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Neff Thomas B

Disclosed activity across 1 company

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155342
SEC CIK
0001623238

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KYNTRA BIO, INC.FGEN · Entity 7431Director · Chief Executive OfficerAugust 21, 2019August 23, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KYNTRA BIO, INC.

Report date August 21, 2019 · Filed August 23, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,326,612 Ending reported balance After 2019-08-22 transaction · row 6
5 source rows · reconciled sequence

Row 1 · 2019-08-21 · Exercise / conversion · Acquired 6,834 · Balance 2,356,578

Row 2 · 2019-08-21 · Sale · Disposed 18,400 · Balance 2,338,178

F1: Shares sold pursuant to a 10b5-1 plan.

F2: The shares were sold at prices ranging from $44.54 to $45.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 4 · 2019-08-22 · Exercise / conversion · Acquired 6,834 · Balance 2,345,012

Row 5 · 2019-08-22 · Sale · Disposed 17,100 · Balance 2,327,912

F1: Shares sold pursuant to a 10b5-1 plan.

F4: The shares were sold at prices ranging from $43.46 to $44.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 6 · 2019-08-22 · Sale · Disposed 1,300 · Balance 2,326,612

F1: Shares sold pursuant to a 10b5-1 plan.

F5: The shares were sold at prices ranging from $44.61 to $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Partnership45,656 Reported balance After 2019-08-21 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-08-21 · Sale · Disposed 1,418 · Balance 45,656

F1: Shares sold pursuant to a 10b5-1 plan.

F3: The shares were sold at prices ranging from $44.51 to $45.115. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Partnership44,238 Reported balance After 2019-08-22 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2019-08-22 · Sale · Disposed 1,418 · Balance 44,238

F1: Shares sold pursuant to a 10b5-1 plan.

F6: The shares were sold at prices ranging from $43.47 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2020-06-09Direct184,536 Reported balance After 2019-08-21 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-08-21 · Exercise / conversion · Disposed 6,834 · Balance 184,536

F8: Fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2020-06-09Direct177,702 Reported balance After 2019-08-22 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-08-22 · Exercise / conversion · Disposed 6,834 · Balance 177,702

F8: Fully vested.

Common StockSEC Table I · non-derivativeIndirectBy Spouse20,000 Reported balance Holding disclosure · report date 2019-08-21 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 20,000

Common StockSEC Table I · non-derivativeIndirectSee footnote60,946 Reported balance Holding disclosure · report date 2019-08-21 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 60,946

F7: The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a 10b5-1 plan.

F2: The shares were sold at prices ranging from $44.54 to $45.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: The shares were sold at prices ranging from $44.51 to $45.115. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: The shares were sold at prices ranging from $43.46 to $44.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: The shares were sold at prices ranging from $44.61 to $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: The shares were sold at prices ranging from $43.47 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7: The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.

F8: Fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 08, 2019 Filed Feb 8, 2019 23:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 100 $57.68 $5,768.00
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 80,106

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 818 $56.79 $46,454.22
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 80,206

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $56.58 to $57.08. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 50 $57.68 $2,884.00
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647,737

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 13,593 $57.05 $775,480.65
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,647,787

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $56.67 to $57.66. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 5,257 $56.54 $297,230.78
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661,380

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $55.67 to $56.66. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 23:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,319 $3.60 $37,148.40
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,666,637

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,319 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · derivative · entry 14

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,957

Underlying: Common Stock · 10,319 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 487 $57.01 $27,763.87
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,024

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $56.94 to $57.17. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 3,847 $55.98 $215,355.06
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,511

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $55.54 to $56.32. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 5,013 $57.06 $286,041.78
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,656,318

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $56.80 to $57.43. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 19,015 $55.94 $1,063,699.10
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661,331

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $55.48 to $56.44. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 23:58 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,319 $3.60 $37,148.40
Disclosure

SEC source: 0001209191-19-008744 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,680,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 00:51 UTC KYNTRA BIO, INC. FGEN · Entity 7431 GrantStock Option (Right to Buy) · Derivative 156,100 $0.00 Strike: $57.33 $0.00
Disclosure

SEC source: 0001209191-19-008293 · doc4.xml · derivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,100

Underlying: Common Stock · 156,100 shares

Expires 2029-02-05

F3 · derivative.exercise_date: Twenty-five percent of the shares subject to the option vests on March 1, 2020, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 00:51 UTC KYNTRA BIO, INC. FGEN · Entity 7431 GrantCommon Stock 93,600 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008293 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,670,027

F1 · shares: Represents the grant of restricted stock units. Twenty-five percent of the restricted stock units vest on March 6, 2020, and the remainder vests in equal amounts quarterly thereafter for the following three years.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 00:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,319 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · derivative · entry 13

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,276

Underlying: Common Stock · 10,319 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 00:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1,390 $52.59 $73,100.10
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Family Partnership

Disclosed balance after: 85,358

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $51.98 to $52.92. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 00:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 702 $51.83 $36,384.66
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 86,748

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $50.91 to $51.90. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 00:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 2,085 $52.93 $110,359.05
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,576,427

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $52.86 to $53.105. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 00:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 12,975 $52.37 $679,500.75
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,578,512

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $51.86 to $52.855. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 00:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stoc 12,848 $51.46 $661,158.08
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,591,487

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $50.86 to $51.85. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 23, 2019 Filed Jan 25, 2019 00:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,319 $3.60 $37,148.40
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,604,335

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,319 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,595

Underlying: Common Stock · 10,319 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Fully vested.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 3,550 $52.42 $186,091.00
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,594,016

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $52.33 to $52.58. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 26,450 $51.93 $1,373,548.50
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,597,566

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $51.335 to $52.325. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 00:32 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,319 $3.60 $37,148.40
Disclosure

SEC source: 0001209191-19-005246 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,624,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 00:20 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 20,912 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · derivative · entry 13

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,914

Underlying: Common Stock · 20,912 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 00:20 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 25,600 $45.05 $1,153,280.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,613,697

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $44.61 to $45.445. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 00:20 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stoc 4,400 $44.12 $194,128.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,639,297

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $43.60 to $44.575. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 04, 2019 Filed Jan 8, 2019 00:20 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 20,912 $3.60 $75,283.20
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,643,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 00:20 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,826

Underlying: Common Stock · 30,000 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 00:20 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 100 $45.75 $4,575.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622,785

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 00:20 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 6,507 $44.84 $291,773.88
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622,885

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $44.50 to $45.44. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 00:20 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 11,493 $44.12 $507,071.16
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,629,392

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $43.50 to $44.49. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 00:20 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 11,900 $43.08 $512,652.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,640,885

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $42.50 to $43.475. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
January 03, 2019 Filed Jan 8, 2019 00:20 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 30,000 $3.60 $108,000.00
Disclosure

SEC source: 0001209191-19-002653 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,652,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:45 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 11,002 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · derivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,826

Underlying: Common Stock · 11,002 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:45 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1,836 $40.91 $75,110.76
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 87,450

F2 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $40.50 to $41.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:45 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 9,227 $41.29 $380,982.83
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,622,785

F2 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $41.07 to $41.92. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:45 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 18,937 $40.75 $771,682.75
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632,012

F2 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $40.06 to $41.05. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:45 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 11,002 $3.60 $39,607.20
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,650,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2018 Filed Dec 7, 2018 01:45 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Tax withholdingCommon Stock 6,373 $40.93 $260,846.89
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,639,947

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
December 03, 2018 Filed Dec 7, 2018 01:45 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Tax withholdingCommon Stock 2,287 $43.93 $100,467.91
Disclosure

SEC source: 0001209191-18-061413 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,646,320

F1 · shares: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
November 21, 2018 Filed Nov 21, 2018 23:23 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,319 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · derivative · entry 13

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,828

Underlying: Common Stock · 10,319 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

Read SEC document
November 21, 2018 Filed Nov 21, 2018 23:23 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 918 $39.47 $36,233.46
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 89,286

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $39.10 to $39.93. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 21, 2018 Filed Nov 21, 2018 23:23 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 18,900 $39.47 $745,983.00
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,648,607

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $39.00 to $39.99. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 21, 2018 Filed Nov 21, 2018 23:23 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 10,319 $3.60 $37,148.40
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 23:23 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 10,319 $0.00 Strike: $3.60 $0.00
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · derivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,147

Underlying: Common Stock · 10,319 shares

Expires 2019-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_date: Fully vested.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 23:23 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 100 $39.65 $3,965.00
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 90,204

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 23:23 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 818 $39.20 $32,065.60
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 90,304

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $38.50 to $39.44. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2018 Filed Nov 21, 2018 23:23 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 400 $39.95 $15,980.00
Disclosure

SEC source: 0001209191-18-059818 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,657,188

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $39.895 to $39.97. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.