Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SANMINA CORPSANM · Entity 3522 | Director · CEO | November 17, 2017 | November 21, 2017 |
| WESTERN DIGITAL CORPWDC · Entity 1010 | EVP & CFO | August 26, 2021 | September 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SANMINA CORP
Report date November 17, 2017 · Filed November 21, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 388,256 |
Ending reported balance
After 2017-11-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-17 · Tax withholding · Disposed 20,872 · Balance 409,128 F1: SHARES WITHHELD BY REGISTRANT TO SATISFY MINIMUM STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 17, 2014. Row 2 · 2017-11-17 · Tax withholding · Disposed 20,872 · Balance 388,256 F2: SHARES WITHHELD BY REGISTRANT TO SATISFY MINIMUM STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON NOVEMBER 17, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: SHARES WITHHELD BY REGISTRANT TO SATISFY MINIMUM STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 17, 2014.
F2: SHARES WITHHELD BY REGISTRANT TO SATISFY MINIMUM STATUTORY WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON NOVEMBER 17, 2014.
WESTERN DIGITAL CORP
Report date August 26, 2021 · Filed September 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 131,981 |
Reported balance
After 2021-08-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-08-26 · Grant · Acquired 1,685 · Balance 131,981 F1: Represents stock units that have been earned by the Reporting Person as payment in respect of the vesting of performance-based restricted stock units. These shares are scheduled to vest on September 4, 2022. F2: The amount of securities beneficially owned by the Reporting Person, as disclosed in two Form 4s filed by the Reporting Person on August 31, 2021 and September 7, 2021 (together, the "Subsequent Form 4s"), did not give effect to the transaction reported herein. As a result, the Subsequent Form 4s underreported the number of share of the Issuer's common stock beneficially owned by the Reporting Person by 1,685 shares. As of the filing of this report and after giving effect to the transaction reported herein, the Reporting Person beneficially owns 131,981 shares of the Issuer's common stock. |
| Dividend Equivalent RightsSEC Table II · derivative / convertible security | Direct | 1,202.6627 |
Reported balance
After 2021-08-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-08-26 · Grant · Acquired 46.8879 · Balance 1,202.6627 F3: These shares represent the number of incremental dividend equivalents awarded based on the achievement rate of the related performance-based restricted stock units. F4: The amount of securities beneficially owned by the Reporting Person, as disclosed in the Subsequent Form 4s, did not give effect to the transaction reported herein. As a result, the Subsequent Form 4s underreported the number of dividend equivalents beneficially owned by the Reporting Person by 46.8879. As of the filing of this report and after giving effect to the transaction reported herein, the Reporting Person beneficially owns 1,202.6627 dividend equivalents. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock units that have been earned by the Reporting Person as payment in respect of the vesting of performance-based restricted stock units. These shares are scheduled to vest on September 4, 2022.
F2: The amount of securities beneficially owned by the Reporting Person, as disclosed in two Form 4s filed by the Reporting Person on August 31, 2021 and September 7, 2021 (together, the "Subsequent Form 4s"), did not give effect to the transaction reported herein. As a result, the Subsequent Form 4s underreported the number of share of the Issuer's common stock beneficially owned by the Reporting Person by 1,685 shares. As of the filing of this report and after giving effect to the transaction reported herein, the Reporting Person beneficially owns 131,981 shares of the Issuer's common stock.
F3: These shares represent the number of incremental dividend equivalents awarded based on the achievement rate of the related performance-based restricted stock units.
F4: The amount of securities beneficially owned by the Reporting Person, as disclosed in the Subsequent Form 4s, did not give effect to the transaction reported herein. As a result, the Subsequent Form 4s underreported the number of dividend equivalents beneficially owned by the Reporting Person by 46.8879. As of the filing of this report and after giving effect to the transaction reported herein, the Reporting Person beneficially owns 1,202.6627 dividend equivalents.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2016 Filed Nov 17, 2016 21:07 UTC | SANMINA CORP SANM · Entity 3522 | GrantCommon Stock | 50,000 | $31.20 | $1,560,000.00 |
DisclosureSEC source: 0001104659-16-157802 · a4.xml · nonDerivative · entry 4 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,730 F5 · security: EACH RESTRICTED STOCK UNIT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK. F6 · shares: THE RESTRICTED STOCK UNITS VEST IN FULL ON NOVEMBER 15, 2020. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:07 UTC | SANMINA CORP SANM · Entity 3522 | Tax withholdingCommon Stock | 52,180 | $31.20 | $1,628,016.00 |
DisclosureSEC source: 0001104659-16-157802 · a4.xml · nonDerivative · entry 3 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,730 F4 · shares: SHARES WITHHELD BY REGISTRANT TO SATISFY TAX WITHHOLDING REQUIREMENTS ON VESTING OF RESTRICTED STOCK UNITS GRANTED ON NOVEMBER 15, 2012 AND NOVEMBER 15, 2013. Read SEC document |
| November 15, 2016 Filed Nov 17, 2016 21:07 UTC | SANMINA CORP SANM · Entity 3522 | Tax withholdingCommon Stock | 26,090 | $31.20 | $814,008.00 |
DisclosureSEC source: 0001104659-16-157802 · a4.xml · nonDerivative · entry 2 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,910 F3 · shares: SHARES WITHHELD BY REGISTRANT TO SATISFY TAX WITHHOLDING REQUIREMENTS ON VESTING OF PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 15, 2013. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 21:01 UTC | SANMINA CORP SANM · Entity 3522 | Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative | 95,212 | $0.00 Strike: $8.92 | $0.00 |
DisclosureSEC source: 0001104659-16-156887 · a4.xml · derivative · entry 7 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95,212 shares Expires 2019-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 21:01 UTC | SANMINA CORP SANM · Entity 3522 | SaleCommon Stock | 95,212 | $30.38 | $2,892,521.52 |
DisclosureSEC source: 0001104659-16-156887 · a4.xml · nonDerivative · entry 5 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 F3 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $29.825 TO $30.80 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 21:01 UTC | SANMINA CORP SANM · Entity 3522 | Exercise / conversionCommon Stock | 95,212 | $8.92 | $849,291.04 |
DisclosureSEC source: 0001104659-16-156887 · a4.xml · nonDerivative · entry 4 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,212 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 21:01 UTC | SANMINA CORP SANM · Entity 3522 | Exercise / conversionNon Qualified Stock Option (right to buy) · Derivative | 4,788 | $0.00 Strike: $8.92 | $0.00 |
DisclosureSEC source: 0001104659-16-156887 · a4.xml · derivative · entry 6 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,788 shares Expires 2019-10-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: AS OF THE DATE OF EXERCISE, THE OPTIONS ARE FULLY VESTED. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 21:01 UTC | SANMINA CORP SANM · Entity 3522 | SaleCommon Stock | 4,788 | $29.50 | $141,260.84 |
DisclosureSEC source: 0001104659-16-156887 · a4.xml · nonDerivative · entry 3 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 F2 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $29.50 TO $29.55 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 21:01 UTC | SANMINA CORP SANM · Entity 3522 | Exercise / conversionCommon Stock | 4,788 | $8.92 | $42,708.96 |
DisclosureSEC source: 0001104659-16-156887 · a4.xml · nonDerivative · entry 2 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,788 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 14, 2016 21:01 UTC | SANMINA CORP SANM · Entity 3522 | SaleCommon Stock | 9,754 | $29.71 | $289,747.45 |
DisclosureSEC source: 0001104659-16-156887 · a4.xml · nonDerivative · entry 1 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,000 F1 · price: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $29.705 TO $29.75 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:03 UTC | SANMINA CORP SANM · Entity 3522 | Exercise / conversionPerformance Rights · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-154558 · a4.xml · derivative · entry 2 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires 2018-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: EACH PERFORMANCE RIGHT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK. F1 · derivative.exercise_date: PERFORMANCE CRITERIA UNDER PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 16, 2015 ACHIEVED. AS A RESULT, SHARES WILL VEST IN FULL ON NOVEMBER 16, 2018. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:03 UTC | SANMINA CORP SANM · Entity 3522 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-154558 · a4.xml · nonDerivative · entry 1 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: PERFORMANCE CRITERIA UNDER PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 16, 2015 ACHIEVED. AS A RESULT, SHARES WILL VEST IN FULL ON NOVEMBER 16, 2018. Read SEC document |
| November 02, 2015 Filed Nov 17, 2016 21:07 UTC | SANMINA CORP SANM · Entity 3522 | Exercise / conversionPerformance Rights · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-157802 · a4.xml · derivative · entry 5 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2016-12-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: EACH PERFORMANCE RIGHT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK. F1 · derivative.exercise_date: DATE OF ACHIEVEMENT OF PERFORMANCE CONDITION UNDER PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 15, 2013. PERFORMANCE STOCK UNITS VESTED IN FULL ON NOVEMBER 15, 2016. Read SEC document |
| November 02, 2015 Filed Nov 17, 2016 21:07 UTC | SANMINA CORP SANM · Entity 3522 | Exercise / conversionCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-16-157802 · a4.xml · nonDerivative · entry 1 EULAU ROBERT K · CIK 0001192521 · Executive VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: DATE OF ACHIEVEMENT OF PERFORMANCE CONDITION UNDER PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 15, 2013. PERFORMANCE STOCK UNITS VESTED IN FULL ON NOVEMBER 15, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.