Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Bloom Energy CorpBE · Entity 2659 | EVP and CMO | July 16, 2019 | July 18, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Bloom Energy Corp
Report date July 16, 2019 · Filed July 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock option (nonqualified stock option)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2029-07-15 | Direct | 34,858 |
Reported balance
After 2019-07-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-07-16 · Grant · Acquired 34,858 · Balance 34,858 F1: Stock options vest 25% on the one-year anniversary of February 15, 2019, with the remaining options vesting in equal quarterly installments over a period of three years, subject to the reporting person's continued service with the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock options vest 25% on the one-year anniversary of February 15, 2019, with the remaining options vesting in equal quarterly installments over a period of three years, subject to the reporting person's continued service with the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2019 Filed May 1, 2019 20:06 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026740 · doc4a.xml · derivative · entry 17 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class A Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:06 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Unit (RSU)(Class B Common Stock) · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026740 · doc4a.xml · derivative · entry 16 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Class B Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:06 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | ConversionClass B Common Stock · Derivative | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026740 · doc4a.xml · derivative · entry 15 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F1 · kind: Conversion of a derivative security pursuant to its terms. F6 · derivative.exercise_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F6 · derivative.expiration_date: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:06 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionClass B Common Stock · Derivative | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026740 · doc4a.xml · derivative · entry 14 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,093 Underlying: Class A Common Stock · 1,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder. F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:06 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | Exercise / conversionRestricted Stock Unit (RSU)(Class B Common Stock) · Derivative | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026740 · doc4a.xml · derivative · entry 13 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 1,093 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · kind: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.exercise_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. F5 · derivative.expiration_date: Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:06 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 65,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026740 · doc4a.xml · nonDerivative · entry 11 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,359 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:06 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 12,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026740 · doc4a.xml · nonDerivative · entry 9 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:06 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 8,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026740 · doc4a.xml · nonDerivative · entry 7 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:06 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 6,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026740 · doc4a.xml · nonDerivative · entry 5 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,609 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:06 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026740 · doc4a.xml · nonDerivative · entry 3 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| April 25, 2019 Filed May 1, 2019 20:06 UTC Amendment | Bloom Energy Corp BE · Entity 2659 | ConversionClass A Common Stock | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026740 · doc4a.xml · nonDerivative · entry 1 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Conversion of a derivative security pursuant to its terms. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:20 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Non-qualified Stock Option) · Derivative | 36,472 | $0.00 Strike: $11.31 | $0.00 |
DisclosureSEC source: 0001209191-19-011674 · doc4.xml · derivative · entry 2 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,472 Underlying: Class A Common Stock · 36,472 shares Expires not disclosed F3 · derivative.exercise_date: Stock options granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The stock options vest as to 25% of the underlying shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. The stock options expire 10 years from the date of grant. F3 · derivative.expiration_date: Stock options granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The stock options vest as to 25% of the underlying shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. The stock options expire 10 years from the date of grant. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 22:20 UTC | Bloom Energy Corp BE · Entity 2659 | GrantClass A Common Stock | 36,472 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-011674 · doc4.xml · nonDerivative · entry 1 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,972 F1 · shares: Restricted Stock Units granted under the Bloom Energy Corporation 2018 Equity Incentive Plan, in compliance with Rule 16b-3. The RSUs vest as to 25% of the shares on the one-year anniversary of the grant date and the remaining shares shall vest in equal quarterly increments from such one-year anniversary over the next three years. F2 · balance_after: Includes 2,500 shares acquired under the Bloom Energy Corporation 2018 Employee Stock Purchase Plan under Section 423 of the Internal Revenue Code of 1988, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
| August 01, 2018 Filed Aug 4, 2018 00:20 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU)(Class A Common Stock) · Derivative | 263,387 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-045440 · doc4.xml · derivative · entry 1 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,387 Underlying: Class A Common Stock · 263,387 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F2 · derivative.exercise_date: The RSU vests over two years at six month intervals from July 24, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:33 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 38,721 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044636 · doc4.xml · derivative · entry 5 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,721 Underlying: Class B Common Stock · 38,721 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:33 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU)(Class B Common Stock · Derivative | 1,093 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044636 · doc4.xml · derivative · entry 4 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,093 Underlying: Class B Common Stock · 1,093 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: The RSU will vest 100% at the end of lock-up period and during an open trading window, subject to the reporting person's continuous service with the Issuer through the vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:33 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044636 · doc4.xml · derivative · entry 3 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class B Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU will vest 50% at the end of lock-up period and during an open trading window; 25% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 25% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:33 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU) (Class B Common Stock) · Derivative | 13,332 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044636 · doc4.xml · derivative · entry 2 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,332 Underlying: Class B Common Stock · 13,332 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSU will vest 50% at the end of lock-up period and during an open trading window; 25% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 25% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:33 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Units (RSU)(Class B Common Stock) · Derivative | 26,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044636 · doc4.xml · derivative · entry 1 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,664 Underlying: Class B Common Stock · 26,664 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSU will vest 34% at the end of lock-up period and during an open trading window; 33% will vest on the first allowable trading date following the one-year anniversary of July 27, 2018; and the remaining 33% will vest on the first allowable trading date following the second-year anniversary of July 27, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service with the Issuer through each vesting date. F1 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of July 27, 2018, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:35 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU)(Class B Common Stock · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044120 · doc4.xml · derivative · entry 4 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Class B Common Stock · 40,000 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F6 · derivative.exercise_date: These RSU's will vest on the first allowable trading day following the one year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:35 UTC | Bloom Energy Corp BE · Entity 2659 | GrantRestricted Stock Unit (RSU) (Class B Common Stock) · Derivative | 46,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044120 · doc4.xml · derivative · entry 3 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,667 Underlying: Class B Common Stock · 46,667 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: The RSU's will vest 50% on the first allowable trading date following the one-year anniversary of July 24, 2018, and the remaining 50% to vest on the first allowable trading date following the second-year anniversary of July 24, 2018, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through each vesting date. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:35 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Right to Buy Class B Common Stock) · Derivative | 120,000 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044120 · doc4.xml · derivative · entry 2 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Class B Common Stock · 120,000 shares Expires 2028-07-23 F3 · derivative.exercise_date: The option will vest in three equal annual installments commencing on the second year anniversary of July 24, 2018, followed by the third and fourth anniversaries, so that the entire grant is full vested on the 4th year anniversary of July 24, 2018, subject to the reporting person's continued service through each vesting date. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
| July 24, 2018 Filed Jul 26, 2018 21:35 UTC | Bloom Energy Corp BE · Entity 2659 | GrantStock Option (Right to Buy Class B Common Stock) · Derivative | 33,334 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001209191-18-044120 · doc4.xml · derivative · entry 1 Ross Matthew Peter · CIK 0001745994 · EVP and CMO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,334 Underlying: Class B Common Stock · 33,334 shares Expires 2028-07-23 F1 · derivative.exercise_date: The option will vest at the rate of 50% on the one year anniversary of July 24, 2018, and the remaining 50% on the second year anniversary of such date, subject to the reporting person's continued service through each vesting date. F2 · derivative.underlying: The Class B Common Stock is convertible into the Issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option; or (b) upon any transfer except certain permitted transfers. All the outstanding shares of Class B Common Stock will convert automatically into shares of Class A common stock upon the date that is the earliest to occur of (i) immediately prior to the close of business on the fifth anniversary of the closing of Issuer's IPO, (ii) immediately prior to the close of business on the date on which the outstanding shares of Class B Common Stock represent less than five percent (5%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding, (iii) the date and time, or the occurrence of an event, specified in a written conversion election delivered by KR Sridhar to the Secretary or Chairman of the Board to so convert all shares of Class B Common Stock, or (iv) immediately following the date of the death of KR Sridhar. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.