Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CAPITAL ONE FINANCIAL CORP
Report date February 03, 2022 · Filed February 07, 2022
Section 16 reporting ended · disclosed 2022-02-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 60,120 |
Reported balance
After 2022-02-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-03 · Grant · Acquired 8,862 · Balance 60,120 F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 7,128 |
Reported balance
Holding disclosure · report date 2022-02-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 7,128 F3: Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction. |
Filing footnotes · ownership attribution and instrument terms
F1: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2023 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
F2: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
F3: Represents the reporting person's equivalent share ownership in the Company's 401(k) Plan, a unitized plan, as of the date of the latest transaction.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 29, 2009 Filed Jul 30, 2009 20:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 11,196 | $29.71 | $332,633.16 |
DisclosureSEC source: 0001225208-09-016295 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,269 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on January 29, 2009. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| July 27, 2009 Filed Jul 29, 2009 21:58 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 31,596 | $30.16 | $952,872.17 |
DisclosureSEC source: 0001225208-09-016259 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,465 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2009, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were sold at prices ranging from $29.84 to $30.37. Information regarding the number of shares sold at each separate price will be provided upon request. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| March 03, 2009 Filed Mar 5, 2009 21:42 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,091 | $10.34 | $11,280.94 |
DisclosureSEC source: 0001225208-09-006355 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,730 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 02, 2009 Filed Mar 4, 2009 22:31 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 824 | $10.97 | $9,039.28 |
DisclosureSEC source: 0001225208-09-006151 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,821 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 2, 2007. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| February 21, 2009 Filed Feb 24, 2009 23:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,109 | $9.43 | $19,887.87 |
DisclosureSEC source: 0001225208-09-004757 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,353 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 21, 2008. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 229,111 | $0.00 Strike: $18.28 | $0.00 |
DisclosureSEC source: 0001225208-09-002549 · doc4.xml · derivative · entry 4 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,111 Underlying: Common Stock · 229,111 shares Expires 2019-01-28 F7 · derivative.exercise_date: This option becomes exercisable in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantPerformance Share Units · Derivative | 40,478 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002549 · doc4.xml · derivative · entry 3 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,478 Underlying: Common Stock · 40,478 shares Expires 2012-03-15 F4 · derivative.exercise_price: Each performance unit represents the right to receive one performance share upon satisfaction of the performance conditions. F5 · shares: The number of performance units shown represents the maximum number of performance shares that may be issuable at the end of the performance period. F6 · derivative.exercise_date: The performance shares may be issuable at the end of a three-year performance period (January 1, 2009 to December 31, 2011) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 16,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002549 · doc4.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,462 F2 · security: This restricted stock will vest on July 29, 2009. F3 · balance_after: Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| January 29, 2009 Filed Feb 3, 2009 01:18 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 118,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002549 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,372 F1 · security: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 33,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002997 · doc4a.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,462 F3 · shares: This restricted stock will vest on July 29, 2009. Read SEC document |
| January 29, 2009 Filed Feb 4, 2009 22:32 UTC Amendment | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 100,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-002997 · doc4a.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,934 F1 · security: The reporting person is filing this amendment to reflect different amounts with respect to the grants reported on the original Form 4. The reporting person's total beneficial holdings remain the same. F2 · shares: This restricted stock will vest in 33 1/3 increments beginning on January 29, 2010 and annually thereafter. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 300 | $56.46 Strike: $56.46 | $16,938.00 |
DisclosureSEC source: 0001225208-08-015014 · doc4.xml · derivative · entry 7 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300 shares Expires 2009-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionStock Options · Derivative | 25,000 | $56.46 Strike: $56.46 | $1,411,500.00 |
DisclosureSEC source: 0001225208-08-015014 · doc4.xml · derivative · entry 6 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,662 Underlying: Common Stock · 25,000 shares Expires 2009-04-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option became exercisable in two increments, the first on April 29, 2005 and the second on April 29, 2008. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 25,300 | $59.95 | $1,516,735.00 |
DisclosureSEC source: 0001225208-08-015014 · doc4.xml · nonDerivative · entry 5 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,170 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2008 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person through the Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 6,232 | $59.95 | $373,608.40 |
DisclosureSEC source: 0001225208-08-015014 · doc4.xml · nonDerivative · entry 4 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,470 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2008 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 300 | $56.46 | $16,938.00 |
DisclosureSEC source: 0001225208-08-015014 · doc4.xml · nonDerivative · entry 3 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2008 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 19, 2008 Filed Sep 23, 2008 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 25,000 | $56.46 | $1,411,500.00 |
DisclosureSEC source: 0001225208-08-015014 · doc4.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2008 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 18, 2008 Filed Sep 23, 2008 00:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 5,285 | $54.95 | $290,410.75 |
DisclosureSEC source: 0001225208-08-015014 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,402 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on April 23, 2008 in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 15, 2008 Filed Mar 18, 2008 21:39 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 1,424 | $49.07 | $69,875.68 |
DisclosureSEC source: 0001225208-08-005170 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,513 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 03, 2008 Filed Mar 5, 2008 22:45 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 533 | $45.73 | $24,374.09 |
DisclosureSEC source: 0001225208-08-004492 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,937 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 02, 2008 Filed Mar 4, 2008 22:15 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 805 | $47.02 | $37,851.10 |
DisclosureSEC source: 0001225208-08-004279 · doc4.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,470 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 2, 2007. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 21, 2008 Filed Feb 26, 2008 02:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 163,150 | $0.00 Strike: $48.95 | $0.00 |
DisclosureSEC source: 0001181431-08-013523 · rrd196894.xml · derivative · entry 2 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,150 Underlying: Common Stock · 163,150 shares Expires 2018-02-20 F3 · derivative.exercise_date: This option becomes exercisable in 33 1/3 increments beginning on February 21, 2009 and annually thereafter. Read SEC document |
| February 21, 2008 Filed Feb 26, 2008 02:46 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 24,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-013523 · rrd196894.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,275 F1 · security: This grant of restricted stock is contingent upon the achievement by the issuer of a predetermined earnings per share for 2007. The shares vest in the following manner: 25% of the shares will vest on February 21, 2009; 25% will vest on February 21, 2010 and the remaining 50% will vest on February 21, 2011. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transactions. Read SEC document |
| December 10, 2007 Filed Dec 12, 2007 22:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantPerformance Share Units · Derivative | 37,010 | $0.00 Strike: $54.05 | $0.00 |
DisclosureSEC source: 0000927628-07-000054 · ber1084.xml · derivative · entry 1 Berson Jory A · CIK 0001365632 · President, Financial Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,010 Underlying: Common Stock · 37,010 shares Expires 2011-03-15 F1 · derivative.exercise_date: These performance shares may be issuable at the end of a three-year performance period (January 1, 2008 to December 31, 2010) based on the Company's total shareholder return as compared to the total shareholder return for a peer group of companies. Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:10 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 755 | $75.83 | $57,251.65 |
DisclosureSEC source: 0000927628-07-000012 · ber972.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,426 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 15, 2005. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| March 03, 2007 Filed Mar 7, 2007 00:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 533 | $76.79 | $40,929.07 |
DisclosureSEC source: 0001181431-07-017453 · rrd150237.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,181 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on March 3, 2006. This is authorized in the applicable restricted stock award agreement. F3 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock · Derivative | 53,420 | $0.00 Strike: $76.79 | $0.00 |
DisclosureSEC source: 0001181431-07-017453 · rrd150237.xml · derivative · entry 3 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,420 Underlying: Common Stock · 53,420 shares Expires 2017-03-01 F4 · derivative.exercise_date: This option becomes exercisable in 33 1/3% increments beginning on March 2, 2008 and annually thereafter. Read SEC document |
| March 02, 2007 Filed Mar 7, 2007 00:36 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 10,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-07-017453 · rrd150237.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,714 F1 · kind: This grant restricted stock will vest in the following manner provided that the issuer achieves a predetermined earnings per share for 2007: 25% of the shares will vest on March 2, 2008, 25% will vest on March 2, 2009 and the remaining 50% will vest on March 2, 2010. Read SEC document |
| February 20, 2007 Filed Feb 22, 2007 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 603 | $61.20 Strike: $61.20 | $36,903.60 |
DisclosureSEC source: 0001181431-07-013612 · rrd148290.xml · derivative · entry 7 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 603 shares Expires 2007-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2007 Filed Feb 22, 2007 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,495 | $49.06 Strike: $49.06 | $465,824.70 |
DisclosureSEC source: 0001181431-07-013612 · rrd148290.xml · derivative · entry 6 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,496 Underlying: Common Stock · 9,495 shares Expires 2011-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2007 Filed Feb 22, 2007 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 7,623 | $81.82 | $623,713.86 |
DisclosureSEC source: 0001181431-07-013612 · rrd148290.xml · nonDerivative · entry 5 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,407 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| February 20, 2007 Filed Feb 22, 2007 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 603 | $81.82 | $49,337.46 |
DisclosureSEC source: 0001181431-07-013612 · rrd148290.xml · nonDerivative · entry 4 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,030 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 20, 2007 Filed Feb 22, 2007 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | SaleCommon Stock | 9,495 | $81.82 | $776,880.90 |
DisclosureSEC source: 0001181431-07-013612 · rrd148290.xml · nonDerivative · entry 3 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,633 F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 20, 2007 Filed Feb 22, 2007 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 603 | $61.20 | $36,903.60 |
DisclosureSEC source: 0001181431-07-013612 · rrd148290.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| February 20, 2007 Filed Feb 22, 2007 23:33 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 9,495 | $49.06 | $465,824.70 |
DisclosureSEC source: 0001181431-07-013612 · rrd148290.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,525 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: This transaction was executed pursuant to a trading plan entered into by the reporting person on February 1, 2007, in accordance with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 422 | $61.21 Strike: $61.21 | $25,830.62 |
DisclosureSEC source: 0000927628-07-000004 · ber943.xml · derivative · entry 4 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 422 shares Expires 2007-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,786 | $53.07 Strike: $53.07 | $94,783.02 |
DisclosureSEC source: 0000927628-07-000004 · ber943.xml · derivative · entry 3 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,786 shares Expires 2007-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 422 | $61.21 | $25,830.62 |
DisclosureSEC source: 0000927628-07-000004 · ber943.xml · nonDerivative · entry 2 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,956 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes shares acquired under the Company's Associate Stock Purchase Plan since last reported through this filing date. Read SEC document |
| January 22, 2007 Filed Jan 24, 2007 22:02 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 1,786 | $53.07 | $94,783.02 |
DisclosureSEC source: 0000927628-07-000004 · ber943.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,534 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2006 Filed Dec 20, 2006 00:54 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,117 | $77.15 | $163,326.55 |
DisclosureSEC source: 0001181431-06-070852 · rrd140108.xml · nonDerivative · entry 1 Berson Jory A · CIK 0001365632 · President, US Card 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,672 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on December 15, 2003. This is authorized in the applicable restricted stock award agreement. F2 · balance_after: Includes shares acquired by the reporting person under the Company's Associate Stock Purchase Plan since the last reported transaction. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.