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Neff Thomas B

Disclosed activity across 1 company

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155342
SEC CIK
0001623238

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KYNTRA BIO, INC.FGEN · Entity 7431Director · Chief Executive OfficerAugust 21, 2019August 23, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KYNTRA BIO, INC.

Report date August 21, 2019 · Filed August 23, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,326,612 Ending reported balance After 2019-08-22 transaction · row 6
5 source rows · reconciled sequence

Row 1 · 2019-08-21 · Exercise / conversion · Acquired 6,834 · Balance 2,356,578

Row 2 · 2019-08-21 · Sale · Disposed 18,400 · Balance 2,338,178

F1: Shares sold pursuant to a 10b5-1 plan.

F2: The shares were sold at prices ranging from $44.54 to $45.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 4 · 2019-08-22 · Exercise / conversion · Acquired 6,834 · Balance 2,345,012

Row 5 · 2019-08-22 · Sale · Disposed 17,100 · Balance 2,327,912

F1: Shares sold pursuant to a 10b5-1 plan.

F4: The shares were sold at prices ranging from $43.46 to $44.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Row 6 · 2019-08-22 · Sale · Disposed 1,300 · Balance 2,326,612

F1: Shares sold pursuant to a 10b5-1 plan.

F5: The shares were sold at prices ranging from $44.61 to $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Partnership45,656 Reported balance After 2019-08-21 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-08-21 · Sale · Disposed 1,418 · Balance 45,656

F1: Shares sold pursuant to a 10b5-1 plan.

F3: The shares were sold at prices ranging from $44.51 to $45.115. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeIndirectBy Family Partnership44,238 Reported balance After 2019-08-22 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2019-08-22 · Sale · Disposed 1,418 · Balance 44,238

F1: Shares sold pursuant to a 10b5-1 plan.

F6: The shares were sold at prices ranging from $43.47 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2020-06-09Direct184,536 Reported balance After 2019-08-21 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2019-08-21 · Exercise / conversion · Disposed 6,834 · Balance 184,536

F8: Fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.90 · Expires 2020-06-09Direct177,702 Reported balance After 2019-08-22 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2019-08-22 · Exercise / conversion · Disposed 6,834 · Balance 177,702

F8: Fully vested.

Common StockSEC Table I · non-derivativeIndirectBy Spouse20,000 Reported balance Holding disclosure · report date 2019-08-21 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 20,000

Common StockSEC Table I · non-derivativeIndirectSee footnote60,946 Reported balance Holding disclosure · report date 2019-08-21 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 60,946

F7: The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold pursuant to a 10b5-1 plan.

F2: The shares were sold at prices ranging from $44.54 to $45.12. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: The shares were sold at prices ranging from $44.51 to $45.115. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F4: The shares were sold at prices ranging from $43.46 to $44.38. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F5: The shares were sold at prices ranging from $44.61 to $44.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F6: The shares were sold at prices ranging from $43.47 to $43.95. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

F7: The shares are held by BioGrowth Partners, LP. The reporting person is the sole general partner of BioGrowth Partners, LP and has sole voting and dispositive power over the shares held by BioGrowth Partners, LP.

F8: Fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 19, 2019 Filed Jun 21, 2019 20:47 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-038494 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,449,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:38 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · derivative · entry 14

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,042

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:38 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 618 $38.20 $23,607.60
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 58,418

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F9 · price: The shares were sold at prices ranging from $38.155 to $38.25. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:38 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 800 $37.77 $30,216.00
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 59,036

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $37.12 to $38.09. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:38 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Tax withholdingCommon Stock 8,542 $38.31 $327,244.02
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,442,272

F7 · kind: Represents shares withheld by the issuer to satisfy a tax obligation realized by the reporting person upon the vesting of restricted stock units.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:38 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 11,500 $38.16 $438,840.00
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450,814

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $37.945 to $38.49. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:38 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 6,900 $37.57 $259,233.00
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,462,314

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $36.935 to $37.93. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 23:38 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,469,214

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 23:38 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · derivative · entry 13

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,876

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 23:38 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1,418 $38.52 $54,621.36
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 59,836

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $38.12 to $39.01. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 23:38 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1,522 $38.97 $59,312.34
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,462,380

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $38.885 to $39.03. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 23:38 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 16,878 $38.43 $648,621.54
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,463,902

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $37.88 to $38.85. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 05, 2019 Filed Jun 7, 2019 23:38 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-035680 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,480,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2019 Filed May 24, 2019 23:18 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-032828 · doc4.xml · derivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,710

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
May 23, 2019 Filed May 24, 2019 23:18 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1,418 $35.05 $49,700.90
Disclosure

SEC source: 0001209191-19-032828 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 61,254

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $34.73 to $35.18. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 23, 2019 Filed May 24, 2019 23:18 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1,100 $35.25 $38,775.00
Disclosure

SEC source: 0001209191-19-032828 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,473,946

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $35.23 to $35.30. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 23, 2019 Filed May 24, 2019 23:18 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 17,300 $35.00 $605,500.00
Disclosure

SEC source: 0001209191-19-032828 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,475,046

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $34.23 to $35.22. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 23, 2019 Filed May 24, 2019 23:18 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-032828 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,492,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2019 Filed May 24, 2019 23:18 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-032828 · doc4.xml · derivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,544

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Fully vested.

Read SEC document
May 22, 2019 Filed May 24, 2019 23:18 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1,418 $35.71 $50,636.78
Disclosure

SEC source: 0001209191-19-032828 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 62,672

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $35.45 to $36.03. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 22, 2019 Filed May 24, 2019 23:18 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 18,400 $35.73 $657,432.00
Disclosure

SEC source: 0001209191-19-032828 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485,512

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $35.28 to $36.22. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 22, 2019 Filed May 24, 2019 23:18 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-032828 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,503,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2019 Filed May 15, 2019 23:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-030183 · doc4.xml · derivative · entry 15

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,378

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Fully vested.

Read SEC document
May 14, 2019 Filed May 15, 2019 23:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 318 $37.37 $11,883.66
Disclosure

SEC source: 0001209191-19-030183 · doc4.xml · nonDerivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 64,090

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F10 · price: The shares were sold at prices ranging from $37.32 to $37.43. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2019 Filed May 15, 2019 23:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1,100 $36.77 $40,447.00
Disclosure

SEC source: 0001209191-19-030183 · doc4.xml · nonDerivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 64,408

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F9 · price: The shares were sold at prices ranging from $36.23 to $37.305. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2019 Filed May 15, 2019 23:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 12,050 $37.12 $447,296.00
Disclosure

SEC source: 0001209191-19-030183 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,497,078

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $36.77 to $37.64. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2019 Filed May 15, 2019 23:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 6,350 $36.40 $231,140.00
Disclosure

SEC source: 0001209191-19-030183 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,509,128

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $35.77 to $36.76. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 14, 2019 Filed May 15, 2019 23:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-030183 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,515,478

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-030183 · doc4.xml · derivative · entry 14

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,212

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_date: Fully vested.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 500 $36.21 $18,105.00
Disclosure

SEC source: 0001209191-19-030183 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 65,508

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $36.00 to $36.41. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 918 $35.52 $32,607.36
Disclosure

SEC source: 0001209191-19-030183 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 66,008

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $34.97 to $35.91. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 700 $36.92 $25,844.00
Disclosure

SEC source: 0001209191-19-030183 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,508,644

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $36.82 to $37.24. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 13, 2019 Filed May 15, 2019 23:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 11,500 $36.07 $414,805.00
Disclosure

SEC source: 0001209191-19-030183 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,509,344

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $35.75 to $36.67. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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May 13, 2019 Filed May 15, 2019 23:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 6,200 $35.23 $218,426.00
Disclosure

SEC source: 0001209191-19-030183 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520,844

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $34.75 to $35.74. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
May 13, 2019 Filed May 15, 2019 23:50 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-030183 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,527,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · derivative · entry 16

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,046

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
April 18, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1,218 $47.13 $57,404.34
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · nonDerivative · entry 12

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 66,926

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F9 · price: The shares were sold at prices ranging from $46.535 to $47.40. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

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April 18, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 200 $45.33 $9,066.00
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · nonDerivative · entry 11

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 68,144

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F8 · price: The shares were sold at prices ranging from $45.03 to $45.63. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 6,558 $47.34 $310,455.72
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · nonDerivative · entry 10

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520,210

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F7 · price: The shares were sold at prices ranging from $47.19 to $47.54. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 8,625 $46.82 $403,822.50
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · nonDerivative · entry 9

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,526,768

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F6 · price: The shares were sold at prices ranging from $46.19 to $47.185. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 3,217 $45.69 $146,984.73
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · nonDerivative · entry 8

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535,393

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F5 · price: The shares were sold at prices ranging from $45.18 to $46.16. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 18, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · nonDerivative · entry 7

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,538,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · derivative · entry 15

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,880

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 100 $47.09 $4,709.00
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · nonDerivative · entry 6

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 68,344

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 1,318 $46.60 $61,418.80
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · nonDerivative · entry 5

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Partnership

Disclosed balance after: 68,444

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F4 · price: The shares were sold at prices ranging from $46.07 to $46.8775. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 100 $48.75 $4,875.00
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · nonDerivative · entry 4

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,531,776

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 3,464 $47.17 $163,396.88
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · nonDerivative · entry 3

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,531,876

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F3 · price: The shares were sold at prices ranging from $47.00 to $47.71. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 SaleCommon Stock 14,836 $46.60 $691,357.60
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · nonDerivative · entry 2

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,535,340

F1 · kind: Shares sold pursuant to a 10b5-1 plan.

F2 · price: The shares were sold at prices ranging from $46.01 to $46.99. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 21:07 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionCommon Stock 6,834 $2.90 $19,818.60
Disclosure

SEC source: 0001209191-19-025397 · doc4.xml · nonDerivative · entry 1

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,550,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2019 Filed Apr 5, 2019 22:54 UTC KYNTRA BIO, INC. FGEN · Entity 7431 Exercise / conversionStock Option (Right to Buy) · Derivative 6,834 $0.00 Strike: $2.90 $0.00
Disclosure

SEC source: 0001209191-19-023885 · doc4.xml · derivative · entry 15

Neff Thomas B · CIK 0001623238 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,714

Underlying: Common Stock · 6,834 shares

Expires 2020-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: Fully vested.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.