Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Funko, Inc.FNKO · Entity 2463 | 10% owner | August 19, 2019 | August 21, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Funko, Inc.
Report date August 19, 2019 · Filed August 21, 2019
Jointly reported with Fundamental Capital Partners, LLC, Keenley Kevin G.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Fundamental Capital, LLC | 192,832 |
Reported balance
After 2019-08-19 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-08-19 · Sale · Disposed 10,888 · Balance 192,832 F3: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Fundamental Capital, LLC | 182,286 |
Reported balance
After 2019-08-20 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-08-20 · Sale · Disposed 10,547 · Balance 182,286 F4: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Funko International, LLC | 878,460 |
Reported balance
After 2019-08-19 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2019-08-19 · Sale · Disposed 49,603 · Balance 878,460 F3: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Funko International, LLC | 830,414 |
Reported balance
After 2019-08-20 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2019-08-20 · Sale · Disposed 48,045 · Balance 830,414 F4: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy Fundamental Capital, LLC | 433,138 |
Reported balance
Holding disclosure · report date 2019-08-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 433,138 F1: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy Funko International, LLC | 1,996,538 |
Reported balance
Holding disclosure · report date 2019-08-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,996,538 F1: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.
F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.
F3: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 20, 2019 Filed Aug 21, 2019 17:55 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 48,045 | $22.71 | $1,090,948.21 |
DisclosureSEC source: 0001209191-19-047045 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 830,414 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 17:55 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 10,547 | $22.71 | $239,488.62 |
DisclosureSEC source: 0001209191-19-047045 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 182,286 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 17:55 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 49,603 | $22.63 | $1,122,347.24 |
DisclosureSEC source: 0001209191-19-047045 · doc4.xml · nonDerivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 878,460 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 19, 2019 Filed Aug 21, 2019 17:55 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 10,888 | $22.63 | $246,358.42 |
DisclosureSEC source: 0001209191-19-047045 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 192,832 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:06 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046686 · doc4.xml · derivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,996,538 Underlying: Class A Common Stock · 820,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:06 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046686 · doc4.xml · derivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 433,138 Underlying: Class A Common Stock · 180,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:06 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046686 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,996,538 F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:06 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046686 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 928,062 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:06 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046686 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 433,138 F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 18:06 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046686 · doc4.xml · nonDerivative · entry 1 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 203,721 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 17:24 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 5,822 | $23.53 | $137,005.05 |
DisclosureSEC source: 0001209191-19-046367 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 108,062 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $23.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 17:24 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 1,278 | $23.53 | $30,074.28 |
DisclosureSEC source: 0001209191-19-046367 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 23,721 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $23.57, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 18:19 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 77,982 | $23.81 | $1,856,961.97 |
DisclosureSEC source: 0001209191-19-045991 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 113,884 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $24.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 18:19 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 17,118 | $23.81 | $407,625.80 |
DisclosureSEC source: 0001209191-19-045991 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 24,999 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $24.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 18:19 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 82,991 | $23.63 | $1,960,737.07 |
DisclosureSEC source: 0001209191-19-045991 · doc4.xml · nonDerivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 191,866 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 12, 2019 Filed Aug 14, 2019 18:19 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 18,218 | $23.63 | $430,416.65 |
DisclosureSEC source: 0001209191-19-045991 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 42,117 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.50 to $23.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 16:22 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 168,051 | $24.23 | $4,071,707.68 |
DisclosureSEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 8 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 274,858 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 16:22 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 143,341 | $23.86 | $3,419,757.91 |
DisclosureSEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 7 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 442,908 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.51 to $23.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 16:22 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 36,889 | $24.23 | $893,783.58 |
DisclosureSEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 60,334 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 09, 2019 Filed Aug 12, 2019 16:22 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 31,465 | $23.86 | $750,676.24 |
DisclosureSEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 97,224 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $23.51 to $23.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:22 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 205,000 | $23.18 | $4,751,941.00 |
DisclosureSEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 586,249 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.81 to $23.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 16:22 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 45,000 | $23.18 | $1,043,109.00 |
DisclosureSEC source: 0001209191-19-045505 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 128,689 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.81 to $23.46, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:07 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 12,843 | $25.26 | $324,450.14 |
DisclosureSEC source: 0001209191-19-044619 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 791,249 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.25 to $25.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 17:07 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 2,819 | $25.26 | $71,215.83 |
DisclosureSEC source: 0001209191-19-044619 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 173,689 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.25 to $25.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 31, 2019 Filed Jul 31, 2019 18:03 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 45,838 | $25.10 | $1,150,414.62 |
DisclosureSEC source: 0001209191-19-043899 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 804,092 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.00 to $25.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 31, 2019 Filed Jul 31, 2019 18:03 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 10,062 | $25.10 | $252,530.04 |
DisclosureSEC source: 0001209191-19-043899 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 176,508 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $25.00 to $25.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 18:03 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 22,386 | $24.80 | $555,130.27 |
DisclosureSEC source: 0001209191-19-043899 · doc4.xml · nonDerivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 849,930 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.75 to $24.915, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 18:03 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 4,914 | $24.80 | $121,857.86 |
DisclosureSEC source: 0001209191-19-043899 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 186,570 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.75 to $24.915, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 16:58 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 25,965 | $24.64 | $639,855.50 |
DisclosureSEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 8 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 872,316 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.50 to $24.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 16:58 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 5,700 | $24.64 | $140,465.10 |
DisclosureSEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 191,484 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.50 to $24.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 16:58 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 34,438 | $24.26 | $835,524.42 |
DisclosureSEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 7 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 898,282 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.25 to $24.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 26, 2019 Filed Jul 29, 2019 16:58 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 7,559 | $24.26 | $183,394.19 |
DisclosureSEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 197,183 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.25 to $24.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 16:58 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 21,161 | $24.29 | $514,089.57 |
DisclosureSEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 932,719 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.25 to $24.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 16:58 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 4,645 | $24.29 | $112,846.56 |
DisclosureSEC source: 0001209191-19-043516 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 204,743 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.25 to $24.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 24, 2019 Filed Jul 24, 2019 17:39 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 25,420 | $24.17 | $614,439.53 |
DisclosureSEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 8 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 953,880 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 24, 2019 Filed Jul 24, 2019 17:39 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 5,580 | $24.17 | $134,876.97 |
DisclosureSEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 209,388 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 17:39 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 18,040 | $24.01 | $433,183.70 |
DisclosureSEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 7 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 979,300 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 17:39 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 3,960 | $24.01 | $95,089.10 |
DisclosureSEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 214,968 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 17:39 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 16,223 | $24.02 | $389,721.88 |
DisclosureSEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 997,340 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 17:39 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 3,561 | $24.02 | $85,545.19 |
DisclosureSEC source: 0001209191-19-043082 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 218,928 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 19, 2019 Filed Jul 22, 2019 17:34 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 5,941 | $24.02 | $142,704.60 |
DisclosureSEC source: 0001209191-19-042898 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,013,563 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 19, 2019 Filed Jul 22, 2019 17:34 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 1,304 | $24.02 | $31,322.47 |
DisclosureSEC source: 0001209191-19-042898 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 222,489 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.12, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 17:34 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 8,258 | $24.06 | $198,662.71 |
DisclosureSEC source: 0001209191-19-042898 · doc4.xml · nonDerivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,019,504 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 17:34 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 1,813 | $24.06 | $43,615.34 |
DisclosureSEC source: 0001209191-19-042898 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 223,793 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $24.00 to $24.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:38 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042291 · doc4.xml · derivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 2,816,538 Underlying: Class A Common Stock · 820,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:38 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042291 · doc4.xml · derivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 613,138 Underlying: Class A Common Stock · 180,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:38 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042291 · doc4.xml · nonDerivative · entry 4 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 2,816,538 F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units. F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:38 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 820,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042291 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,027,762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:38 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042291 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 613,138 F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units. F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| July 12, 2019 Filed Jul 16, 2019 20:38 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-042291 · doc4.xml · nonDerivative · entry 1 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 225,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.