Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Walt Disney CoDIS · Entity 1887 | Sr EVP, General Counsel & Secy | December 22, 2021 | December 23, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Walt Disney Co
Report date December 22, 2021 · Filed December 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Disney Common StockSEC Table I · non-derivative | Direct | 109,382 |
Ending reported balance
After 2021-12-22 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2021-12-22 · Exercise / conversion · Acquired 160 · Balance 109,542 F1: Vesting is limited to shares necessary to cover withholding obligations related to future vestings. F2: Restricted stock units convert into common stock at 1-for-1. Row 2 · 2021-12-22 · Tax withholding · Disposed 160 · Balance 109,382 F3: The 160 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. Row 3 · 2021-12-22 · Exercise / conversion · Acquired 417 · Balance 109,799 F4: Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 4,436 stock units on December 17, 2022, and as to 4,435 stock units on December 17, 2023. F2: Restricted stock units convert into common stock at 1-for-1. Row 4 · 2021-12-22 · Tax withholding · Disposed 417 · Balance 109,382 F5: The 417 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. Row 5 · 2021-12-22 · Exercise / conversion · Acquired 136 · Balance 109,518 F1: Vesting is limited to shares necessary to cover withholding obligations related to future vestings. F2: Restricted stock units convert into common stock at 1-for-1. Row 6 · 2021-12-22 · Tax withholding · Disposed 136 · Balance 109,382 F6: The 136 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-12-17 | Direct | 0 |
Reported balance
After 2021-12-22 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2021-12-22 · Exercise / conversion · Disposed 160 · Balance 0 F2: Restricted stock units convert into common stock at 1-for-1. F1: Vesting is limited to shares necessary to cover withholding obligations related to future vestings. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 8,871 |
Reported balance
After 2021-12-22 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2021-12-22 · Exercise / conversion · Disposed 417 · Balance 8,871 F2: Restricted stock units convert into common stock at 1-for-1. F4: Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 4,436 stock units on December 17, 2022, and as to 4,435 stock units on December 17, 2023. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-12-17 | Direct | 0 |
Reported balance
After 2021-12-22 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-12-22 · Exercise / conversion · Disposed 136 · Balance 0 F2: Restricted stock units convert into common stock at 1-for-1. F1: Vesting is limited to shares necessary to cover withholding obligations related to future vestings. |
| Disney Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 12,481.191 |
Reported balance
Holding disclosure · report date 2021-12-22 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 12,481.191 F7: Shares held in The Walt Disney Stock Fund as of December 21, 2021. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting is limited to shares necessary to cover withholding obligations related to future vestings.
F2: Restricted stock units convert into common stock at 1-for-1.
F3: The 160 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
F4: Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 4,436 stock units on December 17, 2022, and as to 4,435 stock units on December 17, 2023.
F5: The 417 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
F6: The 136 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.
F7: Shares held in The Walt Disney Stock Fund as of December 21, 2021. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TWDC Enterprises 18 Corp.
Report date March 20, 2019 · Filed March 21, 2019
Section 16 reporting ended · disclosed 2019-03-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Disney Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-03-20 transaction · row 1
1 source rowRow 1 · 2019-03-20 · Disposition to issuer · Disposed 98,922 · Balance 0 F1: Total reflects a reduction of 7,469 shares from previously filed Forms 4 to correct an administrative error. F2: On March 20, 2019 (the "Merger Effective Date"), pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, among Twenty-First Century Fox, Inc. ("21CF"), TWDC Enterprises 18 Corp. (formerly known as The Walt Disney Company) ("Old Disney"), The Walt Disney Company (formerly known as TWDC Holdco 613 Corp.) ("Disney") and certain subsidiaries of Disney, Disney acquired all of the outstanding shares of 21CF and Old Disney (the "Transaction"). Effective as of the effective time of the Disney Merger, which occurred at 12:01 a.m. Eastern Time on the Merger Effective Date (the "Disney Effective Time"), Disney changed its name to "The Walt Disney Company" and Old Disney changed its name to "TWDC Enterprises 18 Corp.". F3: In connection with the Transaction, each share of Old Disney common stock issued and outstanding immediately prior to the consummation of the Transaction, converted into one share of Disney common stock. |
| Disney Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 0 |
Reported balance
After 2019-03-20 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-03-20 · Disposition to issuer · Disposed 12,095.741 · Balance 0 F4: Shares held in The Walt Disney Stock Fund as of March 19, 2019. The Fund is one investment option in the 401(k) Plan and contains Old Disney matching contributions. F2: On March 20, 2019 (the "Merger Effective Date"), pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, among Twenty-First Century Fox, Inc. ("21CF"), TWDC Enterprises 18 Corp. (formerly known as The Walt Disney Company) ("Old Disney"), The Walt Disney Company (formerly known as TWDC Holdco 613 Corp.) ("Disney") and certain subsidiaries of Disney, Disney acquired all of the outstanding shares of 21CF and Old Disney (the "Transaction"). Effective as of the effective time of the Disney Merger, which occurred at 12:01 a.m. Eastern Time on the Merger Effective Date (the "Disney Effective Time"), Disney changed its name to "The Walt Disney Company" and Old Disney changed its name to "TWDC Enterprises 18 Corp.". F3: In connection with the Transaction, each share of Old Disney common stock issued and outstanding immediately prior to the consummation of the Transaction, converted into one share of Disney common stock. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.75 · Expires 2022-01-18 | Direct | 0 |
Reported balance
After 2019-03-20 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-03-20 · Disposition to issuer · Disposed 94,462 · Balance 0 F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction. F6: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.29 · Expires 2023-01-16 | Direct | 0 |
Reported balance
After 2019-03-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-03-20 · Disposition to issuer · Disposed 84,095 · Balance 0 F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction. F6: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2023-12-19 | Direct | 0 |
Reported balance
After 2019-03-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-03-20 · Disposition to issuer · Disposed 62,627 · Balance 0 F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction. F6: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $92.24 · Expires 2024-12-18 | Direct | 0 |
Reported balance
After 2019-03-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-03-20 · Disposition to issuer · Disposed 53,077 · Balance 0 F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction. F6: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.23 · Expires 2025-12-17 | Direct | 0 |
Reported balance
After 2019-03-20 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-03-20 · Disposition to issuer · Disposed 40,181 · Balance 0 F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction. F7: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 30,135 shares. The remaining unvested portion of the option vests in a single installment of 10,046 shares on December 17, 2019. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $105.21 · Expires 2026-12-21 | Direct | 0 |
Reported balance
After 2019-03-20 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-03-20 · Disposition to issuer · Disposed 48,536 · Balance 0 F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction. F8: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 24,268 shares. The remaining unvested portion of the option vests as to 12,134 shares on December 21, 2019, and as to 12,134 shares on December 21, 2020. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $111.58 · Expires 2027-12-19 | Direct | 0 |
Reported balance
After 2019-03-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-03-20 · Disposition to issuer · Disposed 57,113 · Balance 0 F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction. F9: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 14,278 shares. The remaining unvested portion of the option vests as to 14,278 shares on each December 19 of 2019 and 2020, and as to 14,279 shares on December 19, 2021. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $110.54 · Expires 2028-12-19 | Direct | 0 |
Reported balance
After 2019-03-20 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-03-20 · Disposition to issuer · Disposed 69,655 · Balance 0 F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction. F10: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The options vest in an installment of 17,413 shares on December 19, 2019, and in three installments of 17,414 shares on each December 19 of 2020 through 2022. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-12-19 | Direct | 0 |
Reported balance
After 2019-03-20 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-03-20 · Disposition to issuer · Disposed 13,570 · Balance 0 F11: Converts at 1-for-1. F12: In connection with the Transaction, restricted stock units with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into restricted stock units in respect of Disney's common stock, subject to the same terms and conditions (including applicable vesting requirements) as were applicable to such restricted stock units immediately prior to the consummation of the Transaction. F13: This stock unit award was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 3,392 stock units plus dividend equivalent units on these units on December 19, 2019; as to 3,393 stock units plus dividend equivalent units on these units on December 19, 2020; as to 3,392 stock units plus dividend equivalent units on these units on December 19, 2021; and as to 3,393 stock units plus dividend equivalent units on these units on December 19, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Total reflects a reduction of 7,469 shares from previously filed Forms 4 to correct an administrative error.
F2: On March 20, 2019 (the "Merger Effective Date"), pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, among Twenty-First Century Fox, Inc. ("21CF"), TWDC Enterprises 18 Corp. (formerly known as The Walt Disney Company) ("Old Disney"), The Walt Disney Company (formerly known as TWDC Holdco 613 Corp.) ("Disney") and certain subsidiaries of Disney, Disney acquired all of the outstanding shares of 21CF and Old Disney (the "Transaction"). Effective as of the effective time of the Disney Merger, which occurred at 12:01 a.m. Eastern Time on the Merger Effective Date (the "Disney Effective Time"), Disney changed its name to "The Walt Disney Company" and Old Disney changed its name to "TWDC Enterprises 18 Corp.".
F3: In connection with the Transaction, each share of Old Disney common stock issued and outstanding immediately prior to the consummation of the Transaction, converted into one share of Disney common stock.
F4: Shares held in The Walt Disney Stock Fund as of March 19, 2019. The Fund is one investment option in the 401(k) Plan and contains Old Disney matching contributions.
F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction.
F6: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.
F7: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 30,135 shares. The remaining unvested portion of the option vests in a single installment of 10,046 shares on December 17, 2019.
F8: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 24,268 shares. The remaining unvested portion of the option vests as to 12,134 shares on December 21, 2019, and as to 12,134 shares on December 21, 2020.
F9: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 14,278 shares. The remaining unvested portion of the option vests as to 14,278 shares on each December 19 of 2019 and 2020, and as to 14,279 shares on December 19, 2021.
F10: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The options vest in an installment of 17,413 shares on December 19, 2019, and in three installments of 17,414 shares on each December 19 of 2020 through 2022.
F11: Converts at 1-for-1.
F12: In connection with the Transaction, restricted stock units with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into restricted stock units in respect of Disney's common stock, subject to the same terms and conditions (including applicable vesting requirements) as were applicable to such restricted stock units immediately prior to the consummation of the Transaction.
F13: This stock unit award was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 3,392 stock units plus dividend equivalent units on these units on December 19, 2019; as to 3,393 stock units plus dividend equivalent units on these units on December 19, 2020; as to 3,392 stock units plus dividend equivalent units on these units on December 19, 2021; and as to 3,393 stock units plus dividend equivalent units on these units on December 19, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2016 Filed Dec 1, 2016 20:01 UTC | TWDC Enterprises 18 Corp. DIS · Entity 15738 | GrantRestricted Stock Unit · Derivative | 2,494.8709 | $0.00 | $0.00 |
DisclosureSEC source: 0001001039-16-000525 · wf-form4_148064044966037.xml · derivative · entry 2 BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,494.8709 Underlying: Disney Common Stock · 2,494.8709 shares Expires 2016-12-18 F1 · derivative.exercise_price: Converts at 1-for-1. F4 · date: Restricted stock units were awarded during the Company's 2015 fiscal year and were subject to performance conditions, which were satisfied as to 2494.8709 shares (including accumulated dividend equivalents) on November 29, 2016. F3 · derivative.exercise_date: The stock unit award vests on the Expiration Date. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 20:01 UTC | TWDC Enterprises 18 Corp. DIS · Entity 15738 | GrantRestricted Stock Unit · Derivative | 2,088.2348 | $0.00 | $0.00 |
DisclosureSEC source: 0001001039-16-000525 · wf-form4_148064044966037.xml · derivative · entry 1 BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,088.2348 Underlying: Disney Common Stock · 2,088.2348 shares Expires 2016-12-17 F1 · derivative.exercise_price: Converts at 1-for-1. F2 · date: Restricted stock units were awarded during the Company's 2016 fiscal year and were subject to performance conditions, which were satisfied as to 2088.2348 shares (including accumulated dividend equivalents) on November 29, 2016. F3 · derivative.exercise_date: The stock unit award vests on the Expiration Date. Read SEC document |
| November 16, 2016 Filed Nov 16, 2016 20:46 UTC | TWDC Enterprises 18 Corp. DIS · Entity 15738 | SaleDisney Common Stock | 19,871 | $99.00 | $1,967,229.00 |
DisclosureSEC source: 0001001039-16-000499 · wf-form4_147934720318033.xml · nonDerivative · entry 1 BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,613.96 F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.