SaleCommon Stock | 7,932 | $8.09 | $64,150.05 |
DisclosureSEC source: 0000071829-17-000024 · edgardoc.xml · nonDerivative · entry 2 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,784 F1 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.25, inclusive. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 20:39 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionCommon Stock | 7,932 | $3.31 | $26,254.92 |
DisclosureSEC source: 0000071829-17-000024 · edgardoc.xml · nonDerivative · entry 1 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 21:37 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,388 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0000071829-17-000016 · edgardoc.xml · derivative · entry 6 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,932 Underlying: Common Stock · 21,388 shares Expires 2019-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options become exercisable in four annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 21:37 UTC | NPK International Inc. NR · Entity 4885 | SaleCommon Stock | 21,388 | $8.04 | $172,006.57 |
DisclosureSEC source: 0000071829-17-000016 · edgardoc.xml · nonDerivative · entry 4 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,784 F1 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person. F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.15, inclusive. Read SEC document |
| April 04, 2017 Filed Apr 4, 2017 21:37 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionCommon Stock | 21,388 | $3.31 | $70,794.28 |
DisclosureSEC source: 0000071829-17-000016 · edgardoc.xml · nonDerivative · entry 3 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,172 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 21:37 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 12,242 | $0.00 Strike: $3.31 | $0.00 |
DisclosureSEC source: 0000071829-17-000016 · edgardoc.xml · derivative · entry 5 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,320 Underlying: Common Stock · 12,242 shares Expires 2019-06-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options become exercisable in four annual installments beginning on the first anniversary of the date of grant. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 21:37 UTC | NPK International Inc. NR · Entity 4885 | SaleCommon Stock | 12,242 | $8.01 | $98,041.28 |
DisclosureSEC source: 0000071829-17-000016 · edgardoc.xml · nonDerivative · entry 2 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,784 F1 · shares: The securities were sold pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.00 to $8.125, inclusive. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 21:37 UTC | NPK International Inc. NR · Entity 4885 | Exercise / conversionCommon Stock | 12,242 | $3.31 | $40,521.02 |
DisclosureSEC source: 0000071829-17-000016 · edgardoc.xml · nonDerivative · entry 1 Smith Bruce Campbell · CIK 0001365567 · Exec Vice President & 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.