Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Funko, Inc.FNKO · Entity 2463 | 10% owner | August 19, 2019 | August 21, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Funko, Inc.
Report date August 19, 2019 · Filed August 21, 2019
Jointly reported with Fundamental Capital Partners, LLC, McNally Richard L.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy Fundamental Capital, LLC | 192,832 |
Reported balance
After 2019-08-19 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2019-08-19 · Sale · Disposed 10,888 · Balance 192,832 F3: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Fundamental Capital, LLC | 182,286 |
Reported balance
After 2019-08-20 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2019-08-20 · Sale · Disposed 10,547 · Balance 182,286 F4: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Funko International, LLC | 878,460 |
Reported balance
After 2019-08-19 transaction · row 5
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 5 · 2019-08-19 · Sale · Disposed 49,603 · Balance 878,460 F3: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Funko International, LLC | 830,414 |
Reported balance
After 2019-08-20 transaction · row 6
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 6 · 2019-08-20 · Sale · Disposed 48,045 · Balance 830,414 F4: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy Fundamental Capital, LLC | 433,138 |
Reported balance
Holding disclosure · report date 2019-08-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 433,138 F1: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. |
| Class B Common StockSEC Table I · non-derivative | IndirectBy Funko International, LLC | 1,996,538 |
Reported balance
Holding disclosure · report date 2019-08-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,996,538 F1: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.
F2: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.
F3: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $22.50 to $22.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2019 Filed Mar 4, 2019 17:25 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 66,390 | $20.52 | $1,362,375.91 |
DisclosureSEC source: 0001209191-19-015788 · doc4.xml · nonDerivative · entry 9 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 764,312 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.25 to $20.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 17:25 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 14,573 | $20.52 | $299,049.62 |
DisclosureSEC source: 0001209191-19-015788 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 167,777 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.25 to $20.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 27, 2019 Filed Mar 4, 2019 17:22 UTC Amendment | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 2,597 | $20.25 | $52,593.15 |
DisclosureSEC source: 0001209191-19-015770 · doc4a.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 830,702 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.25 to $20.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 27, 2019 Filed Mar 4, 2019 17:22 UTC Amendment | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 570 | $20.25 | $11,543.36 |
DisclosureSEC source: 0001209191-19-015770 · doc4a.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 182,350 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.25 to $20.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 16:20 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common | 2,597 | $20.25 | $52,593.15 |
DisclosureSEC source: 0001209191-19-014481 · doc4.xml · nonDerivative · entry 6 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 830,702 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.25 to $20.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 16:20 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 570 | $20.25 | $11,543.36 |
DisclosureSEC source: 0001209191-19-014481 · doc4.xml · nonDerivative · entry 3 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 182,350 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.25 to $20.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 26, 2019 Filed Mar 4, 2019 17:22 UTC Amendment | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 43,678 | $20.09 | $877,543.43 |
DisclosureSEC source: 0001209191-19-015770 · doc4a.xml · nonDerivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 833,299 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.00 to $20.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 26, 2019 Filed Mar 4, 2019 17:22 UTC Amendment | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 9,588 | $20.09 | $192,634.43 |
DisclosureSEC source: 0001209191-19-015770 · doc4a.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 182,920 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.00 to $20.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 17:08 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 41,246 | $19.92 | $821,649.19 |
DisclosureSEC source: 0001209191-19-013062 · doc4.xml · nonDerivative · entry 8 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 876,977 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.75 to $20.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 17:08 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 9,054 | $19.92 | $180,362.02 |
DisclosureSEC source: 0001209191-19-013062 · doc4.xml · nonDerivative · entry 4 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 192,508 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.75 to $20.07, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 25, 2019 Filed Feb 28, 2019 16:20 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common | 43,678 | $20.09 | $877,543.43 |
DisclosureSEC source: 0001209191-19-014481 · doc4.xml · nonDerivative · entry 5 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 833,299 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.00 to $20.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 25, 2019 Filed Feb 28, 2019 16:20 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 9,588 | $20.09 | $192,634.43 |
DisclosureSEC source: 0001209191-19-014481 · doc4.xml · nonDerivative · entry 2 Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner McNally Richard L. · CIK 0001719500 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 182,920 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $20.00 to $20.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 17:08 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 41,000 | $19.51 | $799,959.20 |
DisclosureSEC source: 0001209191-19-013062 · doc4.xml · nonDerivative · entry 7 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 918,223 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.25 to $19.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 17:08 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 9,000 | $19.51 | $175,600.80 |
DisclosureSEC source: 0001209191-19-013062 · doc4.xml · nonDerivative · entry 3 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 201,562 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.25 to $19.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 17:08 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 2,243 | $19.29 | $43,276.67 |
DisclosureSEC source: 0001209191-19-013062 · doc4.xml · nonDerivative · entry 6 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 959,223 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.25 to $19.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 17:08 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 492 | $19.29 | $9,492.70 |
DisclosureSEC source: 0001209191-19-013062 · doc4.xml · nonDerivative · entry 2 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 210,562 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.25 to $19.35, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 20:58 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 14,707 | $19.78 | $290,830.93 |
DisclosureSEC source: 0001209191-19-012339 · doc4.xml · nonDerivative · entry 8 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 961,466 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.52 to $20.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 20:58 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 26,293 | $19.19 | $504,581.08 |
DisclosureSEC source: 0001209191-19-012339 · doc4.xml · nonDerivative · entry 7 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 976,173 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.00 to $19.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 20:58 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 3,228 | $19.78 | $63,833.70 |
DisclosureSEC source: 0001209191-19-012339 · doc4.xml · nonDerivative · entry 4 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 211,054 F5 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.52 to $20.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 20, 2019 Filed Feb 21, 2019 20:58 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 5,772 | $19.19 | $110,768.72 |
DisclosureSEC source: 0001209191-19-012339 · doc4.xml · nonDerivative · entry 3 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 214,282 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $19.00 to $19.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 20:58 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 61,619 | $18.89 | $1,163,711.79 |
DisclosureSEC source: 0001209191-19-012339 · doc4.xml · nonDerivative · entry 6 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,002,466 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $18.50 to $19.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 20:58 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 13,526 | $18.89 | $255,446.63 |
DisclosureSEC source: 0001209191-19-012339 · doc4.xml · nonDerivative · entry 2 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 220,054 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $18.50 to $19.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:10 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 11,798 | $18.61 | $219,598.53 |
DisclosureSEC source: 0001209191-19-011387 · doc4.xml · nonDerivative · entry 6 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,064,085 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $18.50 to $18.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:10 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 2,590 | $18.61 | $48,208.19 |
DisclosureSEC source: 0001209191-19-011387 · doc4.xml · nonDerivative · entry 3 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 233,580 F4 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $18.50 to $18.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:10 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 31,117 | $18.61 | $579,152.72 |
DisclosureSEC source: 0001209191-19-011387 · doc4.xml · nonDerivative · entry 5 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,075,883 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $18.50 to $18.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:10 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 6,830 | $18.61 | $127,120.64 |
DisclosureSEC source: 0001209191-19-011387 · doc4.xml · nonDerivative · entry 2 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 236,170 F3 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $18.50 to $18.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 13, 2019 Filed Feb 13, 2019 21:30 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 41,000 | $18.45 | $756,359.80 |
DisclosureSEC source: 0000899243-19-003535 · doc4.xml · nonDerivative · entry 10 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,107,000 F8 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $18.02 to $18.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 13, 2019 Filed Feb 13, 2019 21:30 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 9,000 | $18.45 | $166,030.20 |
DisclosureSEC source: 0000899243-19-003535 · doc4.xml · nonDerivative · entry 5 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 243,000 F8 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $18.02 to $18.67, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 21:30 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 55,109 | $18.11 | $998,046.03 |
DisclosureSEC source: 0000899243-19-003535 · doc4.xml · nonDerivative · entry 9 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,148,000 F7 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $17.51 to $18.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 21:30 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 12,097 | $18.11 | $219,081.51 |
DisclosureSEC source: 0000899243-19-003535 · doc4.xml · nonDerivative · entry 4 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 252,000 F7 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $17.51 to $18.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:30 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 1,230,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003535 · doc4.xml · derivative · entry 12 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 4,456,538 Underlying: Class A Common Stock · 1,230,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. F5 · ownership.nature: The Form 3 filed by the Reporting Persons on 11/02/2017 reported ownership on a combined basis by Fundamental Capital and Funko International of their shares of Class B Common Stock in Table I and Common Units in Table II, with corresponding footnotes explaining their respective holdings. For this Form 4, their respective holdings are reported in separate rows in Table I and Table II. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:30 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionCommon Units · Derivative | 270,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003535 · doc4.xml · derivative · entry 11 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 973,138 Underlying: Class A Common Stock · 270,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.exercise_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F1 · derivative.expiration_date: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. F5 · ownership.nature: The Form 3 filed by the Reporting Persons on 11/02/2017 reported ownership on a combined basis by Fundamental Capital and Funko International of their shares of Class B Common Stock in Table I and Common Units in Table II, with corresponding footnotes explaining their respective holdings. For this Form 4, their respective holdings are reported in separate rows in Table I and Table II. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:30 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 26,891 | $17.49 | $470,250.98 |
DisclosureSEC source: 0000899243-19-003535 · doc4.xml · nonDerivative · entry 8 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 1,203,109 F6 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $17.25 to $17.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:30 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 1,230,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003535 · doc4.xml · nonDerivative · entry 7 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Funko International, LLC Disclosed balance after: 4,456,538 F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units. F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. F5 · ownership.nature: The Form 3 filed by the Reporting Persons on 11/02/2017 reported ownership on a combined basis by Fundamental Capital and Funko International of their shares of Class B Common Stock in Table I and Common Units in Table II, with corresponding footnotes explaining their respective holdings. For this Form 4, their respective holdings are reported in separate rows in Table I and Table II. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:30 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 1,230,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003535 · doc4.xml · nonDerivative · entry 6 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 1,230,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:30 UTC | Funko, Inc. FNKO · Entity 2463 | SaleClass A Common Stock | 5,903 | $17.49 | $103,227.53 |
DisclosureSEC source: 0000899243-19-003535 · doc4.xml · nonDerivative · entry 3 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 264,097 F6 · price: The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions at prices ranging from $17.25 to $17.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:30 UTC | Funko, Inc. FNKO · Entity 2463 | Disposition to issuerClass B Common Stock | 270,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003535 · doc4.xml · nonDerivative · entry 2 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 973,138 F3 · security: Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units. F4 · kind: Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. F5 · ownership.nature: The Form 3 filed by the Reporting Persons on 11/02/2017 reported ownership on a combined basis by Fundamental Capital and Funko International of their shares of Class B Common Stock in Table I and Common Units in Table II, with corresponding footnotes explaining their respective holdings. For this Form 4, their respective holdings are reported in separate rows in Table I and Table II. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 21:30 UTC | Funko, Inc. FNKO · Entity 2463 | ConversionClass A Common Stock | 270,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-003535 · doc4.xml · nonDerivative · entry 1 McNally Richard L. · CIK 0001719500 · 10% owner Keenley Kevin G. · CIK 0001720927 · 10% owner Fundamental Capital Partners, LLC · CIK 0001720908 · 10% owner Funko International, LLC · CIK 0001720926 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Fundamental Capital, LLC Disclosed balance after: 270,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis. F2 · ownership.nature: Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International") and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.