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Kinlin Clark S

Disclosed activity across 1 company

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15586
SEC CIK
0001606372

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CORNING INC /NYGLW · Entity 2883Retired Exec. Vice PresidentSeptember 07, 2021September 09, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CORNING INC /NY

Report date September 07, 2021 · Filed September 09, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect59,945 Reported balance After 2021-09-07 transaction · row 1
1 source row

Row 1 · 2021-09-07 · Sale · Disposed 15,302 · Balance 59,945

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.39 to $39.405, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.39 to $39.405, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 07, 2021 Filed Sep 9, 2021 19:40 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 15,302 $39.40 $602,831.47
Disclosure

SEC source: 0001127602-21-025068 · form4.xml · nonDerivative · entry 1

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,945

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.39 to $39.405, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 11,054 $0.00 Strike: $20.92 $0.00
Disclosure

SEC source: 0001127602-21-015861 · form4.xml · derivative · entry 7

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,054 shares

Expires 2025-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 11,049 $0.00 Strike: $20.93 $0.00
Disclosure

SEC source: 0001127602-21-015861 · form4.xml · derivative · entry 6

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,049 shares

Expires 2025-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 10,196 $0.00 Strike: $22.68 $0.00
Disclosure

SEC source: 0001127602-21-015861 · form4.xml · derivative · entry 5

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,196 shares

Expires 2025-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 54,799 $45.41 $2,488,285.59
Disclosure

SEC source: 0001127602-21-015861 · form4.xml · nonDerivative · entry 4

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,247

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.32 to $45.55, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 11,054 $20.92 $231,249.68
Disclosure

SEC source: 0001127602-21-015861 · form4.xml · nonDerivative · entry 3

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,046

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 11,049 $20.93 $231,255.57
Disclosure

SEC source: 0001127602-21-015861 · form4.xml · nonDerivative · entry 2

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2021 Filed May 7, 2021 20:16 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 10,196 $22.68 $231,245.28
Disclosure

SEC source: 0001127602-21-015861 · form4.xml · nonDerivative · entry 1

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:35 UTC CORNING INC /NY GLW · Entity 2883 Disposition to issuerRestricted Stock Unit · Derivative 2,268 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012610 · form4.xml · derivative · entry 13

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,268 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F6 · shares: Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee.

F7 · derivative.exercise_date: Restricted Stock Units awarded May 15, 2020 were forfeited on March 31, 2021 per terms of May 2020 agreement approved by the Compensation Committee.

F8 · derivative.expiration_date: Not applicable.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:35 UTC CORNING INC /NY GLW · Entity 2883 Disposition to issuerRestricted Stock Unit · Derivative 20,947 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012610 · form4.xml · derivative · entry 12

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,947 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F6 · shares: Represents the forfeiture of Restricted Stock Units awarded May 15, 2020, per terms of the May 2020 agreement approved by the Compensation Committee.

F7 · derivative.exercise_date: Restricted Stock Units awarded May 15, 2020 were forfeited on March 31, 2021 per terms of May 2020 agreement approved by the Compensation Committee.

F8 · derivative.expiration_date: Not applicable.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:35 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 872 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-012610 · form4.xml · derivative · entry 11

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,268

Underlying: Common Stock · 872 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F5 · derivative.exercise_date: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of May 2020 agreement approved by the Compensation Committee.

F5 · derivative.expiration_date: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of May 2020 agreement approved by the Compensation Committee.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:35 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 8,057 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-012610 · form4.xml · derivative · entry 10

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,947

Underlying: Common Stock · 8,057 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F5 · derivative.exercise_date: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of May 2020 agreement approved by the Compensation Committee.

F5 · derivative.expiration_date: Earned Restricted Stock Units awarded May 15, 2020 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of May 2020 agreement approved by the Compensation Committee.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:35 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 35,482 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-012610 · form4.xml · derivative · entry 9

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,482 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F4 · derivative.exercise_date: Earned Restricted Stock Units awarded April 1, 2020 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of April 2020 agreement approved by the Compensation Committee.

F4 · derivative.expiration_date: Earned Restricted Stock Units awarded April 1, 2020 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of April 2020 agreement approved by the Compensation Committee.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:35 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 16,451 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-012610 · form4.xml · derivative · entry 8

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,451 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F3 · derivative.exercise_date: Earned Restricted Stock Units awarded April 1, 2019 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of April 2019 agreement approved by the Compensation Committee.

F3 · derivative.expiration_date: Earned Restricted Stock Units awarded April 1, 2019 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of April 2019 agreement approved by the Compensation Committee.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:35 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 18,722 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-012610 · form4.xml · derivative · entry 7

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of April 2018 agreement approved by the Compensation Committee.

F2 · derivative.expiration_date: Earned Restricted Stock Units awarded April 2, 2018 remained restricted until March 31, 2021, when they vested and converted into GLW common stock per terms of April 2018 agreement approved by the Compensation Committee.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:35 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 34,113 $43.51 $1,484,256.63
Disclosure

SEC source: 0001127602-21-012610 · form4.xml · nonDerivative · entry 6

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,747

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:35 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 872 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012610 · form4.xml · nonDerivative · entry 5

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,860

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:35 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 8,057 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012610 · form4.xml · nonDerivative · entry 4

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:35 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 35,482 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012610 · form4.xml · nonDerivative · entry 3

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,931

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:35 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 16,451 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012610 · form4.xml · nonDerivative · entry 2

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 20:35 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 18,722 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-012610 · form4.xml · nonDerivative · entry 1

Kinlin Clark S · CIK 0001606372 · Retired Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:09 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 10,270 $0.00 Strike: $21.30 $0.00
Disclosure

SEC source: 0001127602-21-010779 · form4.xml · derivative · entry 8

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,270 shares

Expires 2024-05-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:09 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 10,462 $0.00 Strike: $20.91 $0.00
Disclosure

SEC source: 0001127602-21-010779 · form4.xml · derivative · entry 7

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,462 shares

Expires 2024-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:09 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 10,507 $0.00 Strike: $20.82 $0.00
Disclosure

SEC source: 0001127602-21-010779 · form4.xml · derivative · entry 6

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,507 shares

Expires 2024-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:09 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 6,000 $41.47 $248,820.00
Disclosure

SEC source: 0001127602-21-010779 · form4.xml · nonDerivative · entry 5

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,276

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:09 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 31,239 $41.40 $1,293,303.97
Disclosure

SEC source: 0001127602-21-010779 · form4.xml · nonDerivative · entry 4

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,276

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.39 to $41.425, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:09 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 10,270 $21.30 $218,751.00
Disclosure

SEC source: 0001127602-21-010779 · form4.xml · nonDerivative · entry 3

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:09 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 10,462 $20.91 $218,760.42
Disclosure

SEC source: 0001127602-21-010779 · form4.xml · nonDerivative · entry 2

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,245

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2021 Filed Mar 16, 2021 20:09 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 10,507 $20.82 $218,755.74
Disclosure

SEC source: 0001127602-21-010779 · form4.xml · nonDerivative · entry 1

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:55 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionPerformance Share Unit · Derivative 972 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004209 · form4.xml · derivative · entry 4

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,077

Underlying: Common Stock · 972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F3 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

F3 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:55 UTC CORNING INC /NY GLW · Entity 2883 GrantPerformance Share Unit · Derivative 30,049 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004209 · form4.xml · derivative · entry 3

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,049

Underlying: Common Stock · 30,049 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

F2 · derivative.exercise_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

F2 · derivative.expiration_date: Performance Share Units were earned February 3, 2021 per Compensation Committee decision that performance criteria were satisfied for fiscal year 2020 pursuant to the April 2020 agreement. Earned units remain restricted until April 14, 2023, when they vest and convert to GLW common stock, subject to service-based vesting requirement.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:55 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 972 $36.34 $35,322.48
Disclosure

SEC source: 0001127602-21-004209 · form4.xml · nonDerivative · entry 2

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,276

Read SEC document
February 03, 2021 Filed Feb 5, 2021 21:55 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 972 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-004209 · form4.xml · nonDerivative · entry 1

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Share Unit represents a contingent right to receive one share of GLW common stock.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionRestricted Stock Unit · Derivative 1,410 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001418 · form4.xml · derivative · entry 3

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,482

Underlying: Common Stock · 1,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F2 · derivative.exercise_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

F2 · derivative.expiration_date: Vesting to satisfy tax requirement pursuant to the April 2020 agreement.

Read SEC document
January 07, 2021 Filed Jan 11, 2021 21:18 UTC CORNING INC /NY GLW · Entity 2883 Tax withholdingCommon Stock 1,410 $36.98 $52,141.80
Disclosure

SEC source: 0001127602-21-001418 · form4.xml · nonDerivative · entry 2

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,276

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January 07, 2021 Filed Jan 11, 2021 21:18 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 1,410 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-001418 · form4.xml · nonDerivative · entry 1

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,686

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

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November 19, 2020 Filed Nov 20, 2020 21:02 UTC CORNING INC /NY GLW · Entity 2883 GiftCommon Stock 2,850 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-029676 · form4.xml · nonDerivative · entry 4

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,276

Read SEC document
November 18, 2020 Filed Nov 20, 2020 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 23,236 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001127602-20-029676 · form4.xml · derivative · entry 5

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,236 shares

Expires 2023-05-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 18, 2020 Filed Nov 20, 2020 21:02 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 9,140 $36.40 $332,696.00
Disclosure

SEC source: 0001127602-20-029676 · form4.xml · nonDerivative · entry 3

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,126

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November 18, 2020 Filed Nov 20, 2020 21:02 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 23,236 $36.38 $845,376.80
Disclosure

SEC source: 0001127602-20-029676 · form4.xml · nonDerivative · entry 2

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,266

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.37 to $36.405, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

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November 18, 2020 Filed Nov 20, 2020 21:02 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 23,236 $15.37 $357,137.32
Disclosure

SEC source: 0001127602-20-029676 · form4.xml · nonDerivative · entry 1

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 20:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 9,247 $0.00 Strike: $22.03 $0.00
Disclosure

SEC source: 0001127602-20-022413 · form4.xml · derivative · entry 7

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,247 shares

Expires 2021-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 20:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 8,978 $0.00 Strike: $22.69 $0.00
Disclosure

SEC source: 0001127602-20-022413 · form4.xml · derivative · entry 6

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,978 shares

Expires 2021-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 20:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionStock Options (Right to Buy) · Derivative 10,615 $0.00 Strike: $19.19 $0.00
Disclosure

SEC source: 0001127602-20-022413 · form4.xml · derivative · entry 5

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,615 shares

Expires 2021-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 20:12 UTC CORNING INC /NY GLW · Entity 2883 SaleCommon Stock 28,840 $30.80 $888,274.88
Disclosure

SEC source: 0001127602-20-022413 · form4.xml · nonDerivative · entry 4

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,266

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.79 to $30.83, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.

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July 31, 2020 Filed Jul 31, 2020 20:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 9,247 $22.03 $203,711.41
Disclosure

SEC source: 0001127602-20-022413 · form4.xml · nonDerivative · entry 3

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 20:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 8,978 $22.69 $203,710.82
Disclosure

SEC source: 0001127602-20-022413 · form4.xml · nonDerivative · entry 2

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 20:12 UTC CORNING INC /NY GLW · Entity 2883 Exercise / conversionCommon Stock 10,615 $19.19 $203,701.85
Disclosure

SEC source: 0001127602-20-022413 · form4.xml · nonDerivative · entry 1

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,881

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2020 Filed May 19, 2020 20:09 UTC CORNING INC /NY GLW · Entity 2883 GrantRestricted Stock Unit · Derivative 29,004 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-017146 · form4.xml · derivative · entry 3

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,004

Underlying: Common Stock · 29,004 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Corning Incorporated Common Stock.

F6 · shares: As part of a series of actions to preserve cash, the reporting person is receiving restricted stock units in lieu of the 2020 management cash performance bonus plan (Performance Incentive Plan, or PIP).

F3 · derivative.exercise_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

F3 · derivative.expiration_date: The restricted stock units will vest ratably over three years from grant date. Vested shares will be delivered to the reporting person within sixty (60) days after vesting. Events such as retirement, death, disability, and others specified in the agreement may result in vesting prior to the vesting dates.

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May 15, 2020 Filed May 19, 2020 20:09 UTC CORNING INC /NY GLW · Entity 2883 GrantStock Options (Right to Buy) · Derivative 15,700 $0.00 Strike: $19.65 $0.00
Disclosure

SEC source: 0001127602-20-017146 · form4.xml · derivative · entry 2

Kinlin Clark S · CIK 0001606372 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,700

Underlying: Common Stock · 15,700 shares

Expires 2030-05-15

F4 · shares: As part of a series of actions to preserve cash, the reporting person is receiving equity in lieu of 30% of his/her base salary for the period of June 1, 2020 through December 31, 2020. The equity is comprised of restricted stock units (50%) and stock options (50%). The number of options granted was determined by dividing the cash compensation by the Black-Scholes value of a single option calculated as of the date of grant.

F5 · derivative.exercise_date: The options will vest ratably over three years from grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.