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BRAVERMAN ALAN N

Disclosed activity across 2 companies

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15537
SEC CIK
0001270528

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Walt Disney CoDIS · Entity 1887Sr EVP, General Counsel & SecyDecember 22, 2021December 23, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Walt Disney Co

Report date December 22, 2021 · Filed December 23, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Disney Common StockSEC Table I · non-derivativeDirect109,382 Ending reported balance After 2021-12-22 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2021-12-22 · Exercise / conversion · Acquired 160 · Balance 109,542

F1: Vesting is limited to shares necessary to cover withholding obligations related to future vestings.

F2: Restricted stock units convert into common stock at 1-for-1.

Row 2 · 2021-12-22 · Tax withholding · Disposed 160 · Balance 109,382

F3: The 160 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.

Row 3 · 2021-12-22 · Exercise / conversion · Acquired 417 · Balance 109,799

F4: Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 4,436 stock units on December 17, 2022, and as to 4,435 stock units on December 17, 2023.

F2: Restricted stock units convert into common stock at 1-for-1.

Row 4 · 2021-12-22 · Tax withholding · Disposed 417 · Balance 109,382

F5: The 417 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.

Row 5 · 2021-12-22 · Exercise / conversion · Acquired 136 · Balance 109,518

F1: Vesting is limited to shares necessary to cover withholding obligations related to future vestings.

F2: Restricted stock units convert into common stock at 1-for-1.

Row 6 · 2021-12-22 · Tax withholding · Disposed 136 · Balance 109,382

F6: The 136 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-12-17Direct0 Reported balance After 2021-12-22 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-12-22 · Exercise / conversion · Disposed 160 · Balance 0

F2: Restricted stock units convert into common stock at 1-for-1.

F1: Vesting is limited to shares necessary to cover withholding obligations related to future vestings.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect8,871 Reported balance After 2021-12-22 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-12-22 · Exercise / conversion · Disposed 417 · Balance 8,871

F2: Restricted stock units convert into common stock at 1-for-1.

F4: Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 4,436 stock units on December 17, 2022, and as to 4,435 stock units on December 17, 2023.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2023-12-17Direct0 Reported balance After 2021-12-22 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-12-22 · Exercise / conversion · Disposed 136 · Balance 0

F2: Restricted stock units convert into common stock at 1-for-1.

F1: Vesting is limited to shares necessary to cover withholding obligations related to future vestings.

Disney Common StockSEC Table I · non-derivativeIndirectBy 401(k)12,481.191 Reported balance Holding disclosure · report date 2021-12-22 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 12,481.191

F7: Shares held in The Walt Disney Stock Fund as of December 21, 2021. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.

Filing footnotes · ownership attribution and instrument terms

F1: Vesting is limited to shares necessary to cover withholding obligations related to future vestings.

F2: Restricted stock units convert into common stock at 1-for-1.

F3: The 160 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.

F4: Vesting is limited to shares necessary to cover withholding obligations related to future vestings. The remaining stock units vest as to 4,436 stock units on December 17, 2022, and as to 4,435 stock units on December 17, 2023.

F5: The 417 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.

F6: The 136 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.

F7: Shares held in The Walt Disney Stock Fund as of December 21, 2021. The Fund is one investment option in the 401(k) Plan and contains Company matching contributions.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TWDC Enterprises 18 Corp.

Report date March 20, 2019 · Filed March 21, 2019

Section 16 reporting ended · disclosed 2019-03-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Disney Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-03-20 transaction · row 1
1 source row

Row 1 · 2019-03-20 · Disposition to issuer · Disposed 98,922 · Balance 0

F1: Total reflects a reduction of 7,469 shares from previously filed Forms 4 to correct an administrative error.

F2: On March 20, 2019 (the "Merger Effective Date"), pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, among Twenty-First Century Fox, Inc. ("21CF"), TWDC Enterprises 18 Corp. (formerly known as The Walt Disney Company) ("Old Disney"), The Walt Disney Company (formerly known as TWDC Holdco 613 Corp.) ("Disney") and certain subsidiaries of Disney, Disney acquired all of the outstanding shares of 21CF and Old Disney (the "Transaction"). Effective as of the effective time of the Disney Merger, which occurred at 12:01 a.m. Eastern Time on the Merger Effective Date (the "Disney Effective Time"), Disney changed its name to "The Walt Disney Company" and Old Disney changed its name to "TWDC Enterprises 18 Corp.".

F3: In connection with the Transaction, each share of Old Disney common stock issued and outstanding immediately prior to the consummation of the Transaction, converted into one share of Disney common stock.

Disney Common StockSEC Table I · non-derivativeIndirectBy 401(k)0 Reported balance After 2019-03-20 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-03-20 · Disposition to issuer · Disposed 12,095.741 · Balance 0

F4: Shares held in The Walt Disney Stock Fund as of March 19, 2019. The Fund is one investment option in the 401(k) Plan and contains Old Disney matching contributions.

F2: On March 20, 2019 (the "Merger Effective Date"), pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, among Twenty-First Century Fox, Inc. ("21CF"), TWDC Enterprises 18 Corp. (formerly known as The Walt Disney Company) ("Old Disney"), The Walt Disney Company (formerly known as TWDC Holdco 613 Corp.) ("Disney") and certain subsidiaries of Disney, Disney acquired all of the outstanding shares of 21CF and Old Disney (the "Transaction"). Effective as of the effective time of the Disney Merger, which occurred at 12:01 a.m. Eastern Time on the Merger Effective Date (the "Disney Effective Time"), Disney changed its name to "The Walt Disney Company" and Old Disney changed its name to "TWDC Enterprises 18 Corp.".

F3: In connection with the Transaction, each share of Old Disney common stock issued and outstanding immediately prior to the consummation of the Transaction, converted into one share of Disney common stock.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.75 · Expires 2022-01-18Direct0 Reported balance After 2019-03-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2019-03-20 · Disposition to issuer · Disposed 94,462 · Balance 0

F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction.

F6: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $51.29 · Expires 2023-01-16Direct0 Reported balance After 2019-03-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2019-03-20 · Disposition to issuer · Disposed 84,095 · Balance 0

F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction.

F6: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $72.59 · Expires 2023-12-19Direct0 Reported balance After 2019-03-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2019-03-20 · Disposition to issuer · Disposed 62,627 · Balance 0

F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction.

F6: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $92.24 · Expires 2024-12-18Direct0 Reported balance After 2019-03-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2019-03-20 · Disposition to issuer · Disposed 53,077 · Balance 0

F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction.

F6: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $113.23 · Expires 2025-12-17Direct0 Reported balance After 2019-03-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2019-03-20 · Disposition to issuer · Disposed 40,181 · Balance 0

F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction.

F7: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 30,135 shares. The remaining unvested portion of the option vests in a single installment of 10,046 shares on December 17, 2019.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $105.21 · Expires 2026-12-21Direct0 Reported balance After 2019-03-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2019-03-20 · Disposition to issuer · Disposed 48,536 · Balance 0

F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction.

F8: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 24,268 shares. The remaining unvested portion of the option vests as to 12,134 shares on December 21, 2019, and as to 12,134 shares on December 21, 2020.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $111.58 · Expires 2027-12-19Direct0 Reported balance After 2019-03-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2019-03-20 · Disposition to issuer · Disposed 57,113 · Balance 0

F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction.

F9: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 14,278 shares. The remaining unvested portion of the option vests as to 14,278 shares on each December 19 of 2019 and 2020, and as to 14,279 shares on December 19, 2021.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $110.54 · Expires 2028-12-19Direct0 Reported balance After 2019-03-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-03-20 · Disposition to issuer · Disposed 69,655 · Balance 0

F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction.

F10: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The options vest in an installment of 17,413 shares on December 19, 2019, and in three installments of 17,414 shares on each December 19 of 2020 through 2022.

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2022-12-19Direct0 Reported balance After 2019-03-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-03-20 · Disposition to issuer · Disposed 13,570 · Balance 0

F11: Converts at 1-for-1.

F12: In connection with the Transaction, restricted stock units with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into restricted stock units in respect of Disney's common stock, subject to the same terms and conditions (including applicable vesting requirements) as were applicable to such restricted stock units immediately prior to the consummation of the Transaction.

F13: This stock unit award was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 3,392 stock units plus dividend equivalent units on these units on December 19, 2019; as to 3,393 stock units plus dividend equivalent units on these units on December 19, 2020; as to 3,392 stock units plus dividend equivalent units on these units on December 19, 2021; and as to 3,393 stock units plus dividend equivalent units on these units on December 19, 2022.

Filing footnotes · ownership attribution and instrument terms

F1: Total reflects a reduction of 7,469 shares from previously filed Forms 4 to correct an administrative error.

F2: On March 20, 2019 (the "Merger Effective Date"), pursuant to the Amended and Restated Agreement and Plan of Merger, dated as of June 20, 2018, among Twenty-First Century Fox, Inc. ("21CF"), TWDC Enterprises 18 Corp. (formerly known as The Walt Disney Company) ("Old Disney"), The Walt Disney Company (formerly known as TWDC Holdco 613 Corp.) ("Disney") and certain subsidiaries of Disney, Disney acquired all of the outstanding shares of 21CF and Old Disney (the "Transaction"). Effective as of the effective time of the Disney Merger, which occurred at 12:01 a.m. Eastern Time on the Merger Effective Date (the "Disney Effective Time"), Disney changed its name to "The Walt Disney Company" and Old Disney changed its name to "TWDC Enterprises 18 Corp.".

F3: In connection with the Transaction, each share of Old Disney common stock issued and outstanding immediately prior to the consummation of the Transaction, converted into one share of Disney common stock.

F4: Shares held in The Walt Disney Stock Fund as of March 19, 2019. The Fund is one investment option in the 401(k) Plan and contains Old Disney matching contributions.

F5: In connection with the Transaction, stock options with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into stock options in respect of Disney's common stock, subject to the same terms and conditions (including the exercise price and applicable vesting requirements, if any) as were applicable to such stock options immediately prior to the consummation of the Transaction.

F6: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.

F7: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 30,135 shares. The remaining unvested portion of the option vests in a single installment of 10,046 shares on December 17, 2019.

F8: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 24,268 shares. The remaining unvested portion of the option vests as to 12,134 shares on December 21, 2019, and as to 12,134 shares on December 21, 2020.

F9: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option has vested as to 14,278 shares. The remaining unvested portion of the option vests as to 14,278 shares on each December 19 of 2019 and 2020, and as to 14,279 shares on December 19, 2021.

F10: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The options vest in an installment of 17,413 shares on December 19, 2019, and in three installments of 17,414 shares on each December 19 of 2020 through 2022.

F11: Converts at 1-for-1.

F12: In connection with the Transaction, restricted stock units with respect to Old Disney common stock that were outstanding immediately prior to the consummation of the Transaction were converted into restricted stock units in respect of Disney's common stock, subject to the same terms and conditions (including applicable vesting requirements) as were applicable to such restricted stock units immediately prior to the consummation of the Transaction.

F13: This stock unit award was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest as to 3,392 stock units plus dividend equivalent units on these units on December 19, 2019; as to 3,393 stock units plus dividend equivalent units on these units on December 19, 2020; as to 3,392 stock units plus dividend equivalent units on these units on December 19, 2021; and as to 3,393 stock units plus dividend equivalent units on these units on December 19, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2020 Filed Dec 3, 2020 20:03 UTC Walt Disney Co DIS · Entity 1887 GrantRestricted Stock Unit · Derivative 6,314.4284 $0.00 $0.00
Disclosure

SEC source: 0001744489-20-000219 · wf-form4_160704380881201.xml · derivative · entry 2

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,314.4284

Underlying: Disney Common Stock · 6,314.4284 shares

Expires 2020-12-19

F1 · derivative.exercise_price: Converts at 1-for-1.

F4 · date: Restricted stock units were awarded during the Company's 2018 fiscal year and were subject to performance conditions, which were satisfied as to 6,314.4284 shares (including an adjustment to reflect the extent to which applicable performance criteria were met and accumulated dividend equivalents) on December 1, 2020.

F3 · derivative.exercise_date: The stock unit award vests on the Expiration Date.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 20:03 UTC Walt Disney Co DIS · Entity 1887 GrantRestricted Stock Unit · Derivative 2,778 $0.00 $0.00
Disclosure

SEC source: 0001744489-20-000219 · wf-form4_160704380881201.xml · derivative · entry 1

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,778

Underlying: Disney Common Stock · 2,778 shares

Expires 2020-12-19

F1 · derivative.exercise_price: Converts at 1-for-1.

F2 · date: Restricted stock units were awarded during the Company's 2018 fiscal year and were subject to performance conditions, which were satisfied as to 2,778 shares (including accumulated dividend equivalents) on December 1, 2020.

F3 · derivative.exercise_date: The stock unit award vests on the Expiration Date.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 18:07 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionStock Option (Right-to-Buy) · Derivative 20,876 $0.00 Strike: $72.59 $0.00
Disclosure

SEC source: 0001744489-20-000200 · wf-form4_160634561527284.xml · derivative · entry 7

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Disney Common Stock · 20,876 shares

Expires 2023-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 18:07 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionStock Option (Right-to-Buy) · Derivative 28,032 $0.00 Strike: $51.29 $0.00
Disclosure

SEC source: 0001744489-20-000200 · wf-form4_160634561527284.xml · derivative · entry 6

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Disney Common Stock · 28,032 shares

Expires 2023-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is fully vested.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 18:07 UTC Walt Disney Co DIS · Entity 1887 SaleDisney Common Stock 20,876 $150.00 $3,131,400.00
Disclosure

SEC source: 0001744489-20-000200 · wf-form4_160634561527284.xml · nonDerivative · entry 4

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,922

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 18:07 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionDisney Common Stock 20,876 $72.59 $1,515,388.84
Disclosure

SEC source: 0001744489-20-000200 · wf-form4_160634561527284.xml · nonDerivative · entry 3

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 18:07 UTC Walt Disney Co DIS · Entity 1887 SaleDisney Common Stock 28,032 $150.00 $4,204,800.00
Disclosure

SEC source: 0001744489-20-000200 · wf-form4_160634561527284.xml · nonDerivative · entry 2

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,922

F2 · shares: Shares were sold in three incremental transactions pursuant to a single sell order. Sale prices of individual transactions ranged from $150.00 to $150.01. Upon request, the reporting person will provide to the Securities and Exchange Commission, to the Issuer of the securities herein, or to a securities holder the complete sales data, including the number of shares sold at each separate price.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 18:07 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionDisney Common Stock 28,032 $51.29 $1,437,761.28
Disclosure

SEC source: 0001744489-20-000200 · wf-form4_160634561527284.xml · nonDerivative · entry 1

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 20:02 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionStock Option (Right-to-Buy) · Derivative 56,063 $0.00 Strike: $51.29 $0.00
Disclosure

SEC source: 0001744489-20-000184 · wf-form4_160505654377103.xml · derivative · entry 9

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,032

Underlying: Disney Common Stock · 56,063 shares

Expires 2023-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 20:02 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionStock Option (Right-to-Buy) · Derivative 41,751 $0.00 Strike: $72.59 $0.00
Disclosure

SEC source: 0001744489-20-000184 · wf-form4_160505654377103.xml · derivative · entry 8

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,876

Underlying: Disney Common Stock · 41,751 shares

Expires 2023-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 20:02 UTC Walt Disney Co DIS · Entity 1887 SaleDisney Common Stock 28,031 $140.00 $3,924,340.00
Disclosure

SEC source: 0001744489-20-000184 · wf-form4_160505654377103.xml · nonDerivative · entry 6

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,922

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 20:02 UTC Walt Disney Co DIS · Entity 1887 SaleDisney Common Stock 28,032 $145.00 $4,064,640.00
Disclosure

SEC source: 0001744489-20-000184 · wf-form4_160505654377103.xml · nonDerivative · entry 5

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,953

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 20:02 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionDisney Common Stock 56,063 $51.29 $2,875,471.27
Disclosure

SEC source: 0001744489-20-000184 · wf-form4_160505654377103.xml · nonDerivative · entry 4

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 20:02 UTC Walt Disney Co DIS · Entity 1887 SaleDisney Common Stock 20,875 $140.00 $2,922,500.00
Disclosure

SEC source: 0001744489-20-000184 · wf-form4_160505654377103.xml · nonDerivative · entry 3

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,922

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 20:02 UTC Walt Disney Co DIS · Entity 1887 SaleDisney Common Stock 20,876 $145.00 $3,027,020.00
Disclosure

SEC source: 0001744489-20-000184 · wf-form4_160505654377103.xml · nonDerivative · entry 2

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,797

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 09, 2020 Filed Nov 10, 2020 20:02 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionDisney Common Stock 41,751 $72.59 $3,030,705.09
Disclosure

SEC source: 0001744489-20-000184 · wf-form4_160505654377103.xml · nonDerivative · entry 1

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
January 22, 2020 Filed Jan 24, 2020 21:16 UTC Walt Disney Co DIS · Entity 1887 SaleDisney Common Stock 38 $144.45 $5,489.10
Disclosure

SEC source: 0001744489-20-000034 · wf-form4_157991855195443.xml · nonDerivative · entry 1

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,922

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 20:24 UTC Walt Disney Co DIS · Entity 1887 Tax withholdingDisney Common Stock 23.9651 $144.94 $3,473.38
Disclosure

SEC source: 0001744489-20-000025 · wf-form4_157965622640317.xml · nonDerivative · entry 2

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,960

F2 · shares: The 23.9651 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares.

Read SEC document
January 16, 2020 Filed Jan 21, 2020 20:24 UTC Walt Disney Co DIS · Entity 1887 GrantDisney Common Stock 61.9651 $144.94 $8,980.91
Disclosure

SEC source: 0001744489-20-000025 · wf-form4_157965622640317.xml · nonDerivative · entry 1

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,983.9651

F1 · shares: Dividends distributed with respect to previously vested restricted stock units.

Read SEC document
December 24, 2019 Filed Dec 26, 2019 19:40 UTC Walt Disney Co DIS · Entity 1887 SaleDisney Common Stock 5,309 $144.58 $767,575.22
Disclosure

SEC source: 0001744489-19-000291 · wf-form4_157738919215560.xml · nonDerivative · entry 1

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,922

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
December 23, 2019 Filed Dec 24, 2019 00:04 UTC Walt Disney Co DIS · Entity 1887 SaleDisney Common Stock 3,107 $146.14 $454,056.98
Disclosure

SEC source: 0001744489-19-000283 · wf-form4_157714583379647.xml · nonDerivative · entry 7

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,231

F6 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
December 22, 2019 Filed Dec 24, 2019 00:04 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionRestricted Stock Unit · Derivative 457 $0.00 $0.00
Disclosure

SEC source: 0001744489-19-000283 · wf-form4_157714583379647.xml · derivative · entry 11

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Disney Common Stock · 457 shares

Expires 2022-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Converts at 1-for-1.

F4 · derivative.exercise_date: Vesting is limited to shares necessary to cover withholding obligations related to future vestings.

Read SEC document
December 22, 2019 Filed Dec 24, 2019 00:04 UTC Walt Disney Co DIS · Entity 1887 Tax withholdingDisney Common Stock 457 $146.83 $67,099.03
Disclosure

SEC source: 0001744489-19-000283 · wf-form4_157714583379647.xml · nonDerivative · entry 6

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,338

F5 · shares: The 457 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.

Read SEC document
December 22, 2019 Filed Dec 24, 2019 00:04 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionDisney Common Stock 457 $146.83 $67,099.03
Disclosure

SEC source: 0001744489-19-000283 · wf-form4_157714583379647.xml · nonDerivative · entry 5

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Vesting is limited to shares necessary to cover withholding obligations related to future vestings.

Read SEC document
December 21, 2019 Filed Dec 24, 2019 00:04 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionRestricted Stock Unit · Derivative 8,205.6013 $0.00 $0.00
Disclosure

SEC source: 0001744489-19-000283 · wf-form4_157714583379647.xml · derivative · entry 10

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Disney Common Stock · 8,205.6013 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Converts at 1-for-1.

F1 · derivative.exercise_date: Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 5, 2019. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.

Read SEC document
December 21, 2019 Filed Dec 24, 2019 00:04 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionRestricted Stock Unit · Derivative 2,328.8176 $0.00 $0.00
Disclosure

SEC source: 0001744489-19-000283 · wf-form4_157714583379647.xml · derivative · entry 9

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Disney Common Stock · 2,328.8176 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_price: Converts at 1-for-1.

F1 · derivative.exercise_date: Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 5, 2019. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.

Read SEC document
December 21, 2019 Filed Dec 24, 2019 00:04 UTC Walt Disney Co DIS · Entity 1887 Tax withholdingDisney Common Stock 4,069.6013 $146.83 $597,519.21
Disclosure

SEC source: 0001744489-19-000283 · wf-form4_157714583379647.xml · nonDerivative · entry 4

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,338

F3 · shares: The 4,069.6013 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.

Read SEC document
December 21, 2019 Filed Dec 24, 2019 00:04 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionDisney Common Stock 8,205.6013 $146.83 $1,204,787.41
Disclosure

SEC source: 0001744489-19-000283 · wf-form4_157714583379647.xml · nonDerivative · entry 3

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,407.6013

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 5, 2019. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.

Read SEC document
December 21, 2019 Filed Dec 24, 2019 00:04 UTC Walt Disney Co DIS · Entity 1887 Tax withholdingDisney Common Stock 1,155.8176 $146.83 $169,702.92
Disclosure

SEC source: 0001744489-19-000283 · wf-form4_157714583379647.xml · nonDerivative · entry 2

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,202

F2 · shares: The 1,155.8176 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.

Read SEC document
December 21, 2019 Filed Dec 24, 2019 00:04 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionDisney Common Stock 2,328.8176 $146.83 $341,928.64
Disclosure

SEC source: 0001744489-19-000283 · wf-form4_157714583379647.xml · nonDerivative · entry 1

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,357.8176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 5, 2019. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:52 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionRestricted Stock Unit · Derivative 3,413 $0.00 $0.00
Disclosure

SEC source: 0001744489-19-000269 · wf-form4_157688235525309.xml · derivative · entry 8

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Disney Common Stock · 3,413 shares

Expires 2019-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Converts at 1-for-1.

F1 · derivative.exercise_date: Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 5, 2019. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:52 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionRestricted Stock Unit · Derivative 2,753.9755 $0.00 $0.00
Disclosure

SEC source: 0001744489-19-000269 · wf-form4_157688235525309.xml · derivative · entry 7

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Disney Common Stock · 2,753.9755 shares

Expires 2019-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Converts at 1-for-1.

F1 · derivative.exercise_date: Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 5, 2019. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:52 UTC Walt Disney Co DIS · Entity 1887 SaleDisney Common Stock 1,113 $146.32 $162,854.16
Disclosure

SEC source: 0001744489-19-000269 · wf-form4_157688235525309.xml · nonDerivative · entry 5

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,029

F4 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:52 UTC Walt Disney Co DIS · Entity 1887 Tax withholdingDisney Common Stock 1,693 $146.06 $247,277.21
Disclosure

SEC source: 0001744489-19-000269 · wf-form4_157688235525309.xml · nonDerivative · entry 4

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,142

F3 · shares: The 1,693 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:52 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionDisney Common Stock 3,413 $146.06 $498,498.00
Disclosure

SEC source: 0001744489-19-000269 · wf-form4_157688235525309.xml · nonDerivative · entry 3

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 5, 2019. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:52 UTC Walt Disney Co DIS · Entity 1887 Tax withholdingDisney Common Stock 1,366.9755 $146.06 $199,658.53
Disclosure

SEC source: 0001744489-19-000269 · wf-form4_157688235525309.xml · nonDerivative · entry 2

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,422

F2 · shares: The 1,366.9755 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.

Read SEC document
December 19, 2019 Filed Dec 20, 2019 22:52 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionDisney Common Stock 2,753.9755 $146.06 $402,241.81
Disclosure

SEC source: 0001744489-19-000269 · wf-form4_157688235525309.xml · nonDerivative · entry 1

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,788.9755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 5, 2019. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.

Read SEC document
December 17, 2019 Filed Dec 20, 2019 01:08 UTC Walt Disney Co DIS · Entity 1887 GrantRestricted Stock Unit · Derivative 15,452 $0.00 $0.00
Disclosure

SEC source: 0001744489-19-000259 · wf-form4_157680410626682.xml · derivative · entry 6

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,452

Underlying: Disney Common Stock · 15,452 shares

Expires 2022-12-17

F4 · derivative.exercise_price: Converts at 1-for-1.

F6 · derivative.exercise_date: This restricted stock unit award was granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The award is scheduled to vest in four equal installments on each December 17 of 2020 through 2023.

Read SEC document
December 17, 2019 Filed Dec 20, 2019 01:08 UTC Walt Disney Co DIS · Entity 1887 GrantStock Option (Right-to-Buy) · Derivative 83,897 $0.00 Strike: $148.04 $0.00
Disclosure

SEC source: 0001744489-19-000259 · wf-form4_157680410626682.xml · derivative · entry 5

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,897

Underlying: Disney Common Stock · 83,897 shares

Expires 2029-12-17

F5 · derivative.exercise_date: Options were granted under the Company's 2011 Stock Incentive Plan in a transaction exempt under Rule 16(b)-3. The options vest in four equal installments on each December 17 of 2020 through 2023. In connection with this stock option award, the reporting person also was awarded restricted stock units whose vesting is subject to performance vesting criteria. The number of these stock units vesting depends on the extent to which the performance criteria are satisfied, and ranges from zero to 21,336.

Read SEC document
December 17, 2019 Filed Dec 20, 2019 01:08 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionRestricted Stock Unit · Derivative 2,210.9469 $0.00 $0.00
Disclosure

SEC source: 0001744489-19-000259 · wf-form4_157680410626682.xml · derivative · entry 4

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Disney Common Stock · 2,210.9469 shares

Expires 2019-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Converts at 1-for-1.

F1 · derivative.exercise_date: Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 5, 2019. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.

Read SEC document
December 17, 2019 Filed Dec 20, 2019 01:08 UTC Walt Disney Co DIS · Entity 1887 Tax withholdingDisney Common Stock 1,097.9469 $148.04 $162,540.06
Disclosure

SEC source: 0001744489-19-000259 · wf-form4_157680410626682.xml · nonDerivative · entry 2

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,035

F2 · shares: The 1,097.9469 shares reported as a disposition represent an automatic reduction of shares issued to the reporting person to discharge withholding tax obligations of reporting person and do not constitute an actual sale or other open-market transaction. The total also reflects a deduction for cash paid in lieu of fractional shares upon conversion of previously-granted units to shares.

Read SEC document
December 17, 2019 Filed Dec 20, 2019 01:08 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionDisney Common Stock 2,210.9469 $148.04 $327,308.58
Disclosure

SEC source: 0001744489-19-000259 · wf-form4_157680410626682.xml · nonDerivative · entry 1

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,132.9469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Vesting of shares connected with grant under The Walt Disney Company's 2002 Executive Performance Plan and 2011 Stock Incentive Plan, previously reported on a Form 4 dated December 5, 2019. Includes dividend equivalents credited with respect to the award, pursuant to the terms thereof.

Read SEC document
December 03, 2019 Filed Dec 6, 2019 02:00 UTC Walt Disney Co DIS · Entity 1887 GrantRestricted Stock Unit · Derivative 8,205.6013 $0.00 $0.00
Disclosure

SEC source: 0001744489-19-000241 · wf-form4_157559760098440.xml · derivative · entry 5

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,205.6013

Underlying: Disney Common Stock · 8,205.6013 shares

Expires 2019-12-21

F1 · derivative.exercise_price: Converts at 1-for-1.

F7 · date: Restricted stock units were awarded during the Company's 2017 fiscal year and were subject to performance conditions, which were satisfied as to 8,205.6013 shares (including an adjustment to reflect the extent to which applicable performance criteria were met and accumulated dividend equivalents) on December 3, 2019.

F3 · derivative.exercise_date: The stock unit award vests on the Expiration Date.

Read SEC document
December 03, 2019 Filed Dec 6, 2019 02:00 UTC Walt Disney Co DIS · Entity 1887 GrantRestricted Stock Unit · Derivative 2,328.8176 $0.00 $0.00
Disclosure

SEC source: 0001744489-19-000241 · wf-form4_157559760098440.xml · derivative · entry 4

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,328.8176

Underlying: Disney Common Stock · 2,328.8176 shares

Expires 2019-12-21

F1 · derivative.exercise_price: Converts at 1-for-1.

F6 · date: Restricted stock units were awarded during the Company's 2017 fiscal year and were subject to performance conditions, which were satisfied as to 2,328.8176 shares (including accumulated dividend equivalents) on December 3, 2019.

F3 · derivative.exercise_date: The stock unit award vests on the Expiration Date.

Read SEC document
December 03, 2019 Filed Dec 6, 2019 02:00 UTC Walt Disney Co DIS · Entity 1887 GrantRestricted Stock Unit · Derivative 3,413 $0.00 $0.00
Disclosure

SEC source: 0001744489-19-000241 · wf-form4_157559760098440.xml · derivative · entry 3

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,413

Underlying: Disney Common Stock · 3,413 shares

Expires 2019-12-19

F1 · derivative.exercise_price: Converts at 1-for-1.

F5 · date: Restricted stock units were awarded during the Company's 2019 fiscal year and were subject to performance conditions, which were satisfied as to 3,413.0000 shares (including accumulated dividend equivalents) on December 3, 2019.

F3 · derivative.exercise_date: The stock unit award vests on the Expiration Date.

Read SEC document
December 03, 2019 Filed Dec 6, 2019 02:00 UTC Walt Disney Co DIS · Entity 1887 GrantRestricted Stock Unit · Derivative 2,753.9755 $0.00 $0.00
Disclosure

SEC source: 0001744489-19-000241 · wf-form4_157559760098440.xml · derivative · entry 2

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753.9755

Underlying: Disney Common Stock · 2,753.9755 shares

Expires 2019-12-19

F1 · derivative.exercise_price: Converts at 1-for-1.

F4 · date: Restricted stock units were awarded during the Company's 2018 fiscal year and were subject to performance conditions, which were satisfied as to 2,753.9755 shares (including accumulated dividend equivalents) on December 3, 2019.

F3 · derivative.exercise_date: The stock unit award vests on the Expiration Date.

Read SEC document
December 03, 2019 Filed Dec 6, 2019 02:00 UTC Walt Disney Co DIS · Entity 1887 GrantRestricted Stock Unit · Derivative 2,210.9469 $0.00 $0.00
Disclosure

SEC source: 0001744489-19-000241 · wf-form4_157559760098440.xml · derivative · entry 1

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210.9469

Underlying: Disney Common Stock · 2,210.9469 shares

Expires 2019-12-17

F1 · derivative.exercise_price: Converts at 1-for-1.

F2 · date: Restricted stock units were awarded during the Company's 2016 fiscal year and were subject to performance conditions, which were satisfied as to 2,210.9469 shares (including accumulated dividend equivalents) on December 3, 2019.

F3 · derivative.exercise_date: The stock unit award vests on the Expiration Date.

Read SEC document
July 05, 2019 Filed Jul 9, 2019 23:00 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionStock Option (Right-to-Buy) · Derivative 94,462 $0.00 Strike: $38.75 $0.00
Disclosure

SEC source: 0001744489-19-000151 · wf-form4_156271321834628.xml · derivative · entry 4

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Disney Common Stock · 94,462 shares

Expires 2022-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is fully vested.

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July 05, 2019 Filed Jul 9, 2019 23:00 UTC Walt Disney Co DIS · Entity 1887 SaleDisney Common Stock 94,462 $141.18 $13,336,145.16
Disclosure

SEC source: 0001744489-19-000151 · wf-form4_156271321834628.xml · nonDerivative · entry 2

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,922

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Shares were sold in 68 incremental transactions pursuant to a single sell order. Sale prices of individual transactions ranged from $140.77 to $141.50. Upon request, the reporting person will provide to the Securities and Exchange Commission, to the Issuer of the securities herein, or to a securities holder the complete sales data, including the number of shares sold at each separate price.

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July 05, 2019 Filed Jul 9, 2019 23:00 UTC Walt Disney Co DIS · Entity 1887 Exercise / conversionDisney Common Stock 94,462 $38.75 $3,660,402.50
Disclosure

SEC source: 0001744489-19-000151 · wf-form4_156271321834628.xml · nonDerivative · entry 1

BRAVERMAN ALAN N · CIK 0001270528 · Sr EVP, General Counsel & Secy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.